Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 13, 2016
Total Value: $193M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Boulder Growth and Income Fund, Inc. | 1,518,588 | $11.92M | 6.2% | $8.46 | — | COM | 101507101 |
| — | BlackRock Science and Technology Trust | 494,289 | $8.403M | 4.3% | $17.50 | — | SHS | 09258G104 |
| — | Tekla Healthcare Opportunities Fund | 524,833 | $8.35M | 4.3% | $19.78 | — | SHS | 879105104 |
| — | Adams Diversified Equity Fund, Inc. | 460,338 | $5.823M | 3.0% | $12.44 | — | COM | 006212104 |
| — | Tekla World Healthcare Fund | 378,361 | $5.308M | 2.7% | $15.30 | — | BEN INT SHS | 87911L108 |
| — | Alpine Total Dynamic Dividend Fund | 698,881 | $5.242M | 2.7% | $8.30 | — | COM SH BEN INT N | 021060207 |
| — | Tri-Continental Corp. | 245,932 | $4.909M | 2.5% | $18.48 | — | COM | 895436103 |
| — | Liberty All-Star Equity Fund | 927,754 | $4.611M | 2.4% | $5.44 | — | SH BEN INT | 530158104 |
| — | PIMCO Dynamic Credit Income Fund | 226,485 | $3.95M | 2.0% | $21.51 | — | COM SHS | 72202D106 |
| — | General American Investors Company, Inc. | 120,240 | $3.755M | 1.9% | $32.97 | — | COM | 368802104 |
| CPA | Copa Holdings SA | 50,550 | $3.425M | 1.8% | $81.78 | -48.2% | CL A | P31076105 |
| — | Virtus Total Return Fund | 747,101 | $3.175M | 1.6% | $3.96 | — | COM | 92829A103 |
| — | First Trust Energy Infrastructure Fund | 197,686 | $3.048M | 1.6% | $15.54 | — | COM | 33738C103 |
| — | Alpine Global Dynamic Dividend Fund | 348,998 | $2.977M | 1.5% | $9.89 | — | COM NEW | 02082E205 |
| — | The Herzfeld Caribbean Basin Fund, Inc. | 423,002 | $2.965M | 1.5% | $8.64 | — | COM | 42804T106 |
| — | Adams Natural Resources Fund, Inc. | 162,251 | $2.919M | 1.5% | $22.31 | — | COM | 00548F105 |
| RCL | Royal Caribbean Cruises Ltd. | 34,913 | $2.868M | 1.5% | $39.42 | +76.6% | COM | V7780T103 |
| — | Gabelli Healthcare & Wellness (Rx) Trust | 290,087 | $2.863M | 1.5% | $10.25 | — | SHS | 36246K103 |
| MINT | PIMCO Enhanced Short Maturity Active ETF | 27,907 | $2.812M | 1.5% | $100.91 | — | ENHAN SHRT MA AC | 72201R833 |
| MTZ | MasTec, Inc. | 134,927 | $2.731M | 1.4% | $27.80 | -41.1% | COM | 576323109 |
| — | RMR Real Estate Income Fund | 139,646 | $2.695M | 1.4% | $19.47 | — | COM | 76970B101 |
| NXDT | NexPoint Credit Strategies Fund | 148,018 | $2.672M | 1.4% | $5.72 | — | COM NEW | 65340G205 |
| — | Tortoise Pipeline & Energy Fund | 180,744 | $2.664M | 1.4% | $24.21 | — | COM | 89148H108 |
| — | Morgan Stanley China A Share Fund | 142,854 | $2.417M | 1.3% | $23.15 | — | COM | 617468103 |
| LEN | Lennar Corp. | 49,500 | $2.394M | 1.2% | $35.37 | +5.6% | CL A | 526057104 |
| — | Nuveen Credit Strategies Income Fund | 290,784 | $2.3M | 1.2% | $8.98 | — | COM SHS | 67073D102 |
| NCLH | Norwegian Cruise Line Holdings Ltd. | 40,943 | $2.264M | 1.2% | $34.23 | +40.7% | SHS | G66721104 |
| — | Source Capital Corp. | 61,786 | $2.201M | 1.1% | $66.27 | — | COM | 836144105 |
| XJEQX | Aberdeen Japan Equity Fund, Inc. | 296,310 | $2.175M | 1.1% | $6.72 | — | COM | 00306J109 |
| — | Gabelli Dividend & Income Trust | 113,554 | $2.098M | 1.1% | $20.10 | — | COM | 36242H104 |
| — | Cohen & Steers Infrastructure Fund, Inc. | 103,184 | $2.044M | 1.1% | $19.80 | — | COM | 19248A109 |
| — | Salient Midstream & MLP Fund | 229,476 | $1.836M | 1.0% | $20.80 | — | SH BEN INT | 79471V105 |
| — | Royce Value Trust Inc. | 153,442 | $1.797M | 0.9% | $14.91 | — | COM | 780910105 |
| — | Cohen & Steers Closed-End Opportunity Fund, Inc. | 161,725 | $1.761M | 0.9% | $10.94 | — | COM | 19248P106 |
| SEB | Seaboard Corp. | 580 | $1.742M | 0.9% | $2669.93 | +2.8% | COM | 811543107 |
| — | Zweig Total Return Fund Inc. | 140,681 | $1.687M | 0.9% | $12.92 | — | COM NEW | 989837208 |
| CCL | Carnival Corp. | 31,000 | $1.636M | 0.8% | $29.65 | +42.9% | PAIRED CTF | 143658300 |
| CWCO | Consolidated Water Co. Ltd. | 129,538 | $1.576M | 0.8% | $8.64 | +4.4% | ORD | G23773107 |
| — | New Germany Fund, Inc. | 109,643 | $1.545M | 0.8% | $16.90 | — | COM | 644465106 |
| — | Royal Dutch Shell PLC | 880 | $1.496M | 0.8% | $1573.18 | — | SPON ADR B | 780259107 |
