Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Oxford Lane Capital, 7.50% Pfd Series 2023	777,784	$18,752	8.1%	$24.23	—	preferred stock	691543300
—	Oxford Lane Capital, 8.125% Pfd Series 2024	462,849	$11,655	5.1%	$25.11	—	preferred stock	691543409
—	Boulder Growth and Income Fund, Inc.	1,559,113	$11,615	5.0%	$8.46	—	common stock	101507101
—	Tekla Healthcare Opportunities Fund	614,424	$10,015	4.3%	$19.99	—	common stock	879105104
—	BlackRock Science and Technology Trust	471,704	$7,477	3.2%	$17.51	—	common stock	09258G104
—	PIMCO Dynamic Credit Income Fund	366,429	$6,695	2.9%	$21.51	—	common stock	72202D106
—	Adams Diversified Equity Fund, Inc.	472,297	$6,022	2.6%	$12.42	—	common stock	006212104
—	Alpine Total Dynamic Dividend Fund	704,323	$5,282	2.3%	$8.33	—	common stock	021060207
—	Tri-Continental Corp.	255,411	$4,981	2.2%	$18.45	—	common stock	895436103
—	PIMCO Dynamic Income Fund	161,319	$4,646	2.0%	$29.62	—	common stock	72201Y101
—	Liberty All-Star Equity Fund	837,690	$4,255	1.8%	$5.47	—	common stock	530158104
MINT	PIMCO Enchanced Short Maturity Active ETF	39,336	$3,963	1.7%	$100.91	—	common stock	72201R833
—	Tortoise Pipeline & Energy Fund	214,256	$3,842	1.7%	$25.89	—	common stock	89148H108
—	Adams Natural Resources Fund, Inc.	205,851	$3,738	1.6%	$22.74	—	common stock	00548F105
—	MVC Capital 7.25% Preferred	147,289	$3,475	1.5%	$24.69	—	preferred stock	553829201
—	General American Investors Company, Inc.	111,624	$3,458	1.5%	$33.07	—	common stock	368802104
—	Salient Midstream & MLP Fund	220,595	$3,086	1.3%	$21.78	—	common stock	79471V105
—	Virtus Total Return Fund	810,751	$3,065	1.3%	$3.92	—	common stock	92829A103
—	Morgan Stanley China A Share Fund	136,343	$3,060	1.3%	$23.46	—	common stock	617468103
—	The Herzfeld Caribbean Basin Fund, Inc.	420,107	$2,945	1.3%	$8.64	—	common stock	42804T106
—	Nuveen Credit Strategies Income Fund	367,524	$2,933	1.3%	$8.98	—	common stock	67073D102
—	Gabelli Healthcare & Wellness (Rx) Trust	300,934	$2,916	1.3%	$10.25	—	common stock	36246K103
NXDT	NexPoint Credit Strategies Fund	507,103	$2,901	1.3%	$5.72	—	common stock	65340G205
RCL	Royal Caribbean Cruises Ltd.	30,313	$2,701	1.2%	$34.84	+122.6%	common stock	V7780T103
—	Alpine Global Dynamic Dividend Fund	314,089	$2,685	1.2%	$10.09	—	common stock	02082E205
—	DoubleLine Income Solutions Fund	149,041	$2,577	1.1%	$20.58	—	common stock	258622109
—	RMR Real Estate Income Fund	138,294	$2,498	1.1%	$19.47	—	common stock	76970B101
LEN	Lennar Corp.	49,500	$2,382	1.0%	$35.37	+26.1%	common stock	526057104
—	Gabelli Dividend & Income Trust	122,229	$2,146	0.9%	$20.10	—	common stock	36242H104
MTZ	MasTec, Inc.	134,927	$2,136	0.9%	$27.80	-37.4%	common stock	576323109
NCLH	Norwegian Cruise Line Holdings Ltd.	36,443	$2,088	0.9%	$32.51	+81.2%	common stock	G66721104
CPA	Copa Holdings SA	48,550	$2,036	0.9%	$83.55	-44.8%	common stock	P31076105
XJEQX	Aberdeen Japan Equity Fund, Inc.	294,864	$2,023	0.9%	$6.71	—	common stock	00306J109
—	Tekla Healthcare Investors	65,883	$1,818	0.8%	$27.60	—	common stock	87911J103
—	Cohen & Steers Infrastructure Fund, Inc.	95,289	$1,817	0.8%	$19.89	—	common stock	19248A109
—	Royce Value Trust Inc.	157,186	$1,808	0.8%	$14.96	—	common stock	780910105
SEB	Seaboard Corp.	580	$1,786	0.8%	$2669.93	+22.0%	common stock	811543107
—	First Trust High Income Long/Short Fund	125,314	$1,766	0.8%	$17.25	—	common stock	33738E109
