Bruce & Co., Inc. Long-Term Concentrated

CIK: 0001358331 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $351,601 (79.7% shares, 20.3% debt)

Holdings (53)

UHAL AMERCO 16.8%

Value ($000) $59,107 Shares 249,400 Est. Cost $21.49 Unrealized 0.0%

— Mannkind 8.5%

Value ($000) $29,983 Shares 29,110,000 Est. Cost $1.06 Unrealized —

ALL Allstate 5.1%

Value ($000) $17,834 Shares 327,000 Est. Cost $41.10 Unrealized 0.0%

— Flotek 4.8%

Value ($000) $16,793 Shares 839,671 Est. Cost $17.94 Unrealized —

Value ($000) $14,604 Shares 78,100 Est. Cost $116.72 Unrealized -8.8%

PFE PFIZER INC 3.9%

Value ($000) $13,844 Shares 452,000 Est. Cost $16.51 Unrealized +6.7%

— MERCK & CO INC 3.7%

Value ($000) $13,075 Shares 261,500 Est. Cost $44.23 Unrealized —

ABBV Abbvie 3.5%

Value ($000) $12,214 Shares 231,300 Est. Cost $26.55 Unrealized +14.5%

— Nextera Energy 3.0%

Value ($000) $10,540 Shares 124,000 Est. Cost $77.68 Unrealized —

— Unisource Energy 3.0%

Value ($000) $10,473 Shares 175,000 Est. Cost $41.00 Unrealized —

— Intermune 3.0%

Value ($000) $10,425 Shares 7,500,000 Est. Cost $1.22 Unrealized —

— Endeavor 2.7%

Value ($000) $9,517 Shares 11,750,000 Est. Cost $0.61 Unrealized —

ABT Abbott 2.5%

Value ($000) $8,789 Shares 229,300 Est. Cost $29.23 Unrealized 0.0%

— Diamond Foods 2.4%

Value ($000) $8,346 Shares 323,000 Est. Cost $20.75 Unrealized —

— XM Sirius 2.2%

Value ($000) $7,800 Shares 4,000,000 Est. Cost $1.90 Unrealized —

— Titan Wheel 2.2%

Value ($000) $7,650 Shares 425,000 Est. Cost $16.87 Unrealized —

RLI RLI CORP 2.1%

Value ($000) $7,255 Shares 74,800 Est. Cost $11.16 Unrealized +31.2%

— Omega Protein 2.0%

Value ($000) $7,200 Shares 600,000 Est. Cost $8.98 Unrealized —

— Petroquest 2.0%

Value ($000) $7,105 Shares 203,000 Est. Cost $33.00 Unrealized —

— Sandridge Energy 1.8%

Value ($000) $6,420 Shares 60,000 Est. Cost $93.00 Unrealized —

Value ($000) $6,150 Shares 75,000 Est. Cost $72.00 Unrealized —

— Direct TV 1.7%

Value ($000) $5,968 Shares 86,500 Est. Cost $61.62 Unrealized —

— Calpine 1.6%

Value ($000) $5,752 Shares 294,849 Est. Cost $21.23 Unrealized —

— Viropharma 1.5%

Value ($000) $5,340 Shares 2,000,000 Est. Cost $1.64 Unrealized —

Value ($000) $4,649 Shares 1,565,494 Est. Cost $2.73 Unrealized —

— C&J Energy 1.3%

Value ($000) $4,620 Shares 200,000 Est. Cost $19.37 Unrealized —

Value ($000) $4,001 Shares 37,400 Est. Cost $106.98 Unrealized —

— Astrotech 0.9%

Value ($000) $3,028 Shares 1,070,073 Est. Cost $0.70 Unrealized —

— INTERNET CAPITAL 0.8%

Value ($000) $2,855 Shares 153,300 Est. Cost $11.40 Unrealized —

— BPZ Resources 0.8%

