Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 10, 2021
Total Value: $872M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VCSH | VANGUARD S/T CORP BOND ETF | 1,050,488 | $87.45M | 10.0% | $82.00 | — | Fixed Income ETF | 92206C409 |
| IGSB | ISHARES SHORT TERM CORPORATE | 938,208 | $51.76M | 5.9% | $54.87 | — | Fixed Income ETF | 464288646 |
| MSFT | MICROSOFT | 168,459 | $37.47M | 4.3% | $161.26 | +27.8% | Common Stocks | 594918104 |
| PGX | POWERSHARES PREFERRED PORTFO | 2,357,152 | $35.97M | 4.1% | $14.34 | — | Fixed Income ETF | 46138E511 |
| EMB | ISHARES JP MORGAN USD EM BOND ETF | 245,854 | $28.5M | 3.3% | $110.31 | — | Fixed Income ETF | 464288281 |
| AAPL | APPLE INC. | 211,024 | $28M | 3.2% | $92.98 | +25.8% | Common Stocks | 037833100 |
| CAT | CATERPILLAR INC | 146,197 | $26.61M | 3.1% | $126.58 | +21.6% | Common Stocks | 149123101 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 287,119 | $25.03M | 2.9% | $47.25 | +63.1% | Common Stocks | 099502106 |
| KO | COCA COLA CO | 444,966 | $24.4M | 2.8% | $41.06 | +7.8% | Common Stocks | 191216100 |
| FDIS | FIDELITY MSCI CONSUMER DISCRETIONARY | 338,207 | $24.18M | 2.8% | $56.29 | — | Equity ETFs | 316092204 |
| CMCSA | COMCAST CORP NEW CL A | 448,969 | $23.53M | 2.7% | $36.40 | +14.5% | Common Stocks | 20030N101 |
| JPM | J P MORGAN CHASE & CO | 183,224 | $23.28M | 2.7% | $98.14 | 0.0% | Common Stocks | 46625H100 |
| ADI | ANALOG DEVICES INC. | 155,429 | $22.96M | 2.6% | $121.19 | 0.0% | Common Stocks | 032654105 |
| WMT | WAL MART STORES INC | 158,406 | $22.83M | 2.6% | $38.07 | +18.9% | Common Stocks | 931142103 |
| DG | DOLLAR GENERAL CORP | 107,128 | $22.53M | 2.6% | $171.34 | +15.6% | Common Stocks | 256677105 |
| USB | US BANCORP DEL COM NEW | 467,088 | $21.76M | 2.5% | $33.86 | 0.0% | Common Stocks | 902973304 |
| PEP | PEPSICO INC | 145,667 | $21.6M | 2.5% | $112.35 | +7.9% | Common Stocks | 713448108 |
| RSG | REPUBLIC SERVICES, INC. | 223,007 | $21.48M | 2.5% | $52.44 | +69.2% | Common Stocks | 760759100 |
| RS | RELIANCE STL & ALUM CO | 174,053 | $20.84M | 2.4% | $115.57 | 0.0% | Common Stocks | 759509102 |
| NSC | NORFOLK SOUTHERN CORP. | 86,077 | $20.45M | 2.3% | $204.73 | 0.0% | Common Stocks | 655844108 |
| XLE | ENERGY SELECT SECTOR SPDR | 537,454 | $20.37M | 2.3% | $37.90 | — | Equity ETFs | 81369Y506 |
| CVX | CHEVRONTEXACO CORP | 223,279 | $18.86M | 2.2% | $65.02 | 0.0% | Common Stocks | 166764100 |
| UNH | UNITEDHEALTH GROUP INC | 52,135 | $18.28M | 2.1% | $261.11 | +18.0% | Common Stocks | 91324P102 |
| — | THOMSON REUTERS CORP | 216,077 | $17.7M | 2.0% | $53.77 | — | Common Stocks | 884903709 |
| ACN | ACCENTURE PLC | 65,331 | $17.07M | 2.0% | $184.95 | +20.6% | Common Stocks | G1151C101 |
| TJX | TJX COMPANIES INC | 248,662 | $16.98M | 1.9% | $56.47 | 0.0% | Common Stocks | 872540109 |
| CL | COLGATE PALMOLIVE CO | 179,794 | $15.37M | 1.8% | $61.84 | +18.7% | Common Stocks | 194162103 |
| AMZN | AMAZON COM INC | 4,523 | $14.73M | 1.7% | $39.99 | +299.1% | Common Stocks | 023135106 |
| ICE | INTERCONTINENTAL EXCHANGE INC | 116,397 | $13.42M | 1.5% | $85.55 | +13.5% | Common Stocks | 45866F104 |
| — | ANNALY CAP MGMT INC | 1,516,833 | $12.82M | 1.5% | $8.45 | — | Common Stocks | 035710409 |
| NEE | NEXTERA ENERGY, INC. | 164,511 | $12.69M | 1.5% | $46.94 | +39.8% | Common Stocks | 65339F101 |
| AGNC | AGNC INVESTMENT CORP | 779,135 | $12.15M | 1.4% | $15.60 | — | Common Stocks | 00123Q104 |
| HLI | HOULIHAN LOKEY INC | 179,581 | $12.07M | 1.4% | $52.01 | +13.2% | Common Stocks | 441593100 |
| STWD | STARWOOD PROPERTY TRUST INC. | 543,936 | $10.5M | 1.2% | $19.30 | — | Common Stocks | 85571B105 |
| VWOB | VANGUARD EMERG MKTS GOV BND ETF | 80,035 | $6.587M | 0.8% | $81.55 | — | Fixed Income ETF | 921946885 |
| QQQ | INVESCO QQQ TRUST UNIT SER 1 | 17,110 | $5.368M | 0.6% | $171.64 | — | Equity ETFs | 46090E103 |
| GOOG | ALPHABET INC -CL C | 2,991 | $5.24M | 0.6% | $44.80 | +86.9% | Common Stocks | 02079K107 |
| — | INVESCO DYNAMIC CREDIT OPP | 480,834 | $5.164M | 0.6% | $11.70 | — | Fixed Income Closed-End Fund | 46132R104 |
| — | NUVEEN CREDIT STRAT FUND | 768,605 | $4.865M | 0.6% | $8.39 | — | Fixed Income Closed-End Fund | 67073D102 |
| MBB | ISHARES MBS ETF | 40,205 | $4.428M | 0.5% | $110.70 | — | Fixed Income ETF | 464288588 |
| BANX | STONECASTLE FINANCIAL CORP. | 218,177 | $4.2M | 0.5% | $11.33 | +1.1% | Common Stocks | 861780104 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 194,791 | $3.816M | 0.4% | $38.58 | — | Common Stocks | 293792107 |
| JNJ | JOHNSON & JOHNSON | 12,848 | $2.022M | 0.2% | $121.04 | +5.4% | Common Stocks | 478160104 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 39,589 | $1.68M | 0.2% | $63.94 | — | Common Stocks | 559080106 |
| — | PRUDENTIAL ST DUR HY FUND | 111,800 | $1.677M | 0.2% | $13.81 | — | Fixed Income Closed-End Fund | 69346H100 |
| NVDA | NVIDIA CORP | 3,000 | $1.567M | 0.2% | $4.93 | +170.6% | Common Stocks | 67066G104 |
| BX | BLACKSTONE GROUP LP | 17,895 | $1.16M | 0.1% | $42.25 | +15.6% | Common Stocks | 09260D107 |
| GOOGL | ALPHABET INC -CL A | 650 | $1.139M | 0.1% | $40.60 | +105.6% | Common Stocks | 02079K305 |
| COLD | AMERICOLD REALTY TRUST | 25,565 | $954K | 0.1% | $30.99 | — | Common Stocks | 03064D108 |
| — | APHRIA INC | 120,000 | $830K | 0.1% | $5.40 | — | Common Stocks | 03765K104 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 41,208 | $815K | 0.1% | $23.33 | — | Fixed Income Closed-End Fund | 670735109 |
| META | FACEBOOK INC | 2,934 | $801K | 0.1% | $149.65 | +81.9% | Common Stocks | 30303M102 |
| VFF | VILLAGE FARMS INTL INC | 75,000 | $761K | 0.1% | $4.23 | +78.3% | Common Stocks | 92707Y108 |
| — | CAPRI HOLDINGS LTD. | 17,007 | $714K | 0.1% | $41.98 | — | Common Stocks | 193287689 |
| VHT | VANGUARD HEALTH CARE ETF | 2,680 | $600K | 0.1% | $154.32 | — | Equity ETFs | 92204A504 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 10,219 | $598K | 0.1% | $25.09 | +99.8% | Common Stocks | 609207105 |
| SCHO | SCHWAB SHORT TERM US TREASURY | 11,349 | $583K | 0.1% | $50.16 | — | Fixed Income ETF | 808524862 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,452 | $524K | 0.1% | $43.65 | +14.6% | Common Stocks | 110122108 |
| — | EXTENDED STAY AMERICA, INC. | 33,438 | $495K | 0.1% | $14.80 | — | Common Stocks | 30224P200 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 3,165 | $479K | 0.1% | $151.34 | — | Equity ETFs | 464287556 |
| XBI | SPDR S&P BIOTECH ETF | 3,295 | $464K | 0.1% | $140.82 | — | Equity ETFs | 78464A870 |
| BA | BOEING CO | 2,138 | $458K | 0.1% | $192.22 | 0.0% | Common Stocks | 097023105 |
| VZ | VERIZON COMMUNICATIONS | 7,093 | $417K | 0.0% | $36.35 | +21.0% | Common Stocks | 92343V104 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 1,591 | $384K | 0.0% | $138.06 | — | Equity ETFs | 464287614 |
| ABBV | ABBVIE INC | 3,344 | $358K | 0.0% | $55.91 | +41.2% | Common Stocks | 00287Y109 |
| — | AURORA CANNABIS INC | 42,963 | $357K | 0.0% | $12.41 | — | Common Stocks | 05156X884 |
| — | FIRST OF LONG ISLAND CORP | 19,908 | $355K | 0.0% | $17.83 | — | Common Stocks | 320734106 |
| VGLT | VANGUARD LONG TERM TREASURY | 3,500 | $336K | 0.0% | $98.57 | — | Fixed Income ETF | 92206C847 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 2,186 | $335K | 0.0% | $73.28 | +81.6% | Common Stocks | 11133T103 |
| — | COLONY CAPITAL INC. | 68,360 | $329K | 0.0% | $4.81 | — | Common Stocks | 19626G108 |
| XOM | EXXON MOBIL CORP | 7,993 | $329K | 0.0% | $30.36 | 0.0% | Common Stocks | 30231G102 |
| IIPR | INNOVATIVE INDUSTRIAL PROPERTIES INC. | 1,653 | $303K | 0.0% | $183.30 | — | Common Stocks | 45781V101 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 1,445 | $283K | 0.0% | $143.25 | — | Equity ETFs | 464287655 |
| ATR | APTARGROUP INC | 2,046 | $280K | 0.0% | $109.68 | +5.8% | Common Stocks | 038336103 |
| — | GRIFFIN INDUSTRIAL REALTY, INC. | 4,441 | $278K | 0.0% | $62.60 | — | Common Stocks | 398231100 |
| — | EATON VANCE FLOATING-RATE INCOME PLUS FUND | 17,580 | $273K | 0.0% | $15.53 | — | Fixed Income Closed-End Fund | 278284104 |
| HYG | ISHARES TR HIGH YLD CORP | 3,096 | $270K | 0.0% | $82.39 | — | Fixed Income ETF | 464288513 |
| — | EATON VANCE SENIOR INCOME TR | 42,210 | $268K | 0.0% | $6.35 | — | Fixed Income Closed-End Fund | 27826S103 |
| — | EATON VANCE FLOATING-RT INC TR | 20,105 | $265K | 0.0% | $13.18 | — | Fixed Income Closed-End Fund | 278279104 |
| MGNI | MAGNITE INC | 8,575 | $263K | 0.0% | $15.13 | 0.0% | Common Stocks | 55955D100 |
