Location: Tarrytown, NY
CIK: 0001819476 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 12, 2021
Total Value: $200M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IUSB | ISHARES TR | 383,646 | $20.24M | 10.1% | $52.75 | $53.70 | -1.8% | CORE TOTAL USD | 46434V613 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 408,201 | $20.05M | 10.0% | $49.13 | $42.50 | +15.6% | MULTIFACTOR MI | 47804J206 |
| VB | VANGUARD INDEX FDS | 88,915 | $19.04M | 9.5% | $214.08 | $183.15 | +16.9% | SMALL CP ETF | 922908751 |
| IVV | ISHARES TR | 40,291 | $16.03M | 8.0% | $397.81 | $363.39 | +9.5% | CORE S&P500 ETF | 464287200 |
| AGG | ISHARES TR | 136,501 | $15.54M | 7.8% | $113.83 | $117.49 | -3.1% | CORE US AGGBD ET | 464287226 |
| SPEM | SPDR INDEX SHS FDS | 353,159 | $15.46M | 7.7% | $43.78 | $40.72 | +7.5% | PORTFOLIO EMG MK | 78463X509 |
| HYLB | DBX ETF TR | 269,666 | $13.48M | 6.7% | $49.99 * | $39.38 | +1.6% | XTRACK USD HIGH | 233051432 |
| RODM | LATTICE STRATEGIES TR | 273,851 | $8.133M | 4.1% | $29.70 | $27.37 | +8.5% | HARTFORD MLT ETF | 518416102 |
| AAPL | APPLE INC | 50,927 | $6.221M | 3.1% | $122.16 * | $118.09 | +0.8% | COM | 037833100 |
| TOTL | SSGA ACTIVE ETF TR | 104,367 | $5.032M | 2.5% | $48.21 | $49.24 | -2.1% | SPDR TR TACTIC | 78467V848 |
| MTUM | ISHARES TR | 26,941 | $4.334M | 2.2% | $160.87 | $153.64 | +4.7% | MSCI USA MMENTM | 46432F396 |
| ROUS | LATTICE STRATEGIES TR | 113,192 | $4.266M | 2.1% | $37.69 | $33.81 | +11.5% | HARTFORD US EQTY | 518416409 |
| SCHM | SCHWAB STRATEGIC TR | 44,784 | $3.333M | 1.7% | $74.42 * | $23.46 | +5.8% | US MID-CAP ETF | 808524508 |
| AMZN | AMAZON COM INC | 918 | $2.84M | 1.4% | $3093.68 * | $159.15 | -2.8% | COM | 023135106 |
| VUG | VANGUARD INDEX FDS | 9,956 | $2.559M | 1.3% | $257.03 * | $41.42 | +3.4% | GROWTH ETF | 922908736 |
| IXUS | ISHARES TR | 26,455 | $1.859M | 0.9% | $70.27 | $70.14 | +0.2% | CORE MSCI TOTAL | 46432F834 |
| ILTB | ISHARES TR | 24,497 | $1.679M | 0.8% | $68.54 | $75.44 | -9.1% | CORE LT USDB ETF | 464289479 |
| VTV | VANGUARD INDEX FDS | 10,324 | $1.357M | 0.7% | $131.44 | $125.37 | +4.9% | VALUE ETF | 922908744 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 5,850 | $1.276M | 0.6% | $218.12 | $222.41 | -1.9% | DJ INTERNT IDX | 33733E302 |
| BNDX | VANGUARD CHARLOTTE FDS | 19,304 | $1.103M | 0.6% | $57.14 | $58.39 | -2.2% | INTL BD IDX ETF | 92203J407 |
| ANGL | VANECK VECTORS ETF TR | 32,799 | $1.047M | 0.5% | $31.92 | $32.07 | -0.4% | FALLEN ANGEL HG | 92189F437 |
| CVX | CHEVRON CORP NEW | 9,126 | $956K | 0.5% | $104.76 * | $65.02 | +32.2% | COM | 166764100 |
| FSK | FS KKR CAP CORP | 46,377 | $920K | 0.5% | $19.84 * | $8.06 | +26.1% | COM | 302635206 |
| — | FIRST TR INTER DUR PFD & IN | 35,872 | $859K | 0.4% | $23.95 | $24.06 | — | COM | 33718W103 |