Value ($000) $2,745 Shares 3,000,000 Est. Cost $0.83 Unrealized —

— Supernus 0.7%

Value ($000) $2,460 Shares 1,500,000 Est. Cost $1.25 Unrealized —

— Ashland 0.7%

Value ($000) $2,425 Shares 25,000 Est. Cost $97.00 Unrealized —

— AES CORP Pfd. C 0.7%

Value ($000) $2,339 Shares 46,400 Est. Cost $50.00 Unrealized —

— DURECT CORP 0.6%

Value ($000) $2,103 Shares 1,215,973 Est. Cost $1.05 Unrealized —

— GAINSCO INC 0.6%

Value ($000) $1,937 Shares 240,727 Est. Cost $8.75 Unrealized —

— Titan Wheel 0.5%

Value ($000) $1,910 Shares 1,000,000 Est. Cost $1.90 Unrealized —

— Integrys Energy 0.5%

Value ($000) $1,882 Shares 34,594 Est. Cost $58.43 Unrealized —

— Intermune 0.5%

Value ($000) $1,755 Shares 1,500,000 Est. Cost $1.07 Unrealized —

— Perrigo 0.4%

Value ($000) $1,523 Shares 9,926 Est. Cost $153.44 Unrealized —

KGC Kinross 0.4%

Value ($000) $1,510 Shares 344,848 Est. Cost $5.82 Unrealized -18.0%

— Pepco Holding 0.3%

Value ($000) $1,165 Shares 60,900 Est. Cost $18.98 Unrealized —

— Sandridge Energy 0.3%

Value ($000) $1,105 Shares 182,168 Est. Cost $4.76 Unrealized —

— US Ecology 0.3%

Value ($000) $940 Shares 25,300 Est. Cost $26.52 Unrealized —

— DeCode Genetics 0.2%

Value ($000) $867 Shares 24,787,000 Est. Cost $0.03 Unrealized —

XEL XEL Energy 0.2%

Value ($000) $686 Shares 24,511 Est. Cost $19.76 Unrealized -3.6%

— Agenus 0.2%

Value ($000) $616 Shares 233,515 Est. Cost $3.79 Unrealized —

Value ($000) $524 Shares 5,184 Est. Cost $53.69 Unrealized +4.2%

— Hospira 0.1%

Value ($000) $412 Shares 10,000 Est. Cost $31.20 Unrealized —

— Midway Games 0.1%

Value ($000) $381 Shares 2,700,000 Est. Cost $0.14 Unrealized —

— Double Eagle 0.1%

Value ($000) $365 Shares 156,919 Est. Cost $3.92 Unrealized —

— Kellogg 0.1%

Value ($000) $270 Shares 4,436 Est. Cost $38.95 Unrealized -3.0%

XPL Solitario 0.1%

Value ($000) $215 Shares 254,040 Est. Cost $1.22 Unrealized -28.0%

— Oscient Pharm Corp 0.0%

Value ($000) $129 Shares 2,499,575 Est. Cost $0.05 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	AMERCO	249,400	$59,107	16.8%	$21.49	0.0%	Common	023586100
—	Mannkind	29,110,000	$29,983	8.5%	$1.06	—	Cv 5.75%	56400PAC6
ALL	Allstate	327,000	$17,834	5.1%	$41.10	0.0%	Common	020002101
—	Flotek	839,671	$16,793	4.8%	$17.94	—	Common	343389102
IBM	IBM	78,100	$14,604	4.2%	$116.72	-8.8%	Common	459200101
PFE	PFIZER INC	452,000	$13,844	3.9%	$16.51	+6.7%	Common	717081103
—	MERCK & CO INC	261,500	$13,075	3.7%	$44.23	—	Common	589331107
ABBV	Abbvie	231,300	$12,214	3.5%	$26.55	+14.5%	Common	00287Y109
—	Nextera Energy	124,000	$10,540	3.0%	$77.68	—	Common	302571104
