Location: New York, NY
CIK: 0001389223 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 26, 2020
Total Value: $215M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 97,990 | $11.35M | 5.3% | $85.13 | +24.5% | COM | 037833100 |
| AMZN | Amazon Com Inc | 3,575 | $11.26M | 5.2% | $18.69 | +743.4% | COM | 023135106 |
| IGM | Ishares North American Tech ETF | 35,120 | $10.85M | 5.1% | $114.14 | — | COM | 464287549 |
| GOOGL | Alphabet Inc. Class A | 4,091 | $5.996M | 2.8% | $36.73 | +105.9% | COM | 02079K305 |
| VUG | Vanguard Growth ETF | 25,420 | $5.786M | 2.7% | $124.60 | — | COM | 922908736 |
| MSFT | Microsoft Corp | 24,525 | $5.158M | 2.4% | $59.88 | +235.3% | COM | 594918104 |
| DE | Deere & Co | 21,380 | $4.738M | 2.2% | $91.71 | +96.0% | COM | 244199105 |
| DHR | Danaher Corp. | 21,660 | $4.664M | 2.2% | $99.73 | +74.2% | COM | 235851102 |
| IWF | Ishares Russell 1000 Growth ETF | 21,500 | $4.663M | 2.2% | $123.67 | — | COM | 464287614 |
| FDX | Fedex Corp. | 18,062 | $4.542M | 2.1% | $114.35 | +58.2% | COM | 31428X106 |
| CRM | Salesforce.com Inc | 18,036 | $4.533M | 2.1% | $54.15 | +299.4% | COM | 79466L302 |
| VTI | Vanguard Total Stock Market ETF | 26,225 | $4.466M | 2.1% | $122.07 | — | COM | 922908769 |
| NVDA | Nvidia Corp. | 7,479 | $4.048M | 1.9% | $7.71 | +50.5% | COM | 67066G104 |
| NOW | Servicenow Inc. | 8,300 | $4.026M | 1.9% | $20.01 | +346.3% | COM | 81762P102 |
| IGV | Ishares North American Tech Software ETF | 12,800 | $3.982M | 1.9% | $146.81 | — | COM | 464287515 |
| MA | Mastercard Inc. | 11,677 | $3.949M | 1.8% | $92.63 | +240.8% | Cl. A | 57636Q104 |
| PEP | Pepsico Inc. | 27,470 | $3.807M | 1.8% | $85.05 | +35.4% | COM | 713448108 |
| PH | Parker Hannifin Corp. | 17,180 | $3.476M | 1.6% | $149.40 | +22.4% | COM | 701094104 |
| JNJ | Johnson & Johnson | 23,042 | $3.43M | 1.6% | $68.53 | +85.3% | COM | 478160104 |
| CAT | Caterpillar Inc | 22,460 | $3.35M | 1.6% | $62.09 | +104.2% | COM | 149123101 |
| — | Splunk Inc. | 17,687 | $3.327M | 1.6% | $124.59 | — | COM | 848637104 |
| IWP | Ishares Russell Mid-Cap Growth ETF | 18,990 | $3.283M | 1.5% | $100.00 | — | COM | 464287481 |
| XLK | SPDR Fd Technology | 27,750 | $3.238M | 1.5% | $69.18 | — | COM | 81369Y803 |
| SHOP | Shopify Inc. | 3,157 | $3.23M | 1.5% | $34.24 | +190.3% | COM | 82509L107 |
| MGK | Vanguard Mega Cap Growth ETF | 17,300 | $3.207M | 1.5% | $143.27 | — | COM | 921910816 |
| APD | Air Products & Chemicals Inc | 10,455 | $3.114M | 1.5% | $198.67 | +26.7% | COM | 009158106 |
| MKC | McCormick & Co. Inc. | 15,295 | $2.969M | 1.4% | $31.34 | +179.7% | COM | 579780206 |
