Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Oxford Lane Capital, 7.50% Pfd Series 2023	804,614	$19,399	7.8%	$24.22	—	preferred stock	691543300
—	Source Capital Corp.	194,346	$12,877	5.2%	$66.27	—	common stock	836144105
—	Oxford Lane Capital, 8.125% Pfd Series 2024	482,700	$12,217	4.9%	$25.11	—	preferred stock	691543409
—	Boulder Growth and Income Fund, Inc.	1,562,630	$12,095	4.9%	$8.46	—	common stock	101507101
—	BlackRock Science and Technology Trust	515,901	$8,930	3.6%	$17.50	—	common stock	09258G104
—	Tekla Healthcare Opportunities Fund	497,935	$8,659	3.5%	$19.99	—	common stock	879105104
—	Adams Diversified Equity Fund, Inc.	495,122	$6,352	2.6%	$12.44	—	common stock	006212104
—	Alpine Total Dynamic Dividend Fund	740,205	$5,685	2.3%	$8.30	—	common stock	021060207
—	PIMCO Dynamic Credit Income Fund	312,690	$5,638	2.3%	$21.51	—	common stock	72202D106
—	Tekla World Healthcare Fund	348,358	$5,515	2.2%	$15.41	—	common stock	87911L108
—	Tri-Continental Corp.	241,638	$4,838	1.9%	$18.45	—	common stock	895436103
—	Liberty All-Star Equity Fund	868,865	$4,648	1.9%	$5.47	—	common stock	530158104
—	MVC Capital 7.25% Preferred	160,695	$3,953	1.6%	$24.68	—	preferred stock	553829201
—	General American Investors Company, Inc.	122,013	$3,897	1.6%	$32.97	—	common stock	368802104
MINT	PIMCO Enchanced Short Maturity Active ETF	34,822	$3,503	1.4%	$100.91	—	common stock	72201R833
—	Alpine Global Dynamic Dividend Fund	372,944	$3,301	1.3%	$9.89	—	common stock	02082E205
NXDT	NexPoint Credit Strategies Fund	152,911	$3,126	1.3%	$5.72	—	common stock	65340G205
—	Gabelli Healthcare & Wellness (Rx) Trust	303,936	$3,115	1.3%	$10.25	—	common stock	36246K103
RCL	Royal Caribbean Cruises Ltd.	30,313	$3,068	1.2%	$34.84	+142.5%	common stock	V7780T103
—	Morgan Stanley China A Share Fund	148,943	$2,965	1.2%	$23.15	—	common stock	617468103
—	The Herzfeld Caribbean Basin Fund, Inc.	420,107	$2,781	1.1%	$8.64	—	common stock	42804T106
—	First Trust Energy Infrastructure Fund	189,411	$2,764	1.1%	$15.54	—	common stock	33738C103
—	RMR Real Estate Income Fund	139,607	$2,692	1.1%	$19.47	—	common stock	76970B101
—	Adams Natural Resources Fund, Inc.	147,474	$2,616	1.1%	$22.74	—	common stock	00548F105
—	Nuveen Credit Strategies Income Fund	330,189	$2,589	1.0%	$8.98	—	common stock	67073D102
CPA	Copa Holdings SA	50,550	$2,440	1.0%	$81.78	-52.6%	common stock	P31076105
—	Virtus Total Return Fund	639,830	$2,438	1.0%	$3.92	—	common stock	92829A103
LEN	Lennar Corp.	49,500	$2,421	1.0%	$35.37	+22.6%	common stock	526057104
—	PowerShares CEF Income Composite ETF	110,390	$2,356	0.9%	$21.34	—	common stock	73936Q843
MTZ	MasTec, Inc.	134,927	$2,345	0.9%	$27.80	-36.1%	common stock	576323109
XJEQX	Aberdeen Japan Equity Fund, Inc.	298,018	$2,295	0.9%	$6.72	—	common stock	00306J109
—	Salient Midstream & MLP Fund	239,697	$2,284	0.9%	$20.80	—	common stock	79471V105
—	Gabelli Dividend & Income Trust	122,229	$2,256	0.9%	$20.10	—	common stock	36242H104
—	Tortoise Pipeline & Energy Fund	153,484	$2,227	0.9%	$25.89	—	common stock	89148H108
NCLH	Norwegian Cruise Line Holdings Ltd.	36,443	$2,136	0.9%	$32.51	+81.0%	common stock	G66721104
—	Cohen & Steers Infrastructure Fund, Inc.	107,334	$2,048	0.8%	$19.80	—	common stock	19248A109
—	Tortoise Energy Infrastructure	71,954	$2,002	0.8%	$28.31	—	common stock	89147L100
—	Royce Value Trust Inc.	159,922	$1,882	0.8%	$14.91	—	common stock	780910105
