FOUNDERS CAPITAL MANAGEMENT, LLC Diversified Active

Location: Hartford, CT

CIK: 0001585828 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Jan 8, 2014

Total Value: $119M (95.7% shares, 4.3% debt)

Holdings (38)

BRK/B Berkshire Hathaway Class B 10.5%

Value $12.44M Shares 104,955 Share Price $118.56 Est. Cost/Share $115.63 Unrealized @ Report Date +2.5%

PEP Pepsico Incorporated 6.0%

Value $7.125M Shares 85,903 Share Price $82.94 * Est. Cost/Share $57.75 Unrealized @ Report Date +0.4%

KO Coca Cola Company 5.6%

Value $6.588M Shares 159,478 Share Price $41.31 * Est. Cost/Share $26.95 Unrealized @ Report Date +5.2%

CSX C S X Corp 4.9%

Value $5.846M Shares 203,190 Share Price $28.77 * Est. Cost/Share $7.37 Unrealized @ Report Date +7.4%

COP Conocophillips 4.9%

Value $5.775M Shares 81,747 Share Price $70.64 * Est. Cost/Share $48.40 Unrealized @ Report Date -1.5%

LMT Lockheed Martin Corp 4.4%

Value $5.239M Shares 35,244 Share Price $148.65 * Est. Cost/Share $97.17 Unrealized @ Report Date +10.1%

IBM Intl Business Machines 4.4%

Value $5.184M Shares 27,640 Share Price $187.55 * Est. Cost/Share $106.40 Unrealized @ Report Date +4.2%

CVX Chevrontexaco Corp 4.0%

Value $4.797M Shares 38,407 Share Price $124.90 * Est. Cost/Share $72.49 Unrealized @ Report Date +3.8%

INTC Intel Corp. 3.9%

Value $4.625M Shares 178,190 Share Price $25.96 * Est. Cost/Share $17.92 Unrealized @ Report Date +7.7%

JNJ Johnson & Johnson 3.8%

Value $4.531M Shares 49,474 Share Price $91.58 * Est. Cost/Share $65.75 Unrealized @ Report Date -0.2%

— Medtronic Inc 3.7%

Value $4.367M Shares 76,088 Share Price $57.39 Est. Cost/Share $57.39 Unrealized @ Report Date —

PG Procter & Gamble 3.5%

Value $4.159M Shares 51,084 Share Price $81.41 * Est. Cost/Share $58.01 Unrealized @ Report Date +0.1%

— Royal Dutch Shell A Adrf 3.4%

Value $4.049M Shares 56,816 Share Price $71.27 Est. Cost/Share $71.27 Unrealized @ Report Date —

MSFT Microsoft Corp 3.4%

Value $4.012M Shares 107,253 Share Price $37.41 * Est. Cost/Share $30.02 Unrealized @ Report Date +3.4%

— United Technologies Corp 3.3%

Value $3.879M Shares 34,090 Share Price $113.79 Est. Cost/Share $113.79 Unrealized @ Report Date —

HD Home Depot Inc 3.0%

Value $3.611M Shares 43,851 Share Price $82.35 * Est. Cost/Share $58.72 Unrealized @ Report Date +6.0%

DIS Disney Walt Co 2.8%

Value $3.317M Shares 43,421 Share Price $76.39 * Est. Cost/Share $61.69 Unrealized @ Report Date +11.4%

— Walgreen Company 2.5%

Value $2.954M Shares 51,425 Share Price $57.44 Est. Cost/Share $57.44 Unrealized @ Report Date —

MDLZ Mondelez Intl Inc Cl A 2.3%

Value $2.756M Shares 78,068 Share Price $35.30 * Est. Cost/Share $25.52 Unrealized @ Report Date +6.6%

SYK Stryker Corp 2.1%

Value $2.441M Shares 32,488 Share Price $75.14 * Est. Cost/Share $63.06 Unrealized @ Report Date +3.4%

— L-3 Communications Corp 1.9%

Value $2.297M Shares 1,910 Share Price $1202.62 Est. Cost/Share $1202.62 Unrealized @ Report Date —