| — | Lam Research Corp. | 8,887 | $2.948M | 1.4% | $292.42 | — | COM | 512807108 |
| IHI | Ishares US Medical Devices ETF | 9,550 | $2.861M | 1.3% | $185.23 | — | COM | 464288810 |
| JPM | JP Morgan Chase & Co | 28,888 | $2.781M | 1.3% | $43.92 | +94.6% | COM | 46625H100 |
| PFF | Ishares US Preferred Stock ETF | 74,250 | $2.706M | 1.3% | $36.17 | — | COM | 464288687 |
| VV | Vanguard Large-Cap ETF | 17,031 | $2.664M | 1.2% | $109.25 | — | COM | 922908637 |
| XLY | Consumer Discretionary Select Sector SPDR | 17,300 | $2.543M | 1.2% | $120.71 | — | COM | 81369Y407 |
| XPO | XPO Logistics Inc. | 28,845 | $2.442M | 1.1% | $28.77 | 0.0% | COM | 983793100 |
| — | SPDR S&P 600 Small Cap ETF | 40,050 | $2.438M | 1.1% | $59.03 | — | COM | 78464A813 |
| — | JM Smucker Company | 20,915 | $2.416M | 1.1% | $111.02 | — | COM | 832669640 |
| C | Citigroup Inc. | 52,920 | $2.281M | 1.1% | $37.24 | +10.2% | COM | 172967424 |
| — | General Electric Co | 343,000 | $2.137M | 1.0% | $9.45 | — | COM | 369604103 |
| SPY | SPDR S&P 500 ETF Trust | 5,990 | $2.006M | 0.9% | $199.57 | — | COM | 78462F103 |
| — | Flaherty & Crumrine Dynamic Pfd | 72,650 | $1.983M | 0.9% | $22.16 | — | Preferred | 33848W106 |
| BA | Boeing Co | 11,107 | $1.836M | 0.9% | $140.33 | +21.5% | COM | 097023105 |
| MINT | Pimco Enhanced SH MAT ETF | 17,750 | $1.81M | 0.8% | $101.81 | — | COM | 72201R833 |
| — | Pimco Dynamic Credit Income Fund | 83,400 | $1.675M | 0.8% | $20.21 | — | COM | 72202D106 |
| T | AT&T Corp | 55,203 | $1.574M | 0.7% | $12.42 | +25.2% | COM | 00206R102 |
| QQQ | Invesco QQQ Trust, Series 1 | 5,315 | $1.477M | 0.7% | $174.08 | — | COM | 46090E103 |
| XT | Exponential Technologies ETF | 29,925 | $1.453M | 0.7% | $33.28 | — | COM | 46434V381 |
| IYY | Ishares Dow Jones US ETF | 8,670 | $1.445M | 0.7% | $93.66 | — | COM | 464287846 |
| — | First Trust Intermediate Duration Pfd Incm. | 61,950 | $1.331M | 0.6% | $21.65 | — | COM | 33718W103 |
| IWM | Ishares Russell 2000 ETF | 8,777 | $1.315M | 0.6% | $130.29 | — | COM | 464287655 |
| VOT | Vanguard Mid Cap Growth ETF | 7,020 | $1.265M | 0.6% | $98.30 | — | COM | 922908538 |
| MDY | SPDR S&P Midcap 400 | 3,550 | $1.203M | 0.6% | $313.40 | — | COM | 78467Y107 |
| AMGN | Amgen Inc | 4,505 | $1.145M | 0.5% | $95.76 | +118.8% | COM | 031162100 |
| VXF | Vanguard Extended Market ETF | 8,550 | $1.109M | 0.5% | $88.26 | — | COM | 922908652 |
| — | Citigroup Inc. Preferred Ser S | 42,850 | $1.098M | 0.5% | $25.98 | — | Preferred | 172967317 |
| — | Nuveen Muni Value Fund Inc. | 100,000 | $1.066M | 0.5% | $10.15 | — | COM | 670928100 |
