Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value: $82.14M (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| KRE | SPDR S&P Regional Banking ETF | 249,000 | $8.884M | 10.8% | $35.68 | — | common | 78464A698 |
| UBAB | United Bancorporation Ala CL A | 281,348 | $5.423M | 6.6% | $19.02 | -2.2% | common | 90944R100 |
| — | Grandsouth Bancorporation | 321,847 | $4.47M | 5.4% | $14.00 | — | common | 386627301 |
| — | First Bancshares Inc MS | 209,450 | $4.392M | 5.3% | $16.56 | — | common | 318916103 |
| FFBB | Communities First Financial Corp | 173,647 | $4.155M | 5.1% | $25.61 | -3.5% | common | 20344D104 |
| FBK | FB Financial Corp | 130,625 | $3.281M | 4.0% | $23.58 | +1.1% | common | 30257X104 |
| WAL | Western Alliance Bancorp | 97,621 | $3.087M | 3.8% | $41.54 | -23.6% | common | 957638109 |
| — | Pacific Premier Bancorp | 137,000 | $2.759M | 3.4% | $18.67 | — | common | 69478X105 |
| — | Seacoast Commerce Banc Holdings | 172,000 | $2.382M | 2.9% | $12.26 | — | common | 81171B108 |
| MNSB | MainStreet Bancshares Inc | 192,663 | $2.358M | 2.9% | $19.23 | -36.8% | common | 56064Y100 |
| FBNC | First Bancorp NC | 110,353 | $2.31M | 2.8% | $24.58 | -23.0% | common | 318910106 |
| — | US Metro Bank | 1,059,015 | $2.224M | 2.7% | $3.65 | — | common | 90343B102 |
| FIBK | First Intst Bancsystem CL A | 68,531 | $2.183M | 2.7% | $30.14 | -24.4% | common | 32055Y201 |
| ISTR | Investar Holding Corp | 156,747 | $2.009M | 2.4% | $21.54 | -36.6% | common | 46134L105 |
| C | Citigroup | 45,400 | $1.957M | 2.4% | $41.02 | 0.0% | common | 172967424 |
| — | Reliant Bancorp | 121,171 | $1.757M | 2.1% | $14.50 | — | common | 75956B101 |
| — | Metro Phoenix Bank | 176,667 | $1.737M | 2.1% | $9.16 | — | common | 59165E106 |
| — | Pacific West Bank | 164,390 | $1.71M | 2.1% | $14.76 | — | common | 69506W202 |
| ABCB | Ameris Bancorp | 74,980 | $1.708M | 2.1% | $35.52 | -38.6% | common | 03076K108 |
| HTBK | Heritage Commerce Corp | 255,000 | $1.697M | 2.1% | $8.45 | -18.4% | common | 426927109 |
| UCB | United Community Banks Inc | 100,000 | $1.693M | 2.1% | $18.00 | 0.0% | common | 90984P303 |
| — | Veritex Holdings Inc | 97,550 | $1.661M | 2.0% | $21.19 | — | common | 923451108 |
| — | First Midwest Bancorp DEL | 147,333 | $1.588M | 1.9% | $19.73 | — | common | 320867104 |
| ORPB | Oregon Pacific Bancorp | 358,334 | $1.398M | 1.7% | $4.73 | -14.0% | common | 686040205 |
| ONB | Old Natl Bancorp IND | 100,000 | $1.256M | 1.5% | $12.65 | +8.5% | common | 680033107 |
| — | South State Corp | 25,000 | $1.204M | 1.5% | $48.16 | — | common | 840441109 |
| — | Bank of Fincastle | 563,917 | $1.162M | 1.4% | $2.16 | — | common | 062113105 |
| GWBK | Gateway Bank FSB | 3,000,000 | $1.11M | 1.4% | $0.49 | -12.2% | common | 36758P102 |
| — | McHenry Bancorp, Inc. | 15,000,000 | $1.107M | 1.3% | $0.11 | — | common | 580683100 |
| — | Southcrest Financial Group | 147,840 | $970K | 1.2% | $6.69 | — | common | 84129X107 |
| — | Cecil Bancorp, Inc. | 367,500 | $945K | 1.2% | $4.00 | — | common | 149841306 |
| — | Lakeland Bancorp Inc | 87,162 | $867K | 1.1% | $14.93 | — | common | 511637100 |
| COF | Capital One Financial | 12,000 | $862K | 1.0% | $61.00 | 0.0% | common | 14040H105 |
| UBSI | United Bankshares Inc | 40,000 | $859K | 1.0% | $26.04 | 0.0% | common | 909907107 |
| — | Pacwest Bancorp DEL | 50,000 | $854K | 1.0% | $17.08 | — | common | 695263103 |
| — | Altabancorp | 42,100 | $847K | 1.0% | $20.12 | — | common | 021347109 |
| BBT | Berkshire Hill Bancorp | 74,401 | $752K | 0.9% | $8.40 | 0.0% | common | 084680107 |
| BPOP | Popular Inc | 20,000 | $725K | 0.9% | $31.61 | 0.0% | common | 733174700 |
| — | Boston Private Financial Holdings | 100,000 | $552K | 0.7% | $5.52 | — | common | 101119105 |
| BUSE | First Busey Corp | 30,000 | $477K | 0.6% | $14.66 | -5.6% | common | 319383204 |
| — | iShares Trust IBOXX HI YD ETF Mar 19 2021 78 | 2,500 | $417K | 0.5% | — | — | Put | 464288953 |
| — | Financial Select Sector SPDR ETF Jan 1 2022 35 | 27,134 | $332K | 0.4% | — | — | Call | 81369Y905 |
| — | iShares Trust 20plus TRSY Oct 16 2020 155 | 800 | $13,000 | 0.0% | — | — | Put | 464287952 |
| — | SPDR S&P Regional Banking ETF Oct 16 2020 45 | 2,000 | $10,000 | 0.0% | — | — | Call | 78464A908 |
| — | Invesco Exchange Traded Sr Ln ETF Oct 16 2020 17 | 300 | $1,000 | 0.0% | — | — | Put | 46138G958 |