ABBV Abbvie Inc 1.6%

Value $1.873M Shares 35,460 Share Price $52.82 * Est. Cost/Share $30.39 Unrealized @ Report Date +7.5%

— Central Fd Cda Ltd Cla 1.5%

Value $1.783M Shares 134,547 Share Price $13.25 Est. Cost/Share $13.25 Unrealized @ Report Date —

— Noble Corp 1.5%

Value $1.721M Shares 45,932 Share Price $37.47 Est. Cost/Share $37.47 Unrealized @ Report Date —

CSCO Cisco Systems Inc 1.3%

Value $1.506M Shares 67,157 Share Price $22.43 * Est. Cost/Share $15.20 Unrealized @ Report Date +1.4%

— Intel Corp. 1.3%

Value $1.483M Shares 1,325 Share Price $1119.25 Est. Cost/Share $1119.25 Unrealized @ Report Date —

ABT Abbott Laboratories 1.2%

Value $1.407M Shares 36,699 Share Price $38.34 * Est. Cost/Share $29.23 Unrealized @ Report Date +4.0%

XOM Exxon Mobil Corporation 1.2%

Value $1.367M Shares 13,505 Share Price $101.22 * Est. Cost/Share $55.94 Unrealized @ Report Date +9.7%

— Avon Products Inc 1.1%

Value $1.321M Shares 76,687 Share Price $17.23 Est. Cost/Share $17.23 Unrealized @ Report Date —

— Coeur Mng Inc 1.1%

Value $1.313M Shares 1,299 Share Price $1010.78 Est. Cost/Share $1010.78 Unrealized @ Report Date —

AMGN Amgen Incorporated 1.0%

Value $1.19M Shares 10,435 Share Price $114.04 * Est. Cost/Share $81.11 Unrealized @ Report Date +0.5%

— Petrochina Co Adr 0.7%

Value $849K Shares 7,740 Share Price $109.69 Est. Cost/Share $109.69 Unrealized @ Report Date —

WMT Wal-Mart Stores Inc 0.6%

Value $748K Shares 9,503 Share Price $78.71 * Est. Cost/Share $20.35 Unrealized @ Report Date +2.0%

— Kraft Foods Group 0.5%

Value $637K Shares 11,808 Share Price $53.95 Est. Cost/Share $53.95 Unrealized @ Report Date —

LOW Lowes Companies Inc 0.4%

Value $511K Shares 10,306 Share Price $49.58 * Est. Cost/Share $39.13 Unrealized @ Report Date +2.1%

— Google Inc Class A 0.3%

Value $304K Shares 271 Share Price $1121.77 Est. Cost/Share $1121.77 Unrealized @ Report Date —

— Baker Hughes Inc 0.2%

Value $291K Shares 5,257 Share Price $55.35 Est. Cost/Share $55.35 Unrealized @ Report Date —

