Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 13, 2016

Total Value ($000): $193,253 (100.0% shares, 0.0% debt)

Holdings (332)

Boulder Growth and Income Fund, Inc. 6.2%
Value ($000) $11,921 Shares 1,518,588 Est. Cost $8.46 Unrealized
BlackRock Science and Technology Trust 4.3%
Value ($000) $8,403 Shares 494,289 Est. Cost $17.50 Unrealized
Tekla Healthcare Opportunities Fund 4.3%
Value ($000) $8,350 Shares 524,833 Est. Cost $19.78 Unrealized
Adams Diversified Equity Fund, Inc. 3.0%
Value ($000) $5,823 Shares 460,338 Est. Cost $12.44 Unrealized
Tekla World Healthcare Fund 2.7%
Value ($000) $5,308 Shares 378,361 Est. Cost $15.30 Unrealized
Alpine Total Dynamic Dividend Fund 2.7%
Value ($000) $5,242 Shares 698,881 Est. Cost $8.30 Unrealized
Tri-Continental Corp. 2.5%
Value ($000) $4,909 Shares 245,932 Est. Cost $18.48 Unrealized
Liberty All-Star Equity Fund 2.4%
Value ($000) $4,611 Shares 927,754 Est. Cost $5.44 Unrealized
PIMCO Dynamic Credit Income Fund 2.0%
Value ($000) $3,950 Shares 226,485 Est. Cost $21.51 Unrealized
General American Investors Company, Inc. 1.9%
Value ($000) $3,755 Shares 120,240 Est. Cost $32.97 Unrealized
CPA Copa Holdings SA 1.8%
Value ($000) $3,425 Shares 50,550 Est. Cost $81.78 Unrealized -48.2%
Virtus Total Return Fund 1.6%
Value ($000) $3,175 Shares 747,101 Est. Cost $3.96 Unrealized
First Trust Energy Infrastructure Fund 1.6%
Value ($000) $3,048 Shares 197,686 Est. Cost $15.54 Unrealized
Alpine Global Dynamic Dividend Fund 1.5%
Value ($000) $2,977 Shares 348,998 Est. Cost $9.89 Unrealized
The Herzfeld Caribbean Basin Fund, Inc. 1.5%
Value ($000) $2,965 Shares 423,002 Est. Cost $8.64 Unrealized
Adams Natural Resources Fund, Inc. 1.5%
Value ($000) $2,919 Shares 162,251 Est. Cost $22.31 Unrealized
RCL Royal Caribbean Cruises Ltd. 1.5%
Value ($000) $2,868 Shares 34,913 Est. Cost $39.42 Unrealized +76.6%
Gabelli Healthcare & Wellness (Rx) Trust 1.5%
Value ($000) $2,863 Shares 290,087 Est. Cost $10.25 Unrealized
MINT PIMCO Enhanced Short Maturity Active ETF 1.5%
Value ($000) $2,812 Shares 27,907 Est. Cost $100.91 Unrealized
MTZ MasTec, Inc. 1.4%
Value ($000) $2,731 Shares 134,927 Est. Cost $27.80 Unrealized -41.1%
RMR Real Estate Income Fund 1.4%
Value ($000) $2,695 Shares 139,646 Est. Cost $19.47 Unrealized
NXDT NexPoint Credit Strategies Fund 1.4%
Value ($000) $2,672 Shares 148,018 Est. Cost $5.72 Unrealized
Tortoise Pipeline & Energy Fund 1.4%
Value ($000) $2,664 Shares 180,744 Est. Cost $24.21 Unrealized
Morgan Stanley China A Share Fund 1.3%
Value ($000) $2,417 Shares 142,854 Est. Cost $23.15 Unrealized
LEN Lennar Corp. 1.2%
Value ($000) $2,394 Shares 49,500 Est. Cost $35.37 Unrealized +5.6%
Nuveen Credit Strategies Income Fund 1.2%
Value ($000) $2,300 Shares 290,784 Est. Cost $8.98 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd. 1.2%
Value ($000) $2,264 Shares 40,943 Est. Cost $34.23 Unrealized +40.7%
Source Capital Corp. 1.1%
Value ($000) $2,201 Shares 61,786 Est. Cost $66.27 Unrealized
XJEQX Aberdeen Japan Equity Fund, Inc. 1.1%
Value ($000) $2,175 Shares 296,310 Est. Cost $6.72 Unrealized
Gabelli Dividend & Income Trust 1.1%
Value ($000) $2,098 Shares 113,554 Est. Cost $20.10 Unrealized
Cohen & Steers Infrastructure Fund, Inc. 1.1%
Value ($000) $2,044 Shares 103,184 Est. Cost $19.80 Unrealized
Salient Midstream & MLP Fund 1.0%
Value ($000) $1,836 Shares 229,476 Est. Cost $20.80 Unrealized
Royce Value Trust Inc. 0.9%
Value ($000) $1,797 Shares 153,442 Est. Cost $14.91 Unrealized
Cohen & Steers Closed-End Opportunity Fund, Inc. 0.9%
Value ($000) $1,761 Shares 161,725 Est. Cost $10.94 Unrealized
SEB Seaboard Corp. 0.9%
Value ($000) $1,742 Shares 580 Est. Cost $2669.93 Unrealized +2.8%
Zweig Total Return Fund Inc. 0.9%
Value ($000) $1,687 Shares 140,681 Est. Cost $12.92 Unrealized
CCL Carnival Corp. 0.8%
Value ($000) $1,636 Shares 31,000 Est. Cost $29.65 Unrealized +42.9%
CWCO Consolidated Water Co. Ltd. 0.8%
Value ($000) $1,576 Shares 129,538 Est. Cost $8.64 Unrealized +4.4%
New Germany Fund, Inc. 0.8%
Value ($000) $1,545 Shares 109,643 Est. Cost $16.90 Unrealized
