Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value: $230M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Oxford Lane Capital, 7.50% Pfd Series 2023 | 777,784 | $18.75M | 8.1% | $24.23 | — | preferred stock | 691543300 |
| — | Oxford Lane Capital, 8.125% Pfd Series 2024 | 462,849 | $11.65M | 5.1% | $25.11 | — | preferred stock | 691543409 |
| — | Boulder Growth and Income Fund, Inc. | 1,559,113 | $11.62M | 5.0% | $8.46 | — | common stock | 101507101 |
| — | Tekla Healthcare Opportunities Fund | 614,424 | $10.02M | 4.3% | $19.99 | — | common stock | 879105104 |
| — | BlackRock Science and Technology Trust | 471,704 | $7.477M | 3.2% | $17.51 | — | common stock | 09258G104 |
| — | PIMCO Dynamic Credit Income Fund | 366,429 | $6.695M | 2.9% | $21.51 | — | common stock | 72202D106 |
| — | Adams Diversified Equity Fund, Inc. | 472,297 | $6.022M | 2.6% | $12.42 | — | common stock | 006212104 |
| — | Alpine Total Dynamic Dividend Fund | 704,323 | $5.282M | 2.3% | $8.33 | — | common stock | 021060207 |
| — | Tri-Continental Corp. | 255,411 | $4.981M | 2.2% | $18.45 | — | common stock | 895436103 |
| — | PIMCO Dynamic Income Fund | 161,319 | $4.646M | 2.0% | $29.62 | — | common stock | 72201Y101 |
| — | Liberty All-Star Equity Fund | 837,690 | $4.255M | 1.8% | $5.47 | — | common stock | 530158104 |
| MINT | PIMCO Enchanced Short Maturity Active ETF | 39,336 | $3.963M | 1.7% | $100.91 | — | common stock | 72201R833 |
| — | Tortoise Pipeline & Energy Fund | 214,256 | $3.842M | 1.7% | $25.89 | — | common stock | 89148H108 |
| — | Adams Natural Resources Fund, Inc. | 205,851 | $3.738M | 1.6% | $22.74 | — | common stock | 00548F105 |
| — | MVC Capital 7.25% Preferred | 147,289 | $3.475M | 1.5% | $24.69 | — | preferred stock | 553829201 |
| — | General American Investors Company, Inc. | 111,624 | $3.458M | 1.5% | $33.07 | — | common stock | 368802104 |
| — | Salient Midstream & MLP Fund | 220,595 | $3.086M | 1.3% | $21.78 | — | common stock | 79471V105 |
| — | Virtus Total Return Fund | 810,751 | $3.065M | 1.3% | $3.92 | — | common stock | 92829A103 |
| — | Morgan Stanley China A Share Fund | 136,343 | $3.06M | 1.3% | $23.46 | — | common stock | 617468103 |
| — | The Herzfeld Caribbean Basin Fund, Inc. | 420,107 | $2.945M | 1.3% | $8.64 | — | common stock | 42804T106 |
| — | Nuveen Credit Strategies Income Fund | 367,524 | $2.933M | 1.3% | $8.98 | — | common stock | 67073D102 |
| — | Gabelli Healthcare & Wellness (Rx) Trust | 300,934 | $2.916M | 1.3% | $10.25 | — | common stock | 36246K103 |
| NXDT | NexPoint Credit Strategies Fund | 507,103 | $2.901M | 1.3% | $5.72 | — | common stock | 65340G205 |
| RCL | Royal Caribbean Cruises Ltd. | 30,313 | $2.701M | 1.2% | $34.84 | +122.6% | common stock | V7780T103 |
| — | Alpine Global Dynamic Dividend Fund | 314,089 | $2.685M | 1.2% | $10.09 | — | common stock | 02082E205 |
| — | DoubleLine Income Solutions Fund | 149,041 | $2.577M | 1.1% | $20.58 | — | common stock | 258622109 |
| — | RMR Real Estate Income Fund | 138,294 | $2.498M | 1.1% | $19.47 | — | common stock | 76970B101 |
| LEN | Lennar Corp. | 49,500 | $2.382M | 1.0% | $35.37 | +26.1% | common stock | 526057104 |
| — | Gabelli Dividend & Income Trust | 122,229 | $2.146M | 0.9% | $20.10 | — | common stock | 36242H104 |
| MTZ | MasTec, Inc. | 134,927 | $2.136M | 0.9% | $27.80 | -37.4% | common stock | 576323109 |
| NCLH | Norwegian Cruise Line Holdings Ltd. | 36,443 | $2.088M | 0.9% | $32.51 | +81.2% | common stock | G66721104 |
| CPA | Copa Holdings SA | 48,550 | $2.036M | 0.9% | $83.55 | -44.8% | common stock | P31076105 |
| XJEQX | Aberdeen Japan Equity Fund, Inc. | 294,864 | $2.023M | 0.9% | $6.71 | — | common stock | 00306J109 |
| — | Tekla Healthcare Investors | 65,883 | $1.818M | 0.8% | $27.60 | — | common stock | 87911J103 |
| — | Cohen & Steers Infrastructure Fund, Inc. | 95,289 | $1.817M | 0.8% | $19.89 | — | common stock | 19248A109 |
| — | Royce Value Trust Inc. | 157,186 | $1.808M | 0.8% | $14.96 | — | common stock | 780910105 |
| SEB | Seaboard Corp. | 580 | $1.786M | 0.8% | $2669.93 | +22.0% | common stock | 811543107 |
| — | First Trust High Income Long/Short Fund | 125,314 | $1.766M | 0.8% | $17.25 | — | common stock | 33738E109 |