—	Diversified Real Asset Income Fund	104,029	$1,673	0.7%	$17.73	—	common stock	25533B108
—	Zweig Total Return Fund Inc.	136,670	$1,561	0.7%	$12.95	—	common stock	989837208
CWCO	Consolidated Water Co. Ltd.	129,538	$1,503	0.7%	$8.64	+8.1%	common stock	G23773107
—	First Trust Energy Infrastructure Fund	92,455	$1,478	0.6%	$16.54	—	common stock	33738C103
—	Tekla World Healthcare Fund	101,183	$1,455	0.6%	$14.38	—	common stock	87911L108
—	New Germany Fund, Inc.	98,685	$1,422	0.6%	$17.18	—	common stock	644465106
CCL	Carnival Corp.	27,000	$1,342	0.6%	$27.76	+58.6%	common stock	143658300
—	BlackRock Credit Allocation Income Trust	109,443	$1,332	0.6%	$12.96	—	common stock	092508100
—	Japan Smaller Capitalization Fund Inc.	130,294	$1,325	0.6%	$8.90	—	common stock	47109U104
NEE	NextEra Energy, Inc.	13,307	$1,298	0.6%	$19.51	-0.3%	common stock	65339F101
—	Apollo Tactical Income Fund Inc	86,448	$1,253	0.5%	$16.55	—	common stock	037638103
—	Putnam High Income Securities Fund	175,234	$1,235	0.5%	$7.92	—	common stock	746779107
WSO	Watsco Inc.	10,100	$1,197	0.5%	$84.60	+47.4%	common stock	942622200
—	The Korea Fund, Inc.	30,935	$1,099	0.5%	$34.59	—	common stock	500634209
FMX	Fomento Economico Mexicano, S.A.B. de C.V.	12,000	$1,071	0.5%	$99.61	—	common stock	344419106
—	Teco Energy, Inc.	40,500	$1,064	0.5%	$17.19	—	common stock	872375100
—	Guggenheim Enhanced Equity Strategy Fund	70,973	$1,057	0.5%	$17.00	—	common stock	40167K100
—	Aberdeen Asia-Pacific Income Fund, Inc.	231,502	$1,042	0.5%	$6.02	—	common stock	003009107
CX	Cemex, S.A.B. de C.V.	146,372	$1,023	0.4%	$10.26	—	common stock	151290889
—	Atlantic Tele Network, Inc.	11,988	$886	0.4%	$55.61	—	common stock	049079205
BPOP	Popular, Inc.	29,000	$877	0.4%	$24.15	-6.6%	common stock	733174700
—	Nuveen Multi-Market Income Fund, Inc.	124,459	$865	0.4%	$7.51	—	common stock	67075J107
—	Putnam Premier Income Trust	176,047	$861	0.4%	$5.36	—	common stock	746853100
—	Spirit Airlines, Inc.	18,000	$851	0.4%	$73.83	—	common stock	848577102
—	Central Securities Corp.	42,117	$832	0.4%	$21.87	—	common stock	155123102
—	Eaton Vance Tax-Advantaged Dividend Income Fund	42,074	$773	0.3%	$19.18	—	common stock	27828G107
TV	Grupo Televisa, S.A.B.	29,093	$757	0.3%	$25.22	—	common stock	40049J206
—	PIMCO Income Strategy Fund	77,919	$754	0.3%	$9.96	—	common stock	72201H108
—	Avianca Holdings S.A.	157,794	$748	0.3%	$9.53	—	common stock	05367G100
—	First Trust Mortgage Income Fund	52,108	$744	0.3%	$15.88	—	common stock	33734E103
—	America Movil S.A.B. de C.V.	44,690	$740	0.3%	$21.75	—	common stock	02364W105
—	Kayne Anderson Midstream/Energy Fund	38,547	$728	0.3%	$34.63	—	common stock	48661E108
—	Gabelli Multimedia Trust Inc.	95,873	$722	0.3%	$9.38	—	common stock	36239Q109
—	First Trust New Opportunities MLP & Energy Fund	55,853	$694	0.3%	$16.31	—	common stock	33739M100
—	Liberty All-Star Growth Fund, Inc.	147,296	$669	0.3%	$5.12	—	common stock	529900102
—	Cohen & Steers Total Return Realty Fund	56,274	$669	0.3%	$12.41	—	common stock	19247R103
—	Clough Global Opportunities Fund	61,990	$663	0.3%	$12.87	—	common stock	18914E106
—	Blackstone/GSO Strategic Credit Fund	45,350	$644	0.3%	$16.64	—	common stock	09257R101
—	GDL Fund Preferred Series B	12,800	$642	0.3%	$50.23	—	preferred stock	361570302
—	Bancolombia S.A.	19,780	$637	0.3%	$55.58	—	common stock	05968L102