Royal Dutch Shell PLC 0.8%
Value ($000) $1,496 Shares 880 Est. Cost $1573.18 Unrealized
NEE NextEra Energy, Inc. 0.8%
Value ($000) $1,460 Shares 12,337 Est. Cost $19.51 Unrealized +11.8%
Cornerstone Strategic Value Fund Inc. 0.7%
Value ($000) $1,433 Shares 97,877 Est. Cost $15.70 Unrealized
WSO Watsco Inc. 0.7%
Value ($000) $1,361 Shares 10,100 Est. Cost $84.60 Unrealized +43.4%
Tortoise Energy Infrastructure 0.7%
Value ($000) $1,320 Shares 53,642 Est. Cost $28.31 Unrealized
Tekla Healthcare Investors 0.7%
Value ($000) $1,294 Shares 53,911 Est. Cost $27.60 Unrealized
Diversified Real Asset Income Fund 0.7%
Value ($000) $1,279 Shares 80,933 Est. Cost $17.73 Unrealized
Spirit Airlines, Inc. 0.6%
Value ($000) $1,247 Shares 26,000 Est. Cost $64.00 Unrealized
XFDEX First Trust Dynamic Europe Equity Income Fund 0.6%
Value ($000) $1,244 Shares 74,551 Est. Cost $17.16 Unrealized
Japan Smaller Capitalization Fund Inc. 0.6%
Value ($000) $1,243 Shares 128,855 Est. Cost $8.94 Unrealized
Special Opportunities Fund, Inc. 0.6%
Value ($000) $1,209 Shares 92,527 Est. Cost $13.20 Unrealized
CX Cemex, S.A.B. de C.V. 0.6%
Value ($000) $1,206 Shares 165,672 Est. Cost $9.92 Unrealized
FMX Fomento Economico Mexicano, S.A.B. de C.V. 0.6%
Value ($000) $1,156 Shares 12,000 Est. Cost $99.61 Unrealized
Central Securities Corp. 0.5%
Value ($000) $1,043 Shares 54,503 Est. Cost $21.19 Unrealized
The Korea Fund, Inc. 0.5%
Value ($000) $1,005 Shares 30,935 Est. Cost $34.59 Unrealized
Guggenheim Enhanced Equity Strategy Fund 0.5%
Value ($000) $998 Shares 65,553 Est. Cost $16.70 Unrealized
Tortoise MLP Fund, Inc. 0.5%
Value ($000) $974 Shares 59,618 Est. Cost $20.91 Unrealized
Avianca Holdings S.A. 0.5%
Value ($000) $956 Shares 192,368 Est. Cost $8.71 Unrealized
Atlantic Tele Network, Inc. 0.5%
Value ($000) $909 Shares 11,988 Est. Cost $55.61 Unrealized
BPOP Popular, Inc. 0.4%
Value ($000) $830 Shares 29,000 Est. Cost $24.15 Unrealized -17.2%
Tortoise Energy Independence Fund, Inc. 0.4%
Value ($000) $810 Shares 70,905 Est. Cost $11.32 Unrealized
TV Grupo Televisa, S.A.B. 0.4%
Value ($000) $780 Shares 28,400 Est. Cost $25.22 Unrealized
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund 0.4%
Value ($000) $777 Shares 63,367 Est. Cost $12.38 Unrealized
Clough Global Opportunities Fund 0.4%
Value ($000) $742 Shares 77,490 Est. Cost $12.38 Unrealized
VAC Marriott Vacations Worldwide Corp. 0.4%
Value ($000) $735 Shares 10,890 Est. Cost $65.63 Unrealized -13.8%
KOF Coca Cola Femsa S.A.B. de C.V. 0.4%
Value ($000) $731 Shares 8,799 Est. Cost $138.37 Unrealized
Gabelli Multimedia Trust Inc. 0.4%
Value ($000) $727 Shares 98,873 Est. Cost $9.28 Unrealized
PIMCO Income Strategy Fund 0.4%
Value ($000) $723 Shares 75,643 Est. Cost $9.94 Unrealized
Nuveen Multi-Market Income Fund, Inc. 0.4%
Value ($000) $721 Shares 100,039 Est. Cost $7.49 Unrealized
Apollo Tactical Income Fund Inc 0.4%
Value ($000) $708 Shares 51,993 Est. Cost $16.55 Unrealized
America Movil S.A.B. de C.V. 0.4%
Value ($000) $694 Shares 44,690 Est. Cost $21.75 Unrealized
Guggenheim Enhanced Equity Income Fund 0.4%
Value ($000) $680 Shares 93,259 Est. Cost $7.26 Unrealized
Bancolombia S.A. 0.3%
Value ($000) $676 Shares 19,780 Est. Cost $55.58 Unrealized
Tortoise Power and Energy Infrastructure Fund, Inc. 0.3%
Value ($000) $663 Shares 38,132 Est. Cost $17.20 Unrealized
First Trust High Income Long/Short Fund 0.3%
Value ($000) $660 Shares 45,165 Est. Cost $17.25 Unrealized
PIMCO Income Opportunity Fund 0.3%
Value ($000) $637 Shares 30,704 Est. Cost $21.17 Unrealized
Liberty All-Star Growth Fund, Inc. 0.3%
Value ($000) $561 Shares 138,452 Est. Cost $5.04 Unrealized
Taiwan Fund, Inc. 0.3%
Value ($000) $544 Shares 35,021 Est. Cost $17.61 Unrealized
Morgan Stanley Emerging Markets Domestic Debt Fund 0.3%
Value ($000) $535 Shares 70,000 Est. Cost $7.50 Unrealized
Bancroft Fund Ltd. 0.3%
Value ($000) $526 Shares 29,293 Est. Cost $17.68 Unrealized
Macquarie Global Infrastructure Total Return Fund Inc. 0.3%
Value ($000) $488 Shares 24,272 Est. Cost $21.01 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.2%
