CIK: 0001697366 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 23, 2021
Total Value ($000): $310,385 (53.8% shares, 46.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WELLS FARGO CO | 11,673 | $17,718 | 5.7% | $1286.07 | — | Convertible Preferred | 949746804 |
| — | WESTERN DIGITAL CORP. | 16,100,000 | $16,004 | 5.2% | $0.95 | — | Convertible Bonds | 958102AP0 |
| — | DOMINION ENERGY INC | 146,570 | $14,706 | 4.7% | $102.12 | — | Preferred Stock | 25746U133 |
| — | DTE ENERGY CO | 302,700 | $14,572 | 4.7% | $40.51 | — | Preferred Stock | 233331842 |
| — | SOUTHERN CO | 271,722 | $14,102 | 4.5% | $52.36 | — | Preferred Stock | 842587602 |
| — | EURONET WORLDWIDE INC | 12,455,000 | $14,086 | 4.5% | $0.92 | — | Convertible Bonds | 298736AL3 |
| — | AMERICAN ELEC PWR CO INC | 273,709 | $13,713 | 4.4% | $52.35 | — | Preferred Stock | 025537127 |
| — | STANLEY BLACK & DECKER INC | 116,431 | $13,021 | 4.2% | $104.02 | — | Preferred Stock | 854502846 |
| — | FORTIVE CORP | 12,305,000 | $12,660 | 4.1% | $0.93 | — | Convertible Bonds | 34959JAK4 |
| — | NEXTERA ENERGY INC | 192,490 | $11,395 | 3.7% | $50.57 | — | Preferred Stock | 65339F796 |
| — | SOUTHWEST AIRLS CO | 7,675,000 | $11,150 | 3.6% | $1.23 | — | Convertible Bonds | 844741BG2 |
| — | PROOFPOINT INC | 6,895,000 | $7,721 | 2.5% | $1.01 | — | Convertible Bonds | 743424AF0 |
| — | FIREEYE INC | 6,225,000 | $7,563 | 2.4% | $1.09 | — | Convertible Bonds | 31816QAF8 |
| — | PRICELINE GRP INC | 6,235,000 | $7,226 | 2.3% | $1.16 | — | Convertible Bonds | 741503AX4 |
| — | MERITOR INC | 6,245,000 | $7,171 | 2.3% | $1.01 | — | Convertible Bonds | 59001KAF7 |
| — | WELLPOINT INC | 1,475,000 | $6,608 | 2.1% | $3.47 | — | Convertible Bonds | 94973VBG1 |
| — | ALTERYX INC | 5,485,000 | $5,794 | 1.9% | $1.00 | — | Convertible Bonds | 02156BAF0 |
| — | CYBERARK SOFTWARE LTD | 4,105,000 | $4,985 | 1.6% | $1.21 | — | Convertible Bonds | 23248VAB1 |
| — | NEXTERA ENERGY INC | 96,660 | $4,914 | 1.6% | $44.08 | — | Preferred Stock | 65339F770 |
| — | MICROCHIP TECHNOLOGY INC. | 2,366,000 | $4,786 | 1.5% | $1.23 | — | Convertible Bonds | 595017AF1 |
| — | SPIRIT RLTY CAP INC | 4,640,000 | $4,704 | 1.5% | $1.02 | — | Convertible Bonds | 84860WAB8 |
| — | NEW MTN FIN CORP | 4,320,000 | $4,439 | 1.4% | $0.95 | — | Convertible Bonds | 647551AC4 |
| — | TPG SPECIALTY LENDING INC | 2,780,000 | $2,999 | 1.0% | $0.97 | — | Convertible Bonds | 87265KAD4 |
| — | NEW RELIC INC | 2,770,000 | $2,714 | 0.9% | $0.96 | — | Convertible Bonds | 64829BAB6 |
| — | APOLLO | 2,598,000 | $2,475 | 0.8% | $1.01 | — | Convertible Bonds | 03762UAB1 |
| — | NOVELLUS SYS INC | 158,000 | $2,340 | 0.8% | $3.45 | — | Convertible Bonds | 670008AD3 |
| — | HORIZON THERAPEUTICS PUB L | 31,653 | $2,316 | 0.7% | $35.41 | — | Common Stock | G46188101 |
| — | MICRON TECHNOLOGY INC | 280,000 | $2,107 | 0.7% | $4.73 | — | Convertible Bonds | 595112AX1 |
