Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $217M (51.1% shares, 48.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Novellus Systems Inc | 2,195,000 | $12.12M | 5.6% | $3.39 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | WELLS FARGO CO NEW | 9,300 | $12.02M | 5.5% | $1209.63 | — | PERP PFD CNV A | 949746804 |
| — | Bank of America Corp | 9,220 | $12M | 5.5% | $1278.77 | — | 7.25%CNV PFD L | 060505682 |
| — | NextEra Energy Inc | 193,710 | $11.98M | 5.5% | $57.14 | — | UNIT 09/01/2019 | 65339F820 |
| — | Dominion Resources Inc/VA | 220,940 | $11.03M | 5.1% | $49.78 | — | UNIT 08/15/2019 | 25746U836 |
| — | Anthem Inc | 2,760,000 | $10.95M | 5.0% | $3.15 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | Stanley Black & Decker Inc | 101,995 | $9.945M | 4.6% | $107.35 | — | UNIT 05/15/2020 | 854502887 |
| — | DTE Energy Co | 177,100 | $9.802M | 4.5% | $52.40 | — | UNIT 99/99/9999 | 233331883 |
| — | Euronet Worldwide Inc | 4,970,000 | $9.761M | 4.5% | $1.73 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | Priceline Group Inc/The | 6,530,000 | $8.827M | 4.1% | $1.35 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | VEREIT Inc | 7,940,000 | $7.921M | 3.6% | $1.01 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | Macquarie Infrastructure Corp | 6,249,000 | $6.227M | 2.9% | $1.11 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | CenterPoint Energy Inc | 117,290 | $6.198M | 2.9% | $52.27 | — | DEP RP PFD CV B | 15189T503 |
| — | Illumina Inc | 4,363,000 | $5.899M | 2.7% | $1.32 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | FireEye Inc | 4,960,000 | $4.641M | 2.1% | $0.91 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4.634M | 2.1% | $1.02 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | Echo Global Logistics Inc | 4,180,000 | $4.158M | 1.9% | $1.02 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | Becton Dickinson and Co | 58,275 | $3.602M | 1.7% | $55.37 | — | PFD SHS CONV A | 075887208 |
| — | Prospect Capital Corp | 3,400,000 | $3.415M | 1.6% | $1.01 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | Prospect Capital Corp | 3,415,000 | $3.365M | 1.6% | $0.98 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | TPG Specialty Lending Inc | 2,531,000 | $2.535M | 1.2% | $1.03 | — | NOTE 4.500%12/1 | 87265KAB8 |
| — | MICROCHIP TECHNOLOGY INC | 2,285,000 | $2.509M | 1.2% | $0.98 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | Apollo Commercial Real Estate Finance Inc | 2,500,000 | $2.438M | 1.1% | $1.02 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | NuVasive Inc | 2,125,000 | $2.371M | 1.1% | $1.12 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | Silicon Laboratories Inc | 1,650,000 | $1.797M | 0.8% | $1.20 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | TPG Specialty Lending Inc | 1,700,000 | $1.732M | 0.8% | $1.00 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | PROS Holdings Inc | 1,465,000 | $1.56M | 0.7% | $0.93 | — | NOTE 2.000% 6/0 | 74346YAD5 |
