Location: Louisville, KY
CIK: 0001388168 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 12, 2014
Total Value: $270M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BF/A | Brown Forman Corp Cl A | 1,824,440 | $163M | 60.3% | $89.19 * | $19.33 | +13.3% | COM | 115637100 |
| BF/B | Brown Forman Corp Cl B | 149,389 | $13.48M | 5.0% | $90.22 * | $22.68 | +31.0% | COM | 115637209 |
| — | Exxon Mobil Corp | 41,118 | $3.867M | 1.4% | $94.05 | $91.96 | — | COM | 30231g102 |
| JNJ | Johnson & Johnson | 33,292 | $3.549M | 1.3% | $106.60 * | $60.07 | +29.8% | COM | 478160104 |
| IWS | iShares Tr Russell Mid Cap Val | 43,626 | $3.054M | 1.1% | $70.00 | $66.66 | +5.0% | ETF | 464287473 |
| IWO | iShares Tr Russell 2000 Growth | 22,883 | $2.968M | 1.1% | $129.70 | $136.37 | -4.9% | ETF | 464287648 |
| PG | Procter & Gamble Co | 34,204 | $2.864M | 1.1% | $83.73 * | $55.25 | +10.6% | COM | 742718109 |
| — | SPDR Series Trust DJ REIT ETF | 32,652 | $2.606M | 1.0% | $79.81 | $78.18 | — | ETF | 78464a607 |
| AAPL | Apple Inc | 24,788 | $2.497M | 0.9% | $100.73 * | $17.93 | +24.1% | COM | 037833100 |
| VTV | Vanguard Index Funds Value ETF | 30,669 | $2.49M | 0.9% | $81.19 | $81.22 | -0.0% | ETF | 922908744 |
| IWD | iShares Tr Russell 1000 Value | 23,151 | $2.317M | 0.9% | $100.08 | $93.67 | +6.9% | ETF | 464287598 |
| IWN | iShares Tr Russell 2000 Value | 24,633 | $2.305M | 0.9% | $93.57 | $98.62 | -5.1% | ETF | 464287630 |
| IWF | iShares Tr Russell 1000 Growth | 23,884 | $2.188M | 0.8% | $91.61 * | $21.47 | +6.7% | ETF | 464287614 |
| IWP | iShares Tr Russell Mid Cap Gro | 23,530 | $2.079M | 0.8% | $88.36 * | $42.61 | +3.7% | ETF | 464287481 |
| — | General Electric Co | 81,019 | $2.076M | 0.8% | $25.62 | $23.78 | — | COM | 369604103 |
| IVW | iShares Tr S&P 500 Growth | 18,908 | $2.02M | 0.7% | $106.83 * | $26.39 | +1.2% | ETF | 464287309 |
| — | First Trust ETF II DJ Global D | 73,914 | $1.967M | 0.7% | $26.61 | $27.00 | — | ETF | 33734x200 |
| PEP | PepsiCo Inc | 20,954 | $1.951M | 0.7% | $93.11 * | $56.48 | +17.7% | COM | 713448108 |
| IBM | International Business Machine | 9,785 | $1.857M | 0.7% | $189.78 * | $118.43 | -3.6% | COM | 459200101 |
| VOE | Vanguard Index Funds Mid Cap V | 20,525 | $1.743M | 0.6% | $84.92 | $85.98 | -1.3% | MCAP VL IDXVIP | 922908512 |
| CVX | Chevron Corp | 14,214 | $1.696M | 0.6% | $119.32 * | $72.20 | +2.1% | COM | 166764100 |
| — | Allergan Inc | 7,662 | $1.365M | 0.5% | $178.15 | $86.93 | — | COM | 018490102 |
| EFA | iShares Tr MSCI EAFE Index | 21,180 | $1.358M | 0.5% | $64.12 | $66.08 | -3.0% | ETF | 464287465 |