—	Nuveen Quality Preferred Income Fund 3	77,064	$618	0.3%	$8.41	—	common stock	67072W101
KOF	Coca Cola Femsa S.A.B. de C.V.	8,799	$610	0.3%	$138.37	—	common stock	191241108
—	Guggenheim Enhanced Equity Income Fund	81,412	$586	0.3%	$7.20	—	common stock	40167B100
—	Cushing MLP Total Return Fund	48,951	$576	0.3%	$11.77	—	common stock	231631201
—	Bancroft Fund Ltd.	29,201	$546	0.2%	$17.68	—	common stock	059695106
—	Advent/Claymore Enhanced Growth & Income Fund	62,278	$511	0.2%	$9.05	—	common stock	00765E104
—	Cyberonics, Inc.	8,330	$506	0.2%	$62.47	—	common stock	23251P102
EWW	iShares MSCI Mexico Capped	9,800	$505	0.2%	$56.31	—	common stock	464286822
—	Taiwan Fund, Inc.	34,571	$500	0.2%	$17.67	—	common stock	874036106
CME	CME Group Inc.	5,000	$464	0.2%	$61.61	+2.4%	common stock	12572Q105
MLM	Martin Marietta Materials Inc.	3,000	$456	0.2%	$99.70	+49.9%	common stock	573284106
—	Nasdaq Premium Income & Growth Fund	25,887	$446	0.2%	$17.32	—	common stock	670699107
NSC	Norfolk Southern Corp.	5,750	$439	0.2%	$58.90	+10.6%	common stock	655844108
—	Macquarie Global Infrastructure Total Return Fund Inc.	22,222	$428	0.2%	$21.30	—	common stock	55608D101
—	LMP Capital and Income Fund, Inc.	33,771	$411	0.2%	$16.00	—	common stock	50208A102
EVTC	Evertec Inc.	22,643	$409	0.2%	$20.53	-16.3%	common stock	30040P103
—	BlackRock Multi-Sector Income Trust	25,510	$401	0.2%	$17.05	—	common stock	09258A107
—	Brookfield Total Return Fund	18,693	$399	0.2%	$22.10	—	common stock	11283U108
—	Delaware Enhanced Global Dividend & Income Fund	43,107	$399	0.2%	$11.61	—	common stock	246060107
—	Tortoise MLP Fund, Inc.	21,178	$388	0.2%	$27.92	—	common stock	89148B101
VMC	Vulcan Materials Company	4,000	$357	0.2%	$46.69	+82.7%	common stock	929160109
—	Alliance California Municipal Income Fund, Inc.	25,859	$354	0.2%	$13.69	—	common stock	018546101
—	Nuveen Global High Income Fund	24,149	$348	0.2%	$17.24	—	common stock	67075G103
—	AllianceBernstein Global High Income Fund, Inc.	30,663	$339	0.1%	$14.00	—	common stock	01879R106
—	Cornerstone Strategic Value Fund Inc.	20,974	$330	0.1%	$15.85	—	common stock	21924B302
—	PIMCO Corporate & Income Strategy Fund	24,748	$325	0.1%	$13.70	—	common stock	72200U100
—	PIMCO Income Strategy Fund II	36,740	$325	0.1%	$9.15	—	common stock	72201J104
—	Era Group Inc.	21,515	$322	0.1%	$21.75	—	common stock	26885G109
—	ClearBridge Energy MLP Total Return Fund Inc.	22,892	$315	0.1%	$13.76	—	common stock	18469Q108
FCX	Freeport McMoran Copper & Gold	32,000	$310	0.1%	$24.42	-55.7%	common stock	35671D857
—	Sprott Focus Trust, Inc.	51,112	$302	0.1%	$7.21	—	common stock	85208J109
—	Nuveen S&P 500 Buy-Write Income Fund	24,065	$291	0.1%	$12.09	—	common stock	6706ER101
—	Brookfield Global Listed Infrastructure Income Fund	21,131	$265	0.1%	$16.41	—	common stock	11273Q109
BNS	The Bank of Nova Soctia	6,000	$264	0.1%	$29.69	-6.8%	common stock	064149107
WU	The Western Union Company	14,000	$257	0.1%	$17.44	—	common stock	959802109
—	Tahoe Resources Inc.	31,900	$247	0.1%	$13.64	—	common stock	873868103
—	Western Asset High Yield Defined Opportunity Fund Inc.	17,103	$239	0.1%	$17.75	—	common stock	95768B107
—	Teekay LNG Partners LP	9,589	$229	0.1%	$43.61	—	common stock	Y8564M105
—	TCW Strategic Income Fund, Inc.	43,230	$225	0.1%	$5.40	—	common stock	872340104