| — | ON SEMICONDUCTOR CORP | 1,185,000 | $1,986 | 0.6% | $1.68 | — | Convertible Bonds | 682189AP0 |
| — | INSULET CORP | 1,447,000 | $1,909 | 0.6% | $1.32 | — | Convertible Bonds | 45784PAK7 |
| — | DOCUSIGN INC | 455,000 | $1,419 | 0.5% | $1.29 | — | Convertible Bonds | 256163AB2 |
| — | ARES CAPITAL CORP | 1,340,000 | $1,410 | 0.5% | $1.05 | — | Convertible Bonds | 04010LAW3 |
| RNG | RINGCENTRAL INC | 3,680 | $1,395 | 0.4% | $294.01 | +5.8% | Common Stock | 76680R206 |
| FRPT | FRESHPET INC | 9,635 | $1,368 | 0.4% | $75.27 | +71.5% | Common Stock | 358039105 |
| FTCHQ | FARFETCH LTD ORD SH | 20,910 | $1,334 | 0.4% | $44.22 | 0.0% | Common Stock | 30744W107 |
| — | EVO PMTS INC | 47,684 | $1,288 | 0.4% | $26.35 | — | Common Stock | 26927E104 |
| POWI | POWER INTEGRATIONS INC | 15,710 | $1,286 | 0.4% | $64.22 | 0.0% | Common Stock | 739276103 |
| PODD | INSULET CORP | 4,917 | $1,256 | 0.4% | $152.07 | +63.2% | Common Stock | 45784P101 |
| HUBS | HUBSPOT INC | 3,159 | $1,252 | 0.4% | $169.15 | +107.5% | Common Stock | 443573100 |
| CHGG | CHEGG INC | 13,772 | $1,244 | 0.4% | $37.16 | +113.8% | Common Stock | 163092109 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 9,235 | $1,220 | 0.4% | $115.14 | 0.0% | Common Stock | 49338L103 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 26,503 | $1,215 | 0.4% | $28.39 | — | Common Stock | 518415104 |
| — | ZENDESK INC | 8,392 | $1,201 | 0.4% | $65.73 | — | Common Stock | 98936J101 |
| — | WORKDAY INC | 715,000 | $1,195 | 0.4% | $1.13 | — | Convertible Bonds | 98138HAF8 |
| GSHD | GOOSEHEAD INS INC | 9,575 | $1,194 | 0.4% | $65.93 | +73.4% | Common Stock | 38267D109 |
| PAGS | PAGSEGURO DIGITAL LTD | 20,745 | $1,180 | 0.4% | $37.49 | +19.7% | Common Stock | G68707101 |
| — | ECHO GLOBAL LOGISTICS INC | 42,918 | $1,151 | 0.4% | $23.36 | — | Common Stock | 27875T101 |
| ETSY | ETSY INC | 6,352 | $1,130 | 0.4% | $49.24 | +205.4% | Common Stock | 29786A106 |
| ASGN | ASGN INC | 13,415 | $1,120 | 0.4% | $67.57 | +13.8% | Common Stock | 00191U102 |
| MPWR | MONOLITHIC PWR SYS INC | 3,051 | $1,117 | 0.4% | $136.93 | +125.4% | Common Stock | 609839105 |
| TNET | TRINET GROUP INC | 13,630 | $1,099 | 0.4% | $52.91 | +36.2% | Common Stock | 896288107 |
| HELE | HELEN OF TROY LTD | 4,885 | $1,085 | 0.3% | $198.62 | +3.7% | Common Stock | G4388N106 |
| DNLI | DENALI THERAPEUTICS INC | 12,825 | $1,074 | 0.3% | $18.90 | +219.9% | Common Stock | 24823R105 |
| ITT | ITT INC | 13,865 | $1,068 | 0.3% | $69.88 | 0.0% | Common Stock | 45073V108 |
| DXCM | DEX | 2,876 | $1,063 | 0.3% | $55.83 | +59.9% | Common Stock | 252131107 |
| ADPT | ADAPTIVE BIOTECHNOLOGIES COR | 17,972 | $1,062 | 0.3% | $39.11 | +31.8% | Common Stock | 00650F109 |
| — | SHOPIFY INC | 900,000 | $1,060 | 0.3% | $1.18 | — | Convertible Bonds | 82509LAA5 |
| WIX | WIX COM LTD | 4,229 | $1,057 | 0.3% | $146.22 | +80.1% | Common Stock | M98068105 |