| NEE | NextEra Energy, Inc. | 12,337 | $1.46M | 0.8% | $19.51 | +11.8% | COM | 65339F101 |
| — | Cornerstone Strategic Value Fund Inc. | 97,877 | $1.433M | 0.7% | $15.70 | — | COM | 21924B302 |
| WSO | Watsco Inc. | 10,100 | $1.361M | 0.7% | $84.60 | +43.4% | COM | 942622200 |
| — | Tortoise Energy Infrastructure | 53,642 | $1.32M | 0.7% | $28.31 | — | COM | 89147L100 |
| — | Tekla Healthcare Investors | 53,911 | $1.294M | 0.7% | $27.60 | — | SH BEN INT | 87911J103 |
| — | Diversified Real Asset Income Fund | 80,933 | $1.279M | 0.7% | $17.73 | — | COM SHS | 25533B108 |
| — | Spirit Airlines, Inc. | 26,000 | $1.247M | 0.6% | $64.00 | — | COM | 848577102 |
| XFDEX | First Trust Dynamic Europe Equity Income Fund | 74,551 | $1.244M | 0.6% | $17.16 | — | COM SHS | 33740D107 |
| — | Japan Smaller Capitalization Fund Inc. | 128,855 | $1.243M | 0.6% | $8.94 | — | COM | 47109U104 |
| — | Special Opportunities Fund, Inc. | 92,527 | $1.209M | 0.6% | $13.20 | — | COM | 84741T104 |
| CX | Cemex, S.A.B. de C.V. | 165,672 | $1.206M | 0.6% | $9.92 | — | SPON ADR NEW | 151290889 |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V. | 12,000 | $1.156M | 0.6% | $99.61 | — | SPON ADR UNITS | 344419106 |
| — | Central Securities Corp. | 54,503 | $1.043M | 0.5% | $21.19 | — | COM | 155123102 |
| — | The Korea Fund, Inc. | 30,935 | $1.005M | 0.5% | $34.59 | — | COM NEW | 500634209 |
| — | Guggenheim Enhanced Equity Strategy Fund | 65,553 | $998K | 0.5% | $16.70 | — | COM | 40167K100 |
| — | Tortoise MLP Fund, Inc. | 59,618 | $974K | 0.5% | $20.91 | — | COM | 89148B101 |
| — | Avianca Holdings S.A. | 192,368 | $956K | 0.5% | $8.71 | — | SPON ADR REP PFD | 05367G100 |
| — | Atlantic Tele Network, Inc. | 11,988 | $909K | 0.5% | $55.61 | — | COM NEW | 049079205 |
| BPOP | Popular, Inc. | 29,000 | $830K | 0.4% | $24.15 | -17.2% | COM NEW | 733174700 |
| — | Tortoise Energy Independence Fund, Inc. | 70,905 | $810K | 0.4% | $11.32 | — | COM | 89148K101 |
| TV | Grupo Televisa, S.A.B. | 28,400 | $780K | 0.4% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| — | AllianzGI NFJ Dividend, Interest & Premium Strategy Fund | 63,367 | $777K | 0.4% | $12.38 | — | COM | 01883A107 |
| — | Clough Global Opportunities Fund | 77,490 | $742K | 0.4% | $12.38 | — | SH BEN INT | 18914E106 |
| VAC | Marriott Vacations Worldwide Corp. | 10,890 | $735K | 0.4% | $65.63 | -13.8% | COM | 57164Y107 |
| KOF | Coca Cola Femsa S.A.B. de C.V. | 8,799 | $731K | 0.4% | $138.37 | — | SPON ADR REP L | 191241108 |
| — | Gabelli Multimedia Trust Inc. | 98,873 | $727K | 0.4% | $9.28 | — | COM | 36239Q109 |
| — | PIMCO Income Strategy Fund | 75,643 | $723K | 0.4% | $9.94 | — | COM | 72201H108 |
| — | Nuveen Multi-Market Income Fund, Inc. | 100,039 | $721K | 0.4% | $7.49 | — | COM | 67075J107 |
| — | Apollo Tactical Income Fund Inc | 51,993 | $708K | 0.4% | $16.55 | — | COM | 037638103 |
| — | America Movil S.A.B. de C.V. | 44,690 | $694K | 0.4% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| — | Guggenheim Enhanced Equity Income Fund | 93,259 | $680K | 0.4% | $7.26 | — | COM | 40167B100 |
| — | Bancolombia S.A. | 19,780 | $676K | 0.3% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | Tortoise Power and Energy Infrastructure Fund, Inc. | 38,132 | $663K | 0.3% | $17.20 | — | COM | 89147X104 |
| — | First Trust High Income Long/Short Fund | 45,165 | $660K | 0.3% | $17.25 | — | COM | 33738E109 |
| — | PIMCO Income Opportunity Fund | 30,704 | $637K | 0.3% | $21.17 | — | COM | 72202B100 |
| — | Liberty All-Star Growth Fund, Inc. | 138,452 | $561K | 0.3% | $5.04 | — | COM | 529900102 |
| — | Taiwan Fund, Inc. | 35,021 | $544K | 0.3% | $17.61 | — | COM | 874036106 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund | 70,000 | $535K | 0.3% | $7.50 | — | COM | 617477104 |
| — | Bancroft Fund Ltd. | 29,293 | $526K | 0.3% | $17.68 | — | COM | 059695106 |
| — | Macquarie Global Infrastructure Total Return Fund Inc. | 24,272 | $488K | 0.3% | $21.01 | — | COM | 55608D101 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 58,714 | $482K | 0.2% | $9.05 | — | COM | 00765E104 |