Value ($000) $482 Shares 58,714 Est. Cost $9.05 Unrealized
MLM Martin Marietta Materials Inc. 0.2%
Value ($000) $479 Shares 3,000 Est. Cost $99.70 Unrealized +27.9%
NSC Norfolk Southern Corp. 0.2%
Value ($000) $479 Shares 5,750 Est. Cost $58.90 Unrealized +4.5%
AllianceBernstein National Municipal Income Fund 0.2%
Value ($000) $472 Shares 32,679 Est. Cost $13.69 Unrealized
LIVN LivaNova PLC 0.2%
Value ($000) $450 Shares 8,330 Est. Cost $60.69 Unrealized -8.4%
Alliance California Municipal Income Fund, Inc. 0.2%
Value ($000) $431 Shares 29,045 Est. Cost $13.82 Unrealized
VMC Vulcan Materials Company 0.2%
Value ($000) $422 Shares 4,000 Est. Cost $46.69 Unrealized +86.5%
EWW iShares MSCI Mexico Capped 0.2%
Value ($000) $419 Shares 7,800 Est. Cost $56.31 Unrealized
LMP Capital and Income Fund, Inc. 0.2%
Value ($000) $408 Shares 33,012 Est. Cost $16.00 Unrealized
Nuveen Dividend Advantage Municipal Income Fund 0.2%
Value ($000) $376 Shares 24,760 Est. Cost $14.29 Unrealized
Delaware Enhanced Global Dividend & Income Fund 0.2%
Value ($000) $357 Shares 39,049 Est. Cost $11.61 Unrealized
Nuveen Quality Municipal Fund, Inc. 0.2%
Value ($000) $333 Shares 23,406 Est. Cost $13.59 Unrealized
FCX Freeport McMoran Copper & Gold 0.2%
Value ($000) $331 Shares 32,000 Est. Cost $23.60 Unrealized -73.0%
EVTC Evertec Inc. 0.2%
Value ($000) $331 Shares 23,643 Est. Cost $20.34 Unrealized -39.0%
Nuveen Global High Income Fund 0.2%
Value ($000) $325 Shares 23,465 Est. Cost $17.24 Unrealized
Tahoe Resources Inc. 0.2%
Value ($000) $320 Shares 31,900 Est. Cost $13.64 Unrealized
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.2%
Value ($000) $312 Shares 35,485 Est. Cost $8.85 Unrealized
Sprott Focus Trust, Inc. 0.2%
Value ($000) $311 Shares 51,139 Est. Cost $7.19 Unrealized
BNS The Bank of Nova Scotia 0.2%
Value ($000) $293 Shares 6,000 Est. Cost $29.69 Unrealized -14.1%
Cohen & Steers Total Return Realty Fund 0.1%
Value ($000) $287 Shares 21,910 Est. Cost $12.41 Unrealized
PIMCO Income Strategy Fund II 0.1%
Value ($000) $286 Shares 32,730 Est. Cost $9.13 Unrealized
BlackRock Multi-Sector Income Trust 0.1%
Value ($000) $283 Shares 17,911 Est. Cost $16.44 Unrealized
Templeton Dragon Fund, Inc. 0.1%
Value ($000) $276 Shares 16,095 Est. Cost $20.59 Unrealized
WU The Western Union Company 0.1%
Value ($000) $270 Shares 14,000 Est. Cost $17.44 Unrealized
Mexico Equity and Income Fund, Inc. 0.1%
Value ($000) $252 Shares 22,466 Est. Cost $13.86 Unrealized
BlackRock Credit Allocation Income Trust 0.1%
Value ($000) $244 Shares 19,474 Est. Cost $12.96 Unrealized
The Mexico Fund, Inc. 0.1%
Value ($000) $239 Shares 13,345 Est. Cost $18.19 Unrealized
Nuveen Dividend Advantage Municipal Fund 2 0.1%
Value ($000) $234 Shares 15,757 Est. Cost $14.05 Unrealized
Putnam Premier Income Trust 0.1%
Value ($000) $229 Shares 48,242 Est. Cost $5.36 Unrealized
Aberdeen Singapore Fund, Inc. 0.1%
Value ($000) $227 Shares 25,217 Est. Cost $12.71 Unrealized
Nuveen S&P 500 Dynamic Overwrite Fund 0.1%
Value ($000) $225 Shares 16,878 Est. Cost $13.59 Unrealized
Zweig Fund, Inc. 0.1%
Value ($000) $224 Shares 17,383 Est. Cost $12.81 Unrealized
ClearBridge Energy MLP Total Return Fund Inc. 0.1%
Value ($000) $216 Shares 20,797 Est. Cost $13.76 Unrealized
FDP Fresh Del Monte Produce Inc. 0.1%
Value ($000) $210 Shares 5,000 Est. Cost $21.57 Unrealized +55.2%
Era Group Inc. 0.1%
Value ($000) $202 Shares 21,515 Est. Cost $21.75 Unrealized
MFS High Income Municipal Trust 0.1%
Value ($000) $197 Shares 38,334 Est. Cost $4.86 Unrealized
Cushing Renaissance Fund 0.1%
Value ($000) $192 Shares 13,705 Est. Cost $25.32 Unrealized
Brookfield Global Listed Infrastructure Income Fund 0.1%
Value ($000) $190 Shares 16,701 Est. Cost $16.41 Unrealized
GILD Gilead Sciences Inc. 0.1%
Value ($000) $184 Shares 2,000 Est. Cost $72.12 Unrealized -12.0%
ADM Archer Daniels Midland Company 0.1%
Value ($000) $182 Shares 5,000 Est. Cost $33.53 Unrealized -22.6%
BlackRock Municipal Target Term Trust 0.1%
Value ($000) $180 Shares 7,848 Est. Cost $21.57 Unrealized