| CRWD | CROWDSTRIKE HLDGS INC | 4,900 | $1,038 | 0.3% | $133.40 | +16.8% | Common Stock | 22788C105 |
| — | SILICON LABORATORIES INC | 750,000 | $1,034 | 0.3% | $1.18 | — | Convertible Bonds | 826919AB8 |
| — | ILLUMINA INC | 705,000 | $1,031 | 0.3% | $1.31 | — | Convertible Bonds | 452327AH2 |
| HRTX | HERON THERAPEUTICS INC | 48,410 | $1,025 | 0.3% | $21.35 | -18.6% | Common Stock | 427746102 |
| — | MIMECAST LTD ORD | 17,795 | $1,011 | 0.3% | $36.76 | — | Common Stock | G14838109 |
| DECK | DECKERS OUTDOOR CORP | 3,485 | $1,000 | 0.3% | $34.58 | +28.3% | Common Stock | 243537107 |
| WBS | WEBSTER FINL CORP CONN | 23,650 | $997 | 0.3% | $36.10 | 0.0% | Common Stock | 947890109 |
| — | ONTRAK INC | 16,085 | $994 | 0.3% | $60.26 | — | Common Stock | 683373104 |
| OKTA | OKTA INC | 3,830 | $974 | 0.3% | $220.44 | +7.8% | Common Stock | 679295105 |
| — | EVOQUA WATER TECHNOLOGIES CO | 35,539 | $959 | 0.3% | $19.07 | — | Common Stock | 30057T105 |
| TXG | 10X GENOMICS INC | 6,735 | $954 | 0.3% | $81.44 | +78.2% | Common Stock | 88025U109 |
| ZS | ZSCALER INC | 4,765 | $952 | 0.3% | $66.86 | +137.8% | Common Stock | 98980G102 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 20,491 | $951 | 0.3% | $29.83 | +33.1% | Common Stock | 462260100 |
| — | PACIRA BIOSCIENCES INC | 810,000 | $931 | 0.3% | $1.15 | — | Convertible Bonds | 695127AD2 |
| — | FIREEYE INC | 39,990 | $922 | 0.3% | $23.06 | — | Common Stock | 31816Q101 |
| EEFT | EURONET WORLDWIDE INC | 6,301 | $913 | 0.3% | $120.76 | -3.6% | Common Stock | 298736109 |
| — | SVB FINANCIAL GROUP | 2,220 | $861 | 0.3% | $387.84 | — | Common Stock | 78486Q101 |
| TW | TRADEWEB MKTS INC | 13,660 | $853 | 0.3% | $57.52 | +5.1% | Common Stock | 892672106 |
| VEEV | VEEVA SYS INC | 3,050 | $831 | 0.3% | $280.15 | 0.0% | Common Stock | 922475108 |
| CHWY | CHEWY INC | 9,232 | $830 | 0.3% | $43.62 | +67.2% | Common Stock | 16679L109 |
| — | SERVICENOW INC | 200,000 | $816 | 0.3% | $2.13 | — | Convertible Bonds | 81762PAC6 |
| — | PROS HOLDINGS INC | 770,000 | $816 | 0.3% | $1.06 | — | Convertible Bonds | 74346YAH6 |
| — | PROOFPOINT INC | 5,950 | $811 | 0.3% | $105.50 | — | Common Stock | 743424103 |
| FRCB | FIRST REP BK SAN FRANCISCO C | 5,405 | $794 | 0.3% | $128.36 | 0.0% | Common Stock | 33616C100 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 5,610 | $775 | 0.2% | $56.21 | 0.0% | Common Stock | 595017104 |
| — | COUPA SOFTWARE INC | 2,260 | $766 | 0.2% | $277.04 | — | Common Stock | 22266L106 |
| TDOC | TELADOC HEALTH INC | 3,824 | $765 | 0.2% | $101.69 | +100.0% | Common Stock | 87918A105 |
| — | MIRATI THERAPEUTICS INC | 3,340 | $734 | 0.2% | $167.72 | — | Common Stock | 60468T105 |
| — | SWITCH INC | 44,770 | $733 | 0.2% | $15.61 | — | Common Stock | 87105L104 |
| VIS | VANGUARD WORLD FDS INDUSTRIAL | 4,245 | $722 | 0.2% | $144.75 | — | ETF | 92204A603 |
| — | AMERICAN WELL CORP | 28,355 | $718 | 0.2% | $25.32 | — | Common Stock | 03044L105 |