—	AllianceBernstein National Municipal Income Fund	16,789	$223	0.1%	$13.28	—	common stock	01864U106
—	Zweig Fund, Inc.	17,345	$223	0.1%	$12.80	—	common stock	989834205
—	Cushing Renaissance Fund	14,387	$209	0.1%	$25.32	—	common stock	231647108
ADM	Archer Daniels Midland Company	5,000	$207	0.1%	$33.53	0.0%	common stock	039483102
—	Aberdeen Singapore Fund, Inc.	23,767	$205	0.1%	$13.10	—	common stock	003244100
VAC	Marriott Vacations Worldwide Corp.	3,000	$204	0.1%	$78.56	0.0%	common stock	57164Y107
FDP	Fresh Del Monte Produce Inc.	5,000	$198	0.1%	$21.57	+48.3%	common stock	G36738105
—	Morgan Stanley Asia Pacific Fund	14,987	$194	0.1%	$15.72	—	common stock	61744U106
XMHIX	Pioneer Municipal High Income Trust	15,310	$194	0.1%	$12.17	—	common stock	723763108
—	Mexico Equity and Income Fund, Inc.	15,791	$174	0.1%	$15.16	—	common stock	592834105
—	Nuveen Dividend Advantage Municipal Income Fund	12,000	$167	0.1%	$13.92	—	common stock	67071L106
—	Morgan Stanley Emerging Market Debt Fund, Inc.	19,899	$166	0.1%	$10.17	—	common stock	61744H105
—	Tortoise Power and Energy Infrastructure Fund, Inc.	8,802	$165	0.1%	$18.75	—	common stock	89147X104
—	Source Capital Corp.	2,420	$164	0.1%	$66.98	—	common stock	836144105
—	Legg Mason BW Global Income Opportunities Fund	14,083	$164	0.1%	$16.99	—	common stock	52469B100
—	Eaton Vance California Municipal Income Trust	12,200	$160	0.1%	$13.11	—	common stock	27826F101
—	MFS High Yield Municipal Trust	36,291	$159	0.1%	$4.33	—	common stock	59318E102
—	JPMorgan China Region Fund, Inc.	11,067	$158	0.1%	$15.16	—	common stock	48126T104
—	Thai Fund, Inc.	21,764	$154	0.1%	$18.23	—	common stock	882904105
—	MFS Municipal Income Trust	23,435	$150	0.1%	$6.40	—	common stock	552738106
GILD	Gilead Sciences Inc.	1,500	$147	0.1%	$71.85	+7.9%	common stock	375558103
—	Pacholder High Yield Fund Inc.	22,075	$140	0.1%	$7.36	—	common stock	693742108
EQS	Equus Total Return, Inc.	78,821	$138	0.1%	$2.08	-13.4%	common stock	294766100
—	Nuveen Flexible Investment Income Fund	8,881	$132	0.1%	$16.81	—	common stock	67075B104
—	New Ireland Fund, Inc.	9,732	$131	0.1%	$11.09	—	common stock	645673104
—	Morgan Stanley India Investment Fund	4,967	$131	0.1%	$15.45	—	common stock	61745C105
—	European Equity Fund, Inc.	16,464	$128	0.1%	$7.23	—	common stock	298768102
—	Cohen & Steers Limited Duration Preferres and Income Fund	5,800	$128	0.1%	$24.14	—	common stock	19248C105
—	Aberdeen Indonesia Fund, Inc.	23,835	$125	0.1%	$11.62	—	common stock	00305P106
—	Seacor Holdings, Inc.	2,000	$120	0.1%	$83.00	—	common stock	811904101
—	Eaton Vance Risk-Managed Diversified Equity Income Fund	12,500	$120	0.1%	$10.80	—	common stock	27829G106
—	Templeton Dragon Fund, Inc.	6,357	$119	0.1%	$25.05	—	common stock	88018T101
—	BlackRock Resources & Commodities Strategy Trust	16,756	$119	0.1%	$11.52	—	common stock	09257A108
—	Nuveen Quality Municipal Fund, Inc.	9,000	$117	0.1%	$13.00	—	common stock	67062N103
—	RENN Global Entrepreneurs Fund, Inc.	106,588	$112	0.0%	$1.51	—	common stock	759720105
—	MFS High Income Muicipal Trust	23,533	$112	0.0%	$4.76	—	common stock	59318D104
—	Avenue Income Credit Strategies Fund	8,552	$110	0.0%	$17.38	—	common stock	05358E106
—	Nuveen Dividend Advantage Municipal Fund 2	8,000	$109	0.0%	$13.63	—	common stock	67070F100
—	Royce Global Value Trust, Inc.	15,573	$109	0.0%	$8.91	—	common stock	78081T104