Morgan Stanley Emerging Market Debt Fund, Inc. 0.1%
Value ($000) $175 Shares 19,899 Est. Cost $10.17 Unrealized
Blackstone/GSO Strategic Credit Fund 0.1%
Value ($000) $167 Shares 12,281 Est. Cost $16.64 Unrealized
Morgan Stanley Asia Pacific Fund 0.1%
Value ($000) $163 Shares 11,901 Est. Cost $15.72 Unrealized
Nuveen Select Quality Municipal Fund, Inc. 0.1%
Value ($000) $160 Shares 10,890 Est. Cost $13.59 Unrealized
Thai Fund, Inc. 0.1%
Value ($000) $158 Shares 21,036 Est. Cost $18.23 Unrealized
Eagle Growth and Income Opportunities Fund 0.1%
Value ($000) $157 Shares 9,589 Est. Cost $15.12 Unrealized
Nuveen Municipal Opportunity Fund, Inc. 0.1%
Value ($000) $157 Shares 10,671 Est. Cost $14.34 Unrealized
Nuveen Select Tax-Free Income Portfolio 3 0.1%
Value ($000) $156 Shares 10,500 Est. Cost $14.75 Unrealized
IHI iShares US Medical Devices 0.1%
Value ($000) $153 Shares 1,250 Est. Cost $122.34 Unrealized
MFS Investment Grade Municipal Trust 0.1%
Value ($000) $142 Shares 14,000 Est. Cost $10.12 Unrealized
Aberdeen Indonesia Fund, Inc. 0.1%
Value ($000) $141 Shares 23,603 Est. Cost $11.62 Unrealized
Pacholder High Yield Fund, Inc. 0.1%
Value ($000) $140 Shares 22,075 Est. Cost $7.36 Unrealized
Nuveen Flexible Investment Income Fund 0.1%
Value ($000) $137 Shares 8,881 Est. Cost $16.81 Unrealized
JPMorgan China Region Fund, Inc. 0.1%
Value ($000) $134 Shares 9,067 Est. Cost $15.16 Unrealized
Inovio Pharmaceuticals, Inc. 0.1%
Value ($000) $131 Shares 15,000 Est. Cost $8.13 Unrealized
Nuveen Municipal Market Opportunity Fund, Inc. 0.1%
Value ($000) $124 Shares 8,685 Est. Cost $14.21 Unrealized
Aberdeen Asia-Pacific Income Fund, Inc. 0.1%
Value ($000) $124 Shares 24,700 Est. Cost $6.02 Unrealized
Morgan Stanley India Investment Fund 0.1%
Value ($000) $124 Shares 4,967 Est. Cost $15.45 Unrealized
Teekay LNG Partners LP 0.1%
Value ($000) $122 Shares 9,589 Est. Cost $43.61 Unrealized
DTF Tax-Free Income Inc. 0.1%
Value ($000) $121 Shares 7,660 Est. Cost $15.36 Unrealized
New Ireland Fund, Inc. 0.1%
Value ($000) $120 Shares 9,269 Est. Cost $11.20 Unrealized
Eaton Vance Risk-Managed Diversified Equity Income Fund 0.1%
Value ($000) $119 Shares 12,500 Est. Cost $10.80 Unrealized
Nuveen Tax-Advantaged Dividend Growth Fund 0.1%
Value ($000) $117 Shares 8,555 Est. Cost $13.94 Unrealized
TCW Strategic Income Fund, Inc. 0.1%
Value ($000) $115 Shares 22,000 Est. Cost $5.40 Unrealized
First Trust Mortgage Income Fund 0.1%
Value ($000) $114 Shares 7,935 Est. Cost $15.88 Unrealized
IBB iShares Nasdaq Biotechnology 0.1%
Value ($000) $114 Shares 436 Est. Cost $260.52 Unrealized
European Equity Fund, Inc. 0.1%
Value ($000) $114 Shares 14,448 Est. Cost $7.23 Unrealized
BlackRock Resources & Commodities Strategy Trust 0.1%
Value ($000) $114 Shares 15,756 Est. Cost $11.52 Unrealized
Royce Global Value Trust, Inc. 0.1%
Value ($000) $114 Shares 15,509 Est. Cost $8.91 Unrealized
Seacor Holdings, Inc. 0.1%
Value ($000) $109 Shares 2,000 Est. Cost $83.00 Unrealized
First Trust New Opportunities MLP & Energy Fund 0.1%
Value ($000) $109 Shares 9,051 Est. Cost $16.31 Unrealized
Cushing MLP Total Return Fund 0.1%
Value ($000) $108 Shares 10,899 Est. Cost $11.77 Unrealized
YieldShares High Income ETF 0.1%
Value ($000) $107 Shares 5,900 Est. Cost $17.80 Unrealized
Cornerstone Total Return Fund, Inc. 0.1%
Value ($000) $107 Shares 6,657 Est. Cost $16.84 Unrealized
Dreyfus Municipal Bond Infrastructure Fund, Inc. 0.1%
Value ($000) $106 Shares 8,017 Est. Cost $12.40 Unrealized
MRK Merck & Co. Inc. 0.1%
Value ($000) $106 Shares 2,000 Est. Cost $37.58 Unrealized -4.1%
AMGN Amgen Inc. 0.1%
Value ($000) $105 Shares 700 Est. Cost $115.39 Unrealized -4.0%
Calamos Global Dynamic Income Fund 0.1%
Value ($000) $104 Shares 14,800 Est. Cost $7.16 Unrealized
EQS Equus Total Return, Inc. 0.1%
Value ($000) $104 Shares 65,309 Est. Cost $2.08 Unrealized -23.4%
Eaton Vance Municipal Income 2028 Term Trust 0.1%
Value ($000) $102 Shares 5,186 Est. Cost $19.67 Unrealized
GDL Fund 0.1%
Value ($000) $100 Shares 9,961 Est. Cost $11.40 Unrealized