—	Zweig Total Return Fund Inc.	143,629	$1,749	0.7%	$12.92	—	common stock	989837208
—	Tekla Healthcare Investors	57,139	$1,695	0.7%	$27.60	—	common stock	87911J103
SEB	Seaboard Corp.	580	$1,679	0.7%	$2669.93	+14.7%	common stock	811543107
—	Cornerstone Strategic Value Fund Inc.	105,925	$1,659	0.7%	$15.70	—	common stock	21924B302
CWCO	Consolidated Water Co. Ltd.	129,538	$1,586	0.6%	$8.64	+7.4%	common stock	G23773107
—	New Germany Fund, Inc.	104,546	$1,537	0.6%	$17.04	—	common stock	644465106
XFDEX	First Trust Dynamic Europe Equity Income Fund	87,466	$1,501	0.6%	$17.16	—	common stock	33740D107
CCL	Carnival Corp.	27,000	$1,471	0.6%	$27.76	+62.2%	common stock	143658300
—	Cohen & Steers Closed-End Opportunity Fund, Inc.	132,537	$1,453	0.6%	$10.96	—	common stock	19248P106
—	Japan Smaller Capitalization Fund Inc.	134,155	$1,372	0.6%	$8.94	—	common stock	47109U104
NEE	NextEra Energy, Inc.	13,000	$1,351	0.5%	$19.51	-0.1%	common stock	65339F101
—	Diversified Real Asset Income Fund	84,696	$1,314	0.5%	$17.73	—	common stock	25533B108
—	Special Opportunites Fund, Inc.	91,772	$1,211	0.5%	$13.20	—	common stock	84741T104
WSO	Watsco Inc.	10,100	$1,183	0.5%	$84.60	+45.7%	common stock	942622200
FMX	Fomento Economico Mexicano, S.A.B. de C.V.	12,000	$1,108	0.4%	$99.61	—	common stock	344419106
—	Royal Dutch Shell PLC	708	$1,092	0.4%	$1542.37	—	common stock	780259107
—	Central Securities Corp.	55,435	$1,054	0.4%	$21.19	—	common stock	155123102
—	First Trust High Income Long/Short Fund	71,365	$1,005	0.4%	$17.25	—	common stock	33738E109
—	The Korea Fund, Inc.	30,935	$985	0.4%	$34.59	—	common stock	500634209
—	Spirit Airlines, Inc.	24,000	$956	0.4%	$65.33	—	common stock	848577102
—	Nuveen Multi-Market Income Fund, Inc.	132,269	$939	0.4%	$7.49	—	common stock	67075J107
—	Atlantic Tele Network, Inc.	11,988	$938	0.4%	$55.61	—	common stock	049079205
—	Guggenheim Enhanced Equity Strategy Fund	54,213	$855	0.3%	$17.00	—	common stock	40167K100
—	PIMCO Income Strategy Fund	87,354	$851	0.3%	$9.94	—	common stock	72201H108
—	Tortoise MLP Fund, Inc.	47,811	$830	0.3%	$22.04	—	common stock	89148B101
—	AllianzGI NFJ Dividend, Interest & Premium Strategy Fund	66,707	$826	0.3%	$12.38	—	common stock	01883A107
BPOP	Popular, Inc.	29,000	$822	0.3%	$24.15	-7.2%	common stock	733174700
CX	Cemex, S.A.B. de C.V.	146,372	$815	0.3%	$10.26	—	common stock	151290889
—	Clough Global Opportunities Fund	77,490	$809	0.3%	$12.38	—	common stock	18914E106
—	Eaton Vance Tax-Advantaged Dividend Income Fund	40,899	$791	0.3%	$19.18	—	common stock	27828G107
TV	Grupo Televisa, S.A.B.	28,400	$773	0.3%	$25.22	—	common stock	40049J206
—	Gabelli Multimedia Trust Inc.	100,873	$757	0.3%	$9.28	—	common stock	36239Q109
—	PIMCO Corporate & Income Strategy Fund	54,972	$737	0.3%	$13.54	—	common stock	72200U100
—	Apollo Tactical Income Fund Inc	52,305	$727	0.3%	$16.55	—	common stock	037638103
—	Guggenheim Enhanced Equity Income Fund	93,259	$716	0.3%	$7.26	—	common stock	40167B100
—	PIMCO Income Opportunity Fund	32,924	$697	0.3%	$21.17	—	common stock	72202B100
—	Tortoise Power and Energy Infrastructure Fund, Inc.	41,292	$693	0.3%	$17.20	—	common stock	89147X104
—	Avianca Holdings S.A.	157,794	$674	0.3%	$9.53	—	common stock	05367G100
—	GDL Fund Preferred Series B	12,800	$643	0.3%	$50.23	—	preferred stock	361570302
—	America Movil S.A.B. de C.V.	44,690	$628	0.3%	$21.75	—	common stock	02364W105
KOF	Coca Cola Femsa S.A.B. de C.V.	8,799	$623	0.3%	$138.37	—	common stock	191241108