—	Nuveen Select Quality Municipal Fund, Inc.	7,690	$103	0.0%	$13.39	—	common stock	670973106
—	GDL Fund	9,961	$98	0.0%	$11.40	—	common stock	361570104
AMGN	Amgen Inc.	700	$97	0.0%	$115.39	+0.7%	common stock	031162100
—	ClearBridge Energy MLP Opportunity Fund Inc.	6,306	$91	0.0%	$14.43	—	common stock	18469P100
—	Deutsche Multi-Market Income Trust	12,133	$90	0.0%	$8.57	—	common stock	25160E102
—	Cohen & Steers Closed-End Opportunity Fund, Inc.	8,197	$89	0.0%	$10.86	—	common stock	19248P106
—	Prudential Short Duration High Yield Fund, Inc.	5,931	$87	0.0%	$15.28	—	common stock	74442F107
—	The Mexico Fund, Inc.	5,000	$87	0.0%	$20.80	—	common stock	592835102
—	Celgene Corporation	800	$87	0.0%	$108.75	—	common stock	151020104
—	Inovio Pharmaceuticals, Inc.	15,000	$87	0.0%	$8.13	—	common stock	45773H201
—	Nuveen Dividend Advantage Municipal Fund 3	6,352	$86	0.0%	$13.24	—	common stock	67070X101
—	Central Fund of Canada Limited (USA)	8,000	$85	0.0%	$13.63	—	common stock	153501101
—	Nuveen Core Equity Alpha Fund	5,967	$82	0.0%	$15.70	—	common stock	67090X107
—	Nuveen S&P 500 Dynamic Overwrite Fund	6,501	$82	0.0%	$13.82	—	common stock	6706EW100
XXCHNXX	China Fund, Inc.	5,000	$80	0.0%	$20.00	—	common stock	169373107
—	Nuveen Diversified Dividend and Income Fund	7,586	$79	0.0%	$11.76	—	common stock	6706EP105
—	Cohen & Steers MLP Income and Energy Opportunity Fund	6,526	$78	0.0%	$17.77	—	common stock	19249B106
—	BlackRock Utility & Infrastructure Trust	4,746	$77	0.0%	$17.80	—	common stock	09248D104
PSMT	PriceSmart Inc.	1,000	$77	0.0%	$74.69	+6.0%	common stock	741511109
—	Fort Dearborn Income Securities, Inc	5,400	$76	0.0%	$13.89	—	common stock	347200107
—	Brookfield Mortgage Opportunity Income Fund	5,001	$74	0.0%	$16.60	—	common stock	112792106
—	Morgan Stanley Income Securities Inc.	3,843	$67	0.0%	$16.98	—	common stock	61745P874
—	PCM Fund Inc.	6,839	$65	0.0%	$9.72	—	common stock	69323T101
—	Eaton Vance Limited Duration Income Fund	4,940	$63	0.0%	$15.26	—	common stock	27828H105
AZN	AstraZeneca PLC	1,973	$63	0.0%	$31.77	—	common stock	046353108
FDX	FedEx Corporation	400	$58	0.0%	$118.51	+15.0%	common stock	31428X106
—	Western Asset/Claymore Inflation-Linked Securities & Income Fund	5,340	$56	0.0%	$11.99	—	common stock	95766Q106
—	SK Telecom Co. Ltd.	2,284	$56	0.0%	$25.56	—	common stock	78440P108
—	Tortoise Energy Infrastructure	2,000	$54	0.0%	$45.51	—	common stock	89147L100
—	Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	4,964	$53	0.0%	$17.89	—	common stock	00301T102
SBSAA	Spanish Broadcasting System Inc.	10,030	$53	0.0%	$3.90	+53.4%	common stock	846425833
—	Asia Pacific Fund	5,150	$53	0.0%	$10.17	—	common stock	044901106
—	Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	5,000	$52	0.0%	$11.84	—	common stock	95766R104
TEVA	Teva Parmaceutical Industries Limited	899	$51	0.0%	$60.34	—	common stock	881624209
—	Karyopharm Therapeutics Inc.	4,868	$51	0.0%	$31.87	—	common stock	48576U106
MRK	Merck & Co. Inc.	1,000	$49	0.0%	$38.40	0.0%	common stock	58933Y105
—	Cohen & Steers Global Income Builder, Inc.	5,103	$49	0.0%	$9.60	—	common stock	19248M103
VOD	Vodafone Group PLC	1,453	$46	0.0%	$36.48	—	common stock	92857W308
TIP	iShares TIPS Bond	410	$45	0.0%	$112.00	—	common stock	464287176
—	Morgan Stanley Emerging Markets Domestic Debt Fund	6,400	$44	0.0%	$14.43	—	common stock	617477104
—	Central Europe Russia and Turkey Fund	2,460	$44	0.0%	$29.83	—	common stock	153436100
