CIK: 0001619899 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $530,499 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN CREDIT STRAT INC FD | 9,764,098 | $55,362 | 10.4% | $7.93 | — | ETF | 67073D102 |
| — | WESTERN ASSET HIGH INCOME OP | 9,773,904 | $41,148 | 7.8% | $4.79 | — | ETF | 95766K109 |
| — | BLACKROCK CORPORATE HIGH YIE | 4,662,868 | $41,033 | 7.7% | $10.37 | — | ETF | 09255P107 |
| — | INVESCO SENIOR INCOME TRUST | 11,561,080 | $37,226 | 7.0% | $4.23 | — | ETF | 46131H107 |
| PFF | ISHARES PREFERRED AND INCOME SECURITIES ETF | 970,011 | $30,885 | 5.8% | $35.57 | — | ETF | 464288687 |
| — | NUVEEN QUAL MUNI INCOME FD | 1,862,921 | $25,597 | 4.8% | $13.74 | — | ETF | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INCME | 1,611,267 | $21,816 | 4.1% | $13.54 | — | ETF | 670657105 |
| — | INVESCO VAN KAMPEN MUN OPPORTUNITY TR COM | 1,613,919 | $18,479 | 3.5% | $11.52 | — | ETF | 46132C107 |
| XMVFX | BLACKROCK MUNIVEST FD INC COM | 2,222,366 | $18,001 | 3.4% | $8.62 | — | ETF | 09253R105 |
| — | WESTERN ASSET HIGH YLD COM | 1,396,935 | $17,224 | 3.2% | $14.27 | — | ETF | 95768B107 |
| — | ALERIAN MLP ETF | 5,000,000 | $17,200 | 3.2% | $3.52 | — | ETF | 00162Q866 |
| — | WELLS FARGO ADVANTAGE INCOME OPP FD WF INC OPPTY FD | 2,358,781 | $15,049 | 2.8% | $8.08 | — | ETF | 94987B105 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 286,074 | $13,872 | 2.6% | $48.56 | — | ETF | 46431W507 |
| — | INVESCO VAN KAMPEN MUN TR COM | 860,772 | $10,071 | 1.9% | $11.70 | — | ETF | 46131J103 |
| — | WESTERN ASSET HIGH COM | 1,780,183 | $8,919 | 1.7% | $6.21 | — | ETF | 95766J102 |
| — | BLACKROCK PREFERRED AND EQUITY ADVANTAGE TRUST COM | 709,421 | $8,272 | 1.6% | $13.64 | — | ETF | 092508100 |
| — | BLACKROCK MUN INCOME TR SH BEN INT | 634,275 | $8,220 | 1.5% | $12.98 | — | ETF | 09248F109 |
| — | BLACKROCK DEBT STR COM NEW | 901,108 | $7,614 | 1.4% | $10.23 | — | ETF | 09255R202 |
| — | FIRST TR HIGH INCOME L/S FD | 590,058 | $7,181 | 1.4% | $13.53 | — | ETF | 33738E109 |
| — | BLACKROCK LTD DURATION INC TR | 559,606 | $7,062 | 1.3% | $15.64 | — | ETF | 09249W101 |
| PCEF | INVESCO CEF INCOME COMPOSITE ETF | 295,975 | $5,180 | 1.0% | $22.37 | — | ETF | 46138E404 |
| — | INVESCO VAN KAMPEN TR INVT GRADE MUNS COM | 420,782 | $5,087 | 1.0% | $12.09 | — | ETF | 46131M106 |
| — | COHEN & STEERS LTD D | 190,000 | $3,905 | 0.7% | $20.55 | — | ETF | 19248C105 |
| SLQD | ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 67,676 | $3,393 | 0.6% | $50.14 | — | ETF | 46434V100 |
| — | FIRST TRUST INTERMED | 190,000 | $3,390 | 0.6% | $17.84 | — | ETF | 33718W103 |
| — | EATON VANCE INSURED MUNICIPAL BOND FUND COM | 261,816 | $3,268 | 0.6% | $12.48 | — | ETF | 27827X101 |