| — | Nuveen High Income 11/21 Tgt Trm Fd. | 117,000 | $1.047M | 0.5% | $9.74 | — | COM | 67077N106 |
| NFLX | Netflix Inc | 2,025 | $1.013M | 0.5% | $10.02 | +396.5% | COM | 64110L106 |
| — | Eaton Vance Muni Bond Fund | 75,998 | $1.001M | 0.5% | $12.78 | — | COM | 27827X101 |
| — | Nuveen ATM-Free Municipal Credit Incm Fd. | 61,823 | $968K | 0.5% | $16.20 | — | COM | 67071L106 |
| VZ | Verizon Communications Inc. | 16,200 | $964K | 0.4% | $27.81 | +53.1% | COM | 92343V104 |
| DIS | Disney Walt Co | 7,640 | $948K | 0.4% | $101.06 | +20.8% | COM | 254687106 |
| — | Goldman Sachs Group Inc. Prfrd Ser N | 36,400 | $944K | 0.4% | $26.12 | — | Preferred | 38148B504 |
| INTC | Intel Corp | 17,902 | $927K | 0.4% | $26.64 | +74.7% | COM | 458140100 |
| ROBO | Robo Global Robotics & Automation | 18,675 | $899K | 0.4% | $36.90 | — | COM | 301505707 |
| IRM | Iron Mountain Inc. | 32,950 | $883K | 0.4% | $22.70 | -2.2% | COM | 46284V101 |
| MRK | Merck & Co New | 10,505 | $871K | 0.4% | $33.07 | +99.4% | COM | 58933Y105 |
| GOOG | Alphabet Inc. Class C | 579 | $851K | 0.4% | $35.61 | +112.6% | COM | 02079K107 |
| BAC | Bank of America Corp | 35,143 | $847K | 0.4% | $12.69 | +72.0% | COM | 060505104 |
| SDY | SPDR Ser Tr S&P Dividend | 8,500 | $785K | 0.4% | $80.74 | — | COM | 78464A763 |
| IBB | Ishares Biotechnology ETF | 5,775 | $782K | 0.4% | $177.59 | — | COM | 464287556 |
| COST | Costco Wholesale Corp | 2,171 | $771K | 0.4% | $109.83 | +181.4% | COM | 22160K105 |
| ED | Consolidated Edison | 9,550 | $743K | 0.3% | $40.86 | +48.8% | COM | 209115104 |
| IWR | Ishares Russell Mid-Cap ETF | 12,201 | $700K | 0.3% | $74.29 | — | COM | 464287499 |
| PFE | Pfizer Inc | 19,050 | $699K | 0.3% | $23.12 | +17.3% | COM | 717081103 |
| CVS | CVS Health Corp | 11,500 | $672K | 0.3% | $49.50 | +5.8% | COM | 126650100 |
| XLP | Consumer Staples Select Sector SPDR | 10,325 | $662K | 0.3% | $52.79 | — | COM | 81369Y308 |
| TIP | Ishares TIPS Bond ETF | 4,873 | $616K | 0.3% | $108.62 | — | COM | 464287176 |
| — | Blackrock Muni Inc TR | 43,500 | $596K | 0.3% | $13.61 | — | COM | 09248F109 |
| IWS | Ishares Russell Mid-Cap Value ETF | 7,219 | $584K | 0.3% | $80.66 | — | COM | 464287473 |
| SLB | Schlumberger Ltd. | 36,350 | $566K | 0.3% | $26.77 | -38.3% | COM | 806857108 |
| FDN | First Trust DJ Internet Index ETF | 3,000 | $565K | 0.3% | $82.86 | — | COM | 33733E302 |
| GILD | Gilead Sciences Inc | 8,500 | $537K | 0.3% | $49.30 | +13.8% | COM | 375558103 |
| XBI | SPDR Ser TR S&P Biotech | 4,615 | $514K | 0.2% | $111.38 | — | COM | 78464A870 |
| XLE | Energy Select Sector SPDR ETF | 16,750 | $502K | 0.2% | $47.87 | — | COM | 81369Y506 |