MCD	McDonald's Corp.	434	$43	0.0%	$73.54	+2.4%	common stock	580135101
BMRN	BioMarin Pharmaceutical Inc.	400	$42	0.0%	$133.58	0.0%	common stock	09061G101
SPG	Simon Property Group Inc.	230	$42	0.0%	$108.01	+0.7%	common stock	828806109
—	Market Vectors Gold Miners ETF	3,000	$41	0.0%	$24.33	—	common stock	57060U100
—	Royce Micro-Cap Trust, Inc.	5,162	$40	0.0%	$9.31	—	common stock	780915104
PFE	Pfizer Inc.	1,288	$40	0.0%	$19.78	+4.1%	common stock	717081103
KHC	The Kraft Heinz Company	555	$39	0.0%	$47.82	0.0%	common stock	500754106
—	Aberdeen Israel Fund, Inc.	2,322	$39	0.0%	$14.55	—	common stock	00301L109
TMO	Thermo Fisher Scientific, Inc.	316	$39	0.0%	$123.60	+2.2%	common stock	883556102
—	General Electric Company	1,527	$39	0.0%	$25.20	—	common stock	369604103
—	Delaware Investments Dividend & Income Fund, Inc.	4,703	$39	0.0%	$8.30	—	common stock	245915103
JPM	JPMorgan Chase & Co.	639	$39	0.0%	$47.03	+5.5%	common stock	46625H100
MUFG	Mitsubishi UFJ Financial Group, Inc.	6,383	$39	0.0%	$7.21	—	common stock	606822104
—	Turkish Investment Fund, Inc.	4,630	$37	0.0%	$15.87	—	common stock	900145103
ABT	Abbott Laboratories	925	$37	0.0%	$37.53	+3.4%	common stock	002824100
MMM	3M Company	253	$36	0.0%	$90.14	-2.9%	common stock	88579Y101
STT	State Street Corporation	536	$36	0.0%	$55.24	+0.1%	common stock	857477103
—	Canadian Pacific Railway Limited	253	$36	0.0%	$181.93	—	common stock	13645T100
TM	Toyota Motor Corporation	303	$36	0.0%	$135.48	—	common stock	892331307
NXPI	NXP Semiconductors NV	407	$35	0.0%	$80.11	0.0%	common stock	N6596X109
HD	The Home Depot, Inc.	300	$35	0.0%	$84.56	+7.0%	common stock	437076102
BCS	Barclays PLC	2,384	$35	0.0%	$14.86	—	common stock	06738E204
HDB	HDFC Bank Ltd.	570	$35	0.0%	$59.55	—	common stock	40415F101
—	ACE Limited	331	$34	0.0%	$112.28	—	common stock	H0023R105
NKE	Nike, Inc.	280	$34	0.0%	$44.35	+11.8%	common stock	654106103
—	AllianzGI Equity & Convertible Income Fund	2,000	$34	0.0%	$19.33	—	common stock	018829101
—	Neuberger Berman Real Estate Securities Income Fund	7,217	$33	0.0%	$4.83	—	common stock	64190A103
IBN	ICIC Bank Ltd.	3,985	$33	0.0%	$10.60	—	common stock	45104G104
MO	Altria Group Inc.	615	$33	0.0%	$25.93	+4.1%	common stock	02209S103
PM	Philip Morris International, Inc.	402	$32	0.0%	$48.58	+0.6%	common stock	718172109
KO	The Coca-Cola Company	763	$31	0.0%	$29.33	-1.7%	common stock	191216100
—	LMP Corporate Loan Fund Inc.	3,000	$31	0.0%	$11.00	—	common stock	50208B100
—	Ingersoll-Rand PLC	615	$31	0.0%	$67.15	—	common stock	G47791101
—	Fibria Celulose SA	2,263	$31	0.0%	$13.70	—	common stock	31573A109
—	Delphi Automotive PLC	413	$31	0.0%	$84.75	—	common stock	G27823106
ASML	ASML Holding NV	358	$31	0.0%	$96.66	—	common stock	N07059210
LBTYAUSD	Liberty Global PLC	702	$30	0.0%	$51.25	—	common stock	G5480U104
—	JPMorgan Alerian MLP Index ETN	1,000	$30	0.0%	$46.00	—	common stock	46625H365
—	China Petroleum & Chemical Corp.	489	$30	0.0%	$61.35	—	common stock	16941R108
XJPIX	Nuveen Preferred & Income Term Fund	1,350	$30	0.0%	$24.08	—	common stock	67075A106
—	Templeton Russia and East European Fund, Inc.	3,000	$29	0.0%	$9.67	—	common stock	88022F105
—	Aberdeen Chile Fund Inc.	4,800	$29	0.0%	$7.20	—	common stock	00301W105
VZ	Verizon Communications Inc.	662	$29	0.0%	$27.29	-1.0%	common stock	92343V104
