CIK: 0001504304 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 11, 2016
Total Value ($000): $446,680
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE RISK-MANAGED DIV | 4,338,458 | $48,894 | 10.9% | $10.68 | — | — | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FUND | 6,449,921 | $38,506 | 8.6% | $5.85 | — | — | 530158104 |
| — | SWISS HELVETIA FUND | 1,676,153 | $23,382 | 5.2% | $12.71 | — | — | 870875101 |
| — | ZWEIG TOTAL RETURN FD | 1,673,385 | $23,327 | 5.2% | $12.62 | — | — | 989837208 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,005,954 | $23,308 | 5.2% | $19.20 | +21.4% | — | 33766Y100 |
| — | GENERAL AMERICAN INVESTORS | 579,112 | $20,385 | 4.6% | $31.55 | — | — | 368802104 |
| — | MVC CAPITAL INC | 1,353,534 | $18,273 | 4.1% | $12.67 | — | — | 553829102 |
| — | IMPERIAL HOLDINGS INC | 2,403,293 | $15,718 | 3.5% | $2.90 | — | — | 452834104 |
| — | WESTERN ASSET INFL MGMT FD INC | 881,758 | $14,928 | 3.3% | $16.84 | — | — | 95766U107 |
| — | AMER STRAT INC PTF III | 2,226,702 | $14,607 | 3.3% | $6.93 | — | — | 03009T101 |
| — | ALLIANCEBERNSTEIN INC FUND | 1,893,574 | $13,501 | 3.0% | $7.10 | — | — | 01881E101 |
| — | CLOUGH GLOBAL EQUITY FUND | 804,631 | $12,641 | 2.8% | $14.10 | — | — | 18914C100 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,187,411 | $12,088 | 2.7% | $10.11 | — | — | 40421A104 |
| — | THAI FUND INC | 532,876 | $9,672 | 2.2% | $16.97 | — | — | 882904105 |
| — | AQUASITION CORP | 884,647 | $8,999 | 2.0% | $9.89 | — | — | Y0192H103 |
| — | ADAMS EXPRESS CO | 665,338 | $8,696 | 1.9% | $11.96 | — | — | 006212104 |
| — | TRI CONTL CORP | 388,619 | $7,765 | 1.7% | $11.56 | — | — | 895436103 |
| — | QUARTET MERGER CORP | 700,000 | $7,056 | 1.6% | $10.08 | — | — | 747717304 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $5,939 | 1.3% | $10.19 | — | — | G2266G102 |
| — | BOULDER GROWTH & INCOME FUND | 737,947 | $5,933 | 1.3% | $6.33 | — | — | 101507101 |
| — | AMER STRAT INC PORT II | 736,620 | $5,679 | 1.3% | $7.71 | — | — | 030099105 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 1,320,751 | $5,534 | 1.2% | $3.91 | — | — | 021060108 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 549,900 | $5,526 | 1.2% | $10.05 | — | — | 37953N108 |
| — | ROYCE MICRO-CAP TR INC | 425,921 | $5,371 | 1.2% | $8.13 | — | — | 780915104 |
| — | HELIOS STRATEGIC INC FD | 787,326 | $5,225 | 1.2% | $6.48 | — | — | 42328A203 |
| — | NUVEEN DIVERSIFIED CURRENCY OPPOR FD | 486,732 | $4,906 | 1.1% | $10.48 | — | — | 67090N109 |
| — | VIRTUS TOTAL RETURN FD | 1,235,420 | $4,855 | 1.1% | $3.93 | — | — | 92829A103 |
| — | INDIA FUND INC | 236,196 | $4,724 | 1.1% | $21.10 | — | — | 454089103 |
| — | DWS HIGH INCOME OPP | 320,585 | $4,616 | 1.0% | $14.37 | — | — | 23339M204 |
| — | CAPITOL ACQUISITION CORP II | 475,152 | $4,600 | 1.0% | $9.66 | — | — | 14056V105 |
| — | BOULDER TOTAL RETURN FD INC | 192,385 | $4,427 | 1.0% | $14.75 | — | — | 101541100 |
| — | CIS AQUISITION LTD | 415,736 | $4,203 | 0.9% | $10.01 | — | — | G21490209 |
| — | ROYCE VALUE TR INC | 261,557 | $4,188 | 0.9% | $11.48 | — | — | 780910105 |
| — | AMERICAN SELECT PORTFOLIO | 433,772 | $4,017 | 0.9% | $9.46 | — | — | 029570108 |
| — | CHART ACQUISITION CORP | 368,393 | $3,592 | 0.8% | $9.67 | — | — | 161151105 |
| — | QUINPARIO ACQUISITION CORP | 285,152 | $3,065 | 0.7% | $10.26 | — | — | 74874R207 |
| — | CENTRAL SECS CORP | 139,987 | $3,041 | 0.7% | $20.12 | — | — | 155123102 |
| — | ABERDEEN ISRAEL FUND INC | 126,998 | $2,141 | 0.5% | $13.95 | — | — | 00301L109 |
| — | LEVY ACQUISITION CORP | 200,000 | $2,002 | 0.4% | $10.01 | — | — | 52748T203 |