| DOCU | DOCUSIGN INC | 3,095 | $688 | 0.2% | $76.94 | +192.0% | Common Stock | 256163106 |
| FATE | FATE THERAPEUTICS INC | 7,352 | $669 | 0.2% | $30.98 | +100.4% | Common Stock | 31189P102 |
| GLD | SPDR GOLD TR GOLD | 3,700 | $660 | 0.2% | $148.02 | — | ETF | 78463V107 |
| — | OKTA INC | 442,000 | $658 | 0.2% | $1.32 | — | Convertible Bonds | 679295AD7 |
| HQY | HEALTHEQUITY INC | 9,235 | $644 | 0.2% | $63.83 | -2.6% | Common Stock | 42226A107 |
| TREX | TREX CO INC | 7,139 | $598 | 0.2% | $53.20 | +43.8% | Common Stock | 89531P105 |
| — | SPLUNK INC | 425,000 | $576 | 0.2% | $1.14 | — | Convertible Bonds | 848637AD6 |
| — | MODEL N INC | 14,964 | $534 | 0.2% | $25.50 | — | Common Stock | 607525102 |
| — | SPLUNK INC | 2,925 | $497 | 0.2% | $125.25 | — | Common Stock | 848637104 |
| XLF | SELECT SECTOR SPDR TR | 16,080 | $474 | 0.2% | $29.48 | — | ETF | 81369Y605 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 3,320 | $459 | 0.1% | $60.44 | +96.3% | Common Stock | 90400D108 |
| CRSP | CRISPR THERAPEUTICS AG | 2,795 | $428 | 0.1% | $55.27 | +113.8% | Common Stock | H17182108 |
| — | COUPA SOFTWARE INC | 170,000 | $371 | 0.1% | $1.82 | — | Convertible Bonds | 22266LAC0 |
| — | PLURALSIGHT INC | 363,000 | $361 | 0.1% | $0.88 | — | Convertible Bonds | 72941BAB2 |
| — | MERITOR INC | 12,000 | $335 | 0.1% | $19.47 | — | Common Stock | 59001K100 |
| SWK | STANLEY BLACK & DECKER INC | 1,686 | $301 | 0.1% | $101.15 | +48.3% | Common Stock | 854502101 |
| EQX | EQUINOX GOLD CORP | 28,305 | $293 | 0.1% | $12.04 | -9.4% | Common Stock | 29446Y502 |
| — | INOVALON HLDGS INC | 14,235 | $259 | 0.1% | $20.68 | — | Common Stock | 45781D101 |
| FPI | FARMLAND PARTNERS INC | 28,268 | $246 | 0.1% | $7.53 | — | Common Stock | 31154R109 |
| — | ALTERYX INC | 1,965 | $239 | 0.1% | $109.83 | — | Common Stock | 02156B103 |
| QRVO | QORVO INC | 1,395 | $232 | 0.1% | $124.00 | +18.7% | Common Stock | 74736K101 |
| — | CYBERARK SOFTWARE LTD | 1,340 | $217 | 0.1% | $98.30 | — | Common Stock | M2682V108 |
| — | PROSPECT CAP CORP | 205,000 | $211 | 0.1% | $0.98 | — | Convertible Bonds | 74348TAR3 |
| SLAB | SILICON LABORATORIES INC | 1,636 | $208 | 0.1% | $92.30 | +22.0% | Common Stock | 826919102 |
| TNDM | TANDEM DIABETES CARE INC | 2,135 | $204 | 0.1% | $69.49 | +48.3% | Common Stock | 875372203 |
| — | GLU MOBILE INC | 21,370 | $193 | 0.1% | $7.70 | — | Common Stock | 379890106 |
| BYND | BEYOND MEAT INC | 1,520 | $190 | 0.1% | $118.40 | +27.4% | Common Stock | 08862E109 |
| — | PROS HOLDINGS INC | 3,540 | $180 | 0.1% | $37.10 | — | Common Stock | 74346Y103 |
| FSLY | FASTLY INC | 2,030 | $177 | 0.1% | $86.79 | +1.6% | Common Stock | 31188V100 |
| NET | CLOUDFLARE INC | 2,175 | $165 | 0.1% | $28.25 | +132.0% | Common Stock | 18915M107 |
| EHTH | EHEALTH INC | 1,280 | $90 | 0.0% | $112.28 | -32.3% | Common Stock | 28238P109 |
| — | NUVASIVE INC | 1,605 | $90 | 0.0% | $56.10 | — | Common Stock | 670704105 |