—	Liberty All-Star Growth Fund, Inc.	128,345	$588	0.2%	$5.12	—	common stock	529900102
—	Tortoise Energy Independence Fund, Inc.	51,000	$575	0.2%	$11.27	—	common stock	89148K101
—	Bancroft Fund Ltd.	29,293	$533	0.2%	$17.68	—	common stock	059695106
—	Cohen & Steers Total Return Realty Fund	42,108	$531	0.2%	$12.41	—	common stock	19247R103
—	Bancolombia S.A.	19,780	$529	0.2%	$55.58	—	common stock	05968L102
—	Aberdeen Asia-Pacific Income Fund, Inc.	115,107	$526	0.2%	$6.02	—	common stock	003009107
—	Cushing MLP Total Return Fund	48,951	$522	0.2%	$11.77	—	common stock	231631201
—	Taiwan Fund, Inc.	35,321	$517	0.2%	$17.61	—	common stock	874036106
—	Advent/Claymore Enhanced Growth & Income Fund	61,714	$510	0.2%	$9.05	—	common stock	00765E104
VAC	Marriott Vacations Worldwide Corp.	8,890	$506	0.2%	$67.66	-8.2%	common stock	57164Y107
LIVN	LivaNova PLC	8,330	$495	0.2%	$60.69	0.0%	common stock	G5509L101
—	Macquarie Global Infrastructure Total Return Fund Inc.	25,561	$487	0.2%	$21.01	—	common stock	55608D101
NSC	Norfolk Southern Corp.	5,750	$486	0.2%	$58.90	+17.4%	common stock	655844108
—	Morgan Stanley Emerging Markets Domestic Debt Fund	70,000	$476	0.2%	$7.50	—	common stock	617477104
CME	CME Group Inc.	5,000	$453	0.2%	$61.61	+2.2%	common stock	12572Q105
—	First Trust Mortgage Income Fund	29,514	$429	0.2%	$15.88	—	common stock	33734E103
—	Brookfield Total Return Fund	19,468	$427	0.2%	$22.10	—	common stock	11283U108
—	LMP Capital and Income Fund, Inc.	33,771	$418	0.2%	$16.00	—	common stock	50208A102
MLM	Martin Marietta Materials Inc.	3,000	$410	0.2%	$99.70	+40.8%	common stock	573284106
—	Delaware Enhanced Global Dividend & Income Fund	42,957	$402	0.2%	$11.61	—	common stock	246060107
EVTC	Evertec Inc.	23,643	$396	0.2%	$20.34	-20.9%	common stock	30040P103
EWW	iShares MSCI Mexico Capped	7,800	$389	0.2%	$56.31	—	common stock	464286822
VMC	Vulcan Materials Company	4,000	$380	0.2%	$46.69	+90.4%	common stock	929160109
—	Alliance California Municipal Income Fund, Inc.	25,859	$364	0.1%	$13.69	—	common stock	018546101
—	BlackRock Municipal Target Term Trust	16,828	$363	0.1%	$21.57	—	common stock	09257P105
—	AllianceBernstein National Municipal Income Fund	25,189	$348	0.1%	$13.46	—	common stock	01864U106
—	PIMCO Income Strategy Fund II	38,310	$336	0.1%	$9.13	—	common stock	72201J104
—	Nuveen Global High Income Fund	24,149	$332	0.1%	$17.24	—	common stock	67075G103
—	Nuveen Dividend Advantage Municipal Income Fund	21,760	$315	0.1%	$14.17	—	common stock	67071L106
—	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	35,485	$314	0.1%	$8.85	—	common stock	27829F108
—	First Trust New Opportunities MLP & Energy Fund	28,273	$305	0.1%	$16.31	—	common stock	33739M100
—	Sprott Focus Trust, Inc.	51,908	$301	0.1%	$7.19	—	common stock	85208J109
—	BlackRock Credit Allocation Income Trust	24,287	$300	0.1%	$12.96	—	common stock	092508100
—	Templeton Dragon Fund, Inc.	16,657	$297	0.1%	$20.59	—	common stock	88018T101
—	Tahoe Resources Inc.	31,900	$277	0.1%	$13.64	—	common stock	873868103
—	ClearBridge Energy MLP Total Return Fund Inc.	21,187	$261	0.1%	$13.76	—	common stock	18469Q108
WU	The Western Union Company	14,000	$251	0.1%	$17.44	—	common stock	959802109
—	Brookfield Global Listed Infrastructure Income Fund	21,001	$247	0.1%	$16.41	—	common stock	11273Q109
BNS	The Bank of Nova Soctia	6,000	$243	0.1%	$29.69	-9.5%	common stock	064149107
