Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 5, 2020
Total Value: $58.78M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SOUTHERN NATL BANCORP OF VA | 598,856 | $5.893M | 10.0% | $9.84 | $11.70 | — | COM | 843395104 |
| — | COWEN INC | 399,396 | $3.806M | 6.5% | $9.53 | $13.68 | — | CL A NEW | 223622606 |
| — | FRANKLIN FINL NETWORK INC | 111,768 | $2.279M | 3.9% | $20.39 | $32.52 | — | COM | 35352P104 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 112,893 | $2.026M | 3.4% | $17.95 * | $19.14 | -10.3% | COM | 704699107 |
| — | MERIDIAN BANCORP INC MD | 180,122 | $2.021M | 3.4% | $11.22 | $11.49 | — | COM | 58958U103 |
| PNC | PNC FINL SVCS GROUP INC | 19,733 | $1.889M | 3.2% | $95.73 * | $56.96 | +35.7% | COM | 693475105 |
| — | 1ST CONSTITUTION BANCORP | 125,887 | $1.668M | 2.8% | $13.25 | $18.42 | — | COM | 31986N102 |
| CERS | CERUS CORP | 357,549 | $1.664M | 2.8% | $4.65 | $4.59 | +1.4% | COM | 157085101 |
| — | SYNOVUS FINL CORP | 92,105 | $1.618M | 2.8% | $17.57 | $30.39 | — | COM NEW | 87161C501 |
| — | PINNACLE FINL PARTNERS INC | 41,755 | $1.567M | 2.7% | $37.53 | $56.10 | — | COM | 72346Q104 |
| BAC | BK OF AMERICA CORP | 67,755 | $1.439M | 2.4% | $21.24 * | $17.46 | +5.6% | COM | 060505104 |
| — | SOUTH ST CORP | 24,196 | $1.421M | 2.4% | $58.73 | $61.15 | — | COM | 840441109 |
| SBCF | SEACOAST BKG CORP FLA | 71,630 | $1.312M | 2.2% | $18.32 | $11.96 | +53.1% | COM NEW | 811707801 |
| AUB | ATLANTIC UN BANKSHARES CORP | 58,136 | $1.273M | 2.2% | $21.90 * | $26.82 | -34.4% | COM | 04911A107 |
| BAC | BK OF AMERICA CORP | 600,000 | $1.243M | 2.1% | $2.07 * | $17.46 | +5.6% | Call | 060505104 |
| TFC | TRUIST FINL CORP | 35,288 | $1.118M | 1.9% | $31.68 * | $40.89 | -42.4% | COM | 89832Q109 |
| JPM | JPMORGAN CHASE & CO | 122,600 | $1.017M | 1.7% | $8.30 * | $77.89 | -1.4% | Call | 46625H100 |
| FGBI | FIRST GTY BANCSHARES INC | 67,116 | $968K | 1.6% | $14.42 * | $10.54 | +2.7% | COM | 32043P106 |
| — | STERLING BANCORP DEL | 90,927 | $950K | 1.6% | $10.45 | $14.54 | — | COM | 85917A100 |
| — | DIME CMNTY BANCSHARES | 67,427 | $924K | 1.6% | $13.70 | $19.07 | — | COM | 253922108 |
| FITB | FIFTH THIRD BANCORP | 61,292 | $910K | 1.5% | $14.85 * | $19.26 | -38.3% | COM | 316773100 |
| MNSB | MAINSTREET BANCSHARES INC | 52,185 | $875K | 1.5% | $16.77 * | $21.38 | -27.4% | COM | 56064Y100 |
| — | SELECT BANCORP INC NEW | 110,270 | $841K | 1.4% | $7.63 | $12.41 | — | COM | 81617L108 |
| SMBK | SMARTFINANCIAL INC | 53,671 | $816K | 1.4% | $15.20 | $20.40 | -25.4% | COM NEW | 83190L208 |
| JPM | JPMORGAN CHASE & CO | 7,760 | $699K | 1.2% | $90.08 * | $77.89 | -1.4% | COM | 46625H100 |