BA	The Boeing Company	219	$29	0.0%	$123.33	0.0%	common stock	097023105
BIIB	Biogen Inc.	100	$29	0.0%	$401.33	-17.7%	common stock	09062X103
XOM	Exxon Mobil Corporation	378	$28	0.0%	$52.43	-6.4%	common stock	30231G102
D	Dominion Resources, Inc.	396	$28	0.0%	$45.38	-1.0%	common stock	25746U109
OXY	Occidental Petroleum Corporation	429	$28	0.0%	$54.23	-5.4%	common stock	674599105
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	2,800	$28	0.0%	$9.58	—	preferred stock	89147L704
PG	The Procter & Gamble Company	395	$28	0.0%	$60.76	-7.3%	common stock	742718109
—	Shire PLC	134	$28	0.0%	$241.03	—	common stock	82481R106
WMT	Wal-Mart Stores Inc.	417	$27	0.0%	$21.07	-10.3%	common stock	931142103
AEP	American Electric Power Co., Inc.	481	$27	0.0%	$38.85	-1.0%	common stock	025537101
INCY	Incyte Corporation	242	$27	0.0%	$50.13	+123.7%	common stock	45337C102
INTC	Intel Corporation	896	$27	0.0%	$24.50	-7.7%	common stock	458140100
CVS	CVS Health Corporation	285	$27	0.0%	$72.51	+7.3%	common stock	126650100
JNJ	Johnson & Johnson	284	$27	0.0%	$74.47	-2.7%	common stock	478160104
BUD	Anheuser-Busch InBev	241	$26	0.0%	$117.42	—	common stock	03524A108
CNQ	Canadian Natural Resrouces Limited	1,341	$26	0.0%	$9.30	-24.0%	common stock	136385101
VIPS	Vipshop Holdings Limited	1,542	$26	0.0%	$25.82	—	common stock	92763W103
—	Swiss Helvetia Fund Inc.	2,316	$25	0.0%	$13.10	—	common stock	870875101
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$25	0.0%	$50.00	—	preferred stock	895436202
PUK	Prudential PLC	605	$25	0.0%	$49.45	—	common stock	74435K204
BIDU	Baidu, Inc.	185	$25	0.0%	$205.59	—	common stock	056752108
—	Gabelli Global Utility & Income Trust	1,463	$24	0.0%	$19.70	—	common stock	36242L105
MAT	Mattel, Inc.	1,151	$24	0.0%	$23.40	0.0%	common stock	577081102
BAP	Credicorp Ltd.	223	$24	0.0%	$114.16	-18.3%	common stock	G2519Y108
ABEV	Ambev S.A.	4,939	$24	0.0%	$5.92	—	common stock	02319V103
HPQ	Hewlett-Packard Company	951	$24	0.0%	$9.19	0.0%	common stock	40434L105
—	Sensata Technologies Holding NV	539	$24	0.0%	$55.54	—	common stock	N7902X106
BTI	British America Tobacco PLC	220	$24	0.0%	$103.78	—	common stock	110448107
SLB	Schlumberger Limited	353	$24	0.0%	$61.47	-4.2%	common stock	806857108
COP	Conocophillips	489	$23	0.0%	$41.62	-11.6%	common stock	20825C104
—	ASA Gold and Precious Metals Limited	3,000	$23	0.0%	$12.55	—	common stock	G3156P103
LYG	Lloyds Banking Group PLC	5,072	$23	0.0%	$4.53	—	common stock	539439109
—	Gabelli Equity Trust Preferred Series D	848	$22	0.0%	$25.14	—	preferred stock	362397705
—	Eaton Vance Floating-Rate Income Plus Fund	1,471	$22	0.0%	$18.11	—	common stock	278284104
—	Ares Dynamic Credit Allocation Fund, Inc.	1,596	$22	0.0%	$13.78	—	common stock	04014F102
EL	The Estee Lauder Companies Inc.	270	$22	0.0%	$74.56	-1.6%	common stock	518439104
—	Alexion Pharmaceuticals, Inc.	138	$22	0.0%	$176.75	—	common stock	015351109
—	MVC Capital, Inc.	2,618	$21	0.0%	$12.66	—	common stock	553829102
—	Ladenburg Thalman Financial Services Inc.	10,000	$21	0.0%	$3.50	—	common stock	50575Q102
—	Duff & Phelps Global Utility Income Fund, Inc.	1,410	$21	0.0%	$18.67	—	common stock	26433C105
ING	ING Groep N.V.	1,469	$21	0.0%	$15.03	—	common stock	456837103
—	Gabelli Equity Trust, Inc.	3,551	$19	0.0%	$6.60	—	common stock	362397101
—	John Hancock Premium Dividend Fund	1,509	$19	0.0%	$13.23	—	common stock	41013T105