—	Era Group Inc.	21,515	$240	0.1%	$21.75	—	common stock	26885G109
—	Putnam Premier Income Trust	48,242	$239	0.1%	$5.36	—	common stock	746853100
—	Dreyfus Municipal Bond Infrastructure Fund, Inc.	19,117	$237	0.1%	$12.40	—	common stock	26203D101
—	Mexico Equity and Income Fund, Inc.	21,692	$233	0.1%	$13.96	—	common stock	592834105
FCX	Freeport McMoran Copper & Gold	33,749	$228	0.1%	$23.60	-63.4%	common stock	35671D857
—	Nuveen S&P 500 Dynamic Overwrite Fund	16,878	$227	0.1%	$13.59	—	common stock	6706EW100
—	MFS High Yield Municipal Trust	49,791	$225	0.1%	$4.38	—	common stock	59318E102
—	Aberdeen Singapore Fund, Inc.	25,967	$222	0.1%	$12.71	—	common stock	003244100
—	Eaton Vance California Municipal Income Trust	16,582	$221	0.1%	$13.17	—	common stock	27826F101
—	The Mexico Fund, Inc.	13,245	$220	0.1%	$18.19	—	common stock	592835102
—	Morgan Stanley Asia Pacific Fund	14,987	$207	0.1%	$15.72	—	common stock	61744U106
—	Nuveen Quality Municipal Fund, Inc.	15,200	$207	0.1%	$13.25	—	common stock	67062N103
—	Cushing Renaissance Fund	14,387	$205	0.1%	$25.32	—	common stock	231647108
GILD	Gilead Sciences Inc.	2,000	$202	0.1%	$72.12	+1.1%	common stock	375558103
—	Zweig Fund, Inc.	14,863	$195	0.1%	$12.80	—	common stock	989834205
FDP	Fresh Del Monte Produce Inc.	5,000	$194	0.1%	$21.57	+61.9%	common stock	G36738105
ADM	Archer Daniels Midland Company	5,000	$183	0.1%	$33.53	-11.7%	common stock	039483102
—	MFS Municipal Income Trust	26,435	$180	0.1%	$6.45	—	common stock	552738106
—	Putnam High Income Securities Fund	23,796	$174	0.1%	$7.92	—	common stock	746779107
—	Blackstone/GSO Strategic Credit Fund	12,901	$172	0.1%	$16.64	—	common stock	09257R101
—	Morgan Stanley Emerging Market Debt Fund, Inc.	19,899	$171	0.1%	$10.17	—	common stock	61744H105
—	JPMorgan China Region Fund, Inc.	11,067	$170	0.1%	$15.16	—	common stock	48126T104
—	Cornerstone Total Return Fund, Inc.	9,857	$166	0.1%	$16.84	—	common stock	21924U300
—	Nuveen Dividend Advantage Municipal Fund 2	11,757	$166	0.1%	$13.78	—	common stock	67070F100
—	Nuveen Select Quality Municipal Fund, Inc.	10,890	$153	0.1%	$13.59	—	common stock	670973106
—	Nuveen Municipal Opportunity Fund, Inc.	10,671	$153	0.1%	$14.34	—	common stock	670984103
—	MFS High Income Muicipal Trust	30,936	$152	0.1%	$4.80	—	common stock	59318D104
—	MainStay DefinedTerm Municipal Opportunities Fund	8,032	$151	0.1%	$18.80	—	common stock	56064K100
—	Thai Fund, Inc.	21,764	$149	0.1%	$18.23	—	common stock	882904105
—	BlackRock Multi-Sector Income Trust	9,226	$146	0.1%	$17.05	—	common stock	09258A107
—	Eagle Growth and Income Opportunities Fund	9,589	$145	0.1%	$15.12	—	common stock	26958J105
—	Cohen & Steers MLP Income and Energy Opportunity Fund	13,476	$141	0.1%	$14.00	—	common stock	19249B106
—	Pacholder High Yield Fund, Inc.	22,075	$134	0.1%	$7.36	—	common stock	693742108
—	European Equity Fund, Inc.	16,464	$133	0.1%	$7.23	—	common stock	298768102
—	Aberdeen Indonesia Fund, Inc.	23,835	$132	0.1%	$11.62	—	common stock	00305P106
—	Cohen & Steers Limited Duration Preferres and Income Fund	5,800	$131	0.1%	$24.14	—	common stock	19248C105
—	Nuveen Tax-Advantaged Dividend Growth Fund	9,400	$131	0.1%	$13.94	—	common stock	67073G105
—	Nuveen Flexible Investment Income Fund	8,881	$130	0.1%	$16.81	—	common stock	67075B104
—	Morgan Stanley India Investment Fund	4,967	$127	0.1%	$15.45	—	common stock	61745C105
