CIK: 0001697366 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value ($000): $329,630 (61.8% shares, 38.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Bank of America Corp | 11,090 | $16,502 | 5.0% | $1383.50 | — | Convertible Preferred | 060505682 |
| — | Boston Scientific Corp | 143,270 | $16,015 | 4.9% | $107.51 | — | Preferred Stock | 101137206 |
| — | Wells Fargo & Co | 11,583 | $15,545 | 4.7% | $1286.07 | — | Convertible Preferred | 949746804 |
| — | Dominion Resources Inc/VA | 146,570 | $14,915 | 4.5% | $102.12 | — | Preferred Stock | 25746U133 |
| — | American Electric Power Co Inc | 286,730 | $13,910 | 4.2% | $52.35 | — | Preferred Stock | 025537127 |
| — | DTE Energy Co | 302,800 | $13,674 | 4.1% | $40.51 | — | Preferred Stock | 233331842 |
| — | Southern Co/The | 271,722 | $12,646 | 3.8% | $52.36 | — | Preferred Stock | 842587602 |
| — | Fortive Corp | 12,305,000 | $12,330 | 3.7% | $0.93 | — | Convertible Bonds | 34959JAK4 |
| — | Euronet Worldwide Inc | 12,375,000 | $11,853 | 3.6% | $0.92 | — | Convertible Bonds | 298736AL3 |
| — | Western Digital Corp | 11,010,000 | $10,454 | 3.2% | $0.93 | — | Convertible Bonds | 958102AP0 |
| — | NextEra Energy Inc | 192,490 | $10,425 | 3.2% | $50.57 | — | Preferred Stock | 65339F796 |
| — | Stanley Black & Decker Inc | 97,066 | $9,794 | 3.0% | $102.47 | — | Preferred Stock | 854502846 |
| — | Pluralsight Inc | 10,720,000 | $9,441 | 2.9% | $0.88 | — | Convertible Bonds | 72941BAB2 |
| — | Southwest Airlines Co | 6,775,000 | $8,843 | 2.7% | $1.20 | — | Convertible Bonds | 844741BG2 |
| — | Meritor Inc | 6,690,000 | $6,945 | 2.1% | $1.01 | — | Convertible Bonds | 59001KAF7 |
| — | Danaher Corp | 4,623 | $6,823 | 2.1% | $1172.06 | — | Preferred Stock | 235851300 |
| — | Alteryx Inc | 6,470,000 | $6,465 | 2.0% | $1.00 | — | Convertible Bonds | 02156BAF0 |
| — | Proofpoint Inc | 6,090,000 | $6,063 | 1.8% | $1.00 | — | Convertible Bonds | 743424AF0 |
| — | Anthem Inc | 1,275,000 | $4,777 | 1.4% | $3.32 | — | Convertible Bonds | 94973VBG1 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4,710 | 1.4% | $1.02 | — | Convertible Bonds | 84860WAB8 |
| — | Microchip Technology Inc | 2,986,000 | $4,600 | 1.4% | $1.23 | — | Convertible Bonds | 595017AF1 |
| — | NextEra Energy Inc | 96,660 | $4,513 | 1.4% | $44.08 | — | Preferred Stock | 65339F770 |
| — | New Mountain Finance Corp | 4,320,000 | $4,326 | 1.3% | $0.95 | — | Convertible Bonds | 647551AC4 |
| — | New Relic Inc | 4,010,000 | $3,835 | 1.2% | $0.96 | — | Convertible Bonds | 64829BAB6 |
| — | Benefitfocus Inc | 4,216,000 | $3,303 | 1.0% | $0.84 | — | Convertible Bonds | 08180DAB2 |
| — | TPG Specialty Lending Inc | 2,780,000 | $2,864 | 0.9% | $0.97 | — | Convertible Bonds | 87265KAD4 |
| — | Novellus Systems Inc | 273,000 | $2,844 | 0.9% | $3.45 | — | Convertible Bonds | 670008AD3 |