| — | Diversified Real Asset Income Fund | 104,029 | $1.673M | 0.7% | $17.73 | — | common stock | 25533B108 |
| — | Zweig Total Return Fund Inc. | 136,670 | $1.561M | 0.7% | $12.95 | — | common stock | 989837208 |
| CWCO | Consolidated Water Co. Ltd. | 129,538 | $1.503M | 0.7% | $8.64 | +8.1% | common stock | G23773107 |
| — | First Trust Energy Infrastructure Fund | 92,455 | $1.478M | 0.6% | $16.54 | — | common stock | 33738C103 |
| — | Tekla World Healthcare Fund | 101,183 | $1.455M | 0.6% | $14.38 | — | common stock | 87911L108 |
| — | New Germany Fund, Inc. | 98,685 | $1.422M | 0.6% | $17.18 | — | common stock | 644465106 |
| CCL | Carnival Corp. | 27,000 | $1.342M | 0.6% | $27.76 | +58.6% | common stock | 143658300 |
| — | BlackRock Credit Allocation Income Trust | 109,443 | $1.332M | 0.6% | $12.96 | — | common stock | 092508100 |
| — | Japan Smaller Capitalization Fund Inc. | 130,294 | $1.325M | 0.6% | $8.90 | — | common stock | 47109U104 |
| NEE | NextEra Energy, Inc. | 13,307 | $1.298M | 0.6% | $19.51 | -0.3% | common stock | 65339F101 |
| — | Apollo Tactical Income Fund Inc | 86,448 | $1.253M | 0.5% | $16.55 | — | common stock | 037638103 |
| — | Putnam High Income Securities Fund | 175,234 | $1.235M | 0.5% | $7.92 | — | common stock | 746779107 |
| WSO | Watsco Inc. | 10,100 | $1.197M | 0.5% | $84.60 | +47.4% | common stock | 942622200 |
| — | The Korea Fund, Inc. | 30,935 | $1.099M | 0.5% | $34.59 | — | common stock | 500634209 |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V. | 12,000 | $1.071M | 0.5% | $99.61 | — | common stock | 344419106 |
| — | Teco Energy, Inc. | 40,500 | $1.064M | 0.5% | $17.19 | — | common stock | 872375100 |
| — | Guggenheim Enhanced Equity Strategy Fund | 70,973 | $1.057M | 0.5% | $17.00 | — | common stock | 40167K100 |
| — | Aberdeen Asia-Pacific Income Fund, Inc. | 231,502 | $1.042M | 0.5% | $6.02 | — | common stock | 003009107 |
| CX | Cemex, S.A.B. de C.V. | 146,372 | $1.023M | 0.4% | $10.26 | — | common stock | 151290889 |
| — | Atlantic Tele Network, Inc. | 11,988 | $886K | 0.4% | $55.61 | — | common stock | 049079205 |
| BPOP | Popular, Inc. | 29,000 | $877K | 0.4% | $24.15 | -6.6% | common stock | 733174700 |
| — | Nuveen Multi-Market Income Fund, Inc. | 124,459 | $865K | 0.4% | $7.51 | — | common stock | 67075J107 |
| — | Putnam Premier Income Trust | 176,047 | $861K | 0.4% | $5.36 | — | common stock | 746853100 |
| — | Spirit Airlines, Inc. | 18,000 | $851K | 0.4% | $73.83 | — | common stock | 848577102 |
| — | Central Securities Corp. | 42,117 | $832K | 0.4% | $21.87 | — | common stock | 155123102 |
| — | Eaton Vance Tax-Advantaged Dividend Income Fund | 42,074 | $773K | 0.3% | $19.18 | — | common stock | 27828G107 |
| TV | Grupo Televisa, S.A.B. | 29,093 | $757K | 0.3% | $25.22 | — | common stock | 40049J206 |
| — | PIMCO Income Strategy Fund | 77,919 | $754K | 0.3% | $9.96 | — | common stock | 72201H108 |
| — | Avianca Holdings S.A. | 157,794 | $748K | 0.3% | $9.53 | — | common stock | 05367G100 |
| — | First Trust Mortgage Income Fund | 52,108 | $744K | 0.3% | $15.88 | — | common stock | 33734E103 |
| — | America Movil S.A.B. de C.V. | 44,690 | $740K | 0.3% | $21.75 | — | common stock | 02364W105 |
| — | Kayne Anderson Midstream/Energy Fund | 38,547 | $728K | 0.3% | $34.63 | — | common stock | 48661E108 |
| — | Gabelli Multimedia Trust Inc. | 95,873 | $722K | 0.3% | $9.38 | — | common stock | 36239Q109 |
| — | First Trust New Opportunities MLP & Energy Fund | 55,853 | $694K | 0.3% | $16.31 | — | common stock | 33739M100 |
| — | Liberty All-Star Growth Fund, Inc. | 147,296 | $669K | 0.3% | $5.12 | — | common stock | 529900102 |
| — | Cohen & Steers Total Return Realty Fund | 56,274 | $669K | 0.3% | $12.41 | — | common stock | 19247R103 |
| — | Clough Global Opportunities Fund | 61,990 | $663K | 0.3% | $12.87 | — | common stock | 18914E106 |
| — | Blackstone/GSO Strategic Credit Fund | 45,350 | $644K | 0.3% | $16.64 | — | common stock | 09257R101 |
| — | GDL Fund Preferred Series B | 12,800 | $642K | 0.3% | $50.23 | — | preferred stock | 361570302 |
| — | Bancolombia S.A. | 19,780 | $637K | 0.3% | $55.58 | — | common stock | 05968L102 |
| — | Nuveen Quality Preferred Income Fund 3 | 77,064 | $618K | 0.3% | $8.41 | — | common stock | 67072W101 |
