Location: Tarrytown, NY
CIK: 0001819476 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 12, 2021
Total Value: $200M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IUSB | ISHARES TR | 383,646 | $20.24M | 10.1% | $53.04 | — | CORE TOTAL USD | 46434V613 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 408,201 | $20.05M | 10.0% | $45.46 | — | MULTIFACTOR MI | 47804J206 |
| VB | VANGUARD INDEX FDS | 88,915 | $19.04M | 9.5% | $198.49 | — | SMALL CP ETF | 922908751 |
| IVV | ISHARES TR | 40,291 | $16.03M | 8.0% | $380.74 | — | CORE S&P500 ETF | 464287200 |
| AGG | ISHARES TR | 136,501 | $15.54M | 7.8% | $117.51 | — | CORE US AGGBD ET | 464287226 |
| SPEM | SPDR INDEX SHS FDS | 353,159 | $15.46M | 7.7% | $42.49 | — | PORTFOLIO EMG MK | 78463X509 |
| HYLB | DBX ETF TR | 269,666 | $13.48M | 6.7% | $50.08 | — | XTRACK USD HIGH | 233051432 |
| RODM | LATTICE STRATEGIES TR | 273,851 | $8.133M | 4.1% | $28.44 | — | HARTFORD MLT ETF | 518416102 |
| AAPL | APPLE INC | 50,927 | $6.221M | 3.1% | $118.09 | +5.9% | COM | 037833100 |
| TOTL | SSGA ACTIVE ETF TR | 104,367 | $5.032M | 2.5% | $49.11 | — | SPDR TR TACTIC | 78467V848 |
| MTUM | ISHARES TR | 26,941 | $4.334M | 2.2% | $161.28 | — | MSCI USA MMENTM | 46432F396 |
| ROUS | LATTICE STRATEGIES TR | 113,192 | $4.266M | 2.1% | $35.34 | — | HARTFORD US EQTY | 518416409 |
| SCHM | SCHWAB STRATEGIC TR | 44,784 | $3.333M | 1.7% | $72.97 | — | US MID-CAP ETF | 808524508 |
| AMZN | AMAZON COM INC | 918 | $2.84M | 1.4% | $159.15 | -0.4% | COM | 023135106 |
| VUG | VANGUARD INDEX FDS | 9,956 | $2.559M | 1.3% | $255.31 | — | GROWTH ETF | 922908736 |
| IXUS | ISHARES TR | 26,455 | $1.859M | 0.9% | $70.27 | — | CORE MSCI TOTAL | 46432F834 |
| ILTB | ISHARES TR | 24,497 | $1.679M | 0.8% | $76.15 | — | CORE LT USDB ETF | 464289479 |
| VTV | VANGUARD INDEX FDS | 10,324 | $1.357M | 0.7% | $131.44 | — | VALUE ETF | 922908744 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 5,850 | $1.276M | 0.6% | $218.12 | — | DJ INTERNT IDX | 33733E302 |
| BNDX | VANGUARD CHARLOTTE FDS | 19,304 | $1.103M | 0.6% | $58.55 | — | INTL BD IDX ETF | 92203J407 |
| ANGL | VANECK VECTORS ETF TR | 32,799 | $1.047M | 0.5% | $31.92 | — | FALLEN ANGEL HG | 92189F437 |
| CVX | CHEVRON CORP NEW | 9,126 | $956K | 0.5% | $65.02 | +22.4% | COM | 166764100 |
| FSK | FS KKR CAP CORP | 46,377 | $920K | 0.5% | $8.06 | +15.7% | COM | 302635206 |
| — | FIRST TR INTER DUR PFD & IN | 35,872 | $859K | 0.4% | $24.06 | — | COM | 33718W103 |
| VZ | VERIZON COMMUNICATIONS INC | 14,476 | $842K | 0.4% | $43.51 | -2.9% | COM | 92343V104 |
| T | AT&T INC | 27,209 | $824K | 0.4% | $15.38 | +5.0% | COM | 00206R102 |
| MSFT | MICROSOFT CORP | 3,413 | $805K | 0.4% | $206.90 | +7.7% | COM | 594918104 |
