Rosenthal | Henry Capital Advisors, Inc. Diversified Active

CIK: 0001697539 · Show all filings

Period: Q4 2016 (Next →)

Filing Date: Feb 10, 2017

Total Value ($000): $120,559 (100.0% shares, 0.0% debt)

Holdings (40)

SYBT Stock Yds Bancorp Inc 5.9%

Value ($000) $7,131 Shares 151,880 Est. Cost $39.29 Unrealized 0.0%

LKFN Lakeland Finl Corp 5.5%

Value ($000) $6,615 Shares 139,674 Est. Cost $32.12 Unrealized 0.0%

EGBN Eagle Bancorp Inc MD 5.4%

Value ($000) $6,519 Shares 106,963 Est. Cost $42.77 Unrealized 0.0%

— First Long Is Corp 5.3%

Value ($000) $6,390 Shares 223,824 Est. Cost $28.55 Unrealized —

BANF BancFirst Corp 4.5%

Value ($000) $5,454 Shares 58,611 Est. Cost $33.43 Unrealized 0.0%

— Bryn Mawr Bk Corp 4.2%

Value ($000) $5,028 Shares 119,300 Est. Cost $42.15 Unrealized —

GABC German Amern Bancorp Inc 4.1%

Value ($000) $4,909 Shares 93,303 Est. Cost $24.12 Unrealized 0.0%

TMP Tompkins Financial Corporati 4.0%

Value ($000) $4,831 Shares 51,099 Est. Cost $62.46 Unrealized 0.0%

MOFG MidWestOne Finl Group Inc NE 3.6%

Value ($000) $4,288 Shares 114,054 Est. Cost $33.32 Unrealized 0.0%

FIBK First Intst BancSystem Inc 2.8%

Value ($000) $3,416 Shares 80,290 Est. Cost $23.52 Unrealized 0.0%

TOWN TowneBank Portsmouth VA 2.8%

Value ($000) $3,325 Shares 100,000 Est. Cost $28.83 Unrealized 0.0%

WTBA West Bancorporation Inc 2.7%

Value ($000) $3,256 Shares 131,831 Est. Cost $21.77 Unrealized 0.0%

WASH Washington Tr Bancorp 2.7%

Value ($000) $3,233 Shares 57,687 Est. Cost $30.44 Unrealized 0.0%

BUSE First Busey Corp 2.6%

Value ($000) $3,078 Shares 100,000 Est. Cost $18.44 Unrealized 0.0%

— Century Bancorp Inc Mass 2.5%

Value ($000) $3,000 Shares 50,000 Est. Cost $60.00 Unrealized —

MBWM Mercantile Bank Corp 2.3%

Value ($000) $2,828 Shares 75,000 Est. Cost $22.21 Unrealized 0.0%

CASH Meta Finl Group Inc 2.1%

Value ($000) $2,573 Shares 25,000 Est. Cost $26.63 Unrealized 0.0%

BMRC Bank of Marin Bancorp 2.0%

Value ($000) $2,426 Shares 34,784 Est. Cost $22.37 Unrealized 0.0%

— Sandy Spring Bancorp Inc 2.0%

Value ($000) $2,399 Shares 60,000 Est. Cost $39.98 Unrealized —

FCBC First Comnty Bancshares Inc N 1.9%

Value ($000) $2,347 Shares 77,884 Est. Cost $17.87 Unrealized 0.0%

— CommerceWest Bank 1.9%

Value ($000) $2,260 Shares 133,700 Est. Cost $16.90 Unrealized —

— Enterprise Bancorp Inc Mass 1.9%

Value ($000) $2,254 Shares 60,000 Est. Cost $37.57 Unrealized —

SRCE 1st Source Corp 1.9%

Value ($000) $2,233 Shares 50,000 Est. Cost $44.66 Unrealized —

NRIM Northrim BanCorp Inc 1.8%

Value ($000) $2,212 Shares 70,000 Est. Cost $4.95 Unrealized 0.0%

— Pacific Continental Corp 1.8%

Value ($000) $2,185 Shares 100,000 Est. Cost $21.85 Unrealized —

— CU Bancorp Calif 1.8%

Value ($000) $2,148 Shares 60,000 Est. Cost $35.80 Unrealized —

FBIZ First Bus Finl Svcs Inc Wis 1.8%

Value ($000) $2,135 Shares 90,000 Est. Cost $17.36 Unrealized 0.0%

— CoBiz Financial Inc 1.8%

Value ($000) $2,111 Shares 125,000 Est. Cost $16.89 Unrealized —

HBNC Horizon Bancorp Inc 1.7%

Value ($000) $2,100 Shares 75,000 Est. Cost $15.03 Unrealized 0.0%

LARK Landmark Bancorp Inc 1.7%

Value ($000) $2,010 Shares 71,703 Est. Cost $20.15 Unrealized 0.0%

FFWM First Fndtn Inc 1.7%

Value ($000) $1,992 Shares 69,900 Est. Cost $12.19 Unrealized 0.0%

— Guaranty Bancorp Del 1.5%

Value ($000) $1,815 Shares 75,000 Est. Cost $24.20 Unrealized —

CUBI Customers Bancorp Inc 1.5%

Value ($000) $1,791 Shares 50,000 Est. Cost $29.54 Unrealized 0.0%

EFSC Enterprise Finl Svcs Corp 1.3%