Deutsche Multi-Market Income Trust 0.0%
Value ($000) $96 Shares 12,133 Est. Cost $8.57 Unrealized
Nuveen Dividend Advantage Municipal Fund 3 0.0%
Value ($000) $95 Shares 6,352 Est. Cost $13.24 Unrealized
Nuveen Municipal Advantage Fund, Inc. 0.0%
Value ($000) $93 Shares 6,500 Est. Cost $14.19 Unrealized
Cohen & Steers MLP Income and Energy Opportunity Fund 0.0%
Value ($000) $88 Shares 10,951 Est. Cost $14.00 Unrealized
Nuveen Quality Income Municipal Fund, Inc. 0.0%
Value ($000) $88 Shares 6,000 Est. Cost $14.39 Unrealized
BlackRock Utility & Infrastructure Trust 0.0%
Value ($000) $88 Shares 4,746 Est. Cost $17.80 Unrealized
PSMT PriceSmart Inc. 0.0%
Value ($000) $85 Shares 1,000 Est. Cost $74.69 Unrealized -8.0%
Nuveen Connecticut Premium Income Municipal Fund 0.0%
Value ($000) $85 Shares 6,400 Est. Cost $13.28 Unrealized
BlackRock MuniHoldings Quality Fund II, Inc. 0.0%
Value ($000) $84 Shares 6,000 Est. Cost $14.00 Unrealized
XBTAX BlackRock Long-Term Municipal Advantage Trust 0.0%
Value ($000) $83 Shares 7,000 Est. Cost $11.76 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 0.0%
Value ($000) $81 Shares 5,702 Est. Cost $14.21 Unrealized
Invesco Pennsylvania Value Municipal Income Trust 0.0%
Value ($000) $81 Shares 6,000 Est. Cost $13.33 Unrealized
JPMorgan Alerian MLP Index ETN 0.0%
Value ($000) $81 Shares 3,000 Est. Cost $34.67 Unrealized
Celgene Corporation 0.0%
Value ($000) $80 Shares 800 Est. Cost $108.75 Unrealized
Avenue Income Credit Strategies Fund 0.0%
Value ($000) $79 Shares 7,176 Est. Cost $17.38 Unrealized
Velocity Shares Daily Inverse VIX 0.0%
Value ($000) $78 Shares 3,000 Est. Cost $25.67 Unrealized
Eaton Vance California Municipal Income Trust 0.0%
Value ($000) $78 Shares 5,427 Est. Cost $13.17 Unrealized
ClearBridge American Energy MLP Fund Inc. 0.0%
Value ($000) $77 Shares 10,992 Est. Cost $8.16 Unrealized
Nuveen New York AMT-Free Municipal Income Fund 0.0%
Value ($000) $77 Shares 5,700 Est. Cost $13.51 Unrealized
Brookfield Mortgage Opportunity Income Fund 0.0%
Value ($000) $73 Shares 5,001 Est. Cost $16.60 Unrealized
ClearBridge Energy MLP Opportunity Fund Inc. 0.0%
Value ($000) $71 Shares 6,306 Est. Cost $14.43 Unrealized
Nuveen Intermediate Duration Quality Municipal Term Fund 0.0%
Value ($000) $69 Shares 5,100 Est. Cost $13.53 Unrealized
Invesco Municipal Trust 0.0%
Value ($000) $67 Shares 5,000 Est. Cost $13.40 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $63 Shares 4,616 Est. Cost $15.65 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.0%
Value ($000) $61 Shares 5,317 Est. Cost $11.99 Unrealized
Market Vectors Gold Miners ETF 0.0%
Value ($000) $60 Shares 3,000 Est. Cost $24.33 Unrealized
XXCHNXX China Fund, Inc. 0.0%
Value ($000) $59 Shares 4,000 Est. Cost $20.00 Unrealized
Nuveen Diversified Dividend and Income Fund 0.0%
Value ($000) $59 Shares 5,406 Est. Cost $11.76 Unrealized
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 0.0%
Value ($000) $58 Shares 4,964 Est. Cost $17.89 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.0%
Value ($000) $55 Shares 5,000 Est. Cost $11.84 Unrealized
Goldman Sachs MLP and Energy Renaissance Fund 0.0%
Value ($000) $55 Shares 10,000 Est. Cost $5.50 Unrealized
Duff & Phelps Select Energy MLP Fund Inc. 0.0%
Value ($000) $54 Shares 10,000 Est. Cost $6.00 Unrealized
General Electric Company 0.0%
Value ($000) $53 Shares 1,673 Est. Cost $31.68 Unrealized
SPG Simon Property Group Inc. 0.0%
Value ($000) $53 Shares 253 Est. Cost $115.91 Unrealized 0.0%
VOD Vodafone Group PLC 0.0%
Value ($000) $52 Shares 1,619 Est. Cost $36.03 Unrealized
ING ING Groep N.V. 0.0%
Value ($000) $51 Shares 4,247 Est. Cost $13.70 Unrealized
AZN AstraZeneca PLC 0.0%
Value ($000) $50 Shares 1,759 Est. Cost $31.77 Unrealized
Asia Pacific Fund 0.0%
Value ($000) $49 Shares 5,150 Est. Cost $10.17 Unrealized
TMO Thermo Fisher Scientific, Inc. 0.0%
Value ($000) $49 Shares 347 Est. Cost $130.26 Unrealized 0.0%
KHC The Kraft Heinz Company 0.0%
Value ($000) $48 Shares 608 Est. Cost $48.31 Unrealized 0.0%
Legg Mason BW Global Income Opportunities Fund 0.0%