| JPM | JPMORGAN CHASE & CO | 5,272 | $803K | 0.4% | $100.66 | +26.4% | COM | 46625H100 |
| LQD | ISHARES TR | 6,091 | $792K | 0.4% | $130.03 | — | IBOXX INV CP ETF | 464287242 |
| GLD | SPDR GOLD TR | 4,686 | $750K | 0.4% | $174.94 | — | GOLD SHS | 78463V107 |
| SPY | SPDR S&P 500 ETF TR | 1,869 | $741K | 0.4% | $376.65 | — | TR UNIT | 78462F103 |
| ISTB | ISHARES TR | 14,415 | $739K | 0.4% | $51.64 | — | CORE 1 5 YR USD | 46432F859 |
| DIS | DISNEY WALT CO | 3,933 | $726K | 0.4% | $140.23 | +28.5% | COM | 254687106 |
| SPTI | SPDR SER TR | 21,834 | $700K | 0.4% | $33.05 | — | PORTFLI INTRMDIT | 78464A672 |
| VOO | VANGUARD INDEX FDS | 1,871 | $682K | 0.3% | $344.23 | — | S&P 500 ETF SHS | 922908363 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 9,922 | $681K | 0.3% | $145.66 | — | NAS CLNEDG GREEN | 33733E500 |
| MTB | M & T BK CORP | 4,351 | $660K | 0.3% | $96.63 | +30.5% | COM | 55261F104 |
| SCHP | SCHWAB STRATEGIC TR | 10,250 | $627K | 0.3% | $62.05 | — | US TIPS ETF | 808524870 |
| PM | PHILIP MORRIS INTL INC | 6,873 | $610K | 0.3% | $60.35 | +10.7% | COM | 718172109 |
| BABA | ALIBABA GROUP HLDG LTD | 2,608 | $591K | 0.3% | $226.61 | — | SPONSORED ADS | 01609W102 |
| GOOG | ALPHABET INC | 275 | $569K | 0.3% | $84.38 | +16.7% | CAP STK CL C | 02079K107 |
| XOM | EXXON MOBIL CORP | 10,034 | $560K | 0.3% | $33.08 | +30.9% | COM | 30231G102 |
| — | EATON VANCE LTD DURATION INC | 44,348 | $560K | 0.3% | $12.54 | — | COM | 27828H105 |
| META | FACEBOOK INC | 1,887 | $556K | 0.3% | $269.67 | -0.8% | CL A | 30303M102 |
| TSLA | TESLA INC | 801 | $535K | 0.3% | $170.65 | +47.1% | COM | 88160R101 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $523K | 0.3% | $7.22 | +10.7% | COM | 69121K104 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 35,176 | $520K | 0.3% | $6.21 | +27.8% | COM STK | 05684B107 |
| HDV | ISHARES TR | 5,121 | $486K | 0.2% | $87.68 | — | CORE HIGH DV ETF | 46429B663 |
| VXUS | VANGUARD STAR FDS | 7,752 | $486K | 0.2% | $60.23 | — | VG TL INTL STK F | 921909768 |
| IJR | ISHARES TR | 4,278 | $464K | 0.2% | $108.46 | — | CORE S&P SCP ETF | 464287804 |
| SIGI | SELECTIVE INS GROUP INC | 6,035 | $438K | 0.2% | $55.25 | +16.6% | COM | 816300107 |
| ARCC | ARES CAPITAL CORP | 22,634 | $423K | 0.2% | $9.60 | +18.5% | COM | 04010L103 |
| ED | CONSOLIDATED EDISON INC | 5,565 | $416K | 0.2% | $63.97 | -7.6% | COM | 209115104 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,985 | $411K | 0.2% | $82.45 | — | SHRT TRM CORP BD | 92206C409 |
| BSV | VANGUARD BD INDEX FDS | 4,739 | $389K | 0.2% | $82.08 | — | SHORT TRM BOND | 921937827 |
| — | GENERAL ELECTRIC CO | 28,998 | $381K | 0.2% | $10.79 | — | COM | 369604103 |