| NSC | Norfolk Southern Corp. | 5,750 | $479K | 0.2% | $58.90 | +4.5% | COM | 655844108 |
| MLM | Martin Marietta Materials Inc. | 3,000 | $479K | 0.2% | $99.70 | +27.9% | COM | 573284106 |
| — | AllianceBernstein National Municipal Income Fund | 32,679 | $472K | 0.2% | $13.69 | — | COM | 01864U106 |
| LIVN | LivaNova PLC | 8,330 | $450K | 0.2% | $60.69 | -8.4% | SHS | G5509L101 |
| — | Alliance California Municipal Income Fund, Inc. | 29,045 | $431K | 0.2% | $13.82 | — | COM | 018546101 |
| VMC | Vulcan Materials Company | 4,000 | $422K | 0.2% | $46.69 | +86.5% | COM | 929160109 |
| EWW | iShares MSCI Mexico Capped | 7,800 | $419K | 0.2% | $56.31 | — | MSCI MEX CAP ETF | 464286822 |
| — | LMP Capital and Income Fund, Inc. | 33,012 | $408K | 0.2% | $16.00 | — | COM | 50208A102 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 24,760 | $376K | 0.2% | $14.29 | — | COM | 67071L106 |
| — | Delaware Enhanced Global Dividend & Income Fund | 39,049 | $357K | 0.2% | $11.61 | — | COM | 246060107 |
| — | Nuveen Quality Municipal Fund, Inc. | 23,406 | $333K | 0.2% | $13.59 | — | COM | 67062N103 |
| EVTC | Evertec Inc. | 23,643 | $331K | 0.2% | $20.34 | -39.0% | COM | 30040P103 |
| FCX | Freeport McMoran Copper & Gold | 32,000 | $331K | 0.2% | $23.60 | -73.0% | CL B | 35671D857 |
| — | Nuveen Global High Income Fund | 23,465 | $325K | 0.2% | $17.24 | — | SHS | 67075G103 |
| — | Tahoe Resources Inc. | 31,900 | $320K | 0.2% | $13.64 | — | COM | 873868103 |
| — | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 35,485 | $312K | 0.2% | $8.85 | — | COM | 27829F108 |
| — | Sprott Focus Trust, Inc. | 51,139 | $311K | 0.2% | $7.19 | — | COM | 85208J109 |
| BNS | The Bank of Nova Scotia | 6,000 | $293K | 0.2% | $29.69 | -14.1% | COM | 064149107 |
| — | Cohen & Steers Total Return Realty Fund | 21,910 | $287K | 0.1% | $12.41 | — | COM | 19247R103 |
| — | PIMCO Income Strategy Fund II | 32,730 | $286K | 0.1% | $9.13 | — | COM | 72201J104 |
| — | BlackRock Multi-Sector Income Trust | 17,911 | $283K | 0.1% | $16.44 | — | COM | 09258A107 |
| — | Templeton Dragon Fund, Inc. | 16,095 | $276K | 0.1% | $20.59 | — | COM | 88018T101 |
| WU | The Western Union Company | 14,000 | $270K | 0.1% | $17.44 | — | COM | 959802109 |
| — | Mexico Equity and Income Fund, Inc. | 22,466 | $252K | 0.1% | $13.86 | — | COM | 592834105 |
| — | BlackRock Credit Allocation Income Trust | 19,474 | $244K | 0.1% | $12.96 | — | COM | 092508100 |
| — | The Mexico Fund, Inc. | 13,345 | $239K | 0.1% | $18.19 | — | COM | 592835102 |
| — | Nuveen Dividend Advantage Municipal Fund 2 | 15,757 | $234K | 0.1% | $14.05 | — | COM | 67070F100 |
| — | Putnam Premier Income Trust | 48,242 | $229K | 0.1% | $5.36 | — | SH BEN INT | 746853100 |
| — | Aberdeen Singapore Fund, Inc. | 25,217 | $227K | 0.1% | $12.71 | — | COM | 003244100 |
| — | Nuveen S&P 500 Dynamic Overwrite Fund | 16,878 | $225K | 0.1% | $13.59 | — | COM | 6706EW100 |
| — | Zweig Fund, Inc. | 17,383 | $224K | 0.1% | $12.81 | — | COM NEW | 989834205 |
| — | ClearBridge Energy MLP Total Return Fund Inc. | 20,797 | $216K | 0.1% | $13.76 | — | COM | 18469Q108 |
| FDP | Fresh Del Monte Produce Inc. | 5,000 | $210K | 0.1% | $21.57 | +55.2% | ORD | G36738105 |
| — | Era Group Inc. | 21,515 | $202K | 0.1% | $21.75 | — | COM | 26885G109 |
| — | MFS High Income Municipal Trust | 38,334 | $197K | 0.1% | $4.86 | — | SH BEN INT | 59318D104 |
| — | Cushing Renaissance Fund | 13,705 | $192K | 0.1% | $25.32 | — | COM | 231647108 |
| — | Brookfield Global Listed Infrastructure Income Fund | 16,701 | $190K | 0.1% | $16.41 | — | COM SHS | 11273Q109 |
| GILD | Gilead Sciences Inc. | 2,000 | $184K | 0.1% | $72.12 | -12.0% | COM | 375558103 |
| ADM | Archer Daniels Midland Company | 5,000 | $182K | 0.1% | $33.53 | -22.6% | COM | 039483102 |
| — | BlackRock Municipal Target Term Trust | 7,848 | $180K | 0.1% | $21.57 | — | COM SHS BN IN | 09257P105 |
| — | Morgan Stanley Emerging Market Debt Fund, Inc. | 19,899 | $175K | 0.1% | $10.17 | — | COM | 61744H105 |
| — | Blackstone/GSO Strategic Credit Fund | 12,281 | $167K | 0.1% | $16.64 | — | COM SHS BEN IN | 09257R101 |