| — | Horizon Pharma Plc | 32,383 | $2,516 | 0.8% | $35.41 | — | Common Stock | G46188101 |
| — | FireEye Inc | 2,710,000 | $2,512 | 0.8% | $0.93 | — | Convertible Bonds | 31816QAF8 |
| — | Apollo Commercial Real Estate Finance Inc | 2,598,000 | $2,425 | 0.7% | $1.01 | — | Convertible Bonds | 03762UAB1 |
| HUBS | HubSpot Inc | 8,129 | $2,376 | 0.7% | $169.15 | +55.0% | Common Stock | 443573100 |
| — | Evoqua Water Technologies Corp | 110,994 | $2,355 | 0.7% | $19.07 | — | Common Stock | 30057T105 |
| — | Immunomedics Inc | 27,023 | $2,298 | 0.7% | $16.21 | — | Common Stock | 452907108 |
| MPWR | Monolithic Power Systems Inc | 7,736 | $2,164 | 0.7% | $136.93 | +82.7% | Common Stock | 609839105 |
| — | Inovalon Holdings Inc | 78,435 | $2,075 | 0.6% | $20.68 | — | Common Stock | 45781D101 |
| — | Zendesk Inc | 19,667 | $2,024 | 0.6% | $65.73 | — | Common Stock | 98936J101 |
| — | Silicon Laboratories Inc | 1,685,000 | $2,022 | 0.6% | $1.18 | — | Convertible Bonds | 826919AB8 |
| LSCC | Lattice Semiconductor Corp | 66,768 | $1,934 | 0.6% | $28.39 | — | Common Stock | 518415104 |
| — | DocuSign Inc | 630,000 | $1,903 | 0.6% | $1.29 | — | Convertible Bonds | 256163AB2 |
| PODD | Insulet Corp | 7,717 | $1,826 | 0.6% | $152.07 | +38.5% | Common Stock | 45784P101 |
| ASGN | ASGN Inc | 27,660 | $1,758 | 0.5% | $67.57 | +1.8% | Common Stock | 00191U102 |
| — | Retrophin Inc | 2,005,000 | $1,707 | 0.5% | $0.82 | — | Convertible Bonds | 761299AB2 |
| DXCM | DexCom Inc | 4,111 | $1,694 | 0.5% | $55.83 | +87.1% | Common Stock | 252131107 |
| DECK | Deckers Outdoor Corp | 7,660 | $1,685 | 0.5% | $34.58 | 0.0% | Common Stock | 243537107 |
| FRPT | Freshpet Inc | 14,590 | $1,629 | 0.5% | $75.27 | +35.2% | Common Stock | 358039105 |
| TNET | TriNet Group Inc | 26,200 | $1,554 | 0.5% | $52.91 | +18.3% | Common Stock | 896288107 |
| — | ServiceNow Inc | 420,000 | $1,519 | 0.5% | $2.13 | — | Convertible Bonds | 81762PAC6 |
| — | Splunk Inc | 1,035,000 | $1,494 | 0.5% | $1.14 | — | Convertible Bonds | 848637AD6 |
| HELE | Helen of Troy Ltd | 7,580 | $1,466 | 0.4% | $198.62 | 0.0% | Common Stock | G4388N106 |
| — | NuVasive Inc | 1,340,000 | $1,388 | 0.4% | $1.23 | — | Convertible Bonds | 670704AG0 |
| IOVA | Iovance Biotherapeutics Inc | 40,481 | $1,333 | 0.4% | $29.83 | +2.8% | Common Stock | 462260100 |
| — | Micron Technology Inc | 280,000 | $1,308 | 0.4% | $4.73 | — | Convertible Bonds | 595112AX1 |
| DNLI | Denali Therapeutics Inc | 35,795 | $1,282 | 0.4% | $18.90 | +59.4% | Common Stock | 24823R105 |
| FATE | Fate Therapeutics Inc | 31,317 | $1,252 | 0.4% | $30.98 | +12.7% | Common Stock | 31189P102 |
| ETSY | Etsy Inc | 10,292 | $1,251 | 0.4% | $49.24 | +137.7% | Common Stock | 29786A106 |
| TDOC | Teladoc Inc | 5,654 | $1,239 | 0.4% | $101.69 | +108.2% | Common Stock | 87918A105 |
| — | DexCom Inc | 490,000 | $1,238 | 0.4% | $2.48 | — | Convertible Bonds | 252131AH0 |