| — | BlackRock Capital Investment Corp | 1,525,000 | $1.518M | 0.7% | $1.04 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | Red Hat Inc | 556,000 | $1.38M | 0.6% | $1.27 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | Wright Medical Group Inc | 1,195,000 | $1.352M | 0.6% | $1.12 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | Alexandria Real Estate Equities Inc | 32,851 | $1.244M | 0.6% | $37.45 | — | PFD CONV SER D | 015271505 |
| — | Evo Payments Inc | 41,080 | $1.193M | 0.5% | $27.77 | — | CL A COM | 26927E104 |
| — | Helix Energy Solutions Group Inc | 1,170,000 | $1.16M | 0.5% | $1.08 | — | NOTE 4.250% 5/0 | 42330PAH0 |
| — | Mellanox Technologies Ltd | 9,475 | $1.121M | 0.5% | $104.42 | — | SHS | M51363113 |
| — | Model N Inc | 61,463 | $1.078M | 0.5% | $13.51 | — | COM | 607525102 |
| ACRE | Ares Commercial Real Estate Corp | 70,600 | $1.072M | 0.5% | $15.18 | — | COM | 04013V108 |
| — | Shutterfly Inc | 23,953 | $973K | 0.4% | $55.08 | — | COM | 82568P304 |
| — | Talend SA | 18,670 | $944K | 0.4% | $42.33 | — | ADS | 874224207 |
| GDOT | Green Dot Corp | 15,545 | $943K | 0.4% | $69.33 | +0.6% | CL A | 39304D102 |
| FPI | Farmland Partners Inc | 144,673 | $926K | 0.4% | $7.53 | — | COM | 31154R109 |
| — | Splunk Inc | 7,430 | $926K | 0.4% | $109.35 | — | COM | 848637104 |
| — | Synaptics Inc | 995,000 | $918K | 0.4% | $0.99 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| CHGG | Chegg Inc | 22,920 | $874K | 0.4% | $26.64 | +36.8% | COM | 163092109 |
| HRTX | Heron Therapeutics Inc | 35,375 | $865K | 0.4% | $29.92 | -12.5% | COM | 427746102 |
| — | InterXion Holding NV | 12,905 | $861K | 0.4% | $41.15 | — | SHS | N47279109 |
| ROKU | Roku Inc | 13,070 | $843K | 0.4% | $40.85 | +30.9% | COM CL A | 77543R102 |
| ASGN | ASGN Inc | 13,285 | $843K | 0.4% | $75.26 | -16.9% | COM | 00191U102 |
| DNLI | Denali Therapeutics Inc | 35,930 | $834K | 0.4% | $17.74 | +18.0% | COM | 24823R105 |
| — | Mimecast Ltd | 17,490 | $828K | 0.4% | $35.36 | — | ORD SHS | G14838109 |
| — | PROS Holdings Inc | 19,530 | $825K | 0.4% | $31.39 | — | COM | 74346Y103 |
| EEFT | Euronet Worldwide Inc | 5,615 | $801K | 0.4% | $124.65 | 0.0% | COM | 298736109 |
| ETSY | Etsy Inc | 11,836 | $796K | 0.4% | $39.65 | +50.6% | COM | 29786A106 |
| — | 2U Inc | 10,845 | $768K | 0.4% | $70.06 | — | COM | 90214J101 |
| TNET | TriNet Group Inc | 12,785 | $764K | 0.4% | $51.40 | 0.0% | COM | 896288107 |
| — | FireEye Inc | 44,160 | $741K | 0.3% | $16.44 | — | COM | 31816Q101 |
| — | Cloudera Inc | 65,694 | $719K | 0.3% | $13.05 | — | COM | 18914U100 |
| RARE | Ultragenyx Pharmaceutical Inc | 10,365 | $719K | 0.3% | $64.15 | -10.9% | COM | 90400D108 |
| — | Cornerstone OnDemand Inc | 13,103 | $718K | 0.3% | $45.10 | — | COM | 21925Y103 |
| — | Portola Pharmaceuticals Inc | 20,515 | $712K | 0.3% | $34.77 | — | COM | 737010108 |
| MPWR | Monolithic Power Systems Inc | 5,158 | $699K | 0.3% | $94.72 | +31.1% | COM | 609839105 |
| — | Priceline Group Inc/The | 624,000 | $689K | 0.3% | $1.01 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | NuVasive Inc | 11,980 | $680K | 0.3% | $56.76 | — | COM | 670704105 |
