CIK: 0001697366 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 11, 2019
Total Value ($000): $197,326 (35.6% shares, 64.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NextEra Energy Inc | 203,160 | $11,710 | 5.9% | $57.14 | — | UNIT 09/01/2019 | 65339F820 |
| — | Bank of America Corp | 8,880 | $11,122 | 5.6% | $1277.89 | — | 7.25%CNV PDF L | 060505682 |
| — | Wells Fargo Co New | 8,811 | $11,119 | 5.6% | $1205.04 | — | PERP PFD CNV A | 949746804 |
| — | Dominion Energy Inc | 220,940 | $10,576 | 5.4% | $49.78 | — | UNIT 08/15/2019 | 25746U836 |
| — | Anthem Inc | 2,895,000 | $10,468 | 5.3% | $3.15 | — | NOTE 2.750% 10/1 | 94973VBG1 |
| — | Stanley Black & Decker Inc | 101,995 | $9,267 | 4.7% | $107.35 | — | UNIT 05/15/2020 | 854502887 |
| — | DTE Energy Co | 177,100 | $9,149 | 4.6% | $52.40 | — | UNIT 99/99/9999 | 233331883 |
| — | Priceline Group Inc/The | 6,530,000 | $8,792 | 4.5% | $1.35 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | Citrix Systems Inc | 5,840,000 | $8,292 | 4.2% | $1.29 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | American Realty Cap Properties Inc | 7,940,000 | $7,822 | 4.0% | $1.01 | — | NOTE 3.750 12/1 | 02917TAB0 |
| — | Red Hat Inc | 2,856,000 | $6,783 | 3.4% | $1.27 | — | NOTE 0.25% 10/0 | 756577AD4 |
| — | Prospect Capital Corp | 6,800,000 | $6,726 | 3.4% | $1.01 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | Macquarie Infrastructure Corp | 6,249,000 | $6,203 | 3.1% | $1.11 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | Novellus Systems Inc | 1,495,000 | $6,165 | 3.1% | $2.39 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | Illumina Inc | 4,363,000 | $5,727 | 2.9% | $1.32 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | Spirit Realty Capital Inc New | 4,640,000 | $4,542 | 2.3% | $1.02 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | Prospect Capital Corp | 3,475,000 | $3,327 | 1.7% | $0.98 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | Becton Dickinson and Co | 57,015 | $3,288 | 1.7% | $55.22 | — | PFD SHS CONV A | 075887208 |
| — | Euronet Worldwide Inc | 2,170,000 | $3,083 | 1.6% | $1.42 | — | NOTE 1.500% 10/0 | 298736AH2 |
| — | Echo Global Logistics Inc | 3,080,000 | $2,990 | 1.5% | $1.03 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | FireEye Inc | 3,190,000 | $2,903 | 1.5% | $0.90 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | TPG Specialty Lending Inc | 2,531,000 | $2,541 | 1.3% | $1.03 | — | NOTE 4.500% 12/1 | 87265KAB8 |
| — | Pandora Media Inc | 2,525,000 | $2,396 | 1.2% | $0.93 | — | NOTE 1.750% 12/0 | 698354AB3 |
| — | Apollo Commercial Real Estate Finance Inc | 2,500,000 | $2,341 | 1.2% | $1.02 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | Verint Systems Inc | 2,405,000 | $2,339 | 1.2% | $0.99 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | Microchip Technology Inc. | 2,285,000 | $2,232 | 1.1% | $0.98 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | Hess Corp | 37,970 | $1,885 | 1.0% | $55.94 | — | DEP PFD SR A | 42809H404 |