| ADP | Automatic Data Processing Inc | 16,306 | $1.355M | 0.5% | $83.10 * | $45.09 | +26.6% | COM | 053015103 |
| — | Walgreen Co | 22,574 | $1.338M | 0.5% | $59.27 | $46.70 | — | COM | 931422109 |
| IJK | iShares Tr S&P Mid Cap 400 Gro | 8,610 | $1.304M | 0.5% | $151.45 * | $38.56 | -1.8% | ETF | 464287606 |
| KO | Coca-Cola Co | 29,140 | $1.243M | 0.5% | $42.66 * | $28.20 | +6.2% | COM | 191216100 |
| INTC | Intel Corp | 34,938 | $1.217M | 0.5% | $34.83 * | $17.85 | +48.7% | COM | 458140100 |
| TJX | TJX Cos Inc | 20,560 | $1.217M | 0.5% | $59.19 * | $20.87 | +21.5% | COM | 872540109 |
| IWR | iShares Tr Russell Mid Cap | 7,487 | $1.185M | 0.4% | $158.27 * | $37.91 | +4.4% | ETF | 464287499 |
| — | 3M Co | 8,164 | $1.157M | 0.4% | $141.72 | $111.58 | — | COM | 88579y101 |
| CL | Colgate Palmolive Co | 17,240 | $1.124M | 0.4% | $65.20 * | $44.38 | +13.0% | COM | 194162103 |
| — | Oracle Corp | 28,744 | $1.1M | 0.4% | $38.27 | $30.83 | — | COM | 68389x105 |
| MCD | McDonalds Corp | 11,403 | $1.081M | 0.4% | $94.80 * | $72.25 | -1.4% | COM | 580135101 |
| — | Abbvie Inc | 18,546 | $1.071M | 0.4% | $57.75 | $42.93 | — | COM | 00287y109 |
| — | JPMorgan Chase & Co | 16,736 | $1.008M | 0.4% | $60.23 | $53.85 | — | COM | 46625h100 |
| MSFT | Microsoft Corp | 20,474 | $949K | 0.4% | $46.35 * | $27.12 | +44.8% | COM | 594918104 |
| — | SPDR Series Trust DJ Small Cap | 9,097 | $931K | 0.3% | $102.34 | $102.34 | — | S&P 600 SMCP VAL | 78464a300 |
| BRK/B | Berkshire Hathaway Inc Cl B | 6,311 | $872K | 0.3% | $138.17 | $110.82 | +24.7% | COM | 084670702 |
| DIS | Disney Walt Co Disney | 9,706 | $864K | 0.3% | $89.02 * | $58.28 | +37.3% | COM | 254687106 |
| PFE | Pfizer Inc | 27,565 | $815K | 0.3% | $29.57 * | $16.51 | +5.9% | COM | 717081103 |
| IWM | iShares Tr Russell 2000 | 7,343 | $803K | 0.3% | $109.36 | $115.36 | -5.2% | ETF | 464287655 |
| ABT | Abbott Laboratories | 19,235 | $800K | 0.3% | $41.59 * | $29.01 | +15.7% | COM | 002824100 |
| — | ConocoPhillips | 9,870 | $755K | 0.3% | $76.49 | $61.44 | — | COM | 20825c104 |
| — | Johnson Controls Inc | 16,086 | $708K | 0.3% | $44.01 | $37.52 | — | COM | 478366107 |
| — | Raytheon Co | 6,860 | $697K | 0.3% | $101.60 | $67.99 | — | COM | 755111507 |
| EEM | iShares Tr MSCI Emerg Mkt | 15,942 | $663K | 0.2% | $41.59 | $39.23 | +5.9% | ETF | 464287234 |
| PNC | PNC Financial Services Group I | 6,930 | $593K | 0.2% | $85.57 * | $47.54 | +26.8% | COM | 693475105 |
| — | EQT Corp | 6,440 | $590K | 0.2% | $91.61 | $79.35 | — | COM | 26884l109 |
| PPG | PPG Industries Inc | 2,966 | $584K | 0.2% | $196.90 * | $65.36 | +23.4% | COM | 693506107 |