| CBFV | CB FINL SVCS INC | 34,273 | $662K | 1.1% | $19.32 * | $18.30 | -17.6% | COM | 12479G101 |
| — | FAUQUIER BANKSHARES INC VA | 47,281 | $650K | 1.1% | $13.75 | $16.16 | — | COM | 312059108 |
| WSFS | WSFS FINL CORP | 22,977 | $573K | 1.0% | $24.94 | $40.03 | -37.7% | COM | 929328102 |
| CCAP | CRESCENT CAP BDC INC | 55,149 | $532K | 0.9% | $9.65 * | $6.95 | -27.1% | COM | 225655109 |
| EFSC | ENTERPRISE FINL SVCS CORP | 19,029 | $531K | 0.9% | $27.90 * | $15.45 | +60.1% | COM | 293712105 |
| THG | HANOVER INS GROUP INC | 5,826 | $528K | 0.9% | $90.63 * | $42.09 | +87.9% | COM | 410867105 |
| ABCB | AMERIS BANCORP | 21,976 | $522K | 0.9% | $23.75 * | $45.05 | -51.4% | COM | 03076K108 |
| — | STANDARD AVB FINL CORP | 24,000 | $508K | 0.9% | $21.17 | $29.61 | — | COM | 85303B100 |
| — | SB ONE BANCORP | 28,970 | $492K | 0.8% | $16.98 | $23.17 | — | COM | 78413T103 |
| RF | REGIONS FINANCIAL CORP NEW | 54,766 | $491K | 0.8% | $8.97 * | $7.48 | -5.2% | COM | 7591EP100 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 27,065 | $490K | 0.8% | $18.10 | $25.15 | -28.1% | COM | 89214P109 |
| — | SEVERN BANCORP ANNAPOLIS MD | 75,324 | $484K | 0.8% | $6.43 | $7.13 | — | COM | 81811M100 |
| KINS | KINGSTONE COS INC | 94,305 | $482K | 0.8% | $5.11 * | $10.93 | -56.9% | COM | 496719105 |
| USB | US BANCORP DEL | 13,489 | $465K | 0.8% | $34.47 * | $25.38 | +6.1% | COM NEW | 902973304 |
| — | TERRITORIAL BANCORP INC | 18,349 | $450K | 0.8% | $24.52 | $28.59 | — | COM | 88145X108 |
| CNO | CNO FINL GROUP INC | 32,890 | $408K | 0.7% | $12.40 * | $12.99 | -16.1% | COM | 12621E103 |
| MPB | MID PENN BANCORP INC | 19,437 | $394K | 0.7% | $20.27 * | $24.93 | -32.9% | COM | 59540G107 |
| CNOB | CONNECTONE BANCORP INC NEW | 28,847 | $388K | 0.7% | $13.45 * | $15.11 | -24.2% | COM | 20786W107 |
| COF | CAPITAL ONE FINL CORP | 7,492 | $378K | 0.6% | $50.45 * | $71.29 | -36.0% | COM | 14040H105 |
| — | FIRST DEFIANCE FINL CORP | 24,607 | $363K | 0.6% | $14.75 | $28.59 | — | COM | 32006W106 |
| — | PACIFIC MERCANTILE BANCORP | 76,400 | $360K | 0.6% | $4.71 | $7.50 | — | COM | 694552100 |
| CIVB | CIVISTA BANCSHARES INC | 23,005 | $344K | 0.6% | $14.95 * | $19.66 | -36.9% | COM NO PAR | 178867107 |
| — | LIMESTONE BANCORP INC | 30,000 | $334K | 0.6% | $11.13 | $18.00 | — | COM | 53262L105 |
| WSBC | WESBANCO INC | 12,905 | $306K | 0.5% | $23.71 | $37.35 | -36.5% | COM | 950810101 |
| BPOP | POPULAR INC | 8,548 | $299K | 0.5% | $34.98 * | $30.21 | -2.4% | COM NEW | 733174700 |
| KEY | KEYCORP | 26,885 | $279K | 0.5% | $10.38 * | $7.98 | -2.0% | COM | 493267108 |
| MTB | M & T BK CORP | 2,695 | $278K | 0.5% | $103.15 * | $122.65 | -30.1% | COM | 55261F104 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,203 | $254K | 0.4% | $211.14 * | $170.25 | +17.6% | CL A | 55825T103 |