| — | Silicon Laboratories Inc | 1,650,000 | $1,747 | 0.9% | $1.20 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | TPG Specialty Lending Inc | 1,700,000 | $1,668 | 0.8% | $1.00 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | BlackRock Capital Investment Corp | 1,525,000 | $1,491 | 0.8% | $1.04 | — | NOTE 5.000% 6/1 | 092533AC2 |
| FPI | Farmland Partners Inc | 303,039 | $1,376 | 0.7% | $7.53 | — | COM | 31154R109 |
| — | CenterPoint Energy Inc | 27,090 | $1,364 | 0.7% | $50.35 | — | DEP RP PF CV B ADDED | 15189T503 |
| — | PROS Holdings Inc | 1,465,000 | $1,361 | 0.7% | $0.93 | — | NOTE 2.000% 6/0 | 74346YAD5 |
| — | Helix Energy Solutions Group Inc | 1,170,000 | $1,086 | 0.6% | $1.08 | — | NOTE 4.25% 5/0 | 42330PAH0 |
| — | HubSpot Inc | 705,000 | $1,010 | 0.5% | $1.43 | — | NOTE 0.250% 6/0 | 443573AB6 |
| — | Synaptics Inc | 995,000 | $873 | 0.4% | $0.99 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | Priceline Group Inc/The | 624,000 | $689 | 0.3% | $1.01 | — | NOTE 0.900% 9/1 | 741503AX4 |
| GDOT | Green Dot Corp | 8,215 | $653 | 0.3% | $68.95 | +14.5% | COM | 39304D102 |
| — | Wayfair Inc | 590,000 | $637 | 0.3% | $1.48 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| ETSY | Etsy Inc | 13,306 | $633 | 0.3% | $39.65 | +18.7% | COM | 29786A106 |
| CHGG | Chegg Inc | 22,125 | $629 | 0.3% | $26.29 | +2.4% | COM | 163092109 |
| CBU | Community Bank System Inc | 10,790 | $629 | 0.3% | $46.87 | +4.3% | COM | 203607106 |
| — | InterXion Holding NV | 11,405 | $618 | 0.3% | $37.79 | — | COM | N47279109 |
| — | Model N Inc | 46,417 | $614 | 0.3% | $12.20 | — | COM | 607525102 |
| — | PROS Holdings Inc | 19,530 | $613 | 0.3% | $31.39 | — | COM | 74346Y103 |
| — | Splunk Inc | 5,725 | $600 | 0.3% | $104.80 | — | COM | 848637104 |
| ASGN | ASGN Inc | 10,815 | $589 | 0.3% | $78.16 | -16.6% | COM | 00191U102 |
| HLNE | Hamilton Lane Inc | 15,724 | $582 | 0.3% | $44.70 | -16.4% | COM | 407497106 |
| — | Mimecast Ltd | 16,880 | $568 | 0.3% | $34.92 | — | COM | G14838109 |
| HRTX | Heron Therapeutics Inc | 21,505 | $558 | 0.3% | $32.33 | -15.0% | COM | 427746102 |
| EWBC | East West Bancorp Inc | 12,690 | $552 | 0.3% | $43.48 | -0.7% | COM | 27579R104 |
| DNLI | Denali Therapeutics Inc | 26,130 | $540 | 0.3% | $16.54 | +9.7% | COM | 24823R105 |
| — | CenterState Bank Corp | 25,620 | $539 | 0.3% | $29.44 | — | COM | 15201P109 |
| — | Cloudera Inc | 47,370 | $524 | 0.3% | $13.87 | — | COM | 18914U100 |
| WBS | Webster Financial Corp | 10,625 | $524 | 0.3% | $57.11 | 0.0% | COM | 947890109 |
| — | Cornerstone OnDemand Inc | 10,183 | $514 | 0.3% | $42.32 | — | COM | 21925Y103 |
| EVH | Evolent Health Inc | 24,930 | $497 | 0.3% | $19.32 | +19.8% | COM | 30050B101 |
| MPWR | Monolithic Power Systems Inc | 4,178 | $486 | 0.2% | $87.81 | +28.6% | COM | 609839105 |
| — | Tabula Rasa HealthCare Inc | 7,590 | $484 | 0.2% | $63.81 | — | COM | 873379101 |
| — | Mellanox Technologies Ltd | 5,060 | $467 | 0.2% | $92.29 | — | COM | M51363113 |
| ROKU | Roku Inc | 14,880 | $456 | 0.2% | $40.85 | +15.4% | COM | 77543R102 |
| — | Shutterfly Inc | 10,360 | $417 | 0.2% | $74.05 | — | COM | 82568P304 |
| — | Crown Castle International Corp | 380 | $400 | 0.2% | $1099.61 | — | 6.875% CON PFD A | 22822V309 |