| — | BLACKROCK MUNIYIELD QUALITY | 253,321 | $3,238 | 0.6% | $12.78 | — | ETF | 09254E103 |
| — | FLAHERTY & CRUMRIN P | 190,000 | $3,173 | 0.6% | $16.70 | — | ETF | 338478100 |
| — | NEUBERGER BERMAN HGH | 342,361 | $2,972 | 0.6% | $12.11 | — | ETF | 64128C106 |
| XLE | ENERGY SELECT SECTOR SPDR FUND | 100,000 | $2,906 | 0.5% | $29.06 | — | ETF | 81369Y506 |
| — | NUVEEN PFD & INCM OPPORTNYS FD | 369,369 | $2,712 | 0.5% | $7.34 | — | ETF | 67073B106 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 50,859 | $2,526 | 0.5% | $49.67 | — | ETF | 46641Q837 |
| — | HANCOCK JOHN PREM DI | 200,000 | $2,438 | 0.5% | $12.19 | — | ETF | 41013T105 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 44,000 | $2,438 | 0.5% | $55.41 | — | ETF | 81369Y886 |
| — | NUVEEN QUALITY PREFE | 300,000 | $2,178 | 0.4% | $7.26 | — | ETF | 67072C105 |
| — | EATON VANCE LIMITED DURATION INCOME FUND COM | 172,627 | $1,825 | 0.3% | $10.57 | — | ETF | 27828H105 |
| — | ISHARES TR | 63,558 | $1,603 | 0.3% | $25.24 | — | ETF | 46434VAQ3 |
| ISRZF | ISHARES II PLC USD HIGH YLD CP BD UCT ET U | 17,110 | $1,574 | 0.3% | $102.58 | — | ETF | G4953W390 |
| MINT | PIMCO ETF TR | 15,838 | $1,568 | 0.3% | $99.00 | — | ETF | 72201R833 |
| — | EATON VANCE HIGH INC | 170,850 | $1,505 | 0.3% | $8.81 | — | ETF | 27829W101 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 34,373 | $1,478 | 0.3% | $45.52 | +16.4% | COMMON STOCK | 65341B106 |
| MSFT | MICROSOFT CORPORATION | 9,335 | $1,472 | 0.3% | $74.56 | +109.7% | COMMON STOCK | 594918104 |
| — | TERRAFORM POWER INC | 92,029 | $1,451 | 0.3% | $15.39 | — | COMMON STOCK | 88104R209 |
| BEP | BROOKFIELD RENEWABLE PARTNER S.L.P | 32,099 | $1,364 | 0.3% | $38.76 | — | COMMON STOCK | G16258108 |
| SHYG | ISHARES 0-5 YR HY CORP BOND | 32,080 | $1,312 | 0.2% | $42.14 | — | ETF | 46434V407 |
| NEWT | NEWTEK BUSINESS SERVICES CORPORATION | 97,778 | $1,292 | 0.2% | $19.05 | -0.2% | ETF | 652526203 |
| AGNC | AGNC INVESTMENT CORP | 119,132 | $1,260 | 0.2% | $18.57 | — | COMMON STOCK | 00123Q104 |
| — | BLACKROCK MUNIENHANCED FD INC COM | 118,149 | $1,259 | 0.2% | $10.66 | — | ETF | 09253Y100 |
| BRK/B | BERKSHIRE HATHAWAY INC. | 6,640 | $1,214 | 0.2% | $202.05 | +5.2% | COMMON STOCK | 084670702 |
| IBM | INTERNATIONAL BUSINESS MACHINES | 10,793 | $1,197 | 0.2% | $99.90 | -1.6% | COMMON STOCK | 459200101 |
| MC | MOELIS & COMPANY | 41,729 | $1,173 | 0.2% | $22.18 | -1.0% | COMMON STOCK | 60786M105 |
| — | NUVEEN COM | 134,280 | $1,155 | 0.2% | $8.60 | — | ETF | 67077N106 |
| — | ANNALY CAPITAL MANAGEMENT, INC. | 224,147 | $1,136 | 0.2% | $10.50 | — | COMMON STOCK | 035710409 |