| — | AMERICAN NATL BANKSHARES INC | 10,358 | $248K | 0.4% | $23.94 | $38.71 | — | COM | 027745108 |
| MS | MORGAN STANLEY | 7,140 | $242K | 0.4% | $33.89 * | $22.26 | +27.2% | COM NEW | 617446448 |
| — | TCF FINANCIAL CORPORATION NE | 10,539 | $239K | 0.4% | $22.68 | $38.05 | — | COM | 872307103 |
| HTB | HOMETRUST BANCSHARES INC | 15,000 | $239K | 0.4% | $15.93 | $25.15 | -36.7% | COM | 437872104 |
| OPBK | OP BANCORP | 31,107 | $232K | 0.4% | $7.46 | $9.83 | -24.1% | COM | 67109R109 |
| PB | PROSPERITY BANCSHARES INC | 4,813 | $232K | 0.4% | $48.20 * | $40.16 | -0.2% | COM | 743606105 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $223K | 0.4% | $14.87 | $14.73 | — | COM | 40108P101 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $212K | 0.4% | $15.70 * | $9.35 | +42.6% | COM | 319835104 |
| COF | CAPITAL ONE FINL CORP | 83,000 | $211K | 0.4% | $2.54 * | $71.29 | -36.0% | Call | 14040H105 |
| BDX | BECTON DICKINSON & CO | 894 | $205K | 0.3% | $229.31 * | $85.77 | +138.7% | COM | 075887109 |
| MS | MORGAN STANLEY | 56,200 | $202K | 0.3% | $3.59 * | $22.26 | +27.2% | Call | 617446448 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 21,531 | $188K | 0.3% | $8.73 * | $11.90 | -42.7% | COM | 470299108 |
| C | CITIGROUP INC | 81,600 | $187K | 0.3% | $2.29 * | $37.66 | -9.5% | Call | 172967424 |
| IMPM | IMPAC MTG HLDGS INC | 76,102 | $184K | 0.3% | $2.42 * | $10.97 | -52.4% | COM NEW | 45254P508 |
| — | CODORUS VY BANCORP INC | 10,923 | $176K | 0.3% | $16.11 | $29.91 | — | COM | 192025104 |
| HBAN | HUNTINGTON BANCSHARES INC | 20,528 | $169K | 0.3% | $8.23 * | $6.11 | +3.2% | COM | 446150104 |
| — | BANK COMM HLDGS | 20,421 | $161K | 0.3% | $7.88 | $7.22 | — | COM | 06424J103 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $153K | 0.3% | $7.97 * | $9.05 | -31.3% | COM | 866264203 |
| RBB | RBB BANCORP | 10,776 | $148K | 0.3% | $13.73 | $21.47 | -36.1% | COM | 74930B105 |
| PNC | PNC FINL SVCS GROUP INC | 12,300 | $147K | 0.3% | $11.95 * | $56.96 | +35.7% | Call | 693475105 |
| — | FIRST MIDWEST BANCORP DEL | 10,716 | $142K | 0.2% | $13.25 | $19.81 | — | COM | 320867104 |
| PFE | PFIZER INC | 4,330 | $141K | 0.2% | $32.56 * | $20.38 | +15.6% | COM | 717081103 |
| WFC | WELLS FARGO CO NEW | 4,710 | $135K | 0.2% | $28.66 * | $43.23 | -42.5% | COM | 949746101 |
| FITB | FIFTH THIRD BANCORP | 49,700 | $132K | 0.2% | $2.66 * | $19.26 | -38.3% | Call | 316773100 |
| BANC | BANC OF CALIFORNIA INC | 15,886 | $128K | 0.2% | $8.06 * | $14.84 | -52.5% | COM | 05990K106 |
| — | SAFEGUARD SCIENTIFICS INC | 20,405 | $113K | 0.2% | $5.54 | $11.97 | — | COM NEW | 786449207 |
