CIK: 0001131181 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 15, 2019
Total Value ($000): $165,029 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| JNJ | JOHNSON & JOHNSON | 142,872 | $18,485 | 11.2% | $101.55 | +8.3% | COM | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 83,384 | $17,345 | 10.5% | $178.66 | +15.3% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 69,080 | $15,472 | 9.4% | $40.29 | +24.7% | COM | 037833100 |
| AXP | AMERICAN EXPRESS CO | 96,469 | $11,410 | 6.9% | $78.59 | +43.2% | COM | 025816109 |
| DIS | DISNEY WALT CO | 84,212 | $10,975 | 6.7% | $101.71 | +32.0% | COM DISNEY | 254687106 |
| BAC | BANK AMER CORP | 374,253 | $10,917 | 6.6% | $21.86 | +12.4% | COM | 060505104 |
| META | FACEBOOK INC | 44,175 | $7,866 | 4.8% | $170.37 | +10.8% | CL A | 30303M102 |
| BA | BOEING CO | 16,313 | $6,207 | 3.8% | $355.14 | -0.8% | COM | 097023105 |
| HQY | HEALTHEQUITY INC | 88,231 | $5,042 | 3.1% | $46.76 | +41.9% | COM | 42226A107 |
| AMZN | AMAZON COM INC | 2,634 | $4,572 | 2.8% | $73.58 | +26.0% | COM | 023135106 |
| ICSH | ISHARES TR | 89,713 | $4,521 | 2.7% | $50.39 | — | ULTR SH TRM BD | 46434V878 |
| VCSH | VANGUARD SCOTTSDALE FDS | 54,829 | $4,444 | 2.7% | $79.98 | — | SHRT TRM CORP BD | 92206C409 |
| GOOGL | ALPHABET INC | 3,285 | $4,011 | 2.4% | $51.89 | +13.3% | CAP STK CL A | 02079K305 |
| SPY | SPDR S&P 500 ETF TR | 10,982 | $3,259 | 2.0% | $266.94 | — | TR UNIT | 78462F103 |
| GOOG | ALPHABET INC | 2,573 | $3,136 | 1.9% | $49.74 | +18.1% | CAP STK CL C | 02079K107 |
| — | CIMPRESS N V | 18,675 | $2,462 | 1.5% | $99.09 | — | SHS EURO | N20146101 |
| VTI | VANGUARD INDEX FDS | 13,881 | $2,096 | 1.3% | $126.60 | — | TOTAL STK MKT | 922908769 |
| VYM | VANGUARD WHITEHALL FDS INC | 22,318 | $1,980 | 1.2% | $88.56 | — | HIGH DIV YLD | 921946406 |
| PG | PROCTER & GAMBLE CO | 15,640 | $1,946 | 1.2% | $72.80 | +38.7% | COM | 742718109 |
| — | UNITED TECHNOLOGIES CORP | 13,805 | $1,885 | 1.1% | $135.64 | — | COM | 913017109 |
| VCIT | VANGUARD SCOTTSDALE FDS | 16,890 | $1,541 | 0.9% | $87.64 | — | INT-TERM CORP | 92206C870 |
| MSFT | MICROSOFT CORP | 10,835 | $1,507 | 0.9% | $84.10 | +54.5% | COM | 594918104 |
| VOO | VANGUARD INDEX FDS | 5,353 | $1,459 | 0.9% | $238.61 | — | S&P 500 ETF SHS | 922908363 |
| VEA | VANGUARD TAX MANAGED INTL FD | 30,283 | $1,244 | 0.8% | $35.20 | — | FTSE DEV MKT ETF | 921943858 |
| NVDA | NVIDIA CORP | 7,024 | $1,223 | 0.7% | $4.41 | -5.1% | COM | 67066G104 |
| CATY | CATHAY GENERAL BANCORP | 32,427 | $1,126 | 0.7% | $32.89 | -14.9% | COM | 149150104 |
| WMT | WALMART INC | 9,446 | $1,121 | 0.7% | $29.02 | +18.8% | COM | 931142103 |
| PEP | PEPSICO INC | 7,254 | $995 | 0.6% | $94.43 | +15.8% | COM | 713448108 |
| PPG | PPG INDS INC | 8,117 | $962 | 0.6% | $95.61 | +6.5% | COM | 693506107 |
| EMR | EMERSON ELECTRIC CO | 14,000 | $936 | 0.6% | $49.23 | +10.4% | COM | 291011104 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 27,299 | $777 | 0.5% | $25.28 | — | COM | 41013V100 |
| — | TORTOISE ENERGY INFRA CORP | 34,367 | $703 | 0.4% | $28.69 | — | COM | 89147L100 |
| BAX | BAXTER INTL INC | 7,666 | $671 | 0.4% | $60.31 | +25.2% | COM | 071813109 |