| VZ | VERIZON COMMUNICATIONS INC | 14,476 | $842K | 0.4% | $58.17 * | $43.51 | +0.1% | COM | 92343V104 |
| T | AT&T INC | 27,209 | $824K | 0.4% | $30.28 * | $15.38 | +8.7% | COM | 00206R102 |
| MSFT | MICROSOFT CORP | 3,413 | $805K | 0.4% | $235.86 * | $206.90 | +9.6% | COM | 594918104 |
| JPM | JPMORGAN CHASE & CO | 5,272 | $803K | 0.4% | $152.31 * | $100.66 | +33.8% | COM | 46625H100 |
| LQD | ISHARES TR | 6,091 | $792K | 0.4% | $130.03 | $133.05 | -2.3% | IBOXX INV CP ETF | 464287242 |
| GLD | SPDR GOLD TR | 4,686 | $750K | 0.4% | $160.05 | $174.60 | -8.4% | GOLD SHS | 78463V107 |
| SPY | SPDR S&P 500 ETF TR | 1,869 | $741K | 0.4% | $396.47 | $358.69 | +10.5% | TR UNIT | 78462F103 |
| ISTB | ISHARES TR | 14,415 | $739K | 0.4% | $51.27 | $51.52 | -0.4% | CORE 1 5 YR USD | 46432F859 |
| DIS | DISNEY WALT CO | 3,933 | $726K | 0.4% | $184.59 * | $140.23 | +28.6% | COM | 254687106 |
| SPTI | SPDR SER TR | 21,834 | $700K | 0.4% | $32.06 | $33.06 | -3.0% | PORTFLI INTRMDIT | 78464A672 |
| VOO | VANGUARD INDEX FDS | 1,871 | $682K | 0.3% | $364.51 | $327.01 | +11.4% | S&P 500 ETF SHS | 922908363 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 9,922 | $681K | 0.3% | $68.64 | $56.95 | +20.4% | NAS CLNEDG GREEN | 33733E500 |
| MTB | M & T BK CORP | 4,351 | $660K | 0.3% | $151.69 * | $96.63 | +34.8% | COM | 55261F104 |
| SCHP | SCHWAB STRATEGIC TR | 10,250 | $627K | 0.3% | $61.17 * | $30.71 | -0.4% | US TIPS ETF | 808524870 |
| PM | PHILIP MORRIS INTL INC | 6,873 | $610K | 0.3% | $88.75 * | $60.35 | +17.0% | COM | 718172109 |
| BABA | ALIBABA GROUP HLDG LTD | 2,608 | $591K | 0.3% | $226.61 | $245.62 | -7.7% | SPONSORED ADS | 01609W102 |
| GOOG | ALPHABET INC | 275 | $569K | 0.3% | $2069.09 * | $84.38 | +21.7% | CAP STK CL C | 02079K107 |
| XOM | EXXON MOBIL CORP | 10,034 | $560K | 0.3% | $55.81 * | $33.08 | +40.3% | COM | 30231G102 |
| — | EATON VANCE LTD DURATION INC | 44,348 | $560K | 0.3% | $12.63 | $12.54 | — | COM | 27828H105 |
| META | FACEBOOK INC | 1,887 | $556K | 0.3% | $294.65 | $269.67 | +8.5% | CL A | 30303M102 |
| TSLA | TESLA INC | 801 | $535K | 0.3% | $667.92 * | $170.65 | +30.5% | COM | 88160R101 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $523K | 0.3% | $13.78 * | $7.22 | +14.4% | COM | 69121K104 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 35,176 | $520K | 0.3% | $14.78 * | $6.21 | +40.1% | COM STK | 05684B107 |
| HDV | ISHARES TR | 5,121 | $486K | 0.2% | $94.90 * | $16.94 | +12.0% | CORE HIGH DV ETF | 46429B663 |
| VXUS | VANGUARD STAR FDS | 7,752 | $486K | 0.2% | $62.69 | $56.44 | +11.1% | VG TL INTL STK F | 921909768 |
| IJR | ISHARES TR | 4,278 | $464K | 0.2% | $108.46 | $104.67 | +3.7% | CORE S&P SCP ETF | 464287804 |
| SIGI | SELECTIVE INS GROUP INC | 6,035 | $438K | 0.2% | $72.58 * | $55.25 | +21.7% | COM | 816300107 |
| ARCC | ARES CAPITAL CORP | 22,634 | $423K | 0.2% | $18.69 * | $9.60 | +25.3% | COM | 04010L103 |