| IRT | INDEPENDENCE REALTY TRUST IN | 238,287 | $1,987 | 0.4% | $8.25 | — | — | 45378A106 |
| — | ROI ACQUISITION CORP II | 190,936 | $1,944 | 0.4% | $10.18 | — | — | 74966G200 |
| — | BANCROFT FUND LTD | 102,168 | $1,900 | 0.4% | $17.33 | — | — | 059695106 |
| — | PREFERRED APARTMENT COMMUN-A | 229,024 | $1,841 | 0.4% | $8.04 | — | — | 74039L103 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 135,641 | $1,773 | 0.4% | $12.87 | — | — | 18914E106 |
| — | ADVENT/CLAYMORE ENH GR & INC | 162,320 | $1,644 | 0.4% | $10.02 | — | — | 00765E104 |
| GAIN | GLADSTONE INVESTMENT CORP | 202,214 | $1,630 | 0.4% | $4.21 | -49.2% | — | 376546107 |
| — | NEUBERGER BERMAN REAL ESTATE | 359,824 | $1,562 | 0.3% | $3.21 | — | — | 64190A103 |
| WSR | WHITESTONE REIT | 104,963 | $1,403 | 0.3% | $13.37 | — | — | 966084204 |
| — | KEATING CAPITAL INC | 210,740 | $1,296 | 0.3% | $6.15 | — | — | 48722R106 |
| — | DCP MIDSTREAM PARTNERS LP | 25,385 | $1,278 | 0.3% | $49.66 | — | — | 23311P100 |
| — | ELLSWORTH FUND LTD | 148,608 | $1,217 | 0.3% | $7.09 | — | — | 289074106 |
| — | ANWORTH MORTGAGE ASSET CORP | 281,223 | $1,184 | 0.3% | $4.21 | — | — | 037347101 |
| — | INFINITY CROSS BORDER ACQUIS | 137,597 | $1,088 | 0.2% | $7.90 | — | — | G4772R101 |
| EQS | EQUUS TOTAL RETURN INC | 523,605 | $1,042 | 0.2% | $2.28 | -17.2% | — | 294766100 |
| — | GABELLI GLOBAL UTIL & INCOME | 46,970 | $941 | 0.2% | $18.83 | — | — | 36242L105 |
| — | BROOKFIELD GLOBAL LISTED INF | 41,334 | $817 | 0.2% | $19.77 | — | — | 11273Q109 |
| — | MERGEWORTHRX CORP | 71,285 | $580 | 0.1% | $8.14 | — | — | 58952R106 |
| — | ROBERTS REALTY INVESTORS INC | 607,114 | $547 | 0.1% | $1.43 | — | — | 769900101 |
| — | NEW IRELAND FUND INC | 42,501 | $546 | 0.1% | $8.06 | — | — | 645673104 |
| — | DWS GLBL HIGH INCOME FD INC | 66,383 | $532 | 0.1% | $8.01 | — | — | 23338W104 |
| — | INFINITY CROSS BORDER ACQUIS | 850,772 | $495 | 0.1% | $0.59 | — | — | G4772R119 |
| MRCC | MONROE CAP CORP | 38,030 | $464 | 0.1% | $3.45 | -6.0% | — | 610335101 |
| — | MONTGOMERY ST INCOME SEC INC | 24,420 | $379 | 0.1% | $15.52 | — | — | 614115103 |
| — | CENTRAL EUR RUSS & TURK FD INC | 12,239 | $374 | 0.1% | $28.88 | — | — | 153436100 |
| — | ASIA TIGERS FUND INC | 28,913 | $326 | 0.1% | $11.50 | — | — | 04516T105 |
| — | GYRODYNE CO OF AMERICA INC | 10,914 | $297 | 0.1% | $49.28 | — | — | 403820103 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $271 | 0.1% | $9.68 | — | — | 827694100 |
| — | INVESCO DYNAMIC CREDIT OPPO | 19,203 | $248 | 0.1% | $13.49 | — | — | 46132R104 |
| — | CHART ACQUISITION CORP | 368,393 | $245 | 0.1% | $0.61 | — | — | 161151113 |
| — | AQUASITION CORP WTS 01/22/18 | 884,647 | $208 | 0.0% | $0.24 | — | — | Y0192H111 |
| — | JETPAY CORP | 98,799 | $204 | 0.0% | $3.46 | — | — | 477177109 |
| — | WHEELER REIT | 46,848 | $201 | 0.0% | $4.27 | — | — | 963025101 |
| — | SANDRIDGE ENERGY INC | 25,000 | $152 | 0.0% | $6.36 | — | — | 80007P307 |
| — | US GEOTHERMAL INC | 361,917 | $137 | 0.0% | $0.36 | — | — | 90338S102 |
| — | CAPITOL ACQUISITION CORP | 237,576 | $129 | 0.0% | $0.56 | — | — | 14056V113 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $119 | 0.0% | $6.16 | — | — | 76120W302 |
| — | CIS ACQUISITION LTD | 415,736 | $107 | 0.0% | $0.29 | — | — | G21490118 |
| — | DELAWARE INV DIVIDEND & INC | 10,800 | $101 | 0.0% | $8.88 | — | — | 245915103 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $64 | 0.0% | $0.18 | — | — | G2266G110 |
| — | BOX SHIPS INCORPORATED | 14,000 | $46 | 0.0% | $4.65 | — | — | Y09675102 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $17 | 0.0% | $0.61 | — | — | 827694118 |
| — | PRIME ACQUISITION CORP | 50,142 | $14 | 0.0% | $0.79 | — | — | G72436127 |