| — | Morgan Stanley Asia Pacific Fund | 11,901 | $163K | 0.1% | $15.72 | — | COM | 61744U106 |
| — | Nuveen Select Quality Municipal Fund, Inc. | 10,890 | $160K | 0.1% | $13.59 | — | COM | 670973106 |
| — | Thai Fund, Inc. | 21,036 | $158K | 0.1% | $18.23 | — | COM | 882904105 |
| — | Eagle Growth and Income Opportunities Fund | 9,589 | $157K | 0.1% | $15.12 | — | COM SHS BEN IN | 26958J105 |
| — | Nuveen Municipal Opportunity Fund, Inc. | 10,671 | $157K | 0.1% | $14.34 | — | COM | 670984103 |
| — | Nuveen Select Tax-Free Income Portfolio 3 | 10,500 | $156K | 0.1% | $14.75 | — | SH BEN INT | 67063X100 |
| IHI | iShares US Medical Devices | 1,250 | $153K | 0.1% | $122.34 | — | U.S. MED DVC ETF | 464288810 |
| — | MFS Investment Grade Municipal Trust | 14,000 | $142K | 0.1% | $10.12 | — | SH BEN INT | 59318B108 |
| — | Aberdeen Indonesia Fund, Inc. | 23,603 | $141K | 0.1% | $11.62 | — | COM | 00305P106 |
| — | Pacholder High Yield Fund, Inc. | 22,075 | $140K | 0.1% | $7.36 | — | COM | 693742108 |
| — | Nuveen Flexible Investment Income Fund | 8,881 | $137K | 0.1% | $16.81 | — | COM | 67075B104 |
| — | JPMorgan China Region Fund, Inc. | 9,067 | $134K | 0.1% | $15.16 | — | COM | 48126T104 |
| — | Inovio Pharmaceuticals, Inc. | 15,000 | $131K | 0.1% | $8.13 | — | COM NEW | 45773H201 |
| — | Aberdeen Asia-Pacific Income Fund, Inc. | 24,700 | $124K | 0.1% | $6.02 | — | COM | 003009107 |
| — | Nuveen Municipal Market Opportunity Fund, Inc. | 8,685 | $124K | 0.1% | $14.21 | — | COM | 67062W103 |
| — | Morgan Stanley India Investment Fund | 4,967 | $124K | 0.1% | $15.45 | — | COM | 61745C105 |
| — | Teekay LNG Partners LP | 9,589 | $122K | 0.1% | $43.61 | — | PRTNRSP UNITS | Y8564M105 |
| — | DTF Tax-Free Income Inc. | 7,660 | $121K | 0.1% | $15.36 | — | COM | 23334J107 |
| — | New Ireland Fund, Inc. | 9,269 | $120K | 0.1% | $11.20 | — | COM | 645673104 |
| — | Eaton Vance Risk-Managed Diversified Equity Income Fund | 12,500 | $119K | 0.1% | $10.80 | — | COM | 27829G106 |
| — | Nuveen Tax-Advantaged Dividend Growth Fund | 8,555 | $117K | 0.1% | $13.94 | — | COM | 67073G105 |
| — | TCW Strategic Income Fund, Inc. | 22,000 | $115K | 0.1% | $5.40 | — | COM | 872340104 |
| IBB | iShares Nasdaq Biotechnology | 436 | $114K | 0.1% | $260.52 | — | NASDQ BIOTEC ETF | 464287556 |
| — | BlackRock Resources & Commodities Strategy Trust | 15,756 | $114K | 0.1% | $11.52 | — | SHS | 09257A108 |
| — | European Equity Fund, Inc. | 14,448 | $114K | 0.1% | $7.23 | — | COM | 298768102 |
| — | First Trust Mortgage Income Fund | 7,935 | $114K | 0.1% | $15.88 | — | COM SHS | 33734E103 |
| — | Royce Global Value Trust, Inc. | 15,509 | $114K | 0.1% | $8.91 | — | COM | 78081T104 |
| — | Seacor Holdings, Inc. | 2,000 | $109K | 0.1% | $83.00 | — | COM | 811904101 |
| — | First Trust New Opportunities MLP & Energy Fund | 9,051 | $109K | 0.1% | $16.31 | — | COM | 33739M100 |
| — | Cushing MLP Total Return Fund | 10,899 | $108K | 0.1% | $11.77 | — | COM NEW | 231631201 |
| — | Cornerstone Total Return Fund, Inc. | 6,657 | $107K | 0.1% | $16.84 | — | COM | 21924U300 |
| — | YieldShares High Income ETF | 5,900 | $107K | 0.1% | $17.80 | — | YLD SHS HGH INC | 301505301 |
| — | Dreyfus Municipal Bond Infrastructure Fund, Inc. | 8,017 | $106K | 0.1% | $12.40 | — | SHS | 26203D101 |
| MRK | Merck & Co. Inc. | 2,000 | $106K | 0.1% | $37.58 | -4.1% | COM | 58933Y105 |
| AMGN | Amgen Inc. | 700 | $105K | 0.1% | $115.39 | -4.0% | COM | 031162100 |
| EQS | Equus Total Return, Inc. | 65,309 | $104K | 0.1% | $2.08 | -23.4% | COM | 294766100 |
| — | Calamos Global Dynamic Income Fund | 14,800 | $104K | 0.1% | $7.16 | — | COM | 12811L107 |
| — | Eaton Vance Municipal Income 2028 Term Trust | 5,186 | $102K | 0.1% | $19.67 | — | SHS | 27829U105 |
| — | GDL Fund | 9,961 | $100K | 0.1% | $11.40 | — | COM SH BEN IT | 361570104 |
| — | Deutsche Multi-Market Income Trust | 12,133 | $96,000 | 0.0% | $8.57 | — | SHS | 25160E102 |
| — | Nuveen Dividend Advantage Municipal Fund 3 | 6,352 | $95,000 | 0.0% | $13.24 | — | COM SH BEN INT | 67070X101 |
| — | Nuveen Municipal Advantage Fund, Inc. | 6,500 | $93,000 | 0.0% | $14.19 | — | COM | 67062H106 |