—	Unisource Energy	175,000	$10,473	3.0%	$41.00	—	Common	909205106
—	Intermune	7,500,000	$10,425	3.0%	$1.22	—	Cv 2.5%	45884XAF0
—	Endeavor	11,750,000	$9,517	2.7%	$0.61	—	Cv 5.5%	29257MAD2
ABT	Abbott	229,300	$8,789	2.5%	$29.23	0.0%	Common	002824100
—	Diamond Foods	323,000	$8,346	2.4%	$20.75	—	Common	252603105
—	XM Sirius	4,000,000	$7,800	2.2%	$1.90	—	Cv 7%	98375YAU0
—	Titan Wheel	425,000	$7,650	2.2%	$16.87	—	Common	88830m102
RLI	RLI CORP	74,800	$7,255	2.1%	$11.16	+31.2%	Common	749607107
—	Omega Protein	600,000	$7,200	2.0%	$8.98	—	Common	68210P107
—	Petroquest	203,000	$7,105	2.0%	$33.00	—	Pfd 6.875%	716748207
—	Sandridge Energy	60,000	$6,420	1.8%	$93.00	—	Pfd 8.5%	80007P604
—	Bunge	75,000	$6,150	1.7%	$72.00	—	Common	G16962105
—	Direct TV	86,500	$5,968	1.7%	$61.62	—	Common	25490A101
—	Calpine	294,849	$5,752	1.6%	$21.23	—	Common	131347304
—	Viropharma	2,000,000	$5,340	1.5%	$1.64	—	Cv 2%	928241AH1
EDAP	EDAP	1,565,494	$4,649	1.3%	$2.73	—	Common	268311107
—	C&J Energy	200,000	$4,620	1.3%	$19.37	—	Common	12467B304
—	Bunge	37,400	$4,001	1.1%	$106.98	—	Pfd 4.875%	032549322
—	Astrotech	1,070,073	$3,028	0.9%	$0.70	—	Common	846243400
—	INTERNET CAPITAL	153,300	$2,855	0.8%	$11.40	—	Common	46059C205
—	BPZ Resources	3,000,000	$2,745	0.8%	$0.83	—	Cv 6.5%	055639aa6
—	Supernus	1,500,000	$2,460	0.7%	$1.25	—	Cv 7.5%	868459AA6
—	Ashland	25,000	$2,425	0.7%	$97.00	—	Common	044209104
—	AES CORP Pfd. C	46,400	$2,339	0.7%	$50.00	—	Pfd 6.75%	00808N202
—	DURECT CORP	1,215,973	$2,103	0.6%	$1.05	—	Common	266605104
—	GAINSCO INC	240,727	$1,937	0.6%	$8.75	—	Common	363127200
—	Titan Wheel	1,000,000	$1,910	0.5%	$1.90	—	Cv 5.625%	888305aa7
—	Integrys Energy	34,594	$1,882	0.5%	$58.43	—	Common	92931B106
—	Intermune	1,500,000	$1,755	0.5%	$1.07	—	Cv 5.0%	45884XAD5
—	Perrigo	9,926	$1,523	0.4%	$153.44	—	Common	BGH1M56
KGC	Kinross	344,848	$1,510	0.4%	$5.82	-18.0%	Common	496902404
—	Pepco Holding	60,900	$1,165	0.3%	$18.98	—	Common	713291102
—	Sandridge Energy	182,168	$1,105	0.3%	$4.76	—	Common	80007P307
—	US Ecology	25,300	$940	0.3%	$26.52	—	Common	91732J102
—	DeCode Genetics	24,787,000	$867	0.2%	$0.03	—	Cv 3.5%	243586AB0
XEL	XEL Energy	24,511	$686	0.2%	$19.76	-3.6%	Common	98389B100
—	Agenus	233,515	$616	0.2%	$3.79	—	Common	00847G705
XOM	Exxon	5,184	$524	0.1%	$53.69	+4.2%	Common	30231G102
—	Hospira	10,000	$412	0.1%	$31.20	—	Common	441060100
—	Midway Games	2,700,000	$381	0.1%	$0.14	—	Cv 6%	598148AB0
—	Double Eagle	156,919	$365	0.1%	$3.92	—	Common	258570209
—	Kellogg	4,436	$270	0.1%	$38.95	-3.0%	Common	487836108
XPL	Solitario	254,040	$215	0.1%	$1.22	-28.0%	Common	8342EP107
—	Oscient Pharm Corp	2,499,575	$129	0.0%	$0.05	—	Cv 12.5%	68812RAD7