Location: Tarrytown, NY
CIK: 0001819476 · Show all filings
Period: Q4 2020 (Next →)
Filing Date: Feb 16, 2021
Total Value: $153M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 359,773 | $16.18M | 10.6% | $44.97 | $41.82 | +7.5% | MULTIFACTOR MI | 47804J206 |
| VB | VANGUARD INDEX FDS | 71,431 | $13.91M | 9.1% | $194.68 | $176.41 | +10.4% | SMALL CP ETF | 922908751 |
| AGG | ISHARES TR | 115,299 | $13.63M | 8.9% | $118.19 | $117.80 | +0.3% | CORE US AGGBD ET | 464287226 |
| SPEM | SPDR INDEX SHS FDS | 280,127 | $11.81M | 7.7% | $42.16 | $39.69 | +6.2% | PORTFOLIO EMG MK | 78463X509 |
| HYLB | DBX ETF TR | 234,915 | $11.77M | 7.7% | $50.09 * | $39.29 | +2.0% | XTRACK USD HIGH | 233051432 |
| IVV | ISHARES TR | 30,680 | $11.52M | 7.5% | $375.39 | $355.94 | +5.5% | CORE S&P500 ETF | 464287200 |
| BNDX | VANGUARD CHARLOTTE FDS | 185,013 | $10.83M | 7.1% | $58.55 | $58.39 | +0.3% | INTL BD IDX ETF | 92203J407 |
| RODM | LATTICE STRATEGIES TR | 247,615 | $7.01M | 4.6% | $28.31 | $27.19 | +4.1% | HARTFORD MLT ETF | 518416102 |
| AAPL | APPLE INC | 44,103 | $5.852M | 3.8% | $132.69 * | $117.01 | +10.4% | COM | 037833100 |
| VWOB | VANGUARD WHITEHALL FDS | 63,234 | $5.204M | 3.4% | $82.30 | $80.44 | +2.3% | EMERG MKT BD ETF | 921946885 |
| TOTL | SSGA ACTIVE ETF TR | 87,186 | $4.297M | 2.8% | $49.29 | $49.32 | -0.1% | SPDR TR TACTIC | 78467V848 |
| MTUM | ISHARES TR | 26,009 | $4.195M | 2.7% | $161.29 | $153.22 | +5.3% | MSCI USA MMENTM | 46432F396 |
| ROUS | LATTICE STRATEGIES TR | 102,483 | $3.597M | 2.4% | $35.10 | $33.53 | +4.7% | HARTFORD US EQTY | 518416409 |
| IUSB | ISHARES TR | 60,271 | $3.29M | 2.2% | $54.59 | $54.33 | +0.5% | CORE TOTAL USD | 46434V613 |
| ILTB | ISHARES TR | 23,703 | $1.811M | 1.2% | $76.40 | $75.57 | +1.1% | CORE LT USDB ETF | 464289479 |
| AMZN | AMAZON COM INC | 549 | $1.788M | 1.2% | $3256.83 * | $159.58 | +2.0% | COM | 023135106 |
| ISTB | ISHARES TR | 32,999 | $1.704M | 1.1% | $51.64 | $51.52 | +0.2% | CORE 1 5 YR USD | 46432F859 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 10,669 | $1.554M | 1.0% | $145.66 * | $56.95 | +23.3% | NAS CLNEDG GREEN | 33733E500 |
| VUG | VANGUARD INDEX FDS | 4,712 | $1.194M | 0.8% | $253.40 * | $39.91 | +5.8% | GROWTH ETF | 922908736 |
| SPTI | SPDR SER TR | 28,109 | $929K | 0.6% | $33.05 | $33.06 | +0.0% | PORTFLI INTRMDIT | 78464A672 |
| — | FIRST TR INTER DUR PFD & IN | 36,993 | $890K | 0.6% | $24.06 | $24.06 | — | COM | 33718W103 |
| T | AT&T INC | 28,744 | $827K | 0.5% | $28.77 * | $15.38 | +0.9% | COM | 00206R102 |
| FSK | FS KKR CAP CORP | 48,365 | $801K | 0.5% | $16.56 * | $8.06 | +2.3% | COM | 302635206 |