| IEFA | ISHARES TR | 5,292 | $381K | 0.2% | $72.00 | — | CORE MSCI EAFE | 46432F842 |
| JNJ | JOHNSON & JOHNSON | 2,312 | $380K | 0.2% | $140.78 | 0.0% | COM | 478160104 |
| BA | BOEING CO | 1,489 | $379K | 0.2% | $222.27 | 0.0% | COM | 097023105 |
| MFIC | APOLLO INVT CORP | 27,616 | $379K | 0.2% | $5.28 | +40.1% | COM NEW | 03761U502 |
| VWOB | VANGUARD WHITEHALL FDS | 4,510 | $350K | 0.2% | $82.30 | — | EMERG MKT BD ETF | 921946885 |
| BLV | VANGUARD BD INDEX FDS | 3,512 | $345K | 0.2% | $98.23 | — | LONG TERM BOND | 921937793 |
| XLE | SELECT SECTOR SPDR TR | 6,772 | $332K | 0.2% | $49.03 | — | ENERGY | 81369Y506 |
| IEMG | ISHARES INC | 4,841 | $312K | 0.2% | $62.50 | — | CORE MSCI EMKT | 46434G103 |
| VIG | VANGUARD SPECIALIZED FUNDS | 2,106 | $310K | 0.2% | $147.20 | — | DIV APP ETF | 921908844 |
| VMBS | VANGUARD SCOTTSDALE FDS | 5,614 | $300K | 0.2% | $53.44 | — | MORTG-BACK SEC | 92206C771 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,246 | $299K | 0.1% | $93.82 | +4.5% | COM | 459200101 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $299K | 0.1% | $14.61 | — | SH BEN INT | 09248L106 |
| — | TEKLA HEALTHCARE INVS | 12,173 | $297K | 0.1% | $23.85 | — | SH BEN INT | 87911J103 |
| ESGD | ISHARES TR | 3,794 | $288K | 0.1% | $75.91 | — | ESG AW MSCI EAFE | 46435G516 |
| IAGG | ISHARES TR | 5,205 | $286K | 0.1% | $54.95 | — | CORE INTL AGGR | 46435G672 |
| CMCSA | COMCAST CORP NEW | 5,293 | $286K | 0.1% | $41.66 | +10.8% | CL A | 20030N101 |
| CRM | SALESFORCE COM INC | 1,344 | $285K | 0.1% | $219.95 | 0.0% | COM | 79466L302 |
| PFE | PFIZER INC | 7,759 | $281K | 0.1% | $28.04 | 0.0% | COM | 717081103 |
| VO | VANGUARD INDEX FDS | 1,245 | $276K | 0.1% | $221.69 | — | MID CAP ETF | 922908629 |
| IDV | ISHARES TR | 8,718 | $274K | 0.1% | $29.47 | — | INTL SEL DIV ETF | 464288448 |
| GHYG | ISHARES INC | 5,444 | $273K | 0.1% | $50.15 | — | US INTL HGH YLD | 464286178 |
| MO | ALTRIA GROUP INC | 5,325 | $272K | 0.1% | $26.69 | +13.9% | COM | 02209S103 |
| EMB | ISHARES TR | 2,390 | $260K | 0.1% | $108.79 | — | JPMORGAN USD EMG | 464288281 |
| PLTR | PALANTIR TECHNOLOGIES INC | 11,010 | $256K | 0.1% | $27.43 | 0.0% | CL A | 69608A108 |
| MRK | MERCK & CO. INC | 3,282 | $253K | 0.1% | $64.39 | -2.1% | COM | 58933Y105 |
| GOOGL | ALPHABET INC | 116 | $239K | 0.1% | $83.49 | +17.3% | CAP STK CL A | 02079K305 |
| KHC | KRAFT HEINZ CO | 5,933 | $237K | 0.1% | $28.63 | 0.0% | COM | 500754106 |
| INTC | INTEL CORP | 3,671 | $235K | 0.1% | $54.09 | 0.0% | COM | 458140100 |
| BX | BLACKSTONE GROUP INC | 3,112 | $232K | 0.1% | $58.60 | 0.0% | COM | 09260D107 |
| IGIB | ISHARES TR | 3,800 | $225K | 0.1% | $61.78 | — | ISHS 5-10YR INVT | 464288638 |