—	Eaton Vance Risk-Managed Diversified Equity Income Fund	12,500	$127	0.1%	$10.80	—	common stock	27829G106
—	Teekay LNG Partners LP	9,589	$126	0.1%	$43.61	—	common stock	Y8564M105
—	New Ireland Fund, Inc.	8,732	$122	0.0%	$11.09	—	common stock	645673104
—	BlackRock Resources & Commodities Strategy Trust	16,756	$119	0.0%	$11.52	—	common stock	09257A108
EQS	Equus Total Return, Inc.	65,682	$118	0.0%	$2.08	-21.1%	common stock	294766100
—	Royce Global Value Trust, Inc.	15,655	$117	0.0%	$8.91	—	common stock	78081T104
—	TCW Strategic Income Fund, Inc.	22,000	$116	0.0%	$5.40	—	common stock	872340104
AMGN	Amgen Inc.	700	$114	0.0%	$115.39	+1.0%	common stock	031162100
—	Calamos Global Dynamic Income Fund	14,800	$106	0.0%	$7.16	—	common stock	12811L107
MRK	Merck & Co. Inc.	2,000	$106	0.0%	$37.58	-2.2%	common stock	58933Y105
—	Seacor Holdings, Inc.	2,000	$105	0.0%	$83.00	—	common stock	811904101
—	YieldShares High Income ETF	5,900	$105	0.0%	$17.80	—	common stock	301505301
—	Inovio Pharmaceuticals, Inc.	15,000	$101	0.0%	$8.13	—	common stock	45773H201
—	ClearBridge American Energy MLP Fund Inc.	12,252	$100	0.0%	$8.16	—	common stock	184691103
—	GDL Fund	9,961	$100	0.0%	$11.40	—	common stock	361570104
—	Avenue Income Credit Strategies Fund	8,552	$97	0.0%	$17.38	—	common stock	05358E106
—	Celgene Corporation	800	$96	0.0%	$108.75	—	common stock	151020104
—	Deutsche Multi-Market Income Trust	12,133	$93	0.0%	$8.57	—	common stock	25160E102
—	Nuveen Dividend Advantage Municipal Fund 3	6,352	$91	0.0%	$13.24	—	common stock	67070X101
—	Nuveen Core Equity Alpha Fund	6,177	$88	0.0%	$15.65	—	common stock	67090X107
—	JPMorgan Alerian MLP Index ETN	3,000	$87	0.0%	$34.67	—	common stock	46625H365
—	RENN Global Entrepreneurs Fund, Inc.	97,088	$87	0.0%	$1.51	—	common stock	759720105
PSMT	PriceSmart Inc.	1,000	$83	0.0%	$74.69	+2.5%	common stock	741511109
—	Nuveen Diversified Dividend and Income Fund	7,586	$82	0.0%	$11.76	—	common stock	6706EP105
—	ClearBridge Energy MLP Opportunity Fund Inc.	6,306	$80	0.0%	$14.43	—	common stock	18469P100
—	Central Fund of Canada Limited (USA)	8,000	$80	0.0%	$13.63	—	common stock	153501101
—	BlackRock Utility & Infrastructure Trust	4,746	$80	0.0%	$17.80	—	common stock	09248D104
XXCHNXX	China Fund, Inc.	5,000	$78	0.0%	$20.00	—	common stock	169373107
—	Velocity Shares Daily Inverse VIX	3,000	$77	0.0%	$25.67	—	common stock	22542D795
—	Brookfield Mortgage Opportunity Income Fund	5,001	$74	0.0%	$16.60	—	common stock	112792106
TEVA	Teva Parmaceutical Industries Limited	1,046	$69	0.0%	$61.13	—	common stock	881624209
AZN	AstraZeneca PLC	1,973	$67	0.0%	$31.77	—	common stock	046353108
—	Karyopharm Therapeutics Inc.	4,868	$65	0.0%	$31.87	—	common stock	48576U106
—	Prudential Short Duration High Yield Fund, Inc.	4,391	$64	0.0%	$15.28	—	common stock	74442F107
—	DTF Tax-Free Income Inc.	4,264	$64	0.0%	$15.01	—	common stock	23334J107
—	Duff & Phelps Select Energy MLP Fund Inc.	10,000	$60	0.0%	$6.00	—	common stock	26433F108
FDX	FedEx Corporation	400	$60	0.0%	$118.51	+11.6%	common stock	31428X106
—	Nuveen Quality Income Municipal Fund, Inc.	4,000	$57	0.0%	$14.25	—	common stock	670977107
—	Western Asset/Claymore Inflation-Linked Securities & Income Fund	5,340	$56	0.0%	$11.99	—	common stock	95766Q106
—	Goldman Sachs MLP and Energy Renaissance Fund	10,000	$55	0.0%	$5.50	—	common stock	38148G107
IHI	iShares US Medical Devices	450	$55	0.0%	$122.22	—	common stock	464288810