| CVX | CHEVRON CORP NEW | 9,392 | $793K | 0.5% | $84.43 * | $65.02 | +5.0% | COM | 166764100 |
| MSFT | MICROSOFT CORP | 3,238 | $720K | 0.5% | $222.36 * | $206.04 | +3.6% | COM | 594918104 |
| SCHM | SCHWAB STRATEGIC TR | 10,524 | $718K | 0.5% | $68.23 * | $20.86 | +9.0% | US MID-CAP ETF | 808524508 |
| DIS | DISNEY WALT CO | 3,897 | $706K | 0.5% | $181.16 * | $140.23 | +26.2% | COM | 254687106 |
| GLD | SPDR GOLD TR | 3,819 | $681K | 0.4% | $178.32 | $176.09 | +1.3% | GOLD SHS | 78463V107 |
| SCHP | SCHWAB STRATEGIC TR | 10,250 | $636K | 0.4% | $62.05 * | $30.71 | +1.1% | US TIPS ETF | 808524870 |
| VOO | VANGUARD INDEX FDS | 1,805 | $620K | 0.4% | $343.49 | $326.00 | +5.4% | S&P 500 ETF SHS | 922908363 |
| VZ | VERIZON COMMUNICATIONS INC | 10,517 | $618K | 0.4% | $58.76 * | $43.98 | -1.0% | COM | 92343V104 |
| IGIB | ISHARES TR | 9,954 | $615K | 0.4% | $61.78 | $61.18 | +1.0% | ISHS 5-10YR INVT | 464288638 |
| JPM | JPMORGAN CHASE & CO | 4,816 | $612K | 0.4% | $127.08 * | $98.14 | +13.7% | COM | 46625H100 |
| SPY | SPDR S&P 500 ETF TR | 1,632 | $610K | 0.4% | $373.77 | $354.77 | +5.4% | TR UNIT | 78462F103 |
| TSLA | TESLA INC | 819 | $578K | 0.4% | $705.74 * | $170.65 | +37.8% | COM | 88160R101 |
| PM | PHILIP MORRIS INTL INC | 6,840 | $566K | 0.4% | $82.75 * | $60.35 | +7.7% | COM | 718172109 |
| — | EATON VANCE LTD DURATION INC | 44,348 | $556K | 0.4% | $12.54 | $12.54 | — | COM | 27828H105 |
| MTB | M & T BK CORP | 4,351 | $554K | 0.4% | $127.33 * | $96.63 | +12.4% | COM | 55261F104 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $481K | 0.3% | $12.67 * | $7.22 | +2.9% | COM | 69121K104 |
| GOOG | ALPHABET INC | 263 | $461K | 0.3% | $1752.85 * | $83.74 | +3.8% | CAP STK CL C | 02079K107 |
| VXUS | VANGUARD STAR FDS | 7,546 | $454K | 0.3% | $60.16 | $56.27 | +6.9% | VG TL INTL STK F | 921909768 |
| HDV | ISHARES TR | 5,121 | $449K | 0.3% | $87.68 * | $16.94 | +3.5% | CORE HIGH DV ETF | 46429B663 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 34,976 | $424K | 0.3% | $12.12 * | $6.21 | +12.4% | COM STK | 05684B107 |
| SIGI | SELECTIVE INS GROUP INC | 6,035 | $404K | 0.3% | $66.94 * | $55.25 | +12.0% | COM | 816300107 |
| ARCC | ARES CAPITAL CORP | 22,352 | $378K | 0.2% | $16.91 * | $9.58 | +11.0% | COM | 04010L103 |
| ED | CONSOLIDATED EDISON INC | 4,917 | $355K | 0.2% | $72.20 * | $64.61 | -6.5% | COM | 209115104 |
| XOM | EXXON MOBIL CORP | 7,930 | $327K | 0.2% | $41.24 * | $30.36 | +11.0% | COM | 30231G102 |
| — | GENERAL ELECTRIC CO | 29,019 | $313K | 0.2% | $10.79 | $10.79 | — | COM | 369604103 |
| MFIC | APOLLO INVT CORP | 27,616 | $293K | 0.2% | $10.61 * | $5.28 | +12.4% | COM NEW | 03761U502 |