| ED | CONSOLIDATED EDISON INC | 5,565 | $416K | 0.2% | $74.75 * | $63.97 | -1.2% | COM | 209115104 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,985 | $411K | 0.2% | $82.45 | $82.84 | -0.4% | SHRT TRM CORP BD | 92206C409 |
| BSV | VANGUARD BD INDEX FDS | 4,739 | $389K | 0.2% | $82.08 | $82.55 | -0.4% | SHORT TRM BOND | 921937827 |
| — | GENERAL ELECTRIC CO | 28,998 | $381K | 0.2% | $13.14 | $10.79 | — | COM | 369604103 |
| IEFA | ISHARES TR | 5,292 | $381K | 0.2% | $72.00 | $71.46 | +0.8% | CORE MSCI EAFE | 46432F842 |
| JNJ | JOHNSON & JOHNSON | 2,312 | $380K | 0.2% | $164.36 * | $140.78 | +1.9% | COM | 478160104 |
| BA | BOEING CO | 1,489 | $379K | 0.2% | $254.53 | $222.27 | +14.6% | COM | 097023105 |
| MFIC | APOLLO INVT CORP | 27,616 | $379K | 0.2% | $13.72 * | $5.28 | +48.6% | COM NEW | 03761U502 |
| VWOB | VANGUARD WHITEHALL FDS | 4,510 | $350K | 0.2% | $77.61 | $80.44 | -3.7% | EMERG MKT BD ETF | 921946885 |
| BLV | VANGUARD BD INDEX FDS | 3,512 | $345K | 0.2% | $98.23 | $102.61 | -4.4% | LONG TERM BOND | 921937793 |
| XLE | SELECT SECTOR SPDR TR | 6,772 | $332K | 0.2% | $49.03 * | $23.07 | +6.3% | ENERGY | 81369Y506 |
| IEMG | ISHARES INC | 4,841 | $312K | 0.2% | $64.45 | $59.36 | +8.4% | CORE MSCI EMKT | 46434G103 |
| VIG | VANGUARD SPECIALIZED FUNDS | 2,106 | $310K | 0.2% | $147.20 | $142.25 | +3.4% | DIV APP ETF | 921908844 |
| VMBS | VANGUARD SCOTTSDALE FDS | 5,614 | $300K | 0.2% | $53.44 | $53.81 | -0.8% | MORTG-BACK SEC | 92206C771 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,246 | $299K | 0.1% | $133.13 * | $93.82 | +11.9% | COM | 459200101 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $299K | 0.1% | $15.49 | $14.61 | — | SH BEN INT | 09248L106 |
| — | TEKLA HEALTHCARE INVS | 12,173 | $297K | 0.1% | $24.40 | $23.85 | — | SH BEN INT | 87911J103 |
| ESGD | ISHARES TR | 3,794 | $288K | 0.1% | $75.91 | $75.30 | +0.8% | ESG AW MSCI EAFE | 46435G516 |
| IAGG | ISHARES TR | 5,205 | $286K | 0.1% | $54.95 | $55.41 | -1.0% | CORE INTL AGGR | 46435G672 |
| CMCSA | COMCAST CORP NEW | 5,293 | $286K | 0.1% | $54.03 * | $41.66 | +13.5% | CL A | 20030N101 |
| CRM | SALESFORCE COM INC | 1,344 | $285K | 0.1% | $212.05 | $219.95 | -4.8% | COM | 79466L302 |
| PFE | PFIZER INC | 7,759 | $281K | 0.1% | $36.22 * | $28.04 | +2.4% | COM | 717081103 |
| VO | VANGUARD INDEX FDS | 1,245 | $276K | 0.1% | $221.69 * | $54.26 | +2.0% | MID CAP ETF | 922908629 |
| IDV | ISHARES TR | 8,718 | $274K | 0.1% | $31.43 | $27.33 | +15.2% | INTL SEL DIV ETF | 464288448 |
| GHYG | ISHARES INC | 5,444 | $273K | 0.1% | $50.15 | $50.48 | -0.6% | US INTL HGH YLD | 464286178 |
| MO | ALTRIA GROUP INC | 5,325 | $272K | 0.1% | $51.08 * | $26.69 | +32.1% | COM | 02209S103 |
| EMB | ISHARES TR | 2,390 | $260K | 0.1% | $108.79 | $111.78 | -2.6% | JPMORGAN USD EMG | 464288281 |
