Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 11, 2016
Total Value: $447M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE RISK-MANAGED DIV | 4,338,458 | $48.89M | 10.9% | $11.27 | $10.68 | — | COM | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FUND | 6,449,921 | $38.51M | 8.6% | $5.97 | $5.85 | — | COM | 530158104 |
| — | SWISS HELVETIA FUND | 1,676,153 | $23.38M | 5.2% | $13.95 | $12.71 | — | COM | 870875101 |
| — | ZWEIG TOTAL RETURN FD | 1,673,385 | $23.33M | 5.2% | $13.94 | $12.62 | — | COM | 989837208 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,005,954 | $23.31M | 5.2% | $23.17 | $19.20 | +21.4% | COM | 33766Y100 |
| — | GENERAL AMERICAN INVESTORS | 579,112 | $20.39M | 4.6% | $35.20 | $31.55 | — | COM | 368802104 |
| — | MVC CAPITAL INC | 1,353,534 | $18.27M | 4.1% | $13.50 | $12.67 | — | COM | 553829102 |
| — | IMPERIAL HOLDINGS INC | 2,403,293 | $15.72M | 3.5% | $6.54 | $2.90 | — | COM | 452834104 |
| — | WESTERN ASSET INFL MGMT FD INC | 881,758 | $14.93M | 3.3% | $16.93 | $16.84 | — | COM | 95766U107 |
| — | AMER STRAT INC PTF III | 2,226,702 | $14.61M | 3.3% | $6.56 | $6.93 | — | COM | 03009T101 |
| — | ALLIANCEBERNSTEIN INC FUND | 1,893,574 | $13.5M | 3.0% | $7.13 | $7.10 | — | COM | 01881E101 |
| — | CLOUGH GLOBAL EQUITY FUND | 804,631 | $12.64M | 2.8% | $15.71 | $14.10 | — | COM | 18914C100 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,187,411 | $12.09M | 2.7% | $10.18 | $10.11 | — | COM | 40421A104 |
| — | THAI FUND INC | 532,876 | $9.672M | 2.2% | $18.15 | $16.97 | — | COM | 882904105 |
| — | AQUASITION CORP | 884,647 | $8.999M | 2.0% | $10.17 | $9.89 | — | COM | Y0192H103 |
| — | ADAMS EXPRESS CO | 665,338 | $8.696M | 1.9% | $13.07 | $11.96 | — | COM | 006212104 |
| — | TRI CONTL CORP | 388,619 | $7.765M | 1.7% | $19.98 | $11.56 | — | COM | 895436103 |
| — | QUARTET MERGER CORP | 700,000 | $7.056M | 1.6% | $10.08 | $10.08 | — | COM | 747717304 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $5.939M | 1.3% | $10.27 | $10.19 | — | SHS | G2266G102 |
| — | BOULDER GROWTH & INCOME FUND | 737,947 | $5.933M | 1.3% | $8.04 | $6.33 | — | COM | 101507101 |
| — | AMER STRAT INC PORT II | 736,620 | $5.679M | 1.3% | $7.71 | $7.71 | — | COM | 030099105 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 1,320,751 | $5.534M | 1.2% | $4.19 | $3.91 | — | COM | 021060108 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 549,900 | $5.526M | 1.2% | $10.05 | $10.05 | — | COM | 37953N108 |
| — | ROYCE MICRO-CAP TR INC | 425,921 | $5.371M | 1.2% | $12.61 | $8.13 | — | COM | 780915104 |
| — | HELIOS STRATEGIC INC FD | 787,326 | $5.225M | 1.2% | $6.64 | $6.48 | — | COM | 42328A203 |
| — | NUVEEN DIVERSIFIED CURRENCY OPPOR FD | 486,732 | $4.906M | 1.1% | $10.08 | $10.48 | — | COM | 67090N109 |