| KOF | Coca Cola Femsa S.A.B. de C.V. | 8,799 | $610K | 0.3% | $138.37 | — | common stock | 191241108 |
| — | Guggenheim Enhanced Equity Income Fund | 81,412 | $586K | 0.3% | $7.20 | — | common stock | 40167B100 |
| — | Cushing MLP Total Return Fund | 48,951 | $576K | 0.3% | $11.77 | — | common stock | 231631201 |
| — | Bancroft Fund Ltd. | 29,201 | $546K | 0.2% | $17.68 | — | common stock | 059695106 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 62,278 | $511K | 0.2% | $9.05 | — | common stock | 00765E104 |
| — | Cyberonics, Inc. | 8,330 | $506K | 0.2% | $62.47 | — | common stock | 23251P102 |
| EWW | iShares MSCI Mexico Capped | 9,800 | $505K | 0.2% | $56.31 | — | common stock | 464286822 |
| — | Taiwan Fund, Inc. | 34,571 | $500K | 0.2% | $17.67 | — | common stock | 874036106 |
| CME | CME Group Inc. | 5,000 | $464K | 0.2% | $61.61 | +2.4% | common stock | 12572Q105 |
| MLM | Martin Marietta Materials Inc. | 3,000 | $456K | 0.2% | $99.70 | +49.9% | common stock | 573284106 |
| — | Nasdaq Premium Income & Growth Fund | 25,887 | $446K | 0.2% | $17.32 | — | common stock | 670699107 |
| NSC | Norfolk Southern Corp. | 5,750 | $439K | 0.2% | $58.90 | +10.6% | common stock | 655844108 |
| — | Macquarie Global Infrastructure Total Return Fund Inc. | 22,222 | $428K | 0.2% | $21.30 | — | common stock | 55608D101 |
| — | LMP Capital and Income Fund, Inc. | 33,771 | $411K | 0.2% | $16.00 | — | common stock | 50208A102 |
| EVTC | Evertec Inc. | 22,643 | $409K | 0.2% | $20.53 | -16.3% | common stock | 30040P103 |
| — | BlackRock Multi-Sector Income Trust | 25,510 | $401K | 0.2% | $17.05 | — | common stock | 09258A107 |
| — | Brookfield Total Return Fund | 18,693 | $399K | 0.2% | $22.10 | — | common stock | 11283U108 |
| — | Delaware Enhanced Global Dividend & Income Fund | 43,107 | $399K | 0.2% | $11.61 | — | common stock | 246060107 |
| — | Tortoise MLP Fund, Inc. | 21,178 | $388K | 0.2% | $27.92 | — | common stock | 89148B101 |
| VMC | Vulcan Materials Company | 4,000 | $357K | 0.2% | $46.69 | +82.7% | common stock | 929160109 |
| — | Alliance California Municipal Income Fund, Inc. | 25,859 | $354K | 0.2% | $13.69 | — | common stock | 018546101 |
| — | Nuveen Global High Income Fund | 24,149 | $348K | 0.2% | $17.24 | — | common stock | 67075G103 |
| — | AllianceBernstein Global High Income Fund, Inc. | 30,663 | $339K | 0.1% | $14.00 | — | common stock | 01879R106 |
| — | Cornerstone Strategic Value Fund Inc. | 20,974 | $330K | 0.1% | $15.85 | — | common stock | 21924B302 |
| — | PIMCO Income Strategy Fund II | 36,740 | $325K | 0.1% | $9.15 | — | common stock | 72201J104 |
| — | PIMCO Corporate & Income Strategy Fund | 24,748 | $325K | 0.1% | $13.70 | — | common stock | 72200U100 |
| — | Era Group Inc. | 21,515 | $322K | 0.1% | $21.75 | — | common stock | 26885G109 |
| — | ClearBridge Energy MLP Total Return Fund Inc. | 22,892 | $315K | 0.1% | $13.76 | — | common stock | 18469Q108 |
| FCX | Freeport McMoran Copper & Gold | 32,000 | $310K | 0.1% | $24.42 | -55.7% | common stock | 35671D857 |
| — | Sprott Focus Trust, Inc. | 51,112 | $302K | 0.1% | $7.21 | — | common stock | 85208J109 |
| — | Nuveen S&P 500 Buy-Write Income Fund | 24,065 | $291K | 0.1% | $12.09 | — | common stock | 6706ER101 |
| — | Brookfield Global Listed Infrastructure Income Fund | 21,131 | $265K | 0.1% | $16.41 | — | common stock | 11273Q109 |
| BNS | The Bank of Nova Soctia | 6,000 | $264K | 0.1% | $29.69 | -6.8% | common stock | 064149107 |
| WU | The Western Union Company | 14,000 | $257K | 0.1% | $17.44 | — | common stock | 959802109 |
| — | Tahoe Resources Inc. | 31,900 | $247K | 0.1% | $13.64 | — | common stock | 873868103 |
| — | Western Asset High Yield Defined Opportunity Fund Inc. | 17,103 | $239K | 0.1% | $17.75 | — | common stock | 95768B107 |
| — | Teekay LNG Partners LP | 9,589 | $229K | 0.1% | $43.61 | — | common stock | Y8564M105 |
| — | TCW Strategic Income Fund, Inc. | 43,230 | $225K | 0.1% | $5.40 | — | common stock | 872340104 |
| — | AllianceBernstein National Municipal Income Fund | 16,789 | $223K | 0.1% | $13.28 | — | common stock | 01864U106 |
| — | Zweig Fund, Inc. | 17,345 | $223K | 0.1% | $12.80 | — | common stock | 989834205 |
| — | Cushing Renaissance Fund | 14,387 | $209K | 0.1% | $25.32 | — | common stock | 231647108 |
