CIK: 0001131181 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 20, 2019
Total Value ($000): $150,365 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| JNJ | JOHNSON & JOHNSON | 132,693 | $18,481 | 12.3% | $100.91 | +13.7% | COM | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 80,328 | $16,795 | 11.2% | $177.61 | +16.5% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 64,737 | $12,626 | 8.4% | $39.62 | +17.7% | COM | 037833100 |
| DIS | DISNEY WALT CO | 85,243 | $11,508 | 7.7% | $101.71 | +25.9% | COM DISNEY | 254687106 |
| AXP | AMERICAN EXPRESS CO | 89,195 | $10,820 | 7.2% | $75.82 | +41.8% | COM | 025816109 |
| BAC | BANK AMER CORP | 331,234 | $9,484 | 6.3% | $21.51 | +13.9% | COM | 060505104 |
| META | FACEBOOK INC | 43,647 | $8,249 | 5.5% | $170.15 | +6.6% | CL A | 30303M102 |
| HQY | HEALTHEQUITY INC | 88,231 | $5,770 | 3.8% | $46.76 | +48.8% | COM | 42226A107 |
| AMZN | AMAZON COM INC | 2,611 | $4,790 | 3.2% | $73.58 | +26.6% | COM | 023135106 |
| VCSH | VANGUARD SCOTTSDALE FDS | 54,592 | $4,404 | 2.9% | $79.98 | — | SHRT TRM CORP BD | 92206C409 |
| GOOGL | ALPHABET INC | 3,246 | $3,514 | 2.3% | $51.81 | +10.9% | CAP STK CL A | 02079K305 |
| — | CIMPRESS N V | 38,252 | $3,476 | 2.3% | $99.09 | — | SHS EURO | N20146101 |
| VEA | VANGUARD TAX MANAGED INTL FD | 60,252 | $2,513 | 1.7% | $35.20 | — | FTSE DEV MKT ETF | 921943858 |
| GOOG | ALPHABET INC | 2,397 | $2,480 | 1.6% | $49.08 | +16.7% | CAP STK CL C | 02079K107 |
| BA | BOEING CO | 6,713 | $2,443 | 1.6% | $359.11 | -0.5% | COM | 097023105 |
| VCIT | VANGUARD SCOTTSDALE FDS | 23,403 | $2,103 | 1.4% | $87.64 | — | INT-TERM CORP | 92206C870 |
| VTI | VANGUARD INDEX FDS | 13,611 | $2,043 | 1.4% | $126.12 | — | TOTAL STK MKT | 922908769 |
| SPY | SPDR S&P 500 ETF TR | 6,619 | $1,939 | 1.3% | $247.28 | — | TR UNIT | 78462F103 |
| PG | PROCTER AND GAMBLE CO | 15,427 | $1,691 | 1.1% | $72.41 | +25.0% | COM | 742718109 |
| — | UNITED TECHNOLOGIES CORP | 12,230 | $1,592 | 1.1% | $135.52 | — | COM | 913017109 |
| VWO | VANGUARD INTL EQUITY INDEX F | 35,607 | $1,511 | 1.0% | $35.32 | — | FTSE EMR MKT ETF | 922042858 |
| MSFT | MICROSOFT CORP | 10,560 | $1,414 | 0.9% | $82.91 | +44.2% | COM | 594918104 |
| VOO | VANGUARD INDEX FDS | 5,125 | $1,379 | 0.9% | $237.10 | — | S&P 500 ETF SHS | 922908363 |
| IBB | ISHARES TR | 11,739 | $1,227 | 0.8% | $162.44 | — | NASDAQ BIOTECH | 464287556 |
| ICSH | ISHARES TR | 21,084 | $1,062 | 0.7% | $50.37 | — | ULTR SH TRM BD | 46434V878 |
| WMT | WALMART INC | 9,205 | $1,017 | 0.7% | $28.87 | +8.4% | COM | 931142103 |
| CATY | CATHAY GEN BANCORP | 32,176 | $950 | 0.6% | $32.89 | -14.1% | COM | 149150104 |
| PEP | PEPSICO INC | 7,203 | $945 | 0.6% | $94.43 | +10.9% | COM | 713448108 |
| EMR | EMERSON ELECTRIC CO | 14,000 | $810 | 0.5% | $49.23 | +16.7% | COM | 291011104 |
| PPG | PPG INDS INC | 6,900 | $805 | 0.5% | $94.51 | +6.2% | COM | 693506107 |
| — | TORTOISE ENERGY INFRA CORP | 34,367 | $774 | 0.5% | $28.69 | — | COM | 89147L100 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 26,299 | $671 | 0.4% | $25.16 | — | COM | 41013V100 |
| MRK | MERCK & CO INC | 7,289 | $611 | 0.4% | $52.35 | +18.7% | COM | 58933Y105 |
| WFC | WELLS FARGO CO NEW | 11,343 | $533 | 0.4% | $43.91 | -11.0% | COM | 949746101 |