—	Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	4,964	$54	0.0%	$17.89	—	common stock	00301T102
—	Asia Pacific Fund	5,150	$52	0.0%	$10.17	—	common stock	044901106
—	Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	5,000	$51	0.0%	$11.84	—	common stock	95766R104
LLY	Eli Lilly and Company	600	$51	0.0%	$69.71	0.0%	common stock	532457108
VOD	Vodafone Group PLC	1,453	$47	0.0%	$36.48	—	common stock	92857W308
ING	ING Groep N.V.	3,523	$47	0.0%	$14.04	—	common stock	456837103
—	Cohen & Steers Global Income Builder, Inc.	4,903	$46	0.0%	$9.60	—	common stock	19248M103
—	SK Telecom Co. Ltd.	2,284	$46	0.0%	$25.56	—	common stock	78440P108
—	Legg Mason BW Global Income Opportunities Fund	3,864	$45	0.0%	$16.99	—	common stock	52469B100
TIP	iShares TIPS Bond	410	$45	0.0%	$112.00	—	common stock	464287176
—	Western Asset Worldwide Income Fund Inc.	4,506	$45	0.0%	$9.99	—	common stock	957668106
BMRN	BioMarin Pharmaceutical Inc.	400	$42	0.0%	$133.58	-21.9%	common stock	09061G101
—	DoubleLine Income Solutions Fund	2,500	$41	0.0%	$20.58	—	common stock	258622109
—	Delaware Investments Dividend & Income Fund, Inc.	4,703	$41	0.0%	$8.30	—	common stock	245915103
—	Market Vectors Gold Miners ETF	3,000	$41	0.0%	$24.33	—	common stock	57060U100
—	Eaton Vance Limited Duration Income Fund	3,100	$40	0.0%	$15.26	—	common stock	27828H105
MUFG	Mitsubishi UFJ Financial Group, Inc.	6,383	$40	0.0%	$7.21	—	common stock	606822104
—	PCM Fund Inc.	4,309	$40	0.0%	$9.72	—	common stock	69323T101
—	Clough Global Allocation Fund	3,000	$40	0.0%	$13.33	—	common stock	18913Y103
—	Aberdeen Israel Fund, Inc.	2,322	$40	0.0%	$14.55	—	common stock	00301L109
—	Royce Micro-Cap Trust, Inc.	5,194	$38	0.0%	$9.31	—	common stock	780915104
TM	Toyota Motor Corporation	303	$37	0.0%	$135.48	—	common stock	892331307
—	Neuberger Berman Real Estate Securities Income Fund	7,218	$36	0.0%	$4.83	—	common stock	64190A103
—	Nuveen Select Tax-Free Income Portfolio 3	2,500	$36	0.0%	$14.40	—	common stock	67063X100
—	Turkish Investment Fund, Inc.	4,630	$36	0.0%	$15.87	—	common stock	900145103
—	Morgan Stanley Income Securities Inc.	2,125	$36	0.0%	$16.98	—	common stock	61745P874
—	AllianzGI Equity & Convertible Income Fund	2,000	$36	0.0%	$19.33	—	common stock	018829101
BIDU	Baidu, Inc.	185	$35	0.0%	$205.59	—	common stock	056752108
—	Nuveen Municipal Advantage Fund, Inc.	2,500	$35	0.0%	$14.00	—	common stock	67062H106
—	Delphi Automotive PLC	413	$35	0.0%	$84.75	—	common stock	G27823106
—	Shire PLC	167	$34	0.0%	$233.64	—	common stock	82481R106
—	ACE Limited	289	$34	0.0%	$112.28	—	common stock	H0023R105
—	Unilever NV	790	$34	0.0%	$43.04	—	common stock	904784709
NXPI	NXP Semiconductors NV	407	$34	0.0%	$80.11	-5.1%	common stock	N6596X109
—	Ingersoll-Rand PLC	615	$34	0.0%	$67.15	—	common stock	G47791101
—	Central Europe Russia and Turkey Fund	2,014	$33	0.0%	$29.83	—	common stock	153436100
—	Canadian Pacific Railway Limited	253	$32	0.0%	$181.93	—	common stock	13645T100
SBSAA	Spanish Broadcasting System Inc.	10,030	$32	0.0%	$3.90	+27.2%	common stock	846425833
ASML	ASML Holding NV	358	$32	0.0%	$96.66	—	common stock	N07059210
BIIB	Biogen Inc.	100	$31	0.0%	$401.33	-28.4%	common stock	09062X103
BCS	Barclays PLC	2,384	$31	0.0%	$14.86	—	common stock	06738E204
XBKNX	BlackRock Investment Quality Municipal Trust	2,000	$31	0.0%	$15.50	—	common stock	09247D105
MAT	Mattel, Inc.	1,151	$31	0.0%	$23.40	+5.1%	common stock	577081102
LYG	Lloyds Banking Group PLC	7,211	$31	0.0%	$4.46	—	common stock	539439109