| ADM | Archer Daniels Midland Company | 5,000 | $207K | 0.1% | $33.53 | 0.0% | common stock | 039483102 |
| — | Aberdeen Singapore Fund, Inc. | 23,767 | $205K | 0.1% | $13.10 | — | common stock | 003244100 |
| VAC | Marriott Vacations Worldwide Corp. | 3,000 | $204K | 0.1% | $78.56 | 0.0% | common stock | 57164Y107 |
| FDP | Fresh Del Monte Produce Inc. | 5,000 | $198K | 0.1% | $21.57 | +48.3% | common stock | G36738105 |
| XMHIX | Pioneer Municipal High Income Trust | 15,310 | $194K | 0.1% | $12.17 | — | common stock | 723763108 |
| — | Morgan Stanley Asia Pacific Fund | 14,987 | $194K | 0.1% | $15.72 | — | common stock | 61744U106 |
| — | Mexico Equity and Income Fund, Inc. | 15,791 | $174K | 0.1% | $15.16 | — | common stock | 592834105 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 12,000 | $167K | 0.1% | $13.92 | — | common stock | 67071L106 |
| — | Morgan Stanley Emerging Market Debt Fund, Inc. | 19,899 | $166K | 0.1% | $10.17 | — | common stock | 61744H105 |
| — | Tortoise Power and Energy Infrastructure Fund, Inc. | 8,802 | $165K | 0.1% | $18.75 | — | common stock | 89147X104 |
| — | Legg Mason BW Global Income Opportunities Fund | 14,083 | $164K | 0.1% | $16.99 | — | common stock | 52469B100 |
| — | Source Capital Corp. | 2,420 | $164K | 0.1% | $66.98 | — | common stock | 836144105 |
| — | Eaton Vance California Municipal Income Trust | 12,200 | $160K | 0.1% | $13.11 | — | common stock | 27826F101 |
| — | MFS High Yield Municipal Trust | 36,291 | $159K | 0.1% | $4.33 | — | common stock | 59318E102 |
| — | JPMorgan China Region Fund, Inc. | 11,067 | $158K | 0.1% | $15.16 | — | common stock | 48126T104 |
| — | Thai Fund, Inc. | 21,764 | $154K | 0.1% | $18.23 | — | common stock | 882904105 |
| — | MFS Municipal Income Trust | 23,435 | $150K | 0.1% | $6.40 | — | common stock | 552738106 |
| GILD | Gilead Sciences Inc. | 1,500 | $147K | 0.1% | $71.85 | +7.9% | common stock | 375558103 |
| — | Pacholder High Yield Fund Inc. | 22,075 | $140K | 0.1% | $7.36 | — | common stock | 693742108 |
| EQS | Equus Total Return, Inc. | 78,821 | $138K | 0.1% | $2.08 | -13.4% | common stock | 294766100 |
| — | Nuveen Flexible Investment Income Fund | 8,881 | $132K | 0.1% | $16.81 | — | common stock | 67075B104 |
| — | New Ireland Fund, Inc. | 9,732 | $131K | 0.1% | $11.09 | — | common stock | 645673104 |
| — | Morgan Stanley India Investment Fund | 4,967 | $131K | 0.1% | $15.45 | — | common stock | 61745C105 |
| — | European Equity Fund, Inc. | 16,464 | $128K | 0.1% | $7.23 | — | common stock | 298768102 |
| — | Cohen & Steers Limited Duration Preferres and Income Fund | 5,800 | $128K | 0.1% | $24.14 | — | common stock | 19248C105 |
| — | Aberdeen Indonesia Fund, Inc. | 23,835 | $125K | 0.1% | $11.62 | — | common stock | 00305P106 |
| — | Seacor Holdings, Inc. | 2,000 | $120K | 0.1% | $83.00 | — | common stock | 811904101 |
| — | Eaton Vance Risk-Managed Diversified Equity Income Fund | 12,500 | $120K | 0.1% | $10.80 | — | common stock | 27829G106 |
| — | Templeton Dragon Fund, Inc. | 6,357 | $119K | 0.1% | $25.05 | — | common stock | 88018T101 |
| — | BlackRock Resources & Commodities Strategy Trust | 16,756 | $119K | 0.1% | $11.52 | — | common stock | 09257A108 |
| — | Nuveen Quality Municipal Fund, Inc. | 9,000 | $117K | 0.1% | $13.00 | — | common stock | 67062N103 |
| — | MFS High Income Muicipal Trust | 23,533 | $112K | 0.0% | $4.76 | — | common stock | 59318D104 |
| — | RENN Global Entrepreneurs Fund, Inc. | 106,588 | $112K | 0.0% | $1.51 | — | common stock | 759720105 |
| — | Avenue Income Credit Strategies Fund | 8,552 | $110K | 0.0% | $17.38 | — | common stock | 05358E106 |
| — | Royce Global Value Trust, Inc. | 15,573 | $109K | 0.0% | $8.91 | — | common stock | 78081T104 |
| — | Nuveen Dividend Advantage Municipal Fund 2 | 8,000 | $109K | 0.0% | $13.63 | — | common stock | 67070F100 |
| — | Nuveen Select Quality Municipal Fund, Inc. | 7,690 | $103K | 0.0% | $13.39 | — | common stock | 670973106 |
| — | GDL Fund | 9,961 | $98,000 | 0.0% | $11.40 | — | common stock | 361570104 |
| AMGN | Amgen Inc. | 700 | $97,000 | 0.0% | $115.39 | +0.7% | common stock | 031162100 |
| — | ClearBridge Energy MLP Opportunity Fund Inc. | 6,306 | $91,000 | 0.0% | $14.43 | — | common stock | 18469P100 |