| — | BlackRock Utility & Infrastructure Trust | 4,746 | $88,000 | 0.0% | $17.80 | — | COM | 09248D104 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund | 10,951 | $88,000 | 0.0% | $14.00 | — | COM SHS | 19249B106 |
| — | Nuveen Quality Income Municipal Fund, Inc. | 6,000 | $88,000 | 0.0% | $14.39 | — | COM | 670977107 |
| PSMT | PriceSmart Inc. | 1,000 | $85,000 | 0.0% | $74.69 | -8.0% | COM | 741511109 |
| — | Nuveen Connecticut Premium Income Municipal Fund | 6,400 | $85,000 | 0.0% | $13.28 | — | COM | 67060D107 |
| — | BlackRock MuniHoldings Quality Fund II, Inc. | 6,000 | $84,000 | 0.0% | $14.00 | — | COM | 09254C107 |
| XBTAX | BlackRock Long-Term Municipal Advantage Trust | 7,000 | $83,000 | 0.0% | $11.76 | — | COM | 09250B103 |
| — | Invesco Pennsylvania Value Municipal Income Trust | 6,000 | $81,000 | 0.0% | $13.33 | — | COM | 46132K109 |
| — | JPMorgan Alerian MLP Index ETN | 3,000 | $81,000 | 0.0% | $34.67 | — | ALERIAN ML ETN | 46625H365 |
| — | Nuveen New Jersey Dividend Advantage Municipal Fund | 5,702 | $81,000 | 0.0% | $14.21 | — | COM | 67069Y102 |
| — | Celgene Corporation | 800 | $80,000 | 0.0% | $108.75 | — | COM | 151020104 |
| — | Avenue Income Credit Strategies Fund | 7,176 | $79,000 | 0.0% | $17.38 | — | COM | 05358E106 |
| — | Velocity Shares Daily Inverse VIX | 3,000 | $78,000 | 0.0% | $25.67 | — | INVRS VIX STERM | 22542D795 |
| — | Eaton Vance California Municipal Income Trust | 5,427 | $78,000 | 0.0% | $13.17 | — | SH BEN INT | 27826F101 |
| — | ClearBridge American Energy MLP Fund Inc. | 10,992 | $77,000 | 0.0% | $8.16 | — | COM | 184691103 |
| — | Nuveen New York AMT-Free Municipal Income Fund | 5,700 | $77,000 | 0.0% | $13.51 | — | COM | 670656107 |
| — | Brookfield Mortgage Opportunity Income Fund | 5,001 | $73,000 | 0.0% | $16.60 | — | COM | 112792106 |
| — | ClearBridge Energy MLP Opportunity Fund Inc. | 6,306 | $71,000 | 0.0% | $14.43 | — | COM | 18469P100 |
| — | Nuveen Intermediate Duration Quality Municipal Term Fund | 5,100 | $69,000 | 0.0% | $13.53 | — | COM | 670677103 |
| — | Invesco Municipal Trust | 5,000 | $67,000 | 0.0% | $13.40 | — | COM | 46131J103 |
| — | Nuveen Core Equity Alpha Fund | 4,616 | $63,000 | 0.0% | $15.65 | — | COM | 67090X107 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 5,317 | $61,000 | 0.0% | $11.99 | — | COM SH BEN INT | 95766Q106 |
| — | Market Vectors Gold Miners ETF | 3,000 | $60,000 | 0.0% | $24.33 | — | GOLD MINER ETF | 57060U100 |
| XXCHNXX | China Fund, Inc. | 4,000 | $59,000 | 0.0% | $20.00 | — | COM | 169373107 |
| — | Nuveen Diversified Dividend and Income Fund | 5,406 | $59,000 | 0.0% | $11.76 | — | COM | 6706EP105 |
| — | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | 4,964 | $58,000 | 0.0% | $17.89 | — | COM | 00301T102 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 5,000 | $55,000 | 0.0% | $11.84 | — | COM | 95766R104 |
| — | Goldman Sachs MLP and Energy Renaissance Fund | 10,000 | $55,000 | 0.0% | $5.50 | — | COM | 38148G107 |
| — | Duff & Phelps Select Energy MLP Fund Inc. | 10,000 | $54,000 | 0.0% | $6.00 | — | COM | 26433F108 |
| SPG | Simon Property Group Inc. | 253 | $53,000 | 0.0% | $115.91 | 0.0% | COM | 828806109 |
| — | General Electric Company | 1,673 | $53,000 | 0.0% | $31.68 | — | COM | 369604103 |
| VOD | Vodafone Group PLC | 1,619 | $52,000 | 0.0% | $36.03 | — | SPNSR ADR NO PAR | 92857W308 |
| ING | ING Groep N.V. | 4,247 | $51,000 | 0.0% | $13.70 | — | SPONSORED ADR | 456837103 |
| AZN | AstraZeneca PLC | 1,759 | $50,000 | 0.0% | $31.77 | — | SPONSORED ADR | 046353108 |
| — | Asia Pacific Fund | 5,150 | $49,000 | 0.0% | $10.17 | — | COM | 044901106 |
| TMO | Thermo Fisher Scientific, Inc. | 347 | $49,000 | 0.0% | $130.26 | 0.0% | COM | 883556102 |
| — | Legg Mason BW Global Income Opportunities Fund | 3,864 | $48,000 | 0.0% | $16.99 | — | COM | 52469B100 |
| KHC | The Kraft Heinz Company | 608 | $48,000 | 0.0% | $48.31 | 0.0% | COM | 500754106 |
| TIP | iShares TIPS Bond | 410 | $47,000 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| MCD | McDonald's Corp. | 376 | $47,000 | 0.0% | $93.96 | 0.0% | COM | 580135101 |
