CIK: 0001358331 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 15, 2013
Total Value ($000): $305,973 (79.5% shares, 20.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMERCO | 249,600 | $40,410 | 13.2% | $161.90 | — | Common | 23586100 |
| — | Flotek | 840,671 | $16,813 | 5.5% | $17.94 | — | Common | 343389102 |
| — | Mannkind | 16,270,000 | $16,595 | 5.4% | $1.09 | — | Cv 5.75% | 56400PAC6 |
| — | Allstate | 327,000 | $15,735 | 5.1% | $48.12 | — | Common | 20002101 |
| — | Mannkind | 15,005,000 | $14,554 | 4.8% | $0.97 | — | Cv 3.75% | 56400PAA0 |
| IBM | IBM | 74,100 | $13,338 | 4.4% | $117.27 | -4.9% | Common | 459200101 |
| PFE | PFIZER INC | 432,000 | $12,096 | 4.0% | $16.46 | -0.6% | Common | 717081103 |
| — | MERCK & CO INC | 261,500 | $11,566 | 3.8% | $44.23 | — | Common | 589331107 |
| ABBV | Abbvie | 234,300 | $9,685 | 3.2% | $26.55 | +2.3% | Common | 00287Y109 |
| — | Nextera Energy | 124,000 | $9,632 | 3.1% | $77.68 | — | Common | 302571104 |
| — | Abbott | 234,300 | $8,172 | 2.7% | $34.88 | — | Common | 2824100 |
| — | XM Sirius | 4,000,000 | $7,600 | 2.5% | $1.90 | — | Cv 7% | 98375YAU0 |
| — | Endeavor | 11,750,000 | $7,189 | 2.3% | $0.61 | — | Cv 5.5% | 29257MAD2 |
| — | Unisource Energy | 175,000 | $7,175 | 2.3% | $41.00 | — | Common | 909205106 |
| — | Titan Wheel | 425,000 | $7,169 | 2.3% | $16.87 | — | Common | 88830m102 |
| — | Diamond Foods | 323,000 | $6,702 | 2.2% | $20.75 | — | Common | 252603105 |
| — | Petroquest | 203,000 | $6,682 | 2.2% | $33.00 | — | Pfd 6.875% | 716748207 |
| — | Calpine | 294,849 | $6,259 | 2.0% | $21.23 | — | Common | 131347304 |
| — | C&J Energy | 300,000 | $5,811 | 1.9% | $19.37 | — | Common | 12467B304 |
| RLI | RLI CORP | 76,000 | $5,807 | 1.9% | $11.16 | +11.5% | Common | 749607107 |
| — | Omega Protein | 640,270 | $5,749 | 1.9% | $8.98 | — | Common | 68210P107 |
| — | Sandridge Energy | 60,000 | $5,580 | 1.8% | $93.00 | — | Pfd 8.5% | 80007P604 |
| — | Bunge | 75,000 | $5,400 | 1.8% | $72.00 | — | Common | G16962105 |
| — | Intermune | 4,500,000 | $5,400 | 1.8% | $1.11 | — | Cv 2.5% | 45884XAF0 |
| — | Direct TV | 86,500 | $5,330 | 1.7% | $61.62 | — | Common | 25490A101 |
| EDAP | EDAP | 1,565,494 | $4,273 | 1.4% | $2.73 | — | Common | 268311107 |
| — | Viropharma | 2,000,000 | $4,000 | 1.3% | $1.64 | — | Cv 2% | 928241AH1 |
| — | American Railcar | 100,000 | $4,000 | 1.3% | $38.37 | — | Common | 02916P103 |
| — | Bunge | 37,400 | $3,800 | 1.2% | $101.60 | — | Pfd 4.875% | 32549322 |
| — | BPZ Resources | 3,000,000 | $2,478 | 0.8% | $0.83 | — | Cv 6.5% | 055639aa6 |
| — | ELAN CORP PLC | 165,900 | $2,345 | 0.8% | $14.14 | — | Common | 284131208 |
| — | AES CORP Pfd. C | 46,400 | $2,320 | 0.8% | $50.00 | — | Pfd 6.75% | 00808N202 |
| — | Integrys Energy | 36,094 | $2,109 | 0.7% | $58.43 | — | Common | 92931B106 |
| — | GAINSCO INC | 240,727 | $2,106 | 0.7% | $8.75 | — | Common | 363127200 |
| — | Ashland | 25,000 | $2,087 | 0.7% | $83.48 | — | Common | 44209104 |
| — | Titan Wheel | 1,000,000 | $1,900 | 0.6% | $1.90 | — | Cv 5.625% | 888305aa7 |
| — | Supernus | 1,500,000 | $1,875 | 0.6% | $1.25 | — | Cv 7.5% | 868459AA6 |
| KGC | Kinross | 344,848 | $1,758 | 0.6% | $5.82 | -9.1% | Common | 496902404 |
| — | INTERNET CAPITAL | 153,300 | $1,747 | 0.6% | $11.40 | — | Common | 46059C205 |
| — | Intermune | 1,500,000 | $1,600 | 0.5% | $1.07 | — | Cv 5.0% | 45884XAD5 |
| — | DURECT CORP | 1,215,973 | $1,276 | 0.4% | $1.05 | — | Common | 266605104 |
| — | Rochester Medical | 84,800 | $1,249 | 0.4% | $14.73 | — | Common | 771497104 |
| — | Pepco Holding | 60,900 | $1,156 | 0.4% | $18.98 | — | Common | 713291102 |
| — | Sandridge Energy | 182,168 | $1,093 | 0.4% | $4.76 | — | Common | 80007P307 |
| — | Agenus | 233,515 | $885 | 0.3% | $3.79 | — | Common | 00847G705 |
| — | DeCode Genetics | 24,787,000 | $867 | 0.3% | $0.03 | — | Cv 3.5% | 243586AB0 |
| — | Astrotech | 1,070,073 | $749 | 0.2% | $0.70 | — | Common | 846243400 |
| — | US Ecology | 25,300 | $671 | 0.2% | $26.52 | — | Common | 91732J102 |
| XEL | XEL Energy | 24,511 | $665 | 0.2% | $19.76 | -3.3% | Common | 98389B100 |
| — | Double Eagle | 156,919 | $615 | 0.2% | $3.92 | — | Common | 258570209 |
| XOM | Exxon | 5,184 | $435 | 0.1% | $53.69 | +0.9% | Common | 30231G102 |
| XPL | Solitario | 254,040 | $406 | 0.1% | $1.22 | -23.0% | Common | 8342EP107 |
| — | Midway Games | 2,700,000 | $381 | 0.1% | $0.14 | — | Cv 6% | 598148AB0 |
| — | Hospira | 10,000 | $312 | 0.1% | $31.20 | — | Common | 441060100 |
| — | Kellogg | 4,436 | $237 | 0.1% | $38.95 | -0.3% | Common | 487836108 |
| — | Oscient Pharm Corp | 2,499,575 | $129 | 0.0% | $0.05 | — | Cv 12.5% | 68812RAD7 |