CIK: 0001444055 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value ($000): $89,014 (95.4% shares, 4.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | First Bancshares Inc MS | 209,450 | $6,468 | 7.3% | $16.56 | — | common | 318916103 |
| FFBB | Communities First Financial Corp | 178,913 | $5,730 | 6.4% | $25.69 | +11.1% | common | 20344D104 |
| WAL | Western Alliance Bancorp | 73,621 | $4,414 | 5.0% | $41.54 | +5.1% | common | 957638109 |
| FBK | FB Financial Corp | 126,225 | $4,384 | 4.9% | $23.58 | +23.3% | common | 30257X104 |
| — | Grandsouth Bancorporation | 263,768 | $4,029 | 4.5% | $14.00 | — | common | 386627301 |
| UBAB | United Bancorporation Ala CL A | 180,072 | $4,014 | 4.5% | $19.02 | +2.6% | common | 90944R100 |
| FBNC | First Bancorp NC | 110,353 | $3,733 | 4.2% | $24.58 | +5.0% | common | 318910106 |
| — | Pacific Premier Bancorp | 103,945 | $3,257 | 3.7% | $18.67 | — | common | 69478X105 |
| ISTR | Investar Holding Corp | 195,573 | $3,235 | 3.6% | $20.32 | -24.3% | common | 46134L105 |
| — | US Metro Bank | 1,107,323 | $3,200 | 3.6% | $3.61 | — | common | 90343B102 |
| UCB | United Community Banks Inc | 100,000 | $2,844 | 3.2% | $18.00 | +31.2% | common | 90984P303 |
| FIBK | First Intst Bancsystem CL A | 68,531 | $2,794 | 3.1% | $30.14 | -6.3% | common | 32055Y201 |
| — | Pacwest Bancorp DEL | 100,000 | $2,540 | 2.9% | $21.24 | — | common | 695263103 |
| — | Veritex Holdings Inc | 97,550 | $2,503 | 2.8% | $21.19 | — | common | 923451108 |
| — | Reliant Bancorp | 131,171 | $2,442 | 2.7% | $14.81 | — | common | 75956B101 |
| HTBK | Heritage Commerce Corp | 246,000 | $2,182 | 2.5% | $8.45 | -4.0% | common | 426927109 |
| ORPB | Oregon Pacific Bancorp | 358,334 | $1,863 | 2.1% | $4.73 | -2.5% | common | 686040205 |
| FFIC | Flushing Financial | 110,000 | $1,830 | 2.1% | $10.51 | 0.0% | common | 343873105 |
| ABCB | Ameris Bancorp | 47,480 | $1,808 | 2.0% | $35.52 | -14.9% | common | 03076K108 |
| — | Pacific West Bank | 164,390 | $1,796 | 2.0% | $14.76 | — | common | 69506W202 |
| — | Financial Select Sector SPDR ETF Jan 21 2022 30 | 10,900 | $1,675 | 1.9% | — | — | Call | 81369Y905 |
| ONB | Old Natl Bancorp IND | 100,000 | $1,656 | 1.9% | $12.65 | +21.0% | common | 680033107 |
| BBT | Berkshire Hill Bancorp | 90,701 | $1,553 | 1.7% | $9.21 | +39.9% | common | 084680107 |
| — | Foley Trasimene Acquisition CL A | 101,000 | $1,525 | 1.7% | $15.10 | — | common | 344328109 |
| — | McHenry Bancorp, Inc. | 17,262,875 | $1,516 | 1.7% | $0.11 | — | common | 580683100 |
| — | Metro Phoenix Bank | 131,667 | $1,513 | 1.7% | $9.16 | — | common | 59165E106 |
| — | South State Corp | 17,700 | $1,280 | 1.4% | $48.16 | — | common | 840441109 |
| — | Bank of Fincastle | 563,917 | $1,274 | 1.4% | $2.16 | — | common | 062113105 |
| — | Citigroup Jan 20 2023 37.50 | 500 | $1,240 | 1.4% | — | — | Call | 172967904 |
| — | Southcrest Financial Group | 148,140 | $1,222 | 1.4% | $6.69 | — | common | 84129X107 |
| — | Lakeland Bancorp Inc | 87,162 | $1,107 | 1.2% | $14.93 | — | common | 511637100 |
| GWBK | Gateway Bank FSB | 3,000,000 | $1,103 | 1.2% | $0.49 | -28.0% | common | 36758P102 |
| UBSI | United Bankshares Inc | 34,000 | $1,102 | 1.2% | $26.04 | +8.4% | common | 909907107 |
| — | Intelligent Systems Corp New | 25,052 | $1,005 | 1.1% | $40.12 | — | common | 45816D100 |
| BPOP | Popular Inc | 16,800 | $946 | 1.1% | $31.61 | +29.4% | common | 733174700 |
| — | Cecil Bancorp, Inc. | 367,500 | $909 | 1.0% | $4.00 | — | common | 149841306 |
| — | NCINO Inc | 10,000 | $724 | 0.8% | $72.40 | — | common | 63947U107 |
| MVBF | MVB Financial | 24,548 | $557 | 0.6% | $16.61 | 0.0% | common | 553810102 |
| CCB | Coastal Financial Corporation | 18,700 | $393 | 0.4% | $17.84 | 0.0% | common | 19046P209 |
| — | Paysign Inc. Jan 21 2022 5 | 1,756 | $259 | 0.3% | — | — | Call | 70451A904 |
| PAYS | Paysign Inc. | 48,742 | $226 | 0.3% | $5.23 | 0.0% | common | 70451A104 |
| — | iShares Trust IBOXX HI YD ETF Jan 15 2021 83 | 5,000 | $226 | 0.3% | — | — | Put | 464288953 |
| — | Well Fargo & Co New Jun 18 2021 35 | 1,500 | $213 | 0.2% | — | — | Call | 949746901 |
| C | Citigroup | 3,400 | $210 | 0.2% | $41.02 | +3.3% | common | 172967424 |
| — | ZIONS Bancorporation N A Jan 21 2022 35 | 150 | $167 | 0.2% | — | — | Call | 989701907 |
| — | Royal BK CDA Montreal Jan 15 2021 75 | 400 | $86 | 0.1% | — | — | Put | 780087952 |
| — | Toronto Dominion BK ONT Feb 19 2021 55 | 500 | $58 | 0.1% | — | — | Put | 891160959 |
| GSBC | Great Southn Bancorp | 1,080 | $53 | 0.1% | $44.35 | 0.0% | common | 390905107 |
| — | Financial Select Sector SPDR ETF Jan 15 2021 25 | 20,302 | $51 | 0.1% | — | — | Put | 81369Y955 |
| — | SPDR S&P Regional Banking ETF Jan 15 2021 40 | 7,500 | $38 | 0.0% | — | — | Put | 78464A958 |
| — | Canadian Imp BK COMM Jan 15 2021 85 | 400 | $37 | 0.0% | $92.50 | — | put | 136069951 |
| — | Popular Inc. July 16 2021 55 | 22 | $15 | 0.0% | — | — | Call | 733174900 |
| MNSB | MainStreet Bancshares Inc | 315 | $5 | 0.0% | $19.23 | -25.2% | common | 56064Y100 |
| — | iShares Trust IBOXX HI YD ETF Mar 19 2021 90 | 650 | $2 | 0.0% | — | — | Call | 464288903 |
| — | NCINO Inc Jan 15 2021 95 | 100 | $2 | 0.0% | — | — | Call | 63947U907 |