| — | Western Asset Worldwide Income Fund Inc. | 4,506 | $47,000 | 0.0% | $9.99 | — | COM | 957668106 |
| MMM | 3M Company | 278 | $46,000 | 0.0% | $92.76 | 0.0% | COM | 88579Y101 |
| — | SK Telecom Co. Ltd. | 2,284 | $46,000 | 0.0% | $25.56 | — | SPONSORED ADR | 78440P108 |
| JPM | JPMorgan Chase & Co. | 759 | $45,000 | 0.0% | $44.86 | 0.0% | COM | 46625H100 |
| MET | MetLife, Inc. | 1,020 | $45,000 | 0.0% | $26.74 | 0.0% | COM | 59156R108 |
| BIDU | Baidu, Inc. | 226 | $43,000 | 0.0% | $202.81 | — | SPON ADR REP A | 056752108 |
| LLY | Eli Lilly and Company | 600 | $43,000 | 0.0% | $69.71 | -8.2% | COM | 532457108 |
| TEVA | Teva Pharmaceutical Industries Limited | 812 | $43,000 | 0.0% | $61.13 | — | ADR | 881624209 |
| — | Karyopharm Therapeutics Inc. | 4,868 | $43,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| ABT | Abbott Laboratories | 1,014 | $42,000 | 0.0% | $33.00 | 0.0% | COM | 002824100 |
| — | DoubleLine Income Solutions Fund | 2,500 | $42,000 | 0.0% | $20.58 | — | COM | 258622109 |
| — | Advent Claymore Convertible Securities & Income Fund II | 7,516 | $41,000 | 0.0% | $5.46 | — | COM | 007639107 |
| — | Delaware Investments Dividend & Income Fund, Inc. | 4,492 | $41,000 | 0.0% | $8.30 | — | COM | 245915103 |
| — | PCM Fund Inc. | 4,309 | $41,000 | 0.0% | $9.72 | — | COM | 69323T101 |
| — | Aberdeen Israel Fund, Inc. | 2,322 | $40,000 | 0.0% | $14.55 | — | COM | 00301L109 |
| — | Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | 1,835 | $40,000 | 0.0% | $21.80 | — | COM | 27828U106 |
| — | Shire PLC | 233 | $40,000 | 0.0% | $216.08 | — | SPONSORED ADR | 82481R106 |
| KO | The Coca-Cola Company | 836 | $39,000 | 0.0% | $31.84 | 0.0% | COM | 191216100 |
| WMT | Wal-Mart Stores Inc. | 571 | $39,000 | 0.0% | $18.31 | 0.0% | COM | 931142103 |
| VZ | Verizon Communications Inc. | 726 | $39,000 | 0.0% | $30.04 | 0.0% | COM | 92343V104 |
| MO | Altria Group, Inc. | 615 | $39,000 | 0.0% | $31.08 | 0.0% | COM | 02209S103 |
| — | United Technologies Corporation | 381 | $38,000 | 0.0% | $99.74 | — | COM | 913017109 |
| — | Central Europe Russia and Turkey Fund | 2,028 | $38,000 | 0.0% | $29.83 | — | COM | 153436100 |
| PFE | Pfizer Inc. | 1,288 | $38,000 | 0.0% | $18.68 | 0.0% | COM | 717081103 |
| PM | Philip Morris International, Inc. | 377 | $37,000 | 0.0% | $55.87 | 0.0% | COM | 718172109 |
| BAP | Credicorp Ltd. | 285 | $37,000 | 0.0% | $107.81 | -21.2% | COM | G2519Y108 |
| — | Neuberger Berman Real Estate Securities Income Fund | 7,218 | $37,000 | 0.0% | $4.83 | — | COM | 64190A103 |
| — | Morgan Stanley Income Securities Inc. | 2,125 | $37,000 | 0.0% | $16.98 | — | INCOME SECS INC | 61745P874 |
| TD | The Toronto-Dominion Bank | 862 | $37,000 | 0.0% | $38.60 | 0.0% | COM NEW | 891160509 |
| HD | The Home Depot, Inc. | 279 | $37,000 | 0.0% | $98.37 | 0.0% | COM | 437076102 |
| PG | The Procter & Gamble Company | 433 | $36,000 | 0.0% | $61.64 | 0.0% | COM | 742718109 |
| — | AllianzGI Equity & Convertible Income Fund | 2,000 | $36,000 | 0.0% | $19.33 | — | COM | 018829101 |
| ASML | ASML Holding NV | 358 | $36,000 | 0.0% | $96.66 | — | N Y REGISTRY SHS | N07059210 |
| MSFT | Microsoft Corporation | 658 | $36,000 | 0.0% | $46.08 | 0.0% | COM | 594918104 |
| — | Royce Micro-Cap Trust, Inc. | 5,204 | $36,000 | 0.0% | $9.31 | — | COM | 780915104 |
| — | Putnam High Income Securities Fund | 4,764 | $35,000 | 0.0% | $7.92 | — | SHS BEN INT | 746779107 |
| — | Clough Global Allocation Fund | 3,000 | $35,000 | 0.0% | $13.33 | — | COM | 18913Y103 |
| CNQ | Canadian Natural Resources Limited | 1,287 | $35,000 | 0.0% | $8.63 | -19.5% | COM | 136385101 |
| XOM | Exxon Mobil Corporation | 415 | $35,000 | 0.0% | $51.96 | 0.0% | COM | 30231G102 |
| — | Unilever NV | 790 | $35,000 | 0.0% | $43.04 | — | N Y SHS NEW | 904784709 |
| AEP | American Electric Power Co., Inc. | 528 | $35,000 | 0.0% | $43.68 | 0.0% | COM | 025537101 |
| USB | U.S. Bancorp | 831 | $34,000 | 0.0% | $27.80 | 0.0% | COM NEW | 902973304 |
| — | Turkish Investment Fund, Inc. | 3,727 | $34,000 | 0.0% | $15.87 | — | COM | 900145103 |