| — | VIRTUS TOTAL RETURN FD | 1,235,420 | $4.855M | 1.1% | $3.93 | $3.93 | — | COM | 92829A103 |
| — | INDIA FUND INC | 236,196 | $4.724M | 1.1% | $20.00 | $21.10 | — | COM | 454089103 |
| — | DWS HIGH INCOME OPP | 320,585 | $4.616M | 1.0% | $14.40 | $14.37 | — | COM | 23339M204 |
| — | CAPITOL ACQUISITION CORP II | 475,152 | $4.6M | 1.0% | $9.68 | $9.66 | — | COM | 14056V105 |
| — | BOULDER TOTAL RETURN FD INC | 192,385 | $4.427M | 1.0% | $23.01 | $14.75 | — | COM | 101541100 |
| — | CIS AQUISITION LTD | 415,736 | $4.203M | 0.9% | $10.11 | $10.01 | — | COM | G21490209 |
| — | ROYCE VALUE TR INC | 261,557 | $4.188M | 0.9% | $16.01 | $11.48 | — | COM | 780910105 |
| — | AMERICAN SELECT PORTFOLIO | 433,772 | $4.017M | 0.9% | $9.26 | $9.46 | — | COM | 029570108 |
| — | CHART ACQUISITION CORP | 368,393 | $3.592M | 0.8% | $9.75 | $9.67 | — | COM | 161151105 |
| — | QUINPARIO ACQUISITION CORP | 285,152 | $3.065M | 0.7% | $10.75 | $10.26 | — | UNIT | 74874R207 |
| — | CENTRAL SECS CORP | 139,987 | $3.041M | 0.7% | $21.72 | $20.12 | — | COM | 155123102 |
| — | ABERDEEN ISRAEL FUND INC | 126,998 | $2.141M | 0.5% | $16.86 | $13.95 | — | COM | 00301L109 |
| — | LEVY ACQUISITION CORP | 200,000 | $2.002M | 0.4% | $10.01 | $10.01 | — | COM | 52748T203 |
| IRT | INDEPENDENCE REALTY TRUST IN | 238,287 | $1.987M | 0.4% | $8.34 | $8.25 | — | COM | 45378A106 |
| — | ROI ACQUISITION CORP II | 190,936 | $1.944M | 0.4% | $10.18 | $10.18 | — | COM | 74966G200 |
| — | BANCROFT FUND LTD | 102,168 | $1.9M | 0.4% | $18.60 | $17.33 | — | COM | 059695106 |
| — | PREFERRED APARTMENT COMMUN-A | 229,024 | $1.841M | 0.4% | $8.04 | $8.04 | — | COM | 74039L103 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 135,641 | $1.773M | 0.4% | $13.07 | $12.87 | — | SH | 18914E106 |
| — | ADVENT/CLAYMORE ENH GR & INC | 162,320 | $1.644M | 0.4% | $10.13 | $10.02 | — | COM | 00765E104 |
| GAIN | GLADSTONE INVESTMENT CORP | 202,214 | $1.63M | 0.4% | $8.06 * | $4.21 | -49.2% | COM | 376546107 |
| — | NEUBERGER BERMAN REAL ESTATE | 359,824 | $1.562M | 0.3% | $4.34 | $3.21 | — | COM | 64190A103 |
| WSR | WHITESTONE REIT | 104,963 | $1.403M | 0.3% | $13.37 | $13.37 | — | COM | 966084204 |
| — | KEATING CAPITAL INC | 210,740 | $1.296M | 0.3% | $6.15 | $6.15 | — | COM | 48722R106 |
| — | DCP MIDSTREAM PARTNERS LP | 25,385 | $1.278M | 0.3% | $50.34 | $49.66 | — | COM | 23311P100 |
| — | ELLSWORTH FUND LTD | 148,608 | $1.217M | 0.3% | $8.19 | $7.09 | — | COM | 289074106 |
| — | ANWORTH MORTGAGE ASSET CORP | 281,223 | $1.184M | 0.3% | $4.21 | $4.21 | — | COM | 037347101 |
| — | INFINITY CROSS BORDER ACQUIS | 137,597 | $1.088M | 0.2% | $7.91 | $7.90 | — | COM | G4772R101 |