—	Mallinckrodt Public Limitied Company	405	$30	0.0%	$105.87	—	common stock	G5785G107
LBTYAUSD	Liberty Global PLC	702	$30	0.0%	$51.25	—	common stock	G5480U104
HDB	HDFC Bank Ltd.	487	$30	0.0%	$59.55	—	common stock	40415F101
—	National Grid PLC	428	$30	0.0%	$70.09	—	common stock	636274300
—	BlackRock Municipal Bond Investment Trust	2,000	$30	0.0%	$15.00	—	common stock	09249K107
BTI	British America Tobacco PLC	266	$29	0.0%	$104.69	—	common stock	110448107
VIPS	Vipshop Holdings Limited	1,926	$29	0.0%	$23.68	—	common stock	92763W103
—	Fibria Celulose SA	2,263	$29	0.0%	$13.70	—	common stock	31573A109
LYB	LyondellBasell Industries N.V.	336	$29	0.0%	$48.88	+6.4%	common stock	N53745100
DEO	Diageo PLC	268	$29	0.0%	$108.21	—	common stock	25243Q205
—	China Petroleum & Chemical Corp.	489	$29	0.0%	$61.35	—	common stock	16941R108
—	Ladenburg Thalman Financial Services Inc.	10,000	$28	0.0%	$3.50	—	common stock	50575Q102
—	Nuveen Municipal Market Opportunity Fund, Inc.	2,000	$28	0.0%	$14.00	—	common stock	67062W103
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	2,800	$28	0.0%	$9.58	—	preferred stock	89147L704
—	Aberdeen Chile Fund Inc.	4,800	$27	0.0%	$7.20	—	common stock	00301W105
PUK	Prudential PLC	605	$27	0.0%	$49.45	—	common stock	74435K204
—	Invesco Pennsylvania Value Municipal Income Trust	2,000	$26	0.0%	$13.00	—	common stock	46132K109
INCY	Incyte Corporation	242	$26	0.0%	$50.13	+122.5%	common stock	45337C102
—	Nuveen Quality Preferred Income Fund 3	3,084	$26	0.0%	$8.41	—	common stock	67072W101
—	Nasdaq Premium Income & Growth Fund	1,324	$26	0.0%	$17.32	—	common stock	670699107
—	Alexion Pharmaceuticals, Inc.	138	$26	0.0%	$176.75	—	common stock	015351109
—	Sensata Technologies Holding NV	539	$25	0.0%	$55.54	—	common stock	N7902X106
—	Invesco Quality Municipal Income Trust	2,000	$25	0.0%	$12.50	—	common stock	46133G107
—	PIMCO Municipal Income Fund II	2,000	$25	0.0%	$12.50	—	common stock	72200W106
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$25	0.0%	$50.00	—	preferred stock	895436202
—	Nuveen Maryland Premium Income Municipal Fund	2,000	$25	0.0%	$12.50	—	common stock	67061Q107
—	PIMCO New York Municipal Income Fund	2,000	$24	0.0%	$12.00	—	common stock	72200T103
—	Gabelli Global Utility & Income Trust	1,463	$24	0.0%	$19.70	—	common stock	36242L105
—	Swiss Helvetia Fund Inc.	2,316	$24	0.0%	$13.10	—	common stock	870875101
IBN	ICIC Bank Ltd.	2,943	$23	0.0%	$10.60	—	common stock	45104G104
XBTAX	BlackRock Long-Term Municipal Advantage Trust	2,000	$23	0.0%	$11.50	—	common stock	09250B103
—	Gabelli Equity Trust Preferred Series D	848	$22	0.0%	$25.14	—	preferred stock	362397705
—	ASA Gold and Precious Metals Limited	3,000	$22	0.0%	$12.55	—	common stock	G3156P103
BAP	Credicorp Ltd.	223	$22	0.0%	$114.16	-26.6%	common stock	G2519Y108
TSM	Taiwan Semiconductor Manufacturing Company Limited	942	$21	0.0%	$20.64	—	common stock	874039100
—	Duff & Phelps Global Utility Income Fund, Inc.	1,410	$21	0.0%	$18.67	—	common stock	26433C105
—	John Hancock Premium Dividend Fund	1,509	$21	0.0%	$13.23	—	common stock	41013T105
—	Eaton Vance Floating-Rate Income Plus Fund	1,471	$21	0.0%	$18.11	—	common stock	278284104
—	GW Pharmaceuticals PLC	308	$21	0.0%	$87.27	—	common stock	36197T103
—	ClearBridge Energy MLP Fund Inc.	1,400	$21	0.0%	$15.00	—	common stock	184692101
—	Ares Dynamic Credit Allocation Fund, Inc.	1,596	$21	0.0%	$13.78	—	common stock	04014F102