| — | Deutsche Multi-Market Income Trust | 12,133 | $90,000 | 0.0% | $8.57 | — | common stock | 25160E102 |
| — | Cohen & Steers Closed-End Opportunity Fund, Inc. | 8,197 | $89,000 | 0.0% | $10.86 | — | common stock | 19248P106 |
| — | Celgene Corporation | 800 | $87,000 | 0.0% | $108.75 | — | common stock | 151020104 |
| — | Inovio Pharmaceuticals, Inc. | 15,000 | $87,000 | 0.0% | $8.13 | — | common stock | 45773H201 |
| — | Prudential Short Duration High Yield Fund, Inc. | 5,931 | $87,000 | 0.0% | $15.28 | — | common stock | 74442F107 |
| — | The Mexico Fund, Inc. | 5,000 | $87,000 | 0.0% | $20.80 | — | common stock | 592835102 |
| — | Nuveen Dividend Advantage Municipal Fund 3 | 6,352 | $86,000 | 0.0% | $13.24 | — | common stock | 67070X101 |
| — | Central Fund of Canada Limited (USA) | 8,000 | $85,000 | 0.0% | $13.63 | — | common stock | 153501101 |
| — | Nuveen S&P 500 Dynamic Overwrite Fund | 6,501 | $82,000 | 0.0% | $13.82 | — | common stock | 6706EW100 |
| — | Nuveen Core Equity Alpha Fund | 5,967 | $82,000 | 0.0% | $15.70 | — | common stock | 67090X107 |
| XXCHNXX | China Fund, Inc. | 5,000 | $80,000 | 0.0% | $20.00 | — | common stock | 169373107 |
| — | Nuveen Diversified Dividend and Income Fund | 7,586 | $79,000 | 0.0% | $11.76 | — | common stock | 6706EP105 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund | 6,526 | $78,000 | 0.0% | $17.77 | — | common stock | 19249B106 |
| — | BlackRock Utility & Infrastructure Trust | 4,746 | $77,000 | 0.0% | $17.80 | — | common stock | 09248D104 |
| PSMT | PriceSmart Inc. | 1,000 | $77,000 | 0.0% | $74.69 | +6.0% | common stock | 741511109 |
| — | Fort Dearborn Income Securities, Inc | 5,400 | $76,000 | 0.0% | $13.89 | — | common stock | 347200107 |
| — | Brookfield Mortgage Opportunity Income Fund | 5,001 | $74,000 | 0.0% | $16.60 | — | common stock | 112792106 |
| — | Morgan Stanley Income Securities Inc. | 3,843 | $67,000 | 0.0% | $16.98 | — | common stock | 61745P874 |
| — | PCM Fund Inc. | 6,839 | $65,000 | 0.0% | $9.72 | — | common stock | 69323T101 |
| — | Eaton Vance Limited Duration Income Fund | 4,940 | $63,000 | 0.0% | $15.26 | — | common stock | 27828H105 |
| AZN | AstraZeneca PLC | 1,973 | $63,000 | 0.0% | $31.77 | — | common stock | 046353108 |
| FDX | FedEx Corporation | 400 | $58,000 | 0.0% | $118.51 | +15.0% | common stock | 31428X106 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 5,340 | $56,000 | 0.0% | $11.99 | — | common stock | 95766Q106 |
| — | SK Telecom Co. Ltd. | 2,284 | $56,000 | 0.0% | $25.56 | — | common stock | 78440P108 |
| — | Tortoise Energy Infrastructure | 2,000 | $54,000 | 0.0% | $45.51 | — | common stock | 89147L100 |
| SBSAA | Spanish Broadcasting System Inc. | 10,030 | $53,000 | 0.0% | $3.90 | +53.4% | common stock | 846425833 |
| — | Asia Pacific Fund | 5,150 | $53,000 | 0.0% | $10.17 | — | common stock | 044901106 |
| — | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | 4,964 | $53,000 | 0.0% | $17.89 | — | common stock | 00301T102 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 5,000 | $52,000 | 0.0% | $11.84 | — | common stock | 95766R104 |
| TEVA | Teva Parmaceutical Industries Limited | 899 | $51,000 | 0.0% | $60.34 | — | common stock | 881624209 |
| — | Karyopharm Therapeutics Inc. | 4,868 | $51,000 | 0.0% | $31.87 | — | common stock | 48576U106 |
| MRK | Merck & Co. Inc. | 1,000 | $49,000 | 0.0% | $38.40 | 0.0% | common stock | 58933Y105 |
| — | Cohen & Steers Global Income Builder, Inc. | 5,103 | $49,000 | 0.0% | $9.60 | — | common stock | 19248M103 |
| VOD | Vodafone Group PLC | 1,453 | $46,000 | 0.0% | $36.48 | — | common stock | 92857W308 |
| TIP | iShares TIPS Bond | 410 | $45,000 | 0.0% | $112.00 | — | common stock | 464287176 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund | 6,400 | $44,000 | 0.0% | $14.43 | — | common stock | 617477104 |
| — | Central Europe Russia and Turkey Fund | 2,460 | $44,000 | 0.0% | $29.83 | — | common stock | 153436100 |
| MCD | McDonald's Corp. | 434 | $43,000 | 0.0% | $73.54 | +2.4% | common stock | 580135101 |
| SPG | Simon Property Group Inc. | 230 | $42,000 | 0.0% | $108.01 | +0.7% | common stock | 828806109 |
| BMRN | BioMarin Pharmaceutical Inc. | 400 | $42,000 | 0.0% | $133.58 | 0.0% | common stock | 09061G101 |