| EHTH | eHealth Inc | 10,705 | $667K | 0.3% | $55.11 | 0.0% | COM | 28238P109 |
| SFIX | Stitch Fix Inc | 23,560 | $665K | 0.3% | $29.45 | -15.7% | COM CL A | 860897107 |
| — | SAGE Therapeutics Inc | 4,105 | $653K | 0.3% | $152.14 | — | COM | 78667J108 |
| — | Zendesk Inc | 440,000 | $643K | 0.3% | $1.46 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | Benefitfocus Inc | 12,855 | $637K | 0.3% | $49.08 | — | COM | 08180D106 |
| WBS | Webster Financial Corp | 12,095 | $613K | 0.3% | $56.76 | -4.5% | COM | 947890109 |
| — | Wright Medical Group NV | 19,340 | $608K | 0.3% | $28.92 | — | ORD SHS | N96617118 |
| — | HubSpot Inc | 335,000 | $605K | 0.3% | $1.43 | — | NOTE 0.250% 6/0 | 443573AB6 |
| — | RingCentral Inc | 410,000 | $586K | 0.3% | $1.43 | — | NOTE 3/1 | 76680RAD9 |
| NTNX | Nutanix Inc | 13,610 | $514K | 0.2% | $45.75 | 0.0% | CL A | 67059N108 |
| — | NeoPhotonics Corp | 75,146 | $473K | 0.2% | $7.30 | — | COM | 64051T100 |
| — | CenterState Bank Corp | 19,530 | $465K | 0.2% | $29.44 | — | COM | 15201P109 |
| — | Crown Castle International Corp | 380 | $450K | 0.2% | $1099.61 | — | 6.875% CON PFD A | 22822V309 |
| EWBC | East West Bancorp Inc | 9,305 | $446K | 0.2% | $43.48 | -1.7% | COM | 27579R104 |
| TDOC | Teladoc Health Inc | 5,290 | $294K | 0.1% | $54.05 | +12.9% | COM | 87918A105 |
| — | Verint Systems Inc | 240,000 | $266K | 0.1% | $0.99 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | Zendesk Inc | 2,632 | $224K | 0.1% | $35.09 | — | COM | 98936J101 |
| — | Pluralsight Inc | 6,665 | $212K | 0.1% | $31.81 | — | COM CL A | 72941B106 |
| — | Tabula Rasa HealthCare Inc | 3,360 | $190K | 0.1% | $63.81 | — | COM | 873379101 |
| — | Echo Global Logistics Inc | 7,260 | $180K | 0.1% | $29.27 | — | COM | 27875T101 |
| — | Helius Medical Technologies Inc | 26,098 | $174K | 0.1% | $8.81 | — | COM CL A | 42328V504 |
| MELI | MercadoLibre Inc | 341 | $173K | 0.1% | $274.33 | +45.3% | COM | 58733R102 |
| DOCU | DocuSign Inc | 3,260 | $169K | 0.1% | $51.03 | 0.0% | DocuSign Inc | 256163106 |
| EVH | Evolent Health Inc | 13,065 | $164K | 0.1% | $19.32 | -18.0% | CL A | 30050B101 |
| — | New Relic Inc | 1,510 | $149K | 0.1% | $37.54 | — | COM | 64829B100 |
| SLAB | Silicon Laboratories Inc | 1,811 | $146K | 0.1% | $89.29 | -6.8% | COM | 826919102 |
| W | Wayfair Inc | 971 | $144K | 0.1% | $41.72 | +212.7% | CL A | 94419L101 |
| PODD | Insulet Corp | 1,450 | $138K | 0.1% | $90.43 | -5.2% | COM | 45784P101 |
| HLX | Helix Energy Solutions Group Inc | 16,600 | $131K | 0.1% | $8.69 | -17.6% | COM | 42330P107 |
| WIX | Wix.com Ltd | 1,075 | $130K | 0.1% | $78.19 | +38.9% | SHS | M98068105 |
| RNG | RingCentral Inc | 1,180 | $127K | 0.1% | $38.36 | +156.2% | CL A | 76680R206 |
| HUBS | HubSpot Inc | 740 | $123K | 0.1% | $65.84 | +140.6% | COM | 443573100 |
| — | Royal Gold Inc | 75,000 | $75,000 | 0.0% | $1.03 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | Hercules Capital Inc | 75,000 | $73,000 | 0.0% | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |