Location: Louisville, KY
CIK: 0001388168 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 21, 2013
Total Value: $468M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BF/A | Brown Forman Corp Cl A | 3,038,229 | $206M | 43.9% | $67.66 * | $17.20 | -5.1% | COM | 115637100 |
| BF/B | Brown Forman Corp Cl B | 1,192,598 | $80.56M | 17.2% | $67.55 * | $22.68 | -3.6% | COM | 115637209 |
| JAMCX | JP Morgan Mid Cap Value Fund A Share Class Fund | 323,581 | $10.25M | 2.2% | $31.68 | $31.68 | — | MUT | 339128308 |
| VISGX | Vanguard Index Funds Small Cap | 279,601 | $8.092M | 1.7% | $28.94 | $28.94 | — | MUT | 922908827 |
| — | SPDR Series Trust DJ REIT ETF | 81,823 | $6.214M | 1.3% | $75.94 | $75.94 | — | MUT | 78464a607 |
| — | Goldman Sachs Tr Growth Opport | 210,640 | $5.342M | 1.1% | $25.36 | $25.36 | — | MUT | 38142y104 |
| PG | Procter & Gamble Co | 63,649 | $4.9M | 1.0% | $76.98 * | $55.00 | -1.7% | COM | 742718109 |
| JNJ | Johnson & Johnson | 54,752 | $4.701M | 1.0% | $85.86 * | $59.66 | +1.6% | COM | 478160104 |
| — | Exxon Mobil Corp | 51,918 | $4.691M | 1.0% | $90.35 | $90.35 | — | COM | 30231g102 |
| — | Linkedin Corp Cl A | 25,090 | $4.474M | 1.0% | $178.32 | $178.32 | — | COM | 53578a108 |
| HNVIX | Heartland Group Inc Value Plus | 136,724 | $4.457M | 1.0% | $32.60 | $32.60 | — | MUT | 422352849 |
| EFA | iShares Tr MSCI EAFE Index | 74,152 | $4.249M | 0.9% | $57.30 | $60.47 | -5.2% | MUT | 464287465 |
| IWS | iShares Tr Russell Mid Cap Val | 65,241 | $3.779M | 0.8% | $57.92 | $57.95 | -0.1% | MUT | 464287473 |
| — | Manning & Napier Fund Inc Worl | 454,478 | $3.654M | 0.8% | $8.04 | $8.04 | — | MUT | 563821545 |
| — | Goldman Sachs N11 Equity Inst | 34,528 | $3.64M | 0.8% | $105.42 | $105.42 | — | MUT | 38145l844 |
| — | Forum Funds Absolute Strat Ins | 320,963 | $3.627M | 0.8% | $11.30 | $11.30 | — | MUT | 34984t600 |
| — | Oppenheimer Developing Markets | 104,230 | $3.534M | 0.8% | $33.91 | $33.91 | — | MUT | 683974109 |
| — | EuroPacific Growth Fund Cl F-2 | 83,535 | $3.51M | 0.7% | $42.02 | $42.02 | — | MUT | 29875e100 |
| IWD | iShares Tr Russell 1000 Value | 40,221 | $3.37M | 0.7% | $83.79 | $83.31 | +0.6% | MUT | 464287598 |
| IWO | iShares Tr Russell 2000 Growth | 28,388 | $3.165M | 0.7% | $111.49 | $109.23 | +2.1% | MUT | 464287648 |
| PEP | PepsiCo Inc | 38,234 | $3.127M | 0.7% | $81.79 * | $56.00 | +0.7% | COM | 713448108 |
| AMRFX | American Mutual Fund Inc Cl F- | 96,615 | $3.049M | 0.7% | $31.56 | $31.56 | — | MUT | 027681824 |
| IWN | iShares Tr Russell 2000 Value | 35,391 | $3.04M | 0.6% | $85.90 | $84.69 | +1.4% | MUT | 464287630 |
| AMCFX | AMCAP Fund Inc Cl F-2 | 117,210 | $2.836M | 0.6% | $24.20 | $24.20 | — | MUT | 023375827 |
| IWF | iShares Tr Russell 1000 Growth | 36,336 | $2.643M | 0.6% | $72.74 * | $18.32 | -0.7% | MUT | 464287614 |
| — | Prudential Jennison Mid Cap Gr | 73,661 | $2.612M | 0.6% | $35.46 | $35.46 | — | MUT | 74441c808 |
| ABEMX | Aberdeen Emerg Mkt Inst | 181,366 | $2.604M | 0.6% | $14.36 | $14.36 | — | MUT | 003021714 |
| IWP | iShares Tr Russell Mid Cap Gro | 34,544 | $2.479M | 0.5% | $71.76 * | $35.74 | +0.4% | MUT | 464287481 |
| — | JPMorgan Chase & Co | 45,080 | $2.38M | 0.5% | $52.80 | $52.80 | — | COM | 46625h100 |
| IBM | International Business Machine | 12,277 | $2.346M | 0.5% | $191.09 * | $118.94 | -6.0% | COM | 459200101 |
| — | Columbia Fds Srs Tr 1 Small Cap Value Fund 1 Class Z Fd | 44,392 | $2.225M | 0.5% | $50.12 | $50.12 | — | MUT | 19765n567 |
| MCD | McDonalds Corp | 22,389 | $2.217M | 0.5% | $99.02 * | $71.80 | -0.6% | COM | 580135101 |
| — | Tortoise MLP & Pipeline Fund Institutional Class Fund | 145,619 | $2.063M | 0.4% | $14.17 | $14.17 | — | MUT | 56166y404 |
| AAPL | Apple Inc | 5,200 | $2.062M | 0.4% | $396.54 * | $13.16 | -7.7% | COM | 037833100 |
| — | Matthews Asian Growth & Income | 109,857 | $2.053M | 0.4% | $18.69 | $18.69 | — | MUT | 577130206 |
| — | Allergan Inc | 22,760 | $1.917M | 0.4% | $84.23 | $84.23 | — | COM | 018490102 |
| — | Walgreen Co | 43,242 | $1.911M | 0.4% | $44.19 | $44.19 | — | COM | 931422109 |
| — | General Electric Co | 78,136 | $1.812M | 0.4% | $23.19 | $23.19 | — | COM | 369604103 |
| CVX | Chevron Corp | 15,017 | $1.777M | 0.4% | $118.33 * | $71.30 | -1.7% | COM | 166764100 |
| KO | Coca-Cola Co | 44,263 | $1.775M | 0.4% | $40.10 * | $27.85 | -2.6% | COM | 191216100 |
| — | Goldman Sachs Tr Small Cap Val | 30,429 | $1.57M | 0.3% | $51.60 | $51.60 | — | MUT | 38142v209 |
| EEM | iShares Tr MSCI Emerg Mkt | 38,574 | $1.485M | 0.3% | $38.50 | $41.50 | -7.2% | MUT | 464287234 |
| — | 3M Co | 13,160 | $1.439M | 0.3% | $109.35 | $109.35 | — | COM | 88579y101 |
| ADP | Automatic Data Processing Inc | 19,596 | $1.349M | 0.3% | $68.84 * | $45.09 | +1.8% | COM | 053015103 |
| INTC | Intel Corp | 53,711 | $1.301M | 0.3% | $24.22 * | $17.18 | +2.9% | COM | 458140100 |
| BMY | Bristol-Myers Squibb Co | 27,977 | $1.25M | 0.3% | $44.68 * | $28.67 | +3.0% | COM | 110122108 |
| DOV | Dover Corp | 15,565 | $1.209M | 0.3% | $77.67 * | $39.99 | +4.2% | COM | 260003108 |
| DIS | Disney Walt Co Disney | 18,657 | $1.178M | 0.3% | $63.14 * | $56.11 | -0.0% | COM | 254687106 |
| — | Abbvie Inc | 27,963 | $1.156M | 0.2% | $41.34 | $41.34 | — | COM | 00287y109 |
| TJX | TJX Cos Inc | 21,519 | $1.077M | 0.2% | $50.05 * | $20.82 | +1.6% | COM | 872540109 |
| IWR | iShares Tr Russell Mid Cap | 8,150 | $1.059M | 0.2% | $129.94 * | $32.42 | +0.2% | MUT | 464287499 |
| MSFT | Microsoft Corp | 29,098 | $1.005M | 0.2% | $34.54 * | $26.70 | +5.8% | COM | 594918104 |
| CL | Colgate Palmolive Co | 17,200 | $985K | 0.2% | $57.27 * | $44.38 | -3.4% | COM | 194162103 |
| ABT | Abbott Laboratories | 27,284 | $952K | 0.2% | $34.89 * | $28.85 | -4.9% | COM | 002824100 |
| — | Facebook Inc Cl A | 37,874 | $942K | 0.2% | $24.87 | $24.87 | — | COM | 30303m102 |
| — | Oracle Corp | 29,047 | $892K | 0.2% | $30.71 | $30.71 | — | COM | 68389x105 |
| PM | Philip Morris Intl Inc | 9,966 | $863K | 0.2% | $86.59 * | $49.85 | -5.9% | COM | 718172109 |
| HD | Home Depot Inc | 11,129 | $862K | 0.2% | $77.46 * | $56.05 | +3.5% | COM | 437076102 |
| IWM | iShares Tr Russell 2000 | 8,838 | $857K | 0.2% | $96.97 | $95.50 | +1.6% | MUT | 464287655 |
| USB | US Bancorp Del | 22,754 | $823K | 0.2% | $36.17 * | $22.41 | +6.0% | COM | 902973304 |
| BRK/B | Berkshire Hathaway Inc Cl B | 7,337 | $821K | 0.2% | $111.90 | $110.02 | +1.7% | COM | 084670702 |
| — | Morgan Dempsey Small/Micro Cap | 68,026 | $814K | 0.2% | $11.97 | $11.97 | — | MUT | 89833w477 |
| — | Janus Triton Fund I | 39,685 | $807K | 0.2% | $20.34 | $20.34 | — | MUT | 47103c357 |
| PFE | Pfizer Inc | 28,514 | $799K | 0.2% | $28.02 * | $16.46 | -3.5% | COM | 717081103 |
| WAT | Waters Corp | 7,649 | $765K | 0.2% | $100.01 | $95.76 | +4.5% | COM | 941848103 |
| WMT | Wal-Mart Stores Inc | 9,549 | $711K | 0.2% | $74.46 * | $19.98 | -2.9% | COM | 931142103 |
| HAINX | Harbor Fund Intl Fund Inst | 11,315 | $705K | 0.2% | $62.31 | $62.31 | — | MUT | 411511306 |
| — | Duke Energy Corp | 9,475 | $640K | 0.1% | $67.55 | $67.55 | — | COM | 26441c204 |
| DCI | Donaldson Inc | 17,228 | $614K | 0.1% | $35.64 * | $29.49 | -1.6% | COM | 257651109 |
| — | Google Inc Cl A | 652 | $574K | 0.1% | $880.37 | $880.37 | — | COM | 38259p508 |
| — | ConocoPhillips | 9,450 | $572K | 0.1% | $60.53 | $60.53 | — | COM | 20825c104 |
| PNC | PNC Financial Services Group I | 7,827 | $571K | 0.1% | $72.95 * | $47.34 | +5.4% | COM | 693475105 |
| SLB | Schlumberger Ltd | 7,875 | $564K | 0.1% | $71.62 * | $52.90 | -2.9% | COM | 806857108 |
| PRFDX | T Rowe Price Equity Income Fun | 18,841 | $564K | 0.1% | $29.93 | $29.93 | — | MUT | 779547108 |
| — | Celgene Corp | 4,742 | $555K | 0.1% | $117.04 | $117.04 | — | COM | 151020104 |
| — | Raytheon Co | 7,833 | $518K | 0.1% | $66.13 | $66.13 | — | COM | 755111507 |
| AXP | American Express Co | 6,900 | $516K | 0.1% | $74.78 * | $59.62 | +5.1% | COM | 025816109 |
| — | EQT Corp | 6,440 | $511K | 0.1% | $79.35 | $79.35 | — | COM | 26884l109 |
| OXY | Occidental Petroleum Corp | 5,486 | $490K | 0.1% | $89.32 * | $57.83 | +1.7% | COM | 674599105 |
| — | AT&T Inc | 13,512 | $478K | 0.1% | $35.38 | $35.38 | — | COM | 00206r102 |
| ASVIX | American Century Cap Portfolio | 49,171 | $474K | 0.1% | $9.64 | $9.64 | — | MUT | 025076852 |
| — | Johnson Controls Inc | 13,224 | $473K | 0.1% | $35.77 | $35.77 | — | COM | 478366107 |
| PANW | Palo Alto Networks Inc | 11,029 | $465K | 0.1% | $42.16 * | $8.33 | -15.6% | COM | 697435105 |
| — | Cisco Systems Inc | 18,965 | $462K | 0.1% | $24.36 | $24.36 | — | COM | 17275r102 |
| WFC | Wells Fargo & Co | 11,082 | $457K | 0.1% | $41.24 * | $27.36 | +6.2% | COM | 949746101 |
| CINF | Cincinnati Financial Corp | 9,916 | $455K | 0.1% | $45.89 * | $32.92 | -3.0% | COM | 172062101 |
| — | Chubb Corp | 5,127 | $434K | 0.1% | $84.65 | $84.65 | — | COM | 171232101 |
| FKGRX | Franklin Custodian Funds Inc G | 7,510 | $417K | 0.1% | $55.53 | $55.53 | — | MUT | 353496508 |
| — | MFS Ser Tr X Growth Alloc Cl A | 24,795 | $400K | 0.1% | $16.13 | $16.13 | — | MUT | 55273g736 |
| HUM | Humana Inc | 4,700 | $397K | 0.1% | $84.47 * | $71.14 | +7.2% | COM | 444859102 |
| — | Fidelity Inv Tr Global Commodi | 31,290 | $385K | 0.1% | $12.30 | $12.30 | — | MUT | 31618h606 |
| — | NextEra Energy Inc | 4,592 | $374K | 0.1% | $81.45 | $81.45 | — | COM | 65339f101 |
| — | Praxair Inc | 3,200 | $369K | 0.1% | $115.31 | $115.31 | — | COM | 74005p104 |
| — | Unilever NV NY | 9,285 | $365K | 0.1% | $39.31 | $39.31 | — | COM | 904784709 |
| — | Comcast Corp Cl A | 8,742 | $365K | 0.1% | $41.75 | $41.75 | — | COM | 20030n101 |
| PZZA | Papa Johns Intl Inc | 5,400 | $353K | 0.1% | $65.37 * | $25.09 | +2.4% | COM | 698813102 |
| DHR | Danaher Corp | 5,460 | $346K | 0.1% | $63.37 * | $25.01 | +2.8% | COM | 235851102 |
| NSC | Norfolk Southern Corp | 4,718 | $343K | 0.1% | $72.70 * | $57.67 | -4.6% | COM | 655844108 |
| AMAT | Applied Materials Inc | 22,995 | $343K | 0.1% | $14.92 * | $12.22 | +3.2% | COM | 038222105 |
| PPG | PPG Industries Inc | 2,318 | $339K | 0.1% | $146.25 * | $59.61 | -1.0% | COM | 693506107 |