| — | ATLANTICA YIELD PLC | 50,486 | $1,126 | 0.2% | $20.74 | — | COMMON STOCK | G0751N103 |
| — | ISHARES TR | 43,965 | $1,084 | 0.2% | $24.66 | — | ETF | 46434VBK5 |
| GNL | GLOBAL NET LEASE INC | 79,573 | $1,064 | 0.2% | $18.65 | — | COMMON STOCK | 379378201 |
| SPY | SPDR S&P 500 ETF | 4,071 | $1,049 | 0.2% | $257.68 | — | ETF | 78462F103 |
| XLF | FINANCIAL SELECT SECTOR SPDR FUND | 49,653 | $1,034 | 0.2% | $21.87 | — | ETF | 81369Y605 |
| HYG | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 12,465 | $961 | 0.2% | $87.94 | — | ETF | 464288513 |
| ARCC | ARES CAPITAL CORPORATION COM | 82,741 | $892 | 0.2% | $8.29 | +15.5% | ETF | 04010L103 |
| HTGC | HERCULES CAPITAL INC COM | 115,911 | $886 | 0.2% | $13.39 | -2.5% | ETF | 427096508 |
| — | MACQUARIE INFRASTRUCTURE CORP | 34,343 | $867 | 0.2% | $46.62 | — | COMMON STOCK | 55608B105 |
| DHT | DHT HOLDINGS, INC. | 112,823 | $865 | 0.2% | $3.85 | 0.0% | COMMON STOCK | Y2065G121 |
| AMSF | AMERISAFE INC | 13,214 | $852 | 0.2% | $33.83 | +18.1% | COMMON STOCK | 03071H100 |
| D | DOMINION ENERGY INC | 11,580 | $836 | 0.2% | $63.12 | 0.0% | COMMON STOCK | 25746U109 |
| XOM | EXXON MOBIL CORPORATION | 21,713 | $824 | 0.2% | $53.93 | -22.0% | COMMON STOCK | 30231G102 |
| — | COVANTA HOLDING CORPORATION | 95,875 | $820 | 0.2% | $8.55 | — | COMMON STOCK | 22282E102 |
| — | TOTAL S.A. | 21,906 | $816 | 0.2% | $52.02 | — | COMMON STOCK | 89151E109 |
| CMBT | EURONAV N.V. | 71,296 | $804 | 0.2% | $5.08 | 0.0% | COMMON STOCK | B38564108 |
| HASI | HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | 38,719 | $790 | 0.1% | $23.68 | 0.0% | COMMON STOCK | 41068X100 |
| DIS | THE WALT DISNEY COMPANY | 8,073 | $780 | 0.1% | $102.21 | +20.8% | COMMON STOCK | 254687106 |
| WMB | THE WILLIAMS COMPANIES, INC. | 54,073 | $765 | 0.1% | $18.73 | -25.3% | COMMON STOCK | 969457100 |
| GLP | GLOBAL PARTNERS / GLP FIN CORP | 83,785 | $739 | 0.1% | $18.03 | — | COMMON STOCK | 37946R109 |
| BP | BP P.L.C. | 29,875 | $729 | 0.1% | $40.52 | — | COMMON STOCK | 055622104 |
| TLT | ISHARES 20 YEAR TRE | 4,393 | $725 | 0.1% | $165.04 | — | ETF | 464287432 |
| — | BLACKROCK MULTI-SECTOR INC TR COM | 58,792 | $709 | 0.1% | $12.06 | — | ETF | 09258A107 |
| — | ROYAL DUTCH SHELL PLC | 19,980 | $697 | 0.1% | $60.24 | — | COMMON STOCK | 780259206 |
| — | ABERDEEN ASIA PACIFIC INCOME FUND, INC. COM | 199,112 | $673 | 0.1% | $3.87 | — | ETF | 003009107 |
| — | BROOKFIELD PROPERTY PARTNERS LP | 82,612 | $666 | 0.1% | $8.06 | — | COMMON STOCK | G16249107 |
| — | FRONTLINE LTD | 69,301 | $666 | 0.1% | $9.61 | — | COMMON STOCK | G3682E192 |
| ABBV | ABBVIE INC. | 8,601 | $655 | 0.1% | $67.19 | 0.0% | COMMON STOCK | 00287Y109 |
| — | MORGAN STANLEY EMG COM | 125,050 | $652 | 0.1% | $6.70 | — | ETF | 617477104 |