| EQS | EQUUS TOTAL RETURN INC | 523,605 | $1.042M | 0.2% | $1.99 * | $2.28 | -17.2% | COM | 294766100 |
| — | GABELLI GLOBAL UTIL & INCOME | 46,970 | $941K | 0.2% | $20.03 | $18.83 | — | COM | 36242L105 |
| — | BROOKFIELD GLOBAL LISTED INF | 41,334 | $817K | 0.2% | $19.77 | $19.77 | — | COM | 11273Q109 |
| — | MERGEWORTHRX CORP | 71,285 | $580K | 0.1% | $8.14 | $8.14 | — | COM | 58952R106 |
| — | ROBERTS REALTY INVESTORS INC | 607,114 | $547K | 0.1% | $0.90 | $1.43 | — | COM | 769900101 |
| — | NEW IRELAND FUND INC | 42,501 | $546K | 0.1% | $12.85 | $8.06 | — | COM | 645673104 |
| — | DWS GLBL HIGH INCOME FD INC | 66,383 | $532K | 0.1% | $8.01 | $8.01 | — | COM | 23338W104 |
| — | INFINITY CROSS BORDER ACQUIS | 850,772 | $495K | 0.1% | $0.58 | $0.59 | — | W | G4772R119 |
| MRCC | MONROE CAP CORP | 38,030 | $464K | 0.1% | $12.20 * | $3.45 | -6.0% | COM | 610335101 |
| — | MONTGOMERY ST INCOME SEC INC | 24,420 | $379K | 0.1% | $15.52 | $15.52 | — | COM | 614115103 |
| — | CENTRAL EUR RUSS & TURK FD INC | 12,239 | $374K | 0.1% | $30.56 | $28.88 | — | COM | 153436100 |
| — | ASIA TIGERS FUND INC | 28,913 | $326K | 0.1% | $11.28 | $11.50 | — | COM | 04516T105 |
| — | GYRODYNE CO OF AMERICA INC | 10,914 | $297K | 0.1% | $27.21 | $49.28 | — | COM | 403820103 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $271K | 0.1% | $9.68 | $9.68 | — | COM | 827694100 |
| — | INVESCO DYNAMIC CREDIT OPPO | 19,203 | $248K | 0.1% | $12.91 | $13.49 | — | COM | 46132R104 |
| — | CHART ACQUISITION CORP | 368,393 | $245K | 0.1% | $0.67 | $0.61 | — | W | 161151113 |
| — | AQUASITION CORP WTS 01/22/18 | 884,647 | $208K | 0.0% | $0.24 | $0.24 | — | W | Y0192H111 |
| — | JETPAY CORP | 98,799 | $204K | 0.0% | $2.06 | $3.46 | — | COM | 477177109 |
| — | WHEELER REIT | 46,848 | $201K | 0.0% | $4.29 | $4.27 | — | COM | 963025101 |
| — | SANDRIDGE ENERGY INC | 25,000 | $152K | 0.0% | $6.08 | $6.36 | — | COM | 80007P307 |
| — | US GEOTHERMAL INC | 361,917 | $137K | 0.0% | $0.38 | $0.36 | — | COM | 90338S102 |
| — | CAPITOL ACQUISITION CORP | 237,576 | $129K | 0.0% | $0.54 | $0.56 | — | W | 14056V113 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $119K | 0.0% | $5.95 | $6.16 | — | COM | 76120W302 |
| — | CIS ACQUISITION LTD | 415,736 | $107K | 0.0% | $0.26 | $0.29 | — | W | G21490118 |
| — | DELAWARE INV DIVIDEND & INC | 10,800 | $101K | 0.0% | $9.35 | $8.88 | — | COM | 245915103 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $64,000 | 0.0% | $0.11 | $0.18 | — | W | G2266G110 |
| — | BOX SHIPS INCORPORATED | 14,000 | $46,000 | 0.0% | $3.29 | $4.65 | — | SHS | Y09675102 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $17,000 | 0.0% | $0.61 | $0.61 | — | W | 827694118 |
| — | PRIME ACQUISITION CORP | 50,142 | $14,000 | 0.0% | $0.28 | $0.79 | — | W | G72436127 |