| — | TEKLA HEALTHCARE INVS | 12,159 | $290K | 0.2% | $23.85 | $23.85 | — | SH BEN INT | 87911J103 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $282K | 0.2% | $14.61 | $14.61 | — | SH BEN INT | 09248L106 |
| CMCSA | COMCAST CORP NEW | 5,305 | $278K | 0.2% | $52.40 * | $41.66 | +9.4% | CL A | 20030N101 |
| NFLX | NETFLIX INC | 494 | $267K | 0.2% | $540.49 * | $50.70 | +6.7% | COM | 64110L106 |
| IDV | ISHARES TR | 8,959 | $264K | 0.2% | $29.47 | $27.33 | +7.8% | INTL SEL DIV ETF | 464288448 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,046 | $258K | 0.2% | $126.10 * | $93.41 | +4.7% | COM | 459200101 |
| META | FACEBOOK INC | 888 | $243K | 0.2% | $273.65 | $272.24 | -0.4% | CL A | 30303M102 |
| IEMG | ISHARES INC | 3,824 | $237K | 0.2% | $61.98 | $57.65 | +7.6% | CORE MSCI EMKT | 46434G103 |
| MO | ALTRIA GROUP INC | 5,349 | $219K | 0.1% | $40.94 * | $26.69 | +4.0% | COM | 02209S103 |
| FXH | FIRST TR EXCHANGE TRADED FD | 1,958 | $211K | 0.1% | $107.76 | $101.72 | +6.0% | HLTH CARE ALPH | 33734X143 |
| GOOGL | ALPHABET INC | 115 | $202K | 0.1% | $1756.52 * | $83.49 | +4.2% | CAP STK CL A | 02079K305 |
| MRK | MERCK & CO. INC | 2,447 | $200K | 0.1% | $81.73 * | $64.85 | +2.7% | COM | 58933Y105 |
| — | NEW YORK CMNTY BANCORP INC | 16,626 | $175K | 0.1% | $10.53 | $10.53 | — | COM | 649445103 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 12,409 | $168K | 0.1% | $13.54 | $13.54 | — | COM | 670656107 |
| — | PIMCO NEW YORK MUN FD II | 11,819 | $128K | 0.1% | $10.83 | $10.83 | — | COM | 72200Y102 |
| — | LIBERTY ALL STAR EQUITY FD | 18,302 | $126K | 0.1% | $6.88 | $6.88 | — | SH BEN INT | 530158104 |
| — | VOYA INTL HIGH DIV EQTY INM | 23,725 | $109K | 0.1% | $4.59 | $4.59 | — | COM | 92912Y109 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,063 | $98,000 | 0.1% | $8.86 | $8.86 | — | COM SH BEN INT | 00326L100 |
| SFL | SFL CORPORATION LTD | 12,270 | $77,000 | 0.1% | $6.28 | $6.92 | -9.3% | SHS | G7738W106 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 17,017 | $76,000 | 0.0% | $4.47 | $4.47 | — | COM | 003009107 |
| — | GAMCO GLOBAL GOLD NAT RES & | 21,400 | $75,000 | 0.0% | $3.50 | $3.50 | — | COM SH BEN INT | 36465A109 |
| DHC | DIVERSIFIED HEALTHCARE TR | 14,764 | $61,000 | 0.0% | $4.13 | $4.13 | — | COM SH BEN INT | 25525P107 |
| — | VOYA GLBL EQTY DIV & PREM OP | 10,300 | $54,000 | 0.0% | $5.24 | $5.24 | — | COM | 92912T100 |
| UUUU | ENERGY FUELS INC | 11,177 | $48,000 | 0.0% | $4.29 | $2.25 | +89.0% | COM NEW | 292671708 |
| LYG | LLOYDS BANKING GROUP PLC | 11,100 | $22,000 | 0.0% | $1.98 | $1.69 | +16.3% | SPONSORED ADR | 539439109 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $7,000 | 0.0% | $0.69 | $0.69 | — | COM PAR $ .01 | 696077403 |