| — | Mimecast Ltd | 26,095 | $1,224 | 0.4% | $36.76 | — | Common Stock | G14838109 |
| — | Illumina Inc | 945,000 | $1,214 | 0.4% | $1.31 | — | Convertible Bonds | 452327AH2 |
| — | Evo Payments Inc | 48,759 | $1,212 | 0.4% | $26.35 | — | Common Stock | 26927E104 |
| ADPT | Adeptus Health Inc | 24,642 | $1,198 | 0.4% | $39.11 | +7.5% | Common Stock | 00650F109 |
| WIX | Wix.com Ltd | 4,509 | $1,149 | 0.3% | $146.22 | +88.6% | Common Stock | M98068105 |
| TWST | Twist Bioscience Corp | 14,990 | $1,139 | 0.3% | $38.26 | +62.7% | Common Stock | 90184D100 |
| ZS | Zscaler Inc | 7,905 | $1,112 | 0.3% | $66.86 | +94.1% | Common Stock | 98980G102 |
| — | Workday Inc | 715,000 | $1,098 | 0.3% | $1.13 | — | Convertible Bonds | 98138HAF8 |
| BYND | Beyond Meat Inc | 6,255 | $1,039 | 0.3% | $118.40 | +14.4% | Common Stock | 08862E109 |
| CHWY | Chewy Inc | 18,575 | $1,019 | 0.3% | $43.62 | +23.7% | Common Stock | 16679L109 |
| CHGG | Chegg Inc | 14,067 | $1,005 | 0.3% | $37.16 | +98.2% | Common Stock | 163092109 |
| TREX | Trex Co Inc | 14,004 | $1,002 | 0.3% | $53.20 | +30.0% | Common Stock | 89531P105 |
| — | Okta Inc | 760,000 | $1,001 | 0.3% | $1.32 | — | Convertible Bonds | 679295AD7 |
| — | Echo Global Logistics Inc | 38,148 | $983 | 0.3% | $22.93 | — | Common Stock | 27875T101 |
| TXG | 10X Genomics Inc | 7,730 | $964 | 0.3% | $81.44 | +28.9% | Common Stock | 88025U109 |
| RARE | Ultragenyx Pharmaceutical Inc | 11,450 | $941 | 0.3% | $60.44 | +37.1% | Common Stock | 90400D108 |
| — | Splunk Inc | 4,725 | $889 | 0.3% | $125.25 | — | Common Stock | 848637104 |
| VIS | Vanguard Industrials ETF | 6,100 | $883 | 0.3% | $144.75 | — | ETF | 92204A603 |
| — | Ontrak Inc | 13,880 | $833 | 0.3% | $60.01 | — | Common Stock | 683373104 |
| — | Coupa Software Inc | 2,965 | $813 | 0.2% | $277.04 | — | Common Stock | 22266L106 |
| — | ProofPoint Inc | 7,450 | $786 | 0.2% | $105.50 | — | Common Stock | 743424103 |
| — | Coupa Software Inc | 425,000 | $775 | 0.2% | $1.82 | — | Convertible Bonds | 22266LAC0 |
| DOCU | DocuSign Inc | 3,570 | $768 | 0.2% | $76.94 | +169.8% | Common Stock | 256163106 |
| — | Glu Mobile Inc | 99,570 | $765 | 0.2% | $7.70 | — | Common Stock | 379890106 |
| — | Switch Inc | 44,770 | $699 | 0.2% | $15.61 | — | Common Stock | 87105L104 |
| CRSP | CRISPR Therapeutics AG | 8,295 | $694 | 0.2% | $55.27 | +60.5% | Common Stock | H17182108 |
| FSLY | Fastly Inc | 7,290 | $683 | 0.2% | $86.79 | 0.0% | Common Stock | 31188V100 |
| TW | Tradeweb Markets Inc | 11,405 | $661 | 0.2% | $56.94 | -3.4% | Common Stock | 892672106 |
| — | Bluebird Bio Inc | 12,175 | $657 | 0.2% | $59.82 | — | Common Stock | 09609G100 |
| GLD | SPDR Gold Shares | 3,700 | $655 | 0.2% | $148.02 | — | ETF | 78463V107 |
| HQY | HealthEquity Inc | 12,755 | $655 | 0.2% | $63.83 | -13.9% | Common Stock | 42226A107 |