| — | ENVIVA PARTNERS LP / ENVIVA PARTNERS FINANCE CORP | 24,040 | $642 | 0.1% | $31.40 | — | COMMON STOCK | 29414J107 |
| RGA | REINSURANCE GROUP OF AMERICA, INCORPORATED | 7,500 | $631 | 0.1% | $130.37 | 0.0% | COMMON STOCK | 759351604 |
| — | BLACKROCK MUNIHOLDIN | 50,000 | $630 | 0.1% | $12.60 | — | ETF | 09255C106 |
| PRU | PRUDENTIAL FINANCIAL, INC. | 12,000 | $626 | 0.1% | $58.98 | 0.0% | COMMON STOCK | 744320102 |
| STWD | STARWOOD PROPERTY TRUST, INC. | 60,459 | $620 | 0.1% | $10.25 | — | COMMON STOCK | 85571B105 |
| LNC | LINCOLN NATIONAL CORPORATION | 22,500 | $592 | 0.1% | $35.47 | 0.0% | COMMON STOCK | 534187109 |
| CWEN | CLEARWAY ENERGY INC | 31,222 | $587 | 0.1% | $15.43 | 0.0% | COMMON STOCK | 18539C204 |
| — | ALLIANCEBERNSTEIN GLOBAL HGH INCOME COM | 61,775 | $572 | 0.1% | $11.59 | — | ETF | 01879R106 |
| IEP | ICAHN ENTERPRISES LP | 11,554 | $559 | 0.1% | $53.41 | — | COMMON STOCK | 451100101 |
| IRM | IRON MOUNTAIN INCORPORATED | 23,487 | $559 | 0.1% | $22.33 | +1.0% | COMMON STOCK | 46284V101 |
| SBUX | STARBUCKS CORPORATION | 8,360 | $550 | 0.1% | $71.00 | 0.0% | COMMON STOCK | 855244109 |
| CVI | CVR ENERGY INC | 33,106 | $547 | 0.1% | $22.80 | -19.0% | COMMON STOCK | 12662P108 |
| — | WESTERN ASSET EMER COM | 51,875 | $546 | 0.1% | $13.65 | — | ETF | 95766A101 |
| AA | ALCOA CORPORATION | 88,592 | $546 | 0.1% | $17.97 | -27.0% | COMMON STOCK | 013872106 |
| T | AT&T INC | 18,493 | $539 | 0.1% | $18.17 | 0.0% | COMMON STOCK | 00206R102 |
| — | NUVEEN GLOBAL HIGH INCOME FD SHS | 47,628 | $532 | 0.1% | $15.16 | — | ETF | 67075G103 |
| PPL | PPL CORPORATION | 21,530 | $531 | 0.1% | $25.20 | 0.0% | COMMON STOCK | 69351T106 |
| WMT | WALMART INC | 4,595 | $522 | 0.1% | $27.26 | +29.8% | COMMON STOCK | 931142103 |
| IGSB | ISHARES SHORT-TERM CORPORATE BOND ETF | 9,902 | $518 | 0.1% | $52.85 | — | ETF | 464288646 |
| SFL | SFL CORP LTD | 54,501 | $516 | 0.1% | $13.43 | -7.8% | COMMON STOCK | G7738W106 |
| CODI | COMPASS DIV HLDGS | 35,796 | $480 | 0.1% | $14.84 | 0.0% | COMMON STOCK | 20451Q104 |
| SUN | SUNOCO LP / SUNOCO FINANCE CORP | 30,149 | $472 | 0.1% | $28.39 | — | COMMON STOCK | 86765K109 |
| — | HOEGH LNG PARTNERS LP | 64,231 | $471 | 0.1% | $18.92 | — | COMMON STOCK | Y3262R100 |
| — | TWO HARBORS INVESTMENT CORP. | 123,063 | $469 | 0.1% | $14.65 | — | COMMON STOCK | 90187B408 |
| WY | WEYERHAEUSER COMPANY | 27,297 | $463 | 0.1% | $19.70 | +7.5% | COMMON STOCK | 962166104 |
| PYPL | PAYPAL HOLDINGS INCORPORATION | 4,777 | $457 | 0.1% | $86.64 | +27.1% | COMMON STOCK | 70450Y103 |
| — | HESS CORPORATION | 13,267 | $442 | 0.1% | $60.34 | — | COMMON STOCK | 42809H107 |