| — | Duke Energy Corp | 7,410 | $554K | 0.2% | $74.76 | $68.04 | — | COM | 26441c204 |
| NSC | Norfolk Southern Corp | 4,735 | $528K | 0.2% | $111.51 * | $58.97 | +47.7% | COM | 655844108 |
| OXY | Occidental Petroleum Corp | 5,465 | $525K | 0.2% | $96.07 * | $57.83 | +13.6% | COM | 674599105 |
| — | Chubb Corp | 5,548 | $505K | 0.2% | $91.02 | $85.41 | — | COM | 171232101 |
| HUM | Humana Inc | 3,840 | $500K | 0.2% | $130.21 * | $72.52 | +64.4% | COM | 444859102 |
| PZZA | Papa Johns Intl Inc | 11,954 | $478K | 0.2% | $39.99 * | $28.69 | +11.3% | COM | 698813102 |
| CAT | Caterpillar Inc | 4,802 | $476K | 0.2% | $99.13 * | $69.91 | +6.1% | COM | 149123101 |
| — | Comcast Corp Cl A | 8,711 | $468K | 0.2% | $53.73 | $41.97 | — | COM | 20030n101 |
| USB | US Bancorp Del | 11,167 | $467K | 0.2% | $41.82 * | $22.82 | +24.0% | COM | 902973304 |
| — | SPDR S&P 600 Small Cap Growth | 2,740 | $466K | 0.2% | $170.07 | $170.07 | — | S&P 600 SMCP GRW | 78464a201 |
| — | PowerShares ETF Trust Energy S | 7,923 | $459K | 0.2% | $57.93 | $57.93 | — | ENERGY SEC POR | 73935x385 |
| — | Celgene Corp | 4,744 | $450K | 0.2% | $94.86 | $101.48 | — | COM | 151020104 |
| — | AT&T Inc | 12,631 | $445K | 0.2% | $35.23 | $35.31 | — | COM | 00206r102 |
| BMY | Bristol-Myers Squibb Co | 8,433 | $432K | 0.2% | $51.23 * | $28.92 | +21.2% | COM | 110122108 |
| — | Merck & Co Inc | 7,253 | $430K | 0.2% | $59.29 | $50.00 | — | COM | 58933y105 |
| HD | Home Depot Inc | 4,635 | $425K | 0.2% | $91.69 * | $56.27 | +25.3% | COM | 437076102 |
| UNP | Union Pacific Corp | 3,884 | $421K | 0.2% | $108.39 * | $66.48 | +26.9% | COM | 907818108 |
| WAT | Waters Corp | 4,234 | $420K | 0.2% | $99.20 | $98.01 | +1.1% | COM | 941848103 |
| PM | Philip Morris Intl Inc | 5,010 | $418K | 0.2% | $83.43 * | $49.40 | -3.4% | COM | 718172109 |
| — | Praxair Inc | 3,200 | $413K | 0.2% | $129.06 | $115.31 | — | COM | 74005p104 |
| SLB | Schlumberger Ltd | 3,962 | $403K | 0.1% | $101.72 * | $58.40 | +27.3% | COM | 806857108 |
| APD | Air Prods & Chems Inc | 3,020 | $393K | 0.1% | $130.13 * | $61.55 | +48.8% | COM | 009158106 |
| — | Kinder Morgan Energy Partners | 4,199 | $392K | 0.1% | $93.36 | $74.25 | — | UT LTD PARTNER | 494550106 |
| DOV | Dover Corp | 4,830 | $388K | 0.1% | $80.33 * | $44.83 | +18.5% | COM | 260003108 |
| PSX | Phillips 66 | 4,660 | $379K | 0.1% | $81.33 * | $40.76 | +32.4% | COM | 718546104 |
| — | Unilever NV NY | 9,285 | $368K | 0.1% | $39.63 | $41.14 | — | N Y SHS NEW | 904784709 |
| — | Costco Wholesale Corp | 2,836 | $355K | 0.1% | $125.18 | $110.63 | — | COM | 22160k105 |