| — | Market Vectors Gold Miners ETF | 3,000 | $41,000 | 0.0% | $24.33 | — | common stock | 57060U100 |
| PFE | Pfizer Inc. | 1,288 | $40,000 | 0.0% | $19.78 | +4.1% | common stock | 717081103 |
| — | Royce Micro-Cap Trust, Inc. | 5,162 | $40,000 | 0.0% | $9.31 | — | common stock | 780915104 |
| — | General Electric Company | 1,527 | $39,000 | 0.0% | $25.20 | — | common stock | 369604103 |
| JPM | JPMorgan Chase & Co. | 639 | $39,000 | 0.0% | $47.03 | +5.5% | common stock | 46625H100 |
| — | Delaware Investments Dividend & Income Fund, Inc. | 4,703 | $39,000 | 0.0% | $8.30 | — | common stock | 245915103 |
| KHC | The Kraft Heinz Company | 555 | $39,000 | 0.0% | $47.82 | 0.0% | common stock | 500754106 |
| MUFG | Mitsubishi UFJ Financial Group, Inc. | 6,383 | $39,000 | 0.0% | $7.21 | — | common stock | 606822104 |
| TMO | Thermo Fisher Scientific, Inc. | 316 | $39,000 | 0.0% | $123.60 | +2.2% | common stock | 883556102 |
| — | Aberdeen Israel Fund, Inc. | 2,322 | $39,000 | 0.0% | $14.55 | — | common stock | 00301L109 |
| ABT | Abbott Laboratories | 925 | $37,000 | 0.0% | $37.53 | +3.4% | common stock | 002824100 |
| — | Turkish Investment Fund, Inc. | 4,630 | $37,000 | 0.0% | $15.87 | — | common stock | 900145103 |
| TM | Toyota Motor Corporation | 303 | $36,000 | 0.0% | $135.48 | — | common stock | 892331307 |
| STT | State Street Corporation | 536 | $36,000 | 0.0% | $55.24 | +0.1% | common stock | 857477103 |
| — | Canadian Pacific Railway Limited | 253 | $36,000 | 0.0% | $181.93 | — | common stock | 13645T100 |
| MMM | 3M Company | 253 | $36,000 | 0.0% | $90.14 | -2.9% | common stock | 88579Y101 |
| NXPI | NXP Semiconductors NV | 407 | $35,000 | 0.0% | $80.11 | 0.0% | common stock | N6596X109 |
| HD | The Home Depot, Inc. | 300 | $35,000 | 0.0% | $84.56 | +7.0% | common stock | 437076102 |
| BCS | Barclays PLC | 2,384 | $35,000 | 0.0% | $14.86 | — | common stock | 06738E204 |
| HDB | HDFC Bank Ltd. | 570 | $35,000 | 0.0% | $59.55 | — | common stock | 40415F101 |
| — | ACE Limited | 331 | $34,000 | 0.0% | $112.28 | — | common stock | H0023R105 |
| — | AllianzGI Equity & Convertible Income Fund | 2,000 | $34,000 | 0.0% | $19.33 | — | common stock | 018829101 |
| NKE | Nike, Inc. | 280 | $34,000 | 0.0% | $44.35 | +11.8% | common stock | 654106103 |
| — | Neuberger Berman Real Estate Securities Income Fund | 7,217 | $33,000 | 0.0% | $4.83 | — | common stock | 64190A103 |
| MO | Altria Group Inc. | 615 | $33,000 | 0.0% | $25.93 | +4.1% | common stock | 02209S103 |
| IBN | ICIC Bank Ltd. | 3,985 | $33,000 | 0.0% | $10.60 | — | common stock | 45104G104 |
| PM | Philip Morris International, Inc. | 402 | $32,000 | 0.0% | $48.58 | +0.6% | common stock | 718172109 |
| — | Ingersoll-Rand PLC | 615 | $31,000 | 0.0% | $67.15 | — | common stock | G47791101 |
| ASML | ASML Holding NV | 358 | $31,000 | 0.0% | $96.66 | — | common stock | N07059210 |
| KO | The Coca-Cola Company | 763 | $31,000 | 0.0% | $29.33 | -1.7% | common stock | 191216100 |
| — | LMP Corporate Loan Fund Inc. | 3,000 | $31,000 | 0.0% | $11.00 | — | common stock | 50208B100 |
| — | Delphi Automotive PLC | 413 | $31,000 | 0.0% | $84.75 | — | common stock | G27823106 |
| — | Fibria Celulose SA | 2,263 | $31,000 | 0.0% | $13.70 | — | common stock | 31573A109 |
| LBTYAUSD | Liberty Global PLC | 702 | $30,000 | 0.0% | $51.25 | — | common stock | G5480U104 |
| — | China Petroleum & Chemical Corp. | 489 | $30,000 | 0.0% | $61.35 | — | common stock | 16941R108 |
| XJPIX | Nuveen Preferred & Income Term Fund | 1,350 | $30,000 | 0.0% | $24.08 | — | common stock | 67075A106 |
| — | JPMorgan Alerian MLP Index ETN | 1,000 | $30,000 | 0.0% | $46.00 | — | common stock | 46625H365 |
| BIIB | Biogen Inc. | 100 | $29,000 | 0.0% | $401.33 | -17.7% | common stock | 09062X103 |
| BA | The Boeing Company | 219 | $29,000 | 0.0% | $123.33 | 0.0% | common stock | 097023105 |
| — | Templeton Russia and East European Fund, Inc. | 3,000 | $29,000 | 0.0% | $9.67 | — | common stock | 88022F105 |
| VZ | Verizon Communications Inc. | 662 | $29,000 | 0.0% | $27.29 | -1.0% | common stock | 92343V104 |
| — | Aberdeen Chile Fund Inc. | 4,800 | $29,000 | 0.0% | $7.20 | — | common stock | 00301W105 |