| — | Eaton Vance Limited Duration Income Fund | 2,600 | $34,000 | 0.0% | $15.26 | — | COM | 27828H105 |
| JNJ | Johnson & Johnson | 312 | $34,000 | 0.0% | $78.77 | 0.0% | COM | 478160104 |
| SBSAA | Spanish Broadcasting System Inc. | 10,030 | $34,000 | 0.0% | $3.90 | -14.3% | CL A NEW | 846425833 |
| NKE | Nike, Inc. | 560 | $34,000 | 0.0% | $53.20 | 0.0% | CL B | 654106103 |
| FDX | FedEx Corporation | 200 | $33,000 | 0.0% | $118.51 | +0.6% | COM | 31428X106 |
| D | Dominion Resources, Inc. | 435 | $33,000 | 0.0% | $46.10 | 0.0% | COM | 25746U109 |
| BMRN | BioMarin Pharmaceutical Inc. | 400 | $33,000 | 0.0% | $133.58 | -39.1% | COM | 09061G101 |
| LBTYAUSD | Liberty Global PLC | 834 | $32,000 | 0.0% | $49.21 | — | SHS CL A | G5480U104 |
| CVS | CVS Health Corporation | 313 | $32,000 | 0.0% | $72.40 | 0.0% | COM | 126650100 |
| — | China Petroleum & Chemical Corp. | 489 | $32,000 | 0.0% | $61.35 | — | SPON ADR H SHS | 16941R108 |
| OXY | Occidental Petroleum Corporation | 470 | $32,000 | 0.0% | $50.37 | 0.0% | COM | 674599105 |
| TM | Toyota Motor Corporation | 303 | $32,000 | 0.0% | $135.48 | — | SP ADR REP2COM | 892331307 |
| — | ASA Gold and Precious Metals Limited | 3,000 | $31,000 | 0.0% | $12.55 | — | SHS | G3156P103 |
| BTI | British America Tobacco PLC | 266 | $31,000 | 0.0% | $104.69 | — | SPONSORED ADR | 110448107 |
| — | National Grid PLC | 428 | $31,000 | 0.0% | $70.09 | — | SPON ADR NEW | 636274300 |
| — | Delphi Automotive PLC | 413 | $31,000 | 0.0% | $84.75 | — | SHS | G27823106 |
| — | GW Pharmaceuticals PLC | 414 | $30,000 | 0.0% | $83.48 | — | ADS | 36197T103 |
| HDB | HDFC Bank Ltd. | 487 | $30,000 | 0.0% | $59.55 | — | ADRS REPS 3 SHS | 40415F101 |
| INTC | Intel Corporation | 896 | $29,000 | 0.0% | $24.39 | 0.0% | COM | 458140100 |
| — | Prudential Short Duration High Yield Fund, Inc. | 1,891 | $29,000 | 0.0% | $15.28 | — | COM | 74442F107 |
| — | RENN Global Entrepreneurs Fund, Inc. | 28,272 | $29,000 | 0.0% | $1.51 | — | COM | 759720105 |
| LYB | LyondellBasell Industries N.V. | 336 | $29,000 | 0.0% | $48.88 | -6.4% | SHS -A- | N53745100 |
| CB | Chubb Limited | 246 | $29,000 | 0.0% | $96.06 | 0.0% | COM | H1467J104 |
| — | Aberdeen Chile Fund Inc. | 4,800 | $29,000 | 0.0% | $7.20 | — | COM | 00301W105 |
| DEO | Diageo PLC | 268 | $29,000 | 0.0% | $108.21 | — | SPON ADR NEW | 25243Q205 |
| — | Ingersoll-Rand PLC | 457 | $28,000 | 0.0% | $67.15 | — | SHS | G47791101 |
| LYG | Lloyds Banking Group PLC | 7,211 | $28,000 | 0.0% | $4.46 | — | SPONSORED ADR | 539439109 |
| SLB | Schlumberger Limited | 370 | $27,000 | 0.0% | $53.13 | 0.0% | COM | 806857108 |
| — | Nuveen Maryland Premium Income Municipal Fund | 2,000 | $27,000 | 0.0% | $12.50 | — | COM | 67061Q107 |
| — | Invesco Quality Municipal Income Trust | 2,000 | $26,000 | 0.0% | $12.50 | — | COM | 46133G107 |
| — | Gabelli Global Utility & Income Trust | 1,463 | $26,000 | 0.0% | $19.70 | — | COM SH BEN INT | 36242L105 |
| — | Ladenburg Thalmann Financial Services Inc. | 10,000 | $25,000 | 0.0% | $3.50 | — | COM | 50575Q102 |
| — | Nasdaq Premium Income & Growth Fund | 1,348 | $25,000 | 0.0% | $17.35 | — | COM SHS | 670699107 |
| — | Mallinckrodt Public Limited Company | 405 | $25,000 | 0.0% | $105.87 | — | SHS | G5785G107 |
| VIPS | Vipshop Holdings Limited | 1,926 | $25,000 | 0.0% | $23.68 | — | SPONSORED ADR | 92763W103 |
| ALLE | Allegion PLC | 386 | $25,000 | 0.0% | $54.61 | 0.0% | ORD SHS | G0176J109 |
| — | Swiss Helvetia Fund Inc. | 2,316 | $24,000 | 0.0% | $13.10 | — | COM | 870875101 |
| NXPI | NXP Semiconductors NV | 302 | $24,000 | 0.0% | $80.11 | -17.3% | COM | N6596X109 |
| PUK | Prudential PLC | 605 | $23,000 | 0.0% | $49.45 | — | ADR | 74435K204 |
| — | John Hancock Premium Dividend Fund | 1,509 | $23,000 | 0.0% | $13.23 | — | COM SH BEN INT | 41013T105 |
| IBN | ICIC Bank Ltd. | 2,943 | $21,000 | 0.0% | $10.60 | — | ADR | 45104G104 |
| — | Telefonica Brasil SA | 1,697 | $21,000 | 0.0% | $9.25 | — | SPONSORED ADR | 87936R106 |
| — | Eaton Vance Floating-Rate Income Plus Fund | 1,471 | $21,000 | 0.0% | $18.11 | — | COM SHS BEN INT | 278284104 |