Value ($000) $48 Shares 3,864 Est. Cost $16.99 Unrealized
Western Asset Worldwide Income Fund Inc. 0.0%
Value ($000) $47 Shares 4,506 Est. Cost $9.99 Unrealized
TIP iShares TIPS Bond 0.0%
Value ($000) $47 Shares 410 Est. Cost $112.00 Unrealized
MCD McDonald's Corp. 0.0%
Value ($000) $47 Shares 376 Est. Cost $93.96 Unrealized 0.0%
MMM 3M Company 0.0%
Value ($000) $46 Shares 278 Est. Cost $92.76 Unrealized 0.0%
SK Telecom Co. Ltd. 0.0%
Value ($000) $46 Shares 2,284 Est. Cost $25.56 Unrealized
JPM JPMorgan Chase & Co. 0.0%
Value ($000) $45 Shares 759 Est. Cost $44.86 Unrealized 0.0%
MET MetLife, Inc. 0.0%
Value ($000) $45 Shares 1,020 Est. Cost $26.74 Unrealized 0.0%
BIDU Baidu, Inc. 0.0%
Value ($000) $43 Shares 226 Est. Cost $202.81 Unrealized
TEVA Teva Pharmaceutical Industries Limited 0.0%
Value ($000) $43 Shares 812 Est. Cost $61.13 Unrealized
LLY Eli Lilly and Company 0.0%
Value ($000) $43 Shares 600 Est. Cost $69.71 Unrealized -8.2%
Karyopharm Therapeutics Inc. 0.0%
Value ($000) $43 Shares 4,868 Est. Cost $31.87 Unrealized
DoubleLine Income Solutions Fund 0.0%
Value ($000) $42 Shares 2,500 Est. Cost $20.58 Unrealized
ABT Abbott Laboratories 0.0%
Value ($000) $42 Shares 1,014 Est. Cost $33.00 Unrealized 0.0%
Delaware Investments Dividend & Income Fund, Inc. 0.0%
Value ($000) $41 Shares 4,492 Est. Cost $8.30 Unrealized
Advent Claymore Convertible Securities & Income Fund II 0.0%
Value ($000) $41 Shares 7,516 Est. Cost $5.46 Unrealized
PCM Fund Inc. 0.0%
Value ($000) $41 Shares 4,309 Est. Cost $9.72 Unrealized
Shire PLC 0.0%
Value ($000) $40 Shares 233 Est. Cost $216.08 Unrealized
Aberdeen Israel Fund, Inc. 0.0%
Value ($000) $40 Shares 2,322 Est. Cost $14.55 Unrealized
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund 0.0%
Value ($000) $40 Shares 1,835 Est. Cost $21.80 Unrealized
VZ Verizon Communications Inc. 0.0%
Value ($000) $39 Shares 726 Est. Cost $30.04 Unrealized 0.0%
WMT Wal-Mart Stores Inc. 0.0%
Value ($000) $39 Shares 571 Est. Cost $18.31 Unrealized 0.0%
KO The Coca-Cola Company 0.0%
Value ($000) $39 Shares 836 Est. Cost $31.84 Unrealized 0.0%
MO Altria Group, Inc. 0.0%
Value ($000) $39 Shares 615 Est. Cost $31.08 Unrealized 0.0%
PFE Pfizer Inc. 0.0%
Value ($000) $38 Shares 1,288 Est. Cost $18.68 Unrealized 0.0%
Central Europe Russia and Turkey Fund 0.0%
Value ($000) $38 Shares 2,028 Est. Cost $29.83 Unrealized
United Technologies Corporation 0.0%
Value ($000) $38 Shares 381 Est. Cost $99.74 Unrealized
TD The Toronto-Dominion Bank 0.0%
Value ($000) $37 Shares 862 Est. Cost $38.60 Unrealized 0.0%
HD The Home Depot, Inc. 0.0%
Value ($000) $37 Shares 279 Est. Cost $98.37 Unrealized 0.0%
BAP Credicorp Ltd. 0.0%
Value ($000) $37 Shares 285 Est. Cost $107.81 Unrealized -21.2%
PM Philip Morris International, Inc. 0.0%
Value ($000) $37 Shares 377 Est. Cost $55.87 Unrealized 0.0%
Neuberger Berman Real Estate Securities Income Fund 0.0%
Value ($000) $37 Shares 7,218 Est. Cost $4.83 Unrealized
Morgan Stanley Income Securities Inc. 0.0%
Value ($000) $37 Shares 2,125 Est. Cost $16.98 Unrealized
MSFT Microsoft Corporation 0.0%
Value ($000) $36 Shares 658 Est. Cost $46.08 Unrealized 0.0%
AllianzGI Equity & Convertible Income Fund 0.0%
Value ($000) $36 Shares 2,000 Est. Cost $19.33 Unrealized
Royce Micro-Cap Trust, Inc. 0.0%
Value ($000) $36 Shares 5,204 Est. Cost $9.31 Unrealized
ASML ASML Holding NV 0.0%
Value ($000) $36 Shares 358 Est. Cost $96.66 Unrealized
PG The Procter & Gamble Company 0.0%
Value ($000) $36 Shares 433 Est. Cost $61.64 Unrealized 0.0%
CNQ Canadian Natural Resources Limited 0.0%
Value ($000) $35 Shares 1,287 Est. Cost $8.63 Unrealized -19.5%
Unilever NV 0.0%
Value ($000) $35 Shares 790 Est. Cost $43.04 Unrealized
Clough Global Allocation Fund 0.0%
Value ($000) $35 Shares 3,000 Est. Cost $13.33 Unrealized
XOM Exxon Mobil Corporation 0.0%
Value ($000) $35 Shares 415 Est. Cost $51.96 Unrealized 0.0%
Putnam High Income Securities Fund 0.0%
Value ($000) $35 Shares 4,764 Est. Cost $7.92 Unrealized
AEP American Electric Power Co., Inc. 0.0%
Value ($000) $35 Shares 528 Est. Cost $43.68 Unrealized 0.0%