— Cigna Corp 0.2%

Value $286K Shares 3,268 Share Price $87.52 Est. Cost/Share $87.52 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BRK/B	Berkshire Hathaway Class B	104,955	$12.44M	10.5%	$118.56	$115.63	+2.5%	CL B NEW	084670702
PEP	Pepsico Incorporated	85,903	$7.125M	6.0%	$82.94 *	$57.75	+0.4%	COM	713448108
KO	Coca Cola Company	159,478	$6.588M	5.6%	$41.31 *	$26.95	+5.2%	COM	191216100
CSX	C S X Corp	203,190	$5.846M	4.9%	$28.77 *	$7.37	+7.4%	COM	126408103
COP	Conocophillips	81,747	$5.775M	4.9%	$70.64 *	$48.40	-1.5%	COM	20825C104
LMT	Lockheed Martin Corp	35,244	$5.239M	4.4%	$148.65 *	$97.17	+10.1%	COM	539830109
IBM	Intl Business Machines	27,640	$5.184M	4.4%	$187.55 *	$106.40	+4.2%	COM	459200101
CVX	Chevrontexaco Corp	38,407	$4.797M	4.0%	$124.90 *	$72.49	+3.8%	COM	166764100
INTC	Intel Corp.	178,190	$4.625M	3.9%	$25.96 *	$17.92	+7.7%	COM	458140100
JNJ	Johnson & Johnson	49,474	$4.531M	3.8%	$91.58 *	$65.75	-0.2%	COM	478160104
—	Medtronic Inc	76,088	$4.367M	3.7%	$57.39	$57.39	—	COM	585055106
PG	Procter & Gamble	51,084	$4.159M	3.5%	$81.41 *	$58.01	+0.1%	COM	742718109
—	Royal Dutch Shell A Adrf	56,816	$4.049M	3.4%	$71.27	$71.27	—	SPONS ADR A	780259206
MSFT	Microsoft Corp	107,253	$4.012M	3.4%	$37.41 *	$30.02	+3.4%	COM	594918104
—	United Technologies Corp	34,090	$3.879M	3.3%	$113.79	$113.79	—	COM	913017109
HD	Home Depot Inc	43,851	$3.611M	3.0%	$82.35 *	$58.72	+6.0%	COM	437076102
DIS	Disney Walt Co	43,421	$3.317M	2.8%	$76.39 *	$61.69	+11.4%	COM DISNEY	254687106
—	Walgreen Company	51,425	$2.954M	2.5%	$57.44	$57.44	—	COM	931422109
MDLZ	Mondelez Intl Inc Cl A	78,068	$2.756M	2.3%	$35.30 *	$25.52	+6.6%	CL A	609207105
SYK	Stryker Corp	32,488	$2.441M	2.1%	$75.14 *	$63.06	+3.4%	COM	863667101
—	L-3 Communications Corp	1,910	$2.297M	1.9%	$1202.62	$1202.62	—	DEBT 3.000% 8/0	502413AW7
ABBV	Abbvie Inc	35,460	$1.873M	1.6%	$52.82 *	$30.39	+7.5%	COM	00287Y109
—	Central Fd Cda Ltd Cla	134,547	$1.783M	1.5%	$13.25	$13.25	—	CL A	153501101
—	Noble Corp	45,932	$1.721M	1.5%	$37.47	$37.47	—	SHS USD	G65431101
CSCO	Cisco Systems Inc	67,157	$1.506M	1.3%	$22.43 *	$15.20	+1.4%	COM	17275R102
—	Intel Corp.	1,325	$1.483M	1.3%	$1119.25	$1119.25	—	SDCV 2.950%12/1	458140AD2
ABT	Abbott Laboratories	36,699	$1.407M	1.2%	$38.34 *	$29.23	+4.0%	COM	002824100
XOM	Exxon Mobil Corporation	13,505	$1.367M	1.2%	$101.22 *	$55.94	+9.7%	COM	30231G102
—	Avon Products Inc	76,687	$1.321M	1.1%	$17.23	$17.23	—	COM	054303102
—	Coeur Mng Inc	1,299	$1.313M	1.1%	$1010.78	$1010.78	—	NOTE 3.250% 3/1	192108AR9
AMGN	Amgen Incorporated	10,435	$1.19M	1.0%	$114.04 *	$81.11	+0.5%	COM	031162100
—	Petrochina Co Adr	7,740	$849K	0.7%	$109.69	$109.69	—	SPONSORED ADR	71646E108
WMT	Wal-Mart Stores Inc	9,503	$748K	0.6%	$78.71 *	$20.35	+2.0%	COM	931142103
—	Kraft Foods Group	11,808	$637K	0.5%	$53.95	$53.95	—	COM	50076Q106
LOW	Lowes Companies Inc	10,306	$511K	0.4%	$49.58 *	$39.13	+2.1%	COM	548661107
—	Google Inc Class A	271	$304K	0.3%	$1121.77	$1121.77	—	CL A	38259P508
—	Baker Hughes Inc	5,257	$291K	0.2%	$55.35	$55.35	—	COM	057224107
—	Cigna Corp	3,268	$286K	0.2%	$87.52	$87.52	—	COM	125509109