| PG | Procter & Gamble Co. | 3,500 | $486K | 0.2% | $57.75 | +101.5% | COM | 742718109 |
| UNP | Union Pacific Corp | 2,350 | $463K | 0.2% | $81.65 | +101.9% | COM | 907818108 |
| VYM | Vanguard High Div Yield | 5,566 | $450K | 0.2% | $66.65 | — | COM | 921946406 |
| — | Blackrock Capital Allocation Trust | 19,000 | $389K | 0.2% | $20.47 | — | COM | 09260U109 |
| TTD | The Trade Desk Inc. | 715 | $371K | 0.2% | $30.47 | +49.9% | COM | 88339J105 |
| DUK | Duke Energy Corp. | 3,700 | $328K | 0.2% | $67.01 | -0.4% | COM | 26441C204 |
| VTV | Vanguard Value ETF | 3,112 | $325K | 0.2% | $76.93 | — | COM | 922908744 |
| — | Angel Oak DFS Inc TR | 18,000 | $321K | 0.1% | $20.00 | — | COM | 03462A102 |
| IXJ | Ishares Global Healthcare ETF | 4,450 | $320K | 0.1% | $80.88 | — | COM | 464287325 |
| XLF | Financial Sector SPDR ETF | 13,150 | $317K | 0.1% | $25.10 | — | COM | 81369Y605 |
| ABT | Abbott Labs | 2,907 | $316K | 0.1% | $81.94 | +12.7% | COM | 002824100 |
| — | Blackstone Group LP | 5,936 | $310K | 0.1% | $35.35 | — | COM | 09253U108 |
| VTIP | Vanguard Short Term Inflation Protected ETF | 6,000 | $306K | 0.1% | $49.17 | — | COM | 922020805 |
| CVX | Chevron Corp. | 4,050 | $292K | 0.1% | $70.35 | -5.5% | COM | 166764100 |
| IVE | Ishares S&P 500 Value ETF | 2,600 | $292K | 0.1% | $95.74 | — | COM | 464287408 |
| AEP | American Electrical Power Inc | 3,500 | $286K | 0.1% | $35.32 | +92.0% | COM | 025537101 |
| HD | Home Depot Inc | 1,025 | $285K | 0.1% | $199.72 | +19.0% | COM | 437076102 |
| RTX | Raytheon Technologies Corp. | 4,600 | $265K | 0.1% | $54.61 | -1.7% | COM | 75513E101 |
| — | SVB Financial Group | 1,075 | $259K | 0.1% | $215.81 | — | COM | 78486Q101 |
| — | Nuveen New York AMT-Free Quality Incm | 20,000 | $257K | 0.1% | $12.56 | — | COM | 670656107 |
| XLU | SPDR Fd Utilities | 4,200 | $249K | 0.1% | $43.30 | — | COM | 81369Y886 |
| SYY | Sysco Corp. | 3,900 | $243K | 0.1% | $45.18 | +11.6% | COM | 871829107 |
| GLD | SPDR Gold Trust | 1,350 | $239K | 0.1% | $167.41 | — | COM | 78463V107 |
| KO | Coca Cola Co. | 4,820 | $238K | 0.1% | $27.74 | +47.1% | COM | 191216100 |
| QCOM | Qualcomm Inc | 2,000 | $235K | 0.1% | $95.15 | 0.0% | COM | 747525103 |
| UYG | Proshares Ultra Fiancials | 7,500 | $232K | 0.1% | $30.93 | — | COM | 74347X633 |
| — | JPMorgan Chase Dep SH 1/400 5.75 (DD) | 8,500 | $232K | 0.1% | $25.76 | — | Preferred | 48128B655 |
| JNK | SPDR Barclays High Yield Bd ETF | 2,030 | $212K | 0.1% | $100.99 | — | COM | 78468R622 |
| VO | Vanguard Mid-Cap ETF | 1,170 | $206K | 0.1% | $176.07 | — | COM | 922908629 |