| WFC | WELLS FARGO CO NEW | 13,111 | $661 | 0.4% | $43.35 | -8.2% | COM | 949746101 |
| CAT | CATERPILLAR INC DEL | 5,000 | $632 | 0.4% | $103.07 | +7.8% | COM | 149123101 |
| MRK | MERCK & CO INC | 7,289 | $614 | 0.4% | $52.35 | +25.1% | COM | 58933Y105 |
| GLD | SPDR GOLD SHARES ETF NV | 4,290 | $596 | 0.4% | $125.93 | — | GOLD SHS | 78463V107 |
| — | BLACKROCK UTILITIES INFRSTRC | 23,949 | $586 | 0.4% | $22.27 | — | COM | 09248D104 |
| PFE | PFIZER INC | 15,199 | $546 | 0.3% | $25.91 | +4.3% | COM | 717081103 |
| ETN | EATON CORP PLC | 6,000 | $499 | 0.3% | $71.13 | +1.4% | SHS | G29183103 |
| — | AMAZON COM INC | 98,700 | $497 | 0.3% | — | — | Put | 023135956 |
| NEAR | ISHARES US ETF TR | 8,219 | $414 | 0.3% | $49.90 | — | SHT MAT BD ETF | 46431W507 |
| CVX | CHEVRON CORP NEW | 3,477 | $413 | 0.3% | $82.39 | +11.1% | COM | 166764100 |
| KO | COCA COLA CO | 7,570 | $412 | 0.2% | $39.93 | +10.1% | COM | 191216100 |
| XOM | EXXON MOBIL CORP | 5,773 | $407 | 0.2% | $54.38 | -1.1% | COM | 30231G102 |
| INTC | INTEL CORP | 7,660 | $395 | 0.2% | $43.02 | 0.0% | COM | 458140100 |
| XLP | SELECT SECTOR SPDR TR | 6,280 | $386 | 0.2% | $55.26 | — | SBI CONS STPLS | 81369Y308 |
| SDY | SPDR SERIES TRUST | 3,552 | $364 | 0.2% | $102.48 | — | S&P DIVID ETF | 78464A763 |
| MCD | MCDONALDS CORP | 1,592 | $342 | 0.2% | $135.07 | +36.8% | COM | 580135101 |
| KMB | KIMBERLY CLARK CORP | 2,400 | $341 | 0.2% | $86.55 | +26.8% | COM | 494368103 |
| — | AT&T INC | 8,803 | $333 | 0.2% | $37.83 | — | COM | 00206R103 |
| AVGO | BROADCOM INC | 1,203 | $332 | 0.2% | $19.78 | +21.4% | COM | 11135F101 |
| V | VISA INC | 1,716 | $295 | 0.2% | $139.10 | +22.4% | COM CL A | 92826C839 |
| PYPL | PAYPAL HLDGS INC | 2,842 | $294 | 0.2% | $72.14 | +52.3% | COM | 70450Y103 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,760 | $292 | 0.2% | $44.94 | -18.2% | COM | 110122108 |
| YUM | YUM BRANDS INC | 2,569 | $291 | 0.2% | $59.63 | +70.3% | COM | 988498101 |
| — | FS KKR CAPITAL CORP | 43,949 | $256 | 0.2% | $7.53 | — | COM | 302635107 |
| VZ | VERIZON COMMUNICATIONS INC | 4,095 | $248 | 0.2% | $40.44 | 0.0% | COM | 92343V104 |
| — | ALLETE INC | 2,829 | $247 | 0.1% | $87.31 | — | COM NEW | 018522300 |
| — | UBS AG LONDON BRH | 818 | $227 | 0.1% | $250.61 | — | EN LG CP GRWTH | 902677780 |
| CPB | CAMPBELL SOUP CO | 4,800 | $225 | 0.1% | $35.04 | 0.0% | COM | 134429109 |
| SRE | SEMPRA ENERGY | 1,500 | $221 | 0.1% | $52.85 | +7.6% | COM | 816851109 |
| XLU | SELECT SECTOR UTI SELECTSPDR ETF | 3,310 | $214 | 0.1% | $53.10 | — | SBI INT-UTILS | 81369Y886 |
| — | BARCLAYS BK PLC | 1,944 | $211 | 0.1% | $107.51 | — | ENHANCED GLBL B | 06746Q249 |
| IEMG | ISHARES INC | 4,121 | $202 | 0.1% | $51.61 | — | CORE MSCI EMKT | 46434G103 |
| HOLX | HOLOGIC INC | 4,000 | $202 | 0.1% | $49.21 | 0.0% | COM | 436440101 |
| ALL | ALLSTATE CORP | 1,854 | $201 | 0.1% | $89.63 | 0.0% | COM | 020002101 |
| VKTX | VIKING THERAPEUTICS INC | 25,870 | $178 | 0.1% | $8.24 | -9.9% | COM | 92686J106 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 12,036 | $110 | 0.1% | $9.31 | — | COM | 27831H100 |
| PDSB | PDS BIOTECHNOLOGY CORP | 14,641 | $49 | 0.0% | $5.82 | 0.0% | COM | 70465T107 |