| — | Talend S A | 10,710 | $397 | 0.2% | $36.22 | — | ADS | 874224207 |
| YELP | Yelp Inc | 11,025 | $386 | 0.2% | $40.08 | -4.7% | COM | 985817105 |
| — | 2U Inc | 6,755 | $336 | 0.2% | $69.60 | — | COM | 90214J101 |
| RARE | Ultragenyx Pharmaceutical Inc | 7,315 | $318 | 0.2% | $67.07 | -18.5% | COM | 90400D108 |
| AX | BofI Holding Inc | 12,520 | $315 | 0.2% | $38.41 | -21.5% | COM | 05465C100 |
| — | NeoPhotonics Corp | 48,346 | $313 | 0.2% | $7.86 | — | COM | 64051T100 |
| — | Evo Payments Inc | 12,060 | $298 | 0.2% | $24.71 | — | COM | 26927E104 |
| SFIX | Stitch Fix Inc | 16,750 | $286 | 0.1% | $31.33 | -21.0% | COM | 860897107 |
| — | Wright Medical Group NV | 9,440 | $257 | 0.1% | $26.28 | — | COM | N96617118 |
| — | SAGE Therapeutics Inc | 2,485 | $238 | 0.1% | $147.62 | — | COM | 78667J108 |
| — | Wright Medical Group Inc | 215,000 | $228 | 0.1% | $1.09 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| PODD | Insulet Corp | 2,650 | $210 | 0.1% | $90.43 | -6.4% | COM | 45784P101 |
| — | FireEye Inc | 12,560 | $204 | 0.1% | $15.58 | — | COM | 31816Q101 |
| — | Echo Global Logistics Inc | 9,105 | $185 | 0.1% | $29.27 | — | COM | 27875T101 |
| — | Helius Medical Technologies Inc | 19,498 | $179 | 0.1% | $9.53 | — | COM | 42328V504 |
| TDOC | Teladoc Inc | 3,345 | $166 | 0.1% | $49.98 | +22.4% | COM | 87918A105 |
| MELI | MercadoLibre Inc | 561 | $164 | 0.1% | $274.33 | +18.1% | COM | 58733R102 |
| SLAB | Silicon Laboratories Inc | 2,026 | $160 | 0.1% | $89.29 | -6.9% | COM | 826919102 |
| DXCM | DexCom Inc | 1,280 | $153 | 0.1% | $31.72 | 0.0% | COM | 252131107 |
| — | Portola Pharmaceuticals Inc | 7,800 | $152 | 0.1% | $34.88 | — | COM | 737010108 |
| — | New Relic Inc | 1,820 | $147 | 0.1% | $37.54 | — | COM | 64829B100 |
| EXC | Exelon Corp | 3,160 | $143 | 0.1% | $20.19 | +23.4% | COM | 30161N101 |
| W | Wayfair Inc | 1,536 | $138 | 0.1% | $41.72 | +152.2% | COM | 94419L101 |
| — | Zendesk Inc | 2,307 | $135 | 0.1% | $28.04 | — | COM | 98936J101 |
| RNG | RingCentral Inc | 1,615 | $133 | 0.1% | $38.36 | +105.3% | COM | 76680R206 |
| HUBS | HubSpot Inc | 1,000 | $126 | 0.1% | $65.84 | +99.1% | COM | 443573100 |
| HLX | Helix Energy Solutions Group Inc | 22,900 | $124 | 0.1% | $8.69 | -6.3% | COM | 42330P107 |
| — | Alexandria Real Estate Equities Inc | 3,350 | $113 | 0.1% | $33.73 | — | PFD CONV SER D | 015271505 |
| MDB | MongoDB Inc | 1,045 | $88 | 0.0% | $32.32 | +138.0% | COM | 60937P106 |
| — | Royal Gold Inc | 75,000 | $75 | 0.0% | $1.03 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | Hortonworks Inc | 5,130 | $74 | 0.0% | $19.80 | — | COM | 440894103 |
| — | Hercules Capital Inc | 75,000 | $71 | 0.0% | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | Benefitfocus Inc | 1,515 | $69 | 0.0% | $45.54 | — | COM | 08180D106 |
| WIX | Wix.com Ltd | 700 | $63 | 0.0% | $61.89 | +52.6% | COM | M98068105 |
| ARI | Apollo Commercial Real Estate Finance Inc | 2,700 | $45 | 0.0% | $18.15 | — | COM | 03762U105 |
| CMA | Comerica Inc | 470 | $32 | 0.0% | $63.45 | -10.9% | COM | 200340107 |
| GSBD | Goldman Sachs BDC Inc | 1,560 | $29 | 0.0% | $21.91 | -6.1% | COM | 38147U107 |