| BCS | Barclays PLC | 2,384 | $21,000 | 0.0% | $14.86 | — | ADR | 06738E204 |
| — | Gabelli Equity Trust, Inc. | 3,783 | $21,000 | 0.0% | $6.53 | — | COM | 362397101 |
| — | Ares Dynamic Credit Allocation Fund, Inc. | 1,596 | $21,000 | 0.0% | $13.78 | — | COM | 04014F102 |
| — | Sensata Technologies Holding NV | 539 | $21,000 | 0.0% | $55.54 | — | SHS | N7902X106 |
| — | MVC Capital, Inc. | 2,618 | $20,000 | 0.0% | $12.66 | — | COM | 553829102 |
| — | Deutsche Strategic Income Trust | 1,850 | $20,000 | 0.0% | $13.00 | — | SHS | 25160F109 |
| — | China Unicom (Hong Kong) Limited | 1,481 | $19,000 | 0.0% | $14.84 | — | SPONSORED ADR | 16945R104 |
| — | ClearBridge Energy MLP Fund Inc. | 1,400 | $19,000 | 0.0% | $15.00 | — | COM | 184692101 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 711 | $19,000 | 0.0% | $20.64 | — | SPONSORED ADR | 874039100 |
| — | Fibria Celulose SA | 2,263 | $19,000 | 0.0% | $13.70 | — | SP ADR REP COM | 31573A109 |
| — | Alexion Pharmaceuticals, Inc. | 128 | $18,000 | 0.0% | $176.75 | — | COM | 015351109 |
| CHKP | Check Point Software Technologies Ltd. | 202 | $18,000 | 0.0% | $80.40 | 0.0% | ORD | M22465104 |
| INCY | Incyte Corporation | 242 | $18,000 | 0.0% | $50.13 | +48.7% | COM | 45337C102 |
| PHG | Koninklijke Philips N.V. | 585 | $17,000 | 0.0% | $29.06 | — | NY REG SH NEW | 500472303 |
| TRIP | TripAdvisor Inc. | 262 | $17,000 | 0.0% | $68.26 | -13.7% | COM | 896945201 |
| — | Eaton Vance Tax-Advantaged Dividend Income Fund | 800 | $15,000 | 0.0% | $19.18 | — | COM | 27828G107 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 655 | $15,000 | 0.0% | $20.13 | — | COM | 41013V100 |
| EL | The Estee Lauder Companies Inc. | 160 | $15,000 | 0.0% | $74.56 | +5.4% | CL A | 518439104 |
| FDN | First Trust Dow Jones Internet ETF | 200 | $14,000 | 0.0% | $70.00 | — | CAP STRENGTH ETF | 33733E302 |
| VGT | Vanguard Information Technology ETF | 100 | $11,000 | 0.0% | $96.77 | — | INF TECH ETF | 92204A702 |
| — | Nuveen Global Equity Income Fund | 1,000 | $11,000 | 0.0% | $15.00 | — | COM | 6706EH103 |
| NXRT | NexPoint Residential Trust, Inc. | 833 | $11,000 | 0.0% | $13.21 | — | COM | 65341D102 |
| ULTRF | Ultrapetrol (Bahamas) Ltd. | 36,000 | $10,000 | 0.0% | $2.88 | -94.8% | COM | P94398107 |
| — | United States Oil ETF | 1,000 | $10,000 | 0.0% | $20.00 | — | UNITS | 91232N108 |
| — | Eaton Vance New Jersey Municipal Bond Fund | 676 | $10,000 | 0.0% | $14.79 | — | COM | 27828R103 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,254 | $9,000 | 0.0% | $7.71 | — | COM | 09251A104 |
| — | Eaton Vance New York Municipal Bond Fund II | 656 | $9,000 | 0.0% | $13.72 | — | COM | 27828T109 |
| — | Rand Capital Corp. | 2,000 | $9,000 | 0.0% | $3.00 | — | COM | 752185108 |
| — | Morgan Stanley Emerging Markets Fund, Inc. | 716 | $9,000 | 0.0% | $14.13 | — | COM | 61744G107 |
| XLV | Health Care Select Sector SPDR ETF | 111 | $8,000 | 0.0% | $61.61 | — | SBI HEALTHCARE | 81369Y209 |
| — | Latin American Discovery Fund Inc. | 800 | $7,000 | 0.0% | $13.75 | — | COM | 51828C106 |
| — | Gabelli Global Small and Mid-Cap Value Fund | 700 | $7,000 | 0.0% | $11.43 | — | COM | 36249W104 |
| DXJ | WisdomTree Japan Hedged Equity | 143 | $6,000 | 0.0% | $48.95 | — | JAPN HEDGE EQT | 97717W851 |
| SKYY | First Trust ISE Cloud Computing Index | 209 | $6,000 | 0.0% | $28.71 | — | ISE CLOUD COMP | 33734X192 |
| — | Cohen & Steers Global Income Builder, Inc. | 635 | $6,000 | 0.0% | $9.60 | — | COM | 19248M103 |
| — | LMP Corporate Loan Fund Inc. | 600 | $6,000 | 0.0% | $10.00 | — | COM | 50208B102 |
| — | BlackRock Limited Duration Income Trust | 250 | $4,000 | 0.0% | $16.00 | — | COM SHS | 09249W101 |
| — | AmpliPhi Biosciences Corporation | 1,000 | $4,000 | 0.0% | $4.00 | — | COM NEW | 03211P202 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 234 | $3,000 | 0.0% | $13.95 | — | WF MLT SECTR INC | 94987D101 |
| XHNWX | Pioneer Diversified High Income Trust | 200 | $3,000 | 0.0% | $20.00 | — | COM | 723653101 |
| — | Tekla Life Sciences Investors | 62 | $1,000 | 0.0% | $16.65 | — | SH BEN INT | 87911K100 |