| — | NUVEEN ENH MUN VLU C | 33,058 | $431 | 0.1% | $13.04 | — | ETF | 67074M101 |
| — | INVESCO QUALITY MUNI | 35,821 | $419 | 0.1% | $11.70 | — | ETF | 46133G107 |
| CAPL | CROSSAMERICA PARTNERS LP | 49,444 | $399 | 0.1% | $16.05 | — | COMMON STOCK | 22758A105 |
| ET | ENERGY TRANSFER LP | 84,402 | $388 | 0.1% | $14.08 | — | COMMON STOCK | 29273V100 |
| SBRA | SABRA HEALTH CARE REIT, INC. | 34,456 | $376 | 0.1% | $10.91 | — | COMMON STOCK | 78573L106 |
| HIG | THE HARTFORD FINANCIAL SERVICES GROUP, INC. | 10,500 | $370 | 0.1% | $45.69 | 0.0% | COMMON STOCK | 416515104 |
| EPD | ENTERPRISE PRODS P | 25,725 | $368 | 0.1% | $28.56 | — | COMMON STOCK | 293792107 |
| HD | THE HOME DEPOT, INC. | 1,950 | $364 | 0.1% | $190.13 | 0.0% | COMMON STOCK | 437076102 |
| HESM | HESS MIDSTREAM LP COM | 34,540 | $351 | 0.1% | $12.60 | -8.5% | COMMON STOCK | 428103105 |
| — | BGC PARTNERS, INC. | 137,256 | $346 | 0.1% | $2.52 | — | COMMON STOCK | 05541T101 |
| LULU | LULULEMON ATHLETIC | 1,764 | $334 | 0.1% | $56.22 | +298.0% | COMMON STOCK | 550021109 |
| TCPC | BLACKROCK TCP CAPITAL CORP COM | 52,155 | $326 | 0.1% | $14.62 | -15.1% | ETF | 09259E108 |
| — | INVESCO MORTGAGE CAPITAL INC. | 92,271 | $315 | 0.1% | $15.83 | — | COMMON STOCK | 46131B100 |
| VLO | VALERO ENERGY CORPORATION | 6,776 | $307 | 0.1% | $62.43 | -8.4% | COMMON STOCK | 91913Y100 |
| OMF | ONEMAIN HOLDINGS INCORPORATION | 15,757 | $301 | 0.1% | $37.26 | 0.0% | COMMON STOCK | 68268W103 |
| SLB | SCHLUMBERGER LIMITED | 22,000 | $297 | 0.1% | $25.29 | 0.0% | COMMON STOCK | 806857108 |
| C | CITIGROUP INC. | 7,000 | $295 | 0.1% | $52.73 | +2.8% | COMMON STOCK | 172967424 |
| LYB | LYONDELLBASELL INDUSTRIES NV | 5,738 | $285 | 0.1% | $54.89 | -9.6% | COMMON STOCK | N53745100 |
| XLV | HEALTH CARE SELECT SECTOR SPDR FUND | 3,077 | $273 | 0.1% | $88.72 | — | ETF | 81369Y209 |
| IFF | INTERNATIONAL FLAVORS & FRAGRANCES INC. | 2,561 | $261 | 0.0% | $107.52 | -1.3% | COMMON STOCK | 459506101 |
| SPG | SIMON PROPERTY GROUP INC | 4,527 | $248 | 0.0% | $120.95 | -28.8% | COMMON STOCK | 828806109 |
| CVS | CVS HEALTH CORP | 3,733 | $221 | 0.0% | $55.31 | 0.0% | COMMON STOCK | 126650100 |
| — | INVESCO ADVANTAGE MUNICIPAL IN | 16,395 | $168 | 0.0% | $10.25 | — | ETF | 46132E103 |
| HIPS | GRANITESHARES HIPS US HIGH INC | 15,000 | $144 | 0.0% | $9.60 | — | ETF | 38747R306 |
| — | ALLIANZGI CONV & INC | 5,458 | $133 | 0.0% | $24.37 | — | COMMON STOCK | 018825802 |
| — | UNITED STATES STEEL CORPORATION | 16,898 | $107 | 0.0% | $6.33 | — | COMMON STOCK | 912909108 |
| NHYDY | NORSK HYDRO A/S | 44,833 | $96 | 0.0% | $2.14 | — | COMMON STOCK | 656531605 |
| — | BLACKROCK INCOME COM | 10,000 | $58 | 0.0% | $6.00 | — | ETF | 09247F100 |