| ITW | Illinois Tool Works Inc | 4,775 | $330K | 0.1% | $69.11 * | $49.85 | +4.0% | COM | 452308109 |
| F | Ford Motor Co | 20,343 | $315K | 0.1% | $15.48 * | $7.61 | +8.2% | COM | 345370860 |
| PSX | Phillips 66 | 5,350 | $315K | 0.1% | $58.88 * | $40.44 | -6.0% | COM | 718546104 |
| — | Pandora Media Inc | 17,078 | $314K | 0.1% | $18.39 | $18.39 | — | COM | 698354107 |
| — | Express Scripts Holding Co | 4,956 | $306K | 0.1% | $61.74 | $61.74 | — | COM | 30219g108 |
| OMC | Omnicom Group Inc | 4,747 | $298K | 0.1% | $62.78 * | $40.69 | +3.1% | COM | 681919106 |
| TEVA | Teva Pharmaceutical Industries | 7,485 | $293K | 0.1% | $39.14 | $38.94 | +0.7% | COM | 881624209 |
| CAT | Caterpillar Inc | 3,520 | $290K | 0.1% | $82.39 * | $61.55 | -2.9% | COM | 149123101 |
| UNP | Union Pacific Corp | 1,870 | $289K | 0.1% | $154.55 * | $57.06 | +2.7% | COM | 907818108 |
| — | Merck & Co Inc | 6,116 | $284K | 0.1% | $46.44 | $46.44 | — | COM | 58933y105 |
| — | Royal Dutch Shell PLC Sp ADR A | 4,367 | $279K | 0.1% | $63.89 | $63.89 | — | SPON ADR | 780259206 |
| QCOM | Qualcomm Inc | 4,530 | $277K | 0.1% | $61.15 * | $45.06 | -3.9% | COM | 747525103 |
| APD | Air Prods & Chems Inc | 3,000 | $275K | 0.1% | $91.67 * | $61.55 | +1.5% | COM | 009158106 |
| — | Altria Group Inc | 7,715 | $270K | 0.1% | $35.00 | $35.00 | — | COM | 02209s103 |
| — | Costco Wholesale Corp | 2,400 | $265K | 0.1% | $110.42 | $110.42 | — | COM | 22160k105 |
| — | Kellogg Co | 3,819 | $245K | 0.1% | $64.15 * | $38.95 | +0.5% | COM | 487836108 |
| — | Verizon Communications Inc | 4,779 | $241K | 0.1% | $50.43 | $50.43 | — | COM | 92343v104 |
| GPC | Genuine Parts Co | 3,000 | $234K | 0.0% | $78.00 * | $54.12 | +1.2% | COM | 372460105 |
| — | Kinder Morgan Energy Partners LP | 2,733 | $233K | 0.0% | $85.25 | $85.25 | — | LP | 494550106 |
| SBUX | Starbucks Corp | 3,415 | $224K | 0.0% | $65.59 * | $24.37 | +5.6% | COM | 855244109 |
| — | Freeport-McMoran Copper & Gold | 7,644 | $211K | 0.0% | $27.60 | $27.60 | — | COM | 35671d857 |
| — | Eclipse Bank Inc Louisville KY | 26,250 | $210K | 0.0% | $8.00 | $8.00 | — | COM | 27884y109 |
| MDLZ | Mondelez Intl Inc Cl A | 7,292 | $208K | 0.0% | $28.52 * | $23.16 | -5.8% | COM | 609207105 |
| HACAX | Harbor Fund Cap Apprec Inst | 4,386 | $204K | 0.0% | $46.51 | $46.51 | — | MUT | 411511504 |
| — | Target Corp | 2,927 | $202K | 0.0% | $69.01 | $69.01 | — | COM | 87612e106 |
| — | Synovus Financial Corp | 10,000 | $29,000 | 0.0% | $2.90 | $2.90 | — | COM | 87161c105 |
| — | World Hockey Assn Corp | 400,000 | $0 | 0.0% | $0.00 | — | — | COM | 98148a203 |