| OFG | OFG BANCORP | 10,121 | $113K | 0.2% | $11.16 | $19.92 | -43.9% | COM | 67103X102 |
| — | UNIVAR SOLUTIONS INC | 10,400 | $111K | 0.2% | $10.67 | $26.22 | — | COM | 91336L107 |
| — | MAIDEN HOLDINGS LTD | 114,734 | $104K | 0.2% | $0.91 | $4.58 | — | SHS | G5753U112 |
| CMA | COMERICA INC | 3,309 | $97,000 | 0.2% | $29.31 * | $49.94 | -55.5% | COM | 200340107 |
| RF | REGIONS FINANCIAL CORP NEW | 66,900 | $93,000 | 0.2% | $1.39 * | $7.48 | -5.2% | Call | 7591EP100 |
| OI | O-I GLASS INC | 12,600 | $90,000 | 0.2% | $7.14 | $9.90 | -28.2% | COM | 67098H104 |
| MRCC | MONROE CAP CORP | 12,347 | $88,000 | 0.1% | $7.13 * | $4.67 | +4.0% | COM | 610335101 |
| CFG | CITIZENS FINANCIAL GROUP INC | 4,661 | $88,000 | 0.1% | $18.88 * | $25.16 | -42.3% | COM | 174610105 |
| — | HANESBRANDS INC | 10,000 | $79,000 | 0.1% | $7.90 | $20.80 | — | COM | 410345102 |
| — | CIT GROUP INC | 4,628 | $79,000 | 0.1% | $17.07 | $48.51 | — | COM NEW | 125581801 |
| C | CITIGROUP INC | 1,842 | $78,000 | 0.1% | $42.35 * | $37.66 | -9.5% | COM NEW | 172967424 |
| — | AMERICAN INTL GROUP INC | 94,727 | $75,000 | 0.1% | $0.79 | $13.95 | — | *W EXP 01/19/202 | 026874156 |
| — | LIQUID MEDIA GROUP LTD NEW | 24,521 | $67,000 | 0.1% | $2.73 | $1.92 | — | COM NEW | 53634Q204 |
| WFC | WELLS FARGO CO NEW | 60,700 | $51,000 | 0.1% | $0.84 * | $43.23 | -42.5% | Call | 949746101 |
| T | AT&T INC | 1,700 | $50,000 | 0.1% | $29.41 * | $14.02 | +4.6% | COM | 00206R102 |
| — | ONCOSEC MED INC | 32,303 | $41,000 | 0.1% | $1.27 | $1.87 | — | COM | 68234L306 |
| CMA | COMERICA INC | 612,000 | $32,000 | 0.1% | $0.05 * | $49.94 | -55.5% | Call | 200340107 |
| KEY | KEYCORP | 49,400 | $30,000 | 0.1% | $0.61 * | $7.98 | -2.0% | Call | 493267108 |
| — | ACORDA THERAPEUTICS INC | 30,000 | $28,000 | 0.0% | $0.93 | $0.93 | — | COM | 00484M106 |
| USB | US BANCORP DEL | 7,200 | $23,000 | 0.0% | $3.19 * | $25.38 | +6.1% | Call | 902973304 |
| TFC | TRUIST FINL CORP | 11,800 | $20,000 | 0.0% | $1.69 * | $40.89 | -42.4% | Call | 89832Q109 |
| CFG | CITIZENS FINANCIAL GROUP INC | 7,000 | $20,000 | 0.0% | $2.86 * | $25.16 | -42.3% | Call | 174610105 |
| ZION | ZIONS BANCORPORATION N A | 38,500 | $18,000 | 0.0% | $0.47 | — | — | Call | 989701107 |
| T | AT&T INC | 16,800 | $13,000 | 0.0% | $0.77 * | $14.02 | +4.6% | Call | 00206R102 |
| — | ZIONS BANCORPORATION N A | 35,039 | $12,000 | 0.0% | $0.34 | $12.94 | — | *W EXP 05/21/202 | 989701115 |
| PFE | PFIZER INC | 8,000 | $7,000 | 0.0% | $0.88 * | $20.38 | +15.6% | Call | 717081103 |
| HBAN | HUNTINGTON BANCSHARES INC | 5,400 | $5,000 | 0.0% | $0.93 * | $6.11 | +3.2% | Call | 446150104 |
| — | CIT GROUP INC | 13,000 | $2,000 | 0.0% | $0.15 | $48.51 | — | Call | 125581801 |