NKE Nike, Inc. 0.0%
Value ($000) $34 Shares 560 Est. Cost $53.20 Unrealized 0.0%
Eaton Vance Limited Duration Income Fund 0.0%
Value ($000) $34 Shares 2,600 Est. Cost $15.26 Unrealized
JNJ Johnson & Johnson 0.0%
Value ($000) $34 Shares 312 Est. Cost $78.77 Unrealized 0.0%
USB U.S. Bancorp 0.0%
Value ($000) $34 Shares 831 Est. Cost $27.80 Unrealized 0.0%
Turkish Investment Fund, Inc. 0.0%
Value ($000) $34 Shares 3,727 Est. Cost $15.87 Unrealized
SBSAA Spanish Broadcasting System Inc. 0.0%
Value ($000) $34 Shares 10,030 Est. Cost $3.90 Unrealized -14.3%
FDX FedEx Corporation 0.0%
Value ($000) $33 Shares 200 Est. Cost $118.51 Unrealized +0.6%
D Dominion Resources, Inc. 0.0%
Value ($000) $33 Shares 435 Est. Cost $46.10 Unrealized 0.0%
BMRN BioMarin Pharmaceutical Inc. 0.0%
Value ($000) $33 Shares 400 Est. Cost $133.58 Unrealized -39.1%
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $32 Shares 470 Est. Cost $50.37 Unrealized 0.0%
LBTYAUSD Liberty Global PLC 0.0%
Value ($000) $32 Shares 834 Est. Cost $49.21 Unrealized
China Petroleum & Chemical Corp. 0.0%
Value ($000) $32 Shares 489 Est. Cost $61.35 Unrealized
CVS CVS Health Corporation 0.0%
Value ($000) $32 Shares 313 Est. Cost $72.40 Unrealized 0.0%
TM Toyota Motor Corporation 0.0%
Value ($000) $32 Shares 303 Est. Cost $135.48 Unrealized
Delphi Automotive PLC 0.0%
Value ($000) $31 Shares 413 Est. Cost $84.75 Unrealized
National Grid PLC 0.0%
Value ($000) $31 Shares 428 Est. Cost $70.09 Unrealized
BTI British America Tobacco PLC 0.0%
Value ($000) $31 Shares 266 Est. Cost $104.69 Unrealized
ASA Gold and Precious Metals Limited 0.0%
Value ($000) $31 Shares 3,000 Est. Cost $12.55 Unrealized
HDB HDFC Bank Ltd. 0.0%
Value ($000) $30 Shares 487 Est. Cost $59.55 Unrealized
GW Pharmaceuticals PLC 0.0%
Value ($000) $30 Shares 414 Est. Cost $83.48 Unrealized
Aberdeen Chile Fund Inc. 0.0%
Value ($000) $29 Shares 4,800 Est. Cost $7.20 Unrealized
DEO Diageo PLC 0.0%
Value ($000) $29 Shares 268 Est. Cost $108.21 Unrealized
INTC Intel Corporation 0.0%
Value ($000) $29 Shares 896 Est. Cost $24.39 Unrealized 0.0%
CB Chubb Limited 0.0%
Value ($000) $29 Shares 246 Est. Cost $96.06 Unrealized 0.0%
Prudential Short Duration High Yield Fund, Inc. 0.0%
Value ($000) $29 Shares 1,891 Est. Cost $15.28 Unrealized
LYB LyondellBasell Industries N.V. 0.0%
Value ($000) $29 Shares 336 Est. Cost $48.88 Unrealized -6.4%
RENN Global Entrepreneurs Fund, Inc. 0.0%
Value ($000) $29 Shares 28,272 Est. Cost $1.51 Unrealized
LYG Lloyds Banking Group PLC 0.0%
Value ($000) $28 Shares 7,211 Est. Cost $4.46 Unrealized
Ingersoll-Rand PLC 0.0%
Value ($000) $28 Shares 457 Est. Cost $67.15 Unrealized
Nuveen Maryland Premium Income Municipal Fund 0.0%
Value ($000) $27 Shares 2,000 Est. Cost $12.50 Unrealized
SLB Schlumberger Limited 0.0%
Value ($000) $27 Shares 370 Est. Cost $53.13 Unrealized 0.0%
Gabelli Global Utility & Income Trust 0.0%
Value ($000) $26 Shares 1,463 Est. Cost $19.70 Unrealized
Invesco Quality Municipal Income Trust 0.0%
Value ($000) $26 Shares 2,000 Est. Cost $12.50 Unrealized
VIPS Vipshop Holdings Limited 0.0%
Value ($000) $25 Shares 1,926 Est. Cost $23.68 Unrealized
Ladenburg Thalmann Financial Services Inc. 0.0%
Value ($000) $25 Shares 10,000 Est. Cost $3.50 Unrealized
ALLE Allegion PLC 0.0%
Value ($000) $25 Shares 386 Est. Cost $54.61 Unrealized 0.0%
Mallinckrodt Public Limited Company 0.0%
Value ($000) $25 Shares 405 Est. Cost $105.87 Unrealized
Nasdaq Premium Income & Growth Fund 0.0%
Value ($000) $25 Shares 1,348 Est. Cost $17.35 Unrealized
NXPI NXP Semiconductors NV 0.0%
Value ($000) $24 Shares 302 Est. Cost $80.11 Unrealized -17.3%
Swiss Helvetia Fund Inc. 0.0%
Value ($000) $24 Shares 2,316 Est. Cost $13.10 Unrealized
John Hancock Premium Dividend Fund 0.0%
Value ($000) $23 Shares 1,509 Est. Cost $13.23 Unrealized
PUK Prudential PLC 0.0%
Value ($000) $23 Shares 605 Est. Cost $49.45 Unrealized
Sensata Technologies Holding NV 0.0%
Value ($000) $21 Shares 539 Est. Cost $55.54 Unrealized
BCS Barclays PLC 0.0%
Value ($000) $21 Shares 2,384 Est. Cost $14.86 Unrealized