—	Deutsche Strategic Income Trust	1,850	$19	0.0%	$13.00	—	common stock	25160F109
—	China Unicom (Hong Kong) Limited	1,481	$19	0.0%	$14.84	—	common stock	16945R104
—	BRF SA	999	$18	0.0%	$21.02	—	common stock	10552T107
—	Abengoa Yield PLC	1,071	$18	0.0%	$33.61	—	common stock	G00349103
—	GW Pharmaceuticals PLC	198	$18	0.0%	$97.88	—	common stock	36197T103
LYB	LyondellBasell Industries N.V.	210	$18	0.0%	$46.99	+6.0%	common stock	N53745100
—	Mallinckrodt Public Limitied Company	282	$18	0.0%	$119.74	—	common stock	G5785G107
MGA	Magna International Inc.	312	$15	0.0%	$38.22	0.0%	common stock	559222401
—	United States Oil ETF	1,000	$15	0.0%	$20.00	—	common stock	91232N108
ULTRF	Ultrapetrol (Bahamas) Ltd.	36,000	$15	0.0%	$2.88	-75.2%	common stock	P94398107
TSM	Taiwan Semiconductor Manufacturing Company Limited	698	$14	0.0%	$20.06	—	common stock	874039100
—	Silver Wheaton Corp.	1,067	$13	0.0%	$19.52	—	common stock	828336107
—	John Hancock Tax-Advantaged Dividend Income Fund	655	$13	0.0%	$20.13	—	common stock	41013V100
AME	Ametek Inc.	230	$12	0.0%	$49.91	+0.7%	common stock	031100100
TRIP	TripAdvisor Inc.	183	$12	0.0%	$72.31	-6.9%	common stock	896945201
NXRT	NexPoint Residential Trust, Inc.	833	$11	0.0%	$13.21	—	common stock	65341D102
—	Syngenta AG	179	$11	0.0%	$67.57	—	common stock	87160A100
IBB	iShares Nasdaq Biotechnology	36	$11	0.0%	$250.00	—	common stock	464287556
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	500	$11	0.0%	$22.00	—	preferred stock	36465A307
—	Nuveen Global Equity Income Fund	1,000	$10	0.0%	$15.00	—	common stock	6706EH103
VGT	Vanguard Information Technology ETF	100	$10	0.0%	$96.77	—	common stock	92204A702
—	BlackRock Enhanced Equity Dividend Trust	1,208	$9	0.0%	$7.73	—	common stock	09251A104
—	Morgan Stanley Emerging Markets Fund, Inc.	716	$9	0.0%	$14.13	—	common stock	61744G107
—	Rand Capital Corp.	2,000	$8	0.0%	$3.00	—	common stock	752185108
DXJ	WisdomTree Japan Hedged Equity	143	$7	0.0%	$48.95	—	common stock	97717W851
—	Neuberger Berman High Yield Strategies Fund	700	$7	0.0%	$12.62	—	common stock	64128C106
XLV	Health Care Select Sector SPDR ETF	111	$7	0.0%	$61.61	—	common stock	81369Y209
—	Gabelli Global Small and Mid-Cap Value Fund	700	$7	0.0%	$11.43	—	common stock	36249W104
—	Latin American Discovery Fund Inc.	800	$6	0.0%	$13.75	—	common stock	51828C106
SKYY	First Trust ISE Cloud Computing Index	209	$6	0.0%	$28.71	—	common stock	33734X192
XLY	Consumer Discret Select Sector SPDR ETF	65	$5	0.0%	$66.67	—	common stock	81369Y407
—	BlackRock Limited Duration Income Trust	250	$4	0.0%	$16.00	—	common stock	09249W101
ALNY	Alnylam Pharmaceuticals, Inc.	50	$4	0.0%	$111.10	0.0%	common stock	02043Q107
XHNWX	Pioneer Diversified High Income Trust	200	$3	0.0%	$20.00	—	common stock	723653101
—	BlackRock Core Bond Trust	200	$3	0.0%	$15.00	—	common stock	09249E101
—	Wells Fargo Advantage Multi-Sector Income Fund	234	$3	0.0%	$13.95	—	common stock	94987D101
—	Mankind Corporation	1,000	$3	0.0%	$6.00	—	common stock	56400P201
—	Momenta Pharmaceuticals Inc.	100	$2	0.0%	$20.00	—	common stock	60877T100
—	Five Prime Therapeutics, Inc.	50	$1	0.0%	$20.00	—	common stock	33830X104
—	Liberty LiLAC Group	41	$1	0.0%	$24.39	—	common stock	G5480U138
—	Tekla Life Sciences Investors	60	$1	0.0%	$16.67	—	common stock	87911K100
—	Quantum Fuel Systems Technologies Worldwide Inc.	1,000	$1	0.0%	$1.00	—	common stock	74765E307