—	MFS Investment Grade Municipal Trust	2,000	$20	0.0%	$10.00	—	common stock	59318B108
—	Gabelli Equity Trust, Inc.	3,679	$20	0.0%	$6.56	—	common stock	362397101
CNQ	Canadian Natural Resrouces Limited	922	$20	0.0%	$9.30	-22.2%	common stock	136385101
—	MVC Capital, Inc.	2,618	$19	0.0%	$12.66	—	common stock	553829102
EL	The Estee Lauder Companies Inc.	216	$19	0.0%	$74.56	+0.3%	common stock	518439104
—	Deutsche Strategic Income Trust	1,850	$19	0.0%	$13.00	—	common stock	25160F109
—	China Unicom (Hong Kong) Limited	1,481	$18	0.0%	$14.84	—	common stock	16945R104
—	Telefonica Brasil SA	1,838	$17	0.0%	$9.25	—	common stock	87936R106
TRIP	TripAdvisor Inc.	183	$16	0.0%	$72.31	-0.7%	common stock	896945201
—	Nuveen California Dividend Advantage Municipal Fund 3	1,000	$14	0.0%	$14.00	—	common stock	67070Y109
MGA	Magna International Inc.	312	$13	0.0%	$38.22	-9.6%	common stock	559222401
—	John Hancock Tax-Advantaged Dividend Income Fund	655	$13	0.0%	$20.13	—	common stock	41013V100
IBB	iShares Nasdaq Biotechnology	36	$12	0.0%	$250.00	—	common stock	464287556
—	Dreyfus Municipal Income, Inc.	1,200	$11	0.0%	$9.17	—	common stock	26201R102
NXRT	NexPoint Residential Trust, Inc.	833	$11	0.0%	$13.21	—	common stock	65341D102
—	United States Oil ETF	1,000	$11	0.0%	$20.00	—	common stock	91232N108
VGT	Vanguard Information Technology ETF	100	$11	0.0%	$96.77	—	common stock	92204A702
—	Nuveen Global Equity Income Fund	1,000	$11	0.0%	$15.00	—	common stock	6706EH103
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	500	$11	0.0%	$22.00	—	preferred stock	36465A307
—	Morgan Stanley Emerging Markets Fund, Inc.	716	$9	0.0%	$14.13	—	common stock	61744G107
—	BlackRock Enhanced Equity Dividend Trust	1,230	$9	0.0%	$7.72	—	common stock	09251A104
XLV	Health Care Select Sector SPDR ETF	111	$8	0.0%	$61.61	—	common stock	81369Y209
—	Rand Capital Corp.	2,000	$8	0.0%	$3.00	—	common stock	752185108
DXJ	WisdomTree Japan Hedged Equity	143	$7	0.0%	$48.95	—	common stock	97717W851
—	Gabelli Global Small and Mid-Cap Value Fund	700	$7	0.0%	$11.43	—	common stock	36249W104
—	Neuberger Berman High Yield Strategies Fund	700	$7	0.0%	$12.62	—	common stock	64128C106
SKYY	First Trust ISE Cloud Computing Index	209	$6	0.0%	$28.71	—	common stock	33734X192
—	LMP Corporate Loan Fund Inc.	600	$6	0.0%	$11.00	—	common stock	50208B100
—	Latin American Discovery Fund Inc.	800	$6	0.0%	$13.75	—	common stock	51828C106
XLY	Consumer Discret Select Sector SPDR ETF	65	$5	0.0%	$66.67	—	common stock	81369Y407
ALNY	Alnylam Pharmaceuticals, Inc.	50	$5	0.0%	$111.10	-16.5%	common stock	02043Q107
ULTRF	Ultrapetrol (Bahamas) Ltd.	36,000	$4	0.0%	$2.88	-86.1%	common stock	P94398107
—	BlackRock Limited Duration Income Trust	250	$4	0.0%	$16.00	—	common stock	09249W101
—	Wells Fargo Advantage Multi-Sector Income Fund	234	$3	0.0%	$13.95	—	common stock	94987D101
—	BlackRock Municipal Bond Trust	200	$3	0.0%	$15.00	—	common stock	09249H104
XHNWX	Pioneer Diversified High Income Trust	200	$3	0.0%	$20.00	—	common stock	723653101
—	Five Prime Therapeutics, Inc.	50	$2	0.0%	$20.00	—	common stock	33830X104
—	Quantum Fuel Systems Technologies Worldwide Inc.	1,000	$1	0.0%	$1.00	—	common stock	74765E307
—	Momenta Pharmaceuticals Inc.	100	$1	0.0%	$20.00	—	common stock	60877T100
—	Mankind Corporation	1,000	$1	0.0%	$6.00	—	common stock	56400P201
—	Tekla Life Sciences Investors	61	$1	0.0%	$16.66	—	common stock	87911K100