Ares Dynamic Credit Allocation Fund, Inc. 0.0%
Value ($000) $21 Shares 1,596 Est. Cost $13.78 Unrealized
IBN ICIC Bank Ltd. 0.0%
Value ($000) $21 Shares 2,943 Est. Cost $10.60 Unrealized
Eaton Vance Floating-Rate Income Plus Fund 0.0%
Value ($000) $21 Shares 1,471 Est. Cost $18.11 Unrealized
Gabelli Equity Trust, Inc. 0.0%
Value ($000) $21 Shares 3,783 Est. Cost $6.53 Unrealized
Telefonica Brasil SA 0.0%
Value ($000) $21 Shares 1,697 Est. Cost $9.25 Unrealized
Deutsche Strategic Income Trust 0.0%
Value ($000) $20 Shares 1,850 Est. Cost $13.00 Unrealized
MVC Capital, Inc. 0.0%
Value ($000) $20 Shares 2,618 Est. Cost $12.66 Unrealized
TSM Taiwan Semiconductor Manufacturing Company Limited 0.0%
Value ($000) $19 Shares 711 Est. Cost $20.64 Unrealized
Fibria Celulose SA 0.0%
Value ($000) $19 Shares 2,263 Est. Cost $13.70 Unrealized
ClearBridge Energy MLP Fund Inc. 0.0%
Value ($000) $19 Shares 1,400 Est. Cost $15.00 Unrealized
China Unicom (Hong Kong) Limited 0.0%
Value ($000) $19 Shares 1,481 Est. Cost $14.84 Unrealized
Alexion Pharmaceuticals, Inc. 0.0%
Value ($000) $18 Shares 128 Est. Cost $176.75 Unrealized
INCY Incyte Corporation 0.0%
Value ($000) $18 Shares 242 Est. Cost $50.13 Unrealized +48.7%
CHKP Check Point Software Technologies Ltd. 0.0%
Value ($000) $18 Shares 202 Est. Cost $80.40 Unrealized 0.0%
PHG Koninklijke Philips N.V. 0.0%
Value ($000) $17 Shares 585 Est. Cost $29.06 Unrealized
TRIP TripAdvisor Inc. 0.0%
Value ($000) $17 Shares 262 Est. Cost $68.26 Unrealized -13.7%
Eaton Vance Tax-Advantaged Dividend Income Fund 0.0%
Value ($000) $15 Shares 800 Est. Cost $19.18 Unrealized
John Hancock Tax-Advantaged Dividend Income Fund 0.0%
Value ($000) $15 Shares 655 Est. Cost $20.13 Unrealized
EL The Estee Lauder Companies Inc. 0.0%
Value ($000) $15 Shares 160 Est. Cost $74.56 Unrealized +5.4%
FDN First Trust Dow Jones Internet ETF 0.0%
Value ($000) $14 Shares 200 Est. Cost $70.00 Unrealized
Nuveen Global Equity Income Fund 0.0%
Value ($000) $11 Shares 1,000 Est. Cost $15.00 Unrealized
VGT Vanguard Information Technology ETF 0.0%
Value ($000) $11 Shares 100 Est. Cost $96.77 Unrealized
NXRT NexPoint Residential Trust, Inc. 0.0%
Value ($000) $11 Shares 833 Est. Cost $13.21 Unrealized
ULTRF Ultrapetrol (Bahamas) Ltd. 0.0%
Value ($000) $10 Shares 36,000 Est. Cost $2.88 Unrealized -94.8%
United States Oil ETF 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $20.00 Unrealized
Eaton Vance New Jersey Municipal Bond Fund 0.0%
Value ($000) $10 Shares 676 Est. Cost $14.79 Unrealized
Eaton Vance New York Municipal Bond Fund II 0.0%
Value ($000) $9 Shares 656 Est. Cost $13.72 Unrealized
Morgan Stanley Emerging Markets Fund, Inc. 0.0%
Value ($000) $9 Shares 716 Est. Cost $14.13 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $9 Shares 1,254 Est. Cost $7.71 Unrealized
Rand Capital Corp. 0.0%
Value ($000) $9 Shares 2,000 Est. Cost $3.00 Unrealized
XLV Health Care Select Sector SPDR ETF 0.0%
Value ($000) $8 Shares 111 Est. Cost $61.61 Unrealized
Latin American Discovery Fund Inc. 0.0%
Value ($000) $7 Shares 800 Est. Cost $13.75 Unrealized
Gabelli Global Small and Mid-Cap Value Fund 0.0%
Value ($000) $7 Shares 700 Est. Cost $11.43 Unrealized
Cohen & Steers Global Income Builder, Inc. 0.0%
Value ($000) $6 Shares 635 Est. Cost $9.60 Unrealized
SKYY First Trust ISE Cloud Computing Index 0.0%
Value ($000) $6 Shares 209 Est. Cost $28.71 Unrealized
DXJ WisdomTree Japan Hedged Equity 0.0%
Value ($000) $6 Shares 143 Est. Cost $48.95 Unrealized
LMP Corporate Loan Fund Inc. 0.0%
Value ($000) $6 Shares 600 Est. Cost $10.00 Unrealized
AmpliPhi Biosciences Corporation 0.0%
Value ($000) $4 Shares 1,000 Est. Cost $4.00 Unrealized
BlackRock Limited Duration Income Trust 0.0%
Value ($000) $4 Shares 250 Est. Cost $16.00 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.0%
Value ($000) $3 Shares 200 Est. Cost $20.00 Unrealized
Wells Fargo Advantage Multi-Sector Income Fund 0.0%
Value ($000) $3 Shares 234 Est. Cost $13.95 Unrealized
Tekla Life Sciences Investors 0.0%
Value ($000) $1 Shares 62 Est. Cost $16.65 Unrealized