| OXY | Occidental Petroleum Corporation | 429 | $28,000 | 0.0% | $54.23 | -5.4% | common stock | 674599105 |
| — | Shire PLC | 134 | $28,000 | 0.0% | $241.03 | — | common stock | 82481R106 |
| D | Dominion Resources, Inc. | 396 | $28,000 | 0.0% | $45.38 | -1.0% | common stock | 25746U109 |
| XOM | Exxon Mobil Corporation | 378 | $28,000 | 0.0% | $52.43 | -6.4% | common stock | 30231G102 |
| — | Tortoise Energy Infrastructure, 3.75% Preferred Series B | 2,800 | $28,000 | 0.0% | $9.58 | — | preferred stock | 89147L704 |
| PG | The Procter & Gamble Company | 395 | $28,000 | 0.0% | $60.76 | -7.3% | common stock | 742718109 |
| CVS | CVS Health Corporation | 285 | $27,000 | 0.0% | $72.51 | +7.3% | common stock | 126650100 |
| WMT | Wal-Mart Stores Inc. | 417 | $27,000 | 0.0% | $21.07 | -10.3% | common stock | 931142103 |
| INTC | Intel Corporation | 896 | $27,000 | 0.0% | $24.50 | -7.7% | common stock | 458140100 |
| JNJ | Johnson & Johnson | 284 | $27,000 | 0.0% | $74.47 | -2.7% | common stock | 478160104 |
| AEP | American Electric Power Co., Inc. | 481 | $27,000 | 0.0% | $38.85 | -1.0% | common stock | 025537101 |
| INCY | Incyte Corporation | 242 | $27,000 | 0.0% | $50.13 | +123.7% | common stock | 45337C102 |
| BUD | Anheuser-Busch InBev | 241 | $26,000 | 0.0% | $117.42 | — | common stock | 03524A108 |
| VIPS | Vipshop Holdings Limited | 1,542 | $26,000 | 0.0% | $25.82 | — | common stock | 92763W103 |
| CNQ | Canadian Natural Resrouces Limited | 1,341 | $26,000 | 0.0% | $9.30 | -24.0% | common stock | 136385101 |
| — | Swiss Helvetia Fund Inc. | 2,316 | $25,000 | 0.0% | $13.10 | — | common stock | 870875101 |
| PUK | Prudential PLC | 605 | $25,000 | 0.0% | $49.45 | — | common stock | 74435K204 |
| BIDU | Baidu, Inc. | 185 | $25,000 | 0.0% | $205.59 | — | common stock | 056752108 |
| — | Tri-Continental Corp., $2.50 Cumulative Preferred Stock | 500 | $25,000 | 0.0% | $50.00 | — | preferred stock | 895436202 |
| MAT | Mattel, Inc. | 1,151 | $24,000 | 0.0% | $23.40 | 0.0% | common stock | 577081102 |
| BAP | Credicorp Ltd. | 223 | $24,000 | 0.0% | $114.16 | -18.3% | common stock | G2519Y108 |
| BTI | British America Tobacco PLC | 220 | $24,000 | 0.0% | $103.78 | — | common stock | 110448107 |
| HPQ | Hewlett-Packard Company | 951 | $24,000 | 0.0% | $9.19 | 0.0% | common stock | 40434L105 |
| — | Gabelli Global Utility & Income Trust | 1,463 | $24,000 | 0.0% | $19.70 | — | common stock | 36242L105 |
| SLB | Schlumberger Limited | 353 | $24,000 | 0.0% | $61.47 | -4.2% | common stock | 806857108 |
| — | Sensata Technologies Holding NV | 539 | $24,000 | 0.0% | $55.54 | — | common stock | N7902X106 |
| ABEV | Ambev S.A. | 4,939 | $24,000 | 0.0% | $5.92 | — | common stock | 02319V103 |
| — | ASA Gold and Precious Metals Limited | 3,000 | $23,000 | 0.0% | $12.55 | — | common stock | G3156P103 |
| LYG | Lloyds Banking Group PLC | 5,072 | $23,000 | 0.0% | $4.53 | — | common stock | 539439109 |
| COP | Conocophillips | 489 | $23,000 | 0.0% | $41.62 | -11.6% | common stock | 20825C104 |
| — | Eaton Vance Floating-Rate Income Plus Fund | 1,471 | $22,000 | 0.0% | $18.11 | — | common stock | 278284104 |
| EL | The Estee Lauder Companies Inc. | 270 | $22,000 | 0.0% | $74.56 | -1.6% | common stock | 518439104 |
| — | Gabelli Equity Trust Preferred Series D | 848 | $22,000 | 0.0% | $25.14 | — | preferred stock | 362397705 |
| — | Ares Dynamic Credit Allocation Fund, Inc. | 1,596 | $22,000 | 0.0% | $13.78 | — | common stock | 04014F102 |
| — | Alexion Pharmaceuticals, Inc. | 138 | $22,000 | 0.0% | $176.75 | — | common stock | 015351109 |
| — | MVC Capital, Inc. | 2,618 | $21,000 | 0.0% | $12.66 | — | common stock | 553829102 |
| — | Duff & Phelps Global Utility Income Fund, Inc. | 1,410 | $21,000 | 0.0% | $18.67 | — | common stock | 26433C105 |
| — | Ladenburg Thalman Financial Services Inc. | 10,000 | $21,000 | 0.0% | $3.50 | — | common stock | 50575Q102 |
| ING | ING Groep N.V. | 1,469 | $21,000 | 0.0% | $15.03 | — | common stock | 456837103 |
| — | Gabelli Equity Trust, Inc. | 3,551 | $19,000 | 0.0% | $6.60 | — | common stock | 362397101 |
| — | John Hancock Premium Dividend Fund | 1,509 | $19,000 | 0.0% | $13.23 | — | common stock | 41013T105 |
| — | China Unicom (Hong Kong) Limited | 1,481 | $19,000 | 0.0% | $14.84 | — | common stock | 16945R104 |