| GSHD | Goosehead Insurance Inc | 7,440 | $645 | 0.2% | $52.05 | +75.0% | Common Stock | 38267D109 |
| PAGS | Pagseguro Digital Ltd | 16,035 | $605 | 0.2% | $35.32 | +10.0% | Common Stock | G68707101 |
| HRTX | Heron Therapeutics Inc | 37,680 | $558 | 0.2% | $22.48 | -30.6% | Common Stock | 427746102 |
| — | Mirati Therapeutics Inc | 3,230 | $536 | 0.2% | $165.94 | — | Common Stock | 60468T105 |
| — | Livongo Health Inc | 3,779 | $530 | 0.2% | $75.17 | — | Common Stock | 539183103 |
| — | Model N Inc | 14,964 | $527 | 0.2% | $25.50 | — | Common Stock | 607525102 |
| RNG | RingCentral Inc | 1,885 | $518 | 0.2% | $277.78 | 0.0% | Common Stock | 76680R206 |
| OKTA | Okta Inc | 2,260 | $483 | 0.1% | $208.47 | 0.0% | Common Stock | 679295105 |
| — | CyberArk Software Ltd | 4,648 | $481 | 0.1% | $98.30 | — | Common Stock | M2682V108 |
| — | Pluralsight Inc | 27,100 | $464 | 0.1% | $19.54 | — | Common Stock | 72941B106 |
| — | Neurocrine Biosciences Inc 2.250000 05/15/2024 | 330,000 | $454 | 0.1% | $1.66 | — | Convertible Bonds | 64125CAD1 |
| EQX | Equinox Gold Corp | 28,305 | $331 | 0.1% | $12.04 | 0.0% | Common Stock | 29446Y502 |
| SWK | Stanley Black & Decker Inc | 1,946 | $316 | 0.1% | $101.15 | +29.7% | Common Stock | 854502101 |
| NET | Cloudflare Inc | 7,130 | $293 | 0.1% | $28.25 | +35.5% | Common Stock | 18915M107 |
| TNDM | Tandem Diabetes Care Inc | 2,135 | $242 | 0.1% | $69.49 | +51.2% | Common Stock | 875372203 |
| — | Alteryx Inc | 1,965 | $223 | 0.1% | $109.83 | — | Common Stock | 02156B103 |
| EEFT | Euronet Worldwide Inc | 2,280 | $208 | 0.1% | $128.43 | -24.0% | Common Stock | 298736109 |
| — | Prospect Capital Corp | 205,000 | $207 | 0.1% | $0.98 | — | Convertible Bonds | 74348TAR3 |
| CRWD | Crowdstrike Holdings Inc | 1,455 | $200 | 0.1% | $80.20 | +45.3% | Common Stock | 22788C105 |
| SLAB | Silicon Laboratories Inc | 2,001 | $196 | 0.1% | $92.30 | +8.9% | Common Stock | 826919102 |
| FPI | Farmland Partners Inc | 28,268 | $188 | 0.1% | $7.53 | — | Common Stock | 31154R109 |
| QRVO | Qorvo Inc | 1,435 | $185 | 0.1% | $124.00 | 0.0% | Common Stock | 74736K101 |
| — | New Relic Inc | 3,265 | $184 | 0.1% | $48.83 | — | Common Stock | 64829B100 |
| — | Meritor Inc | 8,600 | $180 | 0.1% | $16.13 | — | Common Stock | 59001K100 |
| — | Slack Technologies Inc | 5,410 | $145 | 0.0% | $31.10 | — | Common Stock | 83088V102 |
| — | Tabula Rasa HealthCare Inc | 3,120 | $127 | 0.0% | $55.27 | — | Common Stock | 873379101 |
| SFIX | Stitch Fix Inc | 4,105 | $111 | 0.0% | $24.27 | +5.8% | Common Stock | 860897107 |
| EHTH | eHealth Inc | 1,280 | $101 | 0.0% | $112.28 | -27.8% | Common Stock | 28238P109 |
| — | PROS Holdings Inc | 2,570 | $82 | 0.0% | $31.91 | — | Common Stock | 74346Y103 |
| — | NuVasive Inc | 1,605 | $78 | 0.0% | $56.10 | — | Common Stock | 670704105 |
| DT | Dynatrace Holdings LLC | 1,800 | $74 | 0.0% | $40.94 | 0.0% | Common Stock | 268150109 |