| QQQ | INVESCO QQQ TR | 702 | $224K | 0.1% | $319.09 | — | UNIT SER 1 | 46090E103 |
| MDT | MEDTRONIC PLC | 1,883 | $222K | 0.1% | $101.70 | 0.0% | SHS | G5960L103 |
| ESGU | ISHARES TR | 2,408 | $219K | 0.1% | $90.95 | — | ESG AWR MSCI USA | 46435G425 |
| HD | HOME DEPOT INC | 705 | $215K | 0.1% | $244.44 | 0.0% | COM | 437076102 |
| FXH | FIRST TR EXCHANGE TRADED FD | 1,958 | $213K | 0.1% | $107.76 | — | HLTH CARE ALPH | 33734X143 |
| — | NEW YORK CMNTY BANCORP INC | 16,626 | $210K | 0.1% | $10.53 | — | COM | 649445103 |
| NFLX | NETFLIX INC | 401 | $209K | 0.1% | $50.70 | +4.6% | COM | 64110L106 |
| RBLX | ROBLOX CORP | 3,218 | $209K | 0.1% | $69.70 | 0.0% | CL A | 771049103 |
| — | DRAFTKINGS INC | 3,390 | $208K | 0.1% | $61.36 | — | COM CL A | 26142R104 |
| UNP | UNION PAC CORP | 933 | $206K | 0.1% | $188.09 | 0.0% | COM | 907818108 |
| DVY | ISHARES TR | 1,804 | $206K | 0.1% | $114.19 | — | SELECT DIVID ETF | 464287168 |
| EWZ | ISHARES INC | 6,000 | $201K | 0.1% | $33.50 | — | MSCI BRAZIL ETF | 464286400 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 4,086 | $201K | 0.1% | $49.19 | — | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 12,409 | $169K | 0.1% | $13.54 | — | COM | 670656107 |
| — | LIBERTY ALL STAR EQUITY FD | 18,302 | $140K | 0.1% | $6.88 | — | SH BEN INT | 530158104 |
| — | PIMCO NEW YORK MUN FD II | 11,819 | $133K | 0.1% | $10.83 | — | COM | 72200Y102 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,063 | $105K | 0.1% | $8.86 | — | COM SH BEN INT | 00326L100 |
| SFL | SFL CORPORATION LTD | 12,270 | $98,000 | 0.0% | $6.92 | +7.0% | SHS | G7738W106 |
| — | AMERICA FIRST MULTIFAMILY IN | 17,800 | $98,000 | 0.0% | $5.51 | — | BEN UNIT CTF | 02364V107 |
| — | EMAGIN CORP | 24,977 | $93,000 | 0.0% | $3.72 | — | COM NEW | 29076N206 |
| — | GAMCO GLOBAL GOLD NAT RES & | 21,400 | $74,000 | 0.0% | $3.50 | — | COM SH BEN INT | 36465A109 |
| — | TRUSTCO BK CORP N Y | 10,000 | $74,000 | 0.0% | $7.40 | — | COM | 898349105 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 17,017 | $70,000 | 0.0% | $4.47 | — | COM | 003009107 |
| DHC | DIVERSIFIED HEALTHCARE TR | 14,475 | $69,000 | 0.0% | $4.13 | — | COM SH BEN INT | 25525P107 |
| UUUU | ENERGY FUELS INC | 10,654 | $61,000 | 0.0% | $2.25 | +126.9% | COM NEW | 292671708 |
| — | VOYA GLBL EQTY DIV & PREM OP | 10,300 | $59,000 | 0.0% | $5.24 | — | COM | 92912T100 |
| LYG | LLOYDS BANKING GROUP PLC | 11,100 | $26,000 | 0.0% | $1.98 | — | SPONSORED ADR | 539439109 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $7,000 | 0.0% | $0.69 | — | COM PAR $ .01 | 696077403 |
| — | DRAFTKINGS INC | 1,000 | $5,000 | 0.0% | $61.36 | — | Put | 26142R104 |
| BABA | ALIBABA GROUP HLDG LTD | 200 | $1,000 | 0.0% | $226.61 | — | Call | 01609W102 |