| — | Deutsche Strategic Income Trust | 1,850 | $19,000 | 0.0% | $13.00 | — | common stock | 25160F109 |
| — | Mallinckrodt Public Limitied Company | 282 | $18,000 | 0.0% | $119.74 | — | common stock | G5785G107 |
| LYB | LyondellBasell Industries N.V. | 210 | $18,000 | 0.0% | $46.99 | +6.0% | common stock | N53745100 |
| — | GW Pharmaceuticals PLC | 198 | $18,000 | 0.0% | $97.88 | — | common stock | 36197T103 |
| — | BRF SA | 999 | $18,000 | 0.0% | $21.02 | — | common stock | 10552T107 |
| — | Abengoa Yield PLC | 1,071 | $18,000 | 0.0% | $33.61 | — | common stock | G00349103 |
| — | United States Oil ETF | 1,000 | $15,000 | 0.0% | $20.00 | — | common stock | 91232N108 |
| ULTRF | Ultrapetrol (Bahamas) Ltd. | 36,000 | $15,000 | 0.0% | $2.88 | -75.2% | common stock | P94398107 |
| MGA | Magna International Inc. | 312 | $15,000 | 0.0% | $38.22 | 0.0% | common stock | 559222401 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 698 | $14,000 | 0.0% | $20.06 | — | common stock | 874039100 |
| — | Silver Wheaton Corp. | 1,067 | $13,000 | 0.0% | $19.52 | — | common stock | 828336107 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 655 | $13,000 | 0.0% | $20.13 | — | common stock | 41013V100 |
| AME | Ametek Inc. | 230 | $12,000 | 0.0% | $49.91 | +0.7% | common stock | 031100100 |
| TRIP | TripAdvisor Inc. | 183 | $12,000 | 0.0% | $72.31 | -6.9% | common stock | 896945201 |
| NXRT | NexPoint Residential Trust, Inc. | 833 | $11,000 | 0.0% | $13.21 | — | common stock | 65341D102 |
| — | Syngenta AG | 179 | $11,000 | 0.0% | $67.57 | — | common stock | 87160A100 |
| — | GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B | 500 | $11,000 | 0.0% | $22.00 | — | preferred stock | 36465A307 |
| IBB | iShares Nasdaq Biotechnology | 36 | $11,000 | 0.0% | $250.00 | — | common stock | 464287556 |
| VGT | Vanguard Information Technology ETF | 100 | $10,000 | 0.0% | $96.77 | — | common stock | 92204A702 |
| — | Nuveen Global Equity Income Fund | 1,000 | $10,000 | 0.0% | $15.00 | — | common stock | 6706EH103 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,208 | $9,000 | 0.0% | $7.73 | — | common stock | 09251A104 |
| — | Morgan Stanley Emerging Markets Fund, Inc. | 716 | $9,000 | 0.0% | $14.13 | — | common stock | 61744G107 |
| — | Rand Capital Corp. | 2,000 | $8,000 | 0.0% | $3.00 | — | common stock | 752185108 |
| XLV | Health Care Select Sector SPDR ETF | 111 | $7,000 | 0.0% | $61.61 | — | common stock | 81369Y209 |
| — | Gabelli Global Small and Mid-Cap Value Fund | 700 | $7,000 | 0.0% | $11.43 | — | common stock | 36249W104 |
| DXJ | WisdomTree Japan Hedged Equity | 143 | $7,000 | 0.0% | $48.95 | — | common stock | 97717W851 |
| — | Neuberger Berman High Yield Strategies Fund | 700 | $7,000 | 0.0% | $12.62 | — | common stock | 64128C106 |
| — | Latin American Discovery Fund Inc. | 800 | $6,000 | 0.0% | $13.75 | — | common stock | 51828C106 |
| SKYY | First Trust ISE Cloud Computing Index | 209 | $6,000 | 0.0% | $28.71 | — | common stock | 33734X192 |
| XLY | Consumer Discret Select Sector SPDR ETF | 65 | $5,000 | 0.0% | $66.67 | — | common stock | 81369Y407 |
| ALNY | Alnylam Pharmaceuticals, Inc. | 50 | $4,000 | 0.0% | $111.10 | 0.0% | common stock | 02043Q107 |
| — | BlackRock Limited Duration Income Trust | 250 | $4,000 | 0.0% | $16.00 | — | common stock | 09249W101 |
| — | BlackRock Core Bond Trust | 200 | $3,000 | 0.0% | $15.00 | — | common stock | 09249E101 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 234 | $3,000 | 0.0% | $13.95 | — | common stock | 94987D101 |
| XHNWX | Pioneer Diversified High Income Trust | 200 | $3,000 | 0.0% | $20.00 | — | common stock | 723653101 |
| — | Mankind Corporation | 1,000 | $3,000 | 0.0% | $6.00 | — | common stock | 56400P201 |
| — | Momenta Pharmaceuticals Inc. | 100 | $2,000 | 0.0% | $20.00 | — | common stock | 60877T100 |
| — | Liberty LiLAC Group | 41 | $1,000 | 0.0% | $24.39 | — | common stock | G5480U138 |
| — | Five Prime Therapeutics, Inc. | 50 | $1,000 | 0.0% | $20.00 | — | common stock | 33830X104 |
| — | Tekla Life Sciences Investors | 60 | $1,000 | 0.0% | $16.67 | — | common stock | 87911K100 |
| — | Quantum Fuel Systems Technologies Worldwide Inc. | 1,000 | $1,000 | 0.0% | $1.00 | — | common stock | 74765E307 |