Value ($000) $1,591 Shares 37,000 Est. Cost $31.06 Unrealized 0.0%

HTBK Heritage Commerce Corp 1.3%

Value ($000) $1,587 Shares 110,000 Est. Cost $12.15 Unrealized 0.0%

PFBC Preferred Bk Los Angeles CA 1.3%

Value ($000) $1,573 Shares 30,000 Est. Cost $42.37 Unrealized 0.0%

BKSC Bank of South Carolina Corp 1.2%

Value ($000) $1,492 Shares 71,402 Est. Cost $12.38 Unrealized 0.0%

— DNB Finl Corp 1.2%

Value ($000) $1,420 Shares 50,000 Est. Cost $28.40 Unrealized —

— Park Sterling Corp 1.1%

Value ($000) $1,349 Shares 125,000 Est. Cost $10.79 Unrealized —

OVLY Oak Valley Bancorp Oakdale C 1.0%

Value ($000) $1,255 Shares 100,000 Est. Cost $11.28 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SYBT	Stock Yds Bancorp Inc	151,880	$7,131	5.9%	$39.29	0.0%	COM	861025104
LKFN	Lakeland Finl Corp	139,674	$6,615	5.5%	$32.12	0.0%	COM	511656100
EGBN	Eagle Bancorp Inc MD	106,963	$6,519	5.4%	$42.77	0.0%	COM	268948106
—	First Long Is Corp	223,824	$6,390	5.3%	$28.55	—	COM	320734106
BANF	BancFirst Corp	58,611	$5,454	4.5%	$33.43	0.0%	COM	05945F103
—	Bryn Mawr Bk Corp	119,300	$5,028	4.2%	$42.15	—	COM	117665109
GABC	German Amern Bancorp Inc	93,303	$4,909	4.1%	$24.12	0.0%	COM	373865104
TMP	Tompkins Financial Corporati	51,099	$4,831	4.0%	$62.46	0.0%	COM	890110109
MOFG	MidWestOne Finl Group Inc NE	114,054	$4,288	3.6%	$33.32	0.0%	COM	598511103
FIBK	First Intst BancSystem Inc	80,290	$3,416	2.8%	$23.52	0.0%	COM CL A	32055Y201
TOWN	TowneBank Portsmouth VA	100,000	$3,325	2.8%	$28.83	0.0%	COM	89214P109
WTBA	West Bancorporation Inc	131,831	$3,256	2.7%	$21.77	0.0%	CAP STK	95123P106
WASH	Washington Tr Bancorp	57,687	$3,233	2.7%	$30.44	0.0%	COM	940610108
BUSE	First Busey Corp	100,000	$3,078	2.6%	$18.44	0.0%	COM NEW	319383204
—	Century Bancorp Inc Mass	50,000	$3,000	2.5%	$60.00	—	CL A NON VTG	156432106
MBWM	Mercantile Bank Corp	75,000	$2,828	2.3%	$22.21	0.0%	COM	587376104
CASH	Meta Finl Group Inc	25,000	$2,573	2.1%	$26.63	0.0%	COM	59100U108
BMRC	Bank of Marin Bancorp	34,784	$2,426	2.0%	$22.37	0.0%	COM	063425102
—	Sandy Spring Bancorp Inc	60,000	$2,399	2.0%	$39.98	—	COM	800363103
FCBC	First Comnty Bancshares Inc N	77,884	$2,347	1.9%	$17.87	0.0%	COM	31983A103
—	CommerceWest Bank	133,700	$2,260	1.9%	$16.90	—	COM	20084T103
—	Enterprise Bancorp Inc Mass	60,000	$2,254	1.9%	$37.57	—	COM	293668109
SRCE	1st Source Corp	50,000	$2,233	1.9%	$44.66	—	COM	336901103
NRIM	Northrim BanCorp Inc	70,000	$2,212	1.8%	$4.95	0.0%	COM	666762109
—	Pacific Continental Corp	100,000	$2,185	1.8%	$21.85	—	COM	69412V108
—	CU Bancorp Calif	60,000	$2,148	1.8%	$35.80	—	COM	126534106
FBIZ	First Bus Finl Svcs Inc Wis	90,000	$2,135	1.8%	$17.36	0.0%	COM	319390100
—	CoBiz Financial Inc	125,000	$2,111	1.8%	$16.89	—	COM	190897108
HBNC	Horizon Bancorp Inc	75,000	$2,100	1.7%	$15.03	0.0%	COM	440407104
LARK	Landmark Bancorp Inc	71,703	$2,010	1.7%	$20.15	0.0%	COM	51504L107
FFWM	First Fndtn Inc	69,900	$1,992	1.7%	$12.19	0.0%	COM	32026V104
—	Guaranty Bancorp Del	75,000	$1,815	1.5%	$24.20	—	COM NEW	40075T607
CUBI	Customers Bancorp Inc	50,000	$1,791	1.5%	$29.54	0.0%	COM	23204G100
EFSC	Enterprise Finl Svcs Corp	37,000	$1,591	1.3%	$31.06	0.0%	COM	293712105
HTBK	Heritage Commerce Corp	110,000	$1,587	1.3%	$12.15	0.0%	COM	426927109
PFBC	Preferred Bk Los Angeles CA	30,000	$1,573	1.3%	$42.37	0.0%	COM NEW	740367404
BKSC	Bank of South Carolina Corp	71,402	$1,492	1.2%	$12.38	0.0%	COM	065066102
—	DNB Finl Corp	50,000	$1,420	1.2%	$28.40	—	COM	233237106
—	Park Sterling Corp	125,000	$1,349	1.1%	$10.79	—	COM	70086Y105
OVLY	Oak Valley Bancorp Oakdale C	100,000	$1,255	1.0%	$11.28	0.0%	COM	671807105