| NEAR | ISHARES US ETF TR | 10,083 | $507 | 0.3% | $49.90 | — | SHT MAT BD ETF | 46431W507 |
| — | BLACKROCK UTILITIES INFRSTRC | 22,749 | $504 | 0.3% | $22.15 | — | COM | 09248D104 |
| XLV | SELECT SECTOR SPDR TR | 5,433 | $503 | 0.3% | $83.63 | — | SBI HEALTHCARE | 81369Y209 |
| ETN | EATON CORP PLC | 6,000 | $500 | 0.3% | $71.13 | +0.4% | SHS | G29183103 |
| NVDA | NVIDIA CORP | 2,924 | $480 | 0.3% | $4.72 | -12.8% | COM | 67066G104 |
| GLD | SPDR GOLD TRUST | 3,165 | $455 | 0.3% | $121.31 | — | COM | 78463V107 |
| — | FS KKR CAPITAL CORP | 69,326 | $413 | 0.3% | $7.53 | — | COM | 302635107 |
| KO | COCA COLA CO | 7,518 | $383 | 0.3% | $39.93 | 0.0% | COM | 191216100 |
| XLP | SELECT SECTOR SPDR TR | 6,280 | $365 | 0.2% | $55.26 | — | SBI CONS STPLS | 81369Y308 |
| BAX | BAXTER INTL INC | 4,413 | $361 | 0.2% | $49.09 | +39.5% | COM | 071813109 |
| MCD | MCDONALDS CORP | 1,589 | $330 | 0.2% | $135.07 | +25.7% | COM | 580135101 |
| PYPL | PAYPAL HLDGS INC | 2,842 | $325 | 0.2% | $72.14 | +53.3% | COM | 70450Y103 |
| KMB | KIMBERLY CLARK CORP | 2,400 | $320 | 0.2% | $86.55 | +18.1% | COM | 494368103 |
| T | AT&T INC | 8,803 | $294 | 0.2% | $15.43 | -2.3% | COM | 00206R102 |
| AVGO | BROADCOM INC | 1,008 | $290 | 0.2% | $18.96 | +28.6% | COM | 11135F101 |
| YUM | YUM BRANDS INC | 2,569 | $284 | 0.2% | $59.63 | +54.1% | COM | 988498101 |
| V | VISA INC | 1,626 | $282 | 0.2% | $137.38 | +13.8% | COM CL A | 92826C839 |
| PFE | PFIZER INC | 6,329 | $274 | 0.2% | $24.36 | +20.0% | COM | 717081103 |
| XLU | SELECT SECTOR SPDR TR | 4,457 | $264 | 0.2% | $53.10 | — | SBI INT-UTILS | 81369Y886 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,760 | $261 | 0.2% | $44.94 | -19.6% | COM | 110122108 |
| VYM | VANGUARD WHITEHALL FDS INC | 2,949 | $258 | 0.2% | $87.49 | — | HIGH DIV YLD | 921946406 |
| XOM | EXXON MOBIL CORP | 3,680 | $250 | 0.2% | $54.74 | +3.9% | COM | 30231G102 |
| CAT | CATERPILLAR INC DEL | 2,000 | $232 | 0.2% | $91.04 | +26.0% | COM | 149123101 |
| CVX | CHEVRON CORP NEW | 2,000 | $231 | 0.2% | $75.64 | +19.3% | COM | 166764100 |
| — | UBS AG LONDON BRH | 818 | $222 | 0.1% | $250.61 | — | EN LG CP GRWTH | 902677780 |
| VKTX | VIKING THERAPEUTICS INC | 25,870 | $215 | 0.1% | $8.24 | +3.6% | COM | 92686J106 |
| IEMG | ISHARES INC | 4,066 | $209 | 0.1% | $51.65 | — | CORE MSCI EMKT | 46434G103 |
| — | BARCLAYS BK PLC | 1,944 | $209 | 0.1% | $107.51 | — | ENHANCED GLBL B | 06746Q249 |
| SRE | SEMPRA ENERGY | 1,500 | $206 | 0.1% | $52.85 | 0.0% | COM | 816851109 |
| — | NUVEEN CA QUALTY MUN INCOME | 10,422 | $151 | 0.1% | $14.49 | — | COM | 67066Y105 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 12,036 | $112 | 0.1% | $9.31 | — | COM | 27831H100 |
| — | AMAZON COM INC | 3,404,300 | $95 | 0.1% | — | — | Put | 023135956 |
| GALT | GALECTIN THERAPEUTICS INC | 17,090 | $71 | 0.0% | $4.33 | 0.0% | COM NEW | 363225202 |
| — | APPLE INC | 90,000 | $27 | 0.0% | — | — | Call | 037833900 |
| — | BERKSHIRE HATHAWAY INC DEL | 80,000 | $24 | 0.0% | — | — | Call | 084670902 |
| — | FACEBOOK INC | 40,000 | $17 | 0.0% | — | — | Call | 30303M902 |
| — | BANK AMER CORP | 170,000 | $10 | 0.0% | — | — | Call | 060505904 |
| — | NVIDIA CORP | 20,600 | $1 | 0.0% | — | — | Call | 67066G904 |
| — | ALPHABET INC | 20,000 | $0 | 0.0% | — | — | Put | 02079K955 |