| BP | BP PLC Sp ADR | 7,867 | $346K | 0.1% | $43.98 | $48.42 | -9.2% | SPONSORED ADR | 055622104 |
| WMT | Wal-Mart Stores Inc | 4,454 | $341K | 0.1% | $76.56 * | $20.09 | +2.3% | COM | 931142103 |
| — | NextEra Energy Inc | 3,623 | $340K | 0.1% | $93.84 | $81.45 | — | COM | 65339f101 |
| — | Market Vectors Minor Metals | 11,245 | $337K | 0.1% | $29.97 | $29.97 | — | MINOR METALS | 57061r536 |
| ITW | Illinois Tool Works Inc | 3,925 | $331K | 0.1% | $84.33 * | $50.25 | +29.2% | COM | 452308109 |
| — | Linear Technology Corp | 6,659 | $296K | 0.1% | $44.45 | $44.45 | — | COM | 535678106 |
| — | Whole Foods Mkt Inc | 7,730 | $295K | 0.1% | $38.16 | $38.64 | — | COM | 966837106 |
| — | Cisco Systems Inc | 11,369 | $286K | 0.1% | $25.16 | $24.47 | — | COM | 17275r102 |
| CINF | Cincinnati Financial Corp | 5,985 | $282K | 0.1% | $47.12 * | $32.94 | +3.9% | COM | 172062101 |
| WFC | Wells Fargo & Co | 5,445 | $282K | 0.1% | $51.79 * | $28.15 | +34.4% | COM | 949746101 |
| OMC | Omnicom Group Inc | 4,000 | $275K | 0.1% | $68.75 * | $40.69 | +16.5% | COM | 681919106 |
| — | Verizon Communications Inc | 5,470 | $273K | 0.1% | $49.91 | $49.81 | — | COM | 92343v104 |
| — | Royal Dutch Shell PLC Sp ADR A | 3,446 | $262K | 0.1% | $76.03 | $73.51 | — | SPONSORED ADR | 780259206 |
| — | Kellogg Co | 4,033 | $248K | 0.1% | $61.49 * | $39.03 | +0.1% | COM | 487836108 |
| F | Ford Motor Co | 16,680 | $247K | 0.1% | $14.81 * | $8.03 | +1.4% | COM | 345370860 |
| — | Constellation Brands Inc Cl A | 2,800 | $244K | 0.1% | $87.14 | $85.00 | — | COM | 21036p108 |
| SBUX | Starbucks Corp | 3,143 | $237K | 0.1% | $75.41 * | $28.87 | +4.4% | COM | 855244109 |
| UPS | United Parcel Service Inc Cl B | 2,370 | $233K | 0.1% | $98.31 * | $66.34 | -0.7% | COM | 911312106 |
| VWO | Vanguard Emerg Mkt ETF | 5,456 | $228K | 0.1% | $41.79 | $44.41 | -6.1% | FTSE EMR MKT ETF | 922042858 |
| SO | Southern Co | 4,795 | $209K | 0.1% | $43.59 * | $26.97 | +0.3% | COM | 842587107 |
| — | CBS Outdoor Amers Inc | 6,901 | $207K | 0.1% | $30.00 | $30.00 | — | COM | 14987j106 |
| SYY | Sysco Corp | 5,385 | $204K | 0.1% | $37.88 * | $24.55 | +14.2% | COM | 871829107 |
| CVS | CVS Health Corporation | 2,546 | $203K | 0.1% | $79.73 * | $46.31 | +25.4% | COM | 126650100 |
| — | Global X Nxt Emerg | 7,669 | $197K | 0.1% | $25.69 | $25.69 | — | GLB X NXT EMRG | 37950e218 |
| — | SPDR S&P 500 Index ETF | 981 | $193K | 0.1% | $196.74 | $195.93 | — | ETF | 78462f103 |
| BAC | Bank of America Corporation | 6,800 | $116K | 0.0% | $17.06 * | $12.57 | +7.3% | COM | 060505104 |