| HTBK | HERITAGE COMMERCE CORP | 29,345 | $260K | 0.0% | $8.11 | 0.0% | Common Stocks | 426927109 |
| — | JACOBS ENGN GRP INC | 2,342 | $255K | 0.0% | $84.86 | — | Common Stocks | 469814107 |
| AMAT | APPLIED MATERIALS INC. | 2,922 | $252K | 0.0% | $70.69 | 0.0% | Common Stocks | 038222105 |
| FHN | FIRST HORIZON NATIONAL CORP | 19,651 | $251K | 0.0% | $9.76 | 0.0% | Common Stocks | 320517105 |
| XLC | COMMUNICATIONS SERVICES SELECT SPDR FUND | 3,620 | $244K | 0.0% | $59.48 | — | Equity ETFs | 81369Y852 |
| ABT | ABBOTT LABS | 2,160 | $236K | 0.0% | $92.34 | +7.5% | Common Stocks | 002824100 |
| VIG | VANGUARD DIVIDEND APPREC | 1,665 | $235K | 0.0% | $141.14 | — | Equity ETFs | 921908844 |
| V | VISA INC | 1,070 | $234K | 0.0% | $192.47 | +2.5% | Common Stocks | 92826C839 |
| RAMP | LIVERAMP HLDGS INC | 3,168 | $232K | 0.0% | $63.75 | 0.0% | Common Stocks | 53815P108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 925 | $214K | 0.0% | $220.20 | 0.0% | Common Stocks | 084670702 |
| DY | DYCOM INDS INC | 2,832 | $214K | 0.0% | $68.94 | 0.0% | Common Stocks | 267475101 |
| BABA | ALIBABA GROUP ADR | 900 | $209K | 0.0% | $294.44 | — | Common Stocks | 01609W102 |
| EME | EMCOR GROUP INC | 2,265 | $207K | 0.0% | $78.88 | 0.0% | Common Stocks | 29084Q100 |
| — | HYDROPOTHECARY | 56,125 | $207K | 0.0% | $3.69 | — | Common Stocks | 428304307 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 33,163 | $205K | 0.0% | $7.11 | — | Common Stocks | 29273V100 |
| CRL | CHARLES RIVER LABS INTL | 813 | $203K | 0.0% | $159.60 | +49.2% | Common Stocks | 159864107 |
| — | PRIMO WATER CORPORATION | 10,899 | $171K | 0.0% | $9.07 | — | Common Stocks | 74167P108 |
| KMI | KINDER MORGAN INC | 10,765 | $147K | 0.0% | $10.85 | -8.4% | Common Stocks | 49456B101 |
| — | NEPTUNE WELLNESS SOLUTIONS INC | 75,000 | $117K | 0.0% | $2.80 | — | Common Stocks | 64079L105 |
| — | NEW AGE BEVERAGES CORP | 25,000 | $66,000 | 0.0% | $2.64 | — | Common Stocks | 650194103 |
| — | OAKTREE SPECIALTY LENDING CORP / FSC | 10,335 | $58,000 | 0.0% | $4.50 | — | Common Stocks | 67401P108 |
| — | LOOP INSIGHTS INC | 35,000 | $56,000 | 0.0% | $0.29 | — | Common Stocks | 54351R102 |
| — | ENLINK MIDSTREAM LLC | 10,925 | $41,000 | 0.0% | $2.47 | — | Common Stocks | 29336T100 |
| — | CHAMPIGNON BRANDS INC | 30,000 | $19,000 | 0.0% | $0.63 | — | Common Stocks | 15850D100 |
| AITX | ARTIFICIAL INTELLIGENCE TECH | 500,000 | $17,000 | 0.0% | $0.03 | -86.3% | Common Stocks | 04316D201 |
| — | HEXO JAN22 1 CALL | 50,000 | $10,000 | 0.0% | — | — | Call | HEXO22012 |
| HQGE | HQ GLOBAL EDUCATION INC | 5,000,000 | $4,000 | 0.0% | $0.00 | 0.0% | Common Stocks | 40431B100 |
| DBCCF | WESTLEAF INC | 50,000 | $3,000 | 0.0% | $0.06 | 0.0% | Common Stocks | 243437100 |
| — | Spectra7 Microsystems Inc | 50,000 | $1,000 | 0.0% | $0.02 | — | Common Stocks | 84761T109 |