| PLTR | PALANTIR TECHNOLOGIES INC | 11,010 | $256K | 0.1% | $23.25 | $27.43 | -15.1% | CL A | 69608A108 |
| MRK | MERCK & CO. INC | 3,282 | $253K | 0.1% | $77.09 * | $64.39 | -1.7% | COM | 58933Y105 |
| GOOGL | ALPHABET INC | 116 | $239K | 0.1% | $2060.34 * | $83.49 | +22.6% | CAP STK CL A | 02079K305 |
| KHC | KRAFT HEINZ CO | 5,933 | $237K | 0.1% | $39.95 * | $28.63 | +11.9% | COM | 500754106 |
| INTC | INTEL CORP | 3,671 | $235K | 0.1% | $64.02 * | $54.09 | +7.6% | COM | 458140100 |
| BX | BLACKSTONE GROUP INC | 3,112 | $232K | 0.1% | $74.55 * | $58.60 | +8.5% | COM | 09260D107 |
| IGIB | ISHARES TR | 3,800 | $225K | 0.1% | $59.21 | $61.18 | -3.2% | ISHS 5-10YR INVT | 464288638 |
| QQQ | INVESCO QQQ TR | 702 | $224K | 0.1% | $319.09 | $319.76 | -0.2% | UNIT SER 1 | 46090E103 |
| MDT | MEDTRONIC PLC | 1,883 | $222K | 0.1% | $117.90 * | $101.70 | +1.3% | SHS | G5960L103 |
| ESGU | ISHARES TR | 2,408 | $219K | 0.1% | $90.95 | $88.89 | +2.2% | ESG AWR MSCI USA | 46435G425 |
| HD | HOME DEPOT INC | 705 | $215K | 0.1% | $304.96 * | $244.44 | +11.3% | COM | 437076102 |
| FXH | FIRST TR EXCHANGE TRADED FD | 1,958 | $213K | 0.1% | $108.78 | $101.72 | +6.8% | HLTH CARE ALPH | 33734X143 |
| — | NEW YORK CMNTY BANCORP INC | 16,626 | $210K | 0.1% | $12.63 | $10.53 | — | COM | 649445103 |
| NFLX | NETFLIX INC | 401 | $209K | 0.1% | $521.20 * | $50.70 | +2.9% | COM | 64110L106 |
| RBLX | ROBLOX CORP | 3,218 | $209K | 0.1% | $64.95 | $69.70 | -7.0% | CL A | 771049103 |
| — | DRAFTKINGS INC | 3,390 | $208K | 0.1% | $61.36 | $61.36 | — | COM CL A | 26142R104 |
| UNP | UNION PAC CORP | 933 | $206K | 0.1% | $220.79 * | $188.09 | +5.3% | COM | 907818108 |
| DVY | ISHARES TR | 1,804 | $206K | 0.1% | $114.19 | $105.68 | +8.0% | SELECT DIVID ETF | 464287168 |
| EWZ | ISHARES INC | 6,000 | $201K | 0.1% | $33.50 | $34.64 | -3.4% | MSCI BRAZIL ETF | 464286400 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 4,086 | $201K | 0.1% | $49.19 | $48.85 | +0.5% | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 12,409 | $169K | 0.1% | $13.62 | $13.54 | — | COM | 670656107 |
| — | LIBERTY ALL STAR EQUITY FD | 18,302 | $140K | 0.1% | $7.65 | $6.88 | — | SH BEN INT | 530158104 |
| — | PIMCO NEW YORK MUN FD II | 11,819 | $133K | 0.1% | $11.25 | $10.83 | — | COM | 72200Y102 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,063 | $105K | 0.1% | $9.49 | $8.86 | — | COM SH BEN INT | 00326L100 |
| SFL | SFL CORPORATION LTD | 12,270 | $98,000 | 0.0% | $7.99 | $6.92 | +15.9% | SHS | G7738W106 |
| — | AMERICA FIRST MULTIFAMILY IN | 17,800 | $98,000 | 0.0% | $5.51 | $5.51 | — | BEN UNIT CTF | 02364V107 |
| — | EMAGIN CORP | 24,977 | $93,000 | 0.0% | $3.72 | $3.72 | — | COM NEW | 29076N206 |
| — | GAMCO GLOBAL GOLD NAT RES & | 21,400 | $74,000 | 0.0% | $3.46 | $3.50 | — | COM SH BEN INT | 36465A109 |
| — | TRUSTCO BK CORP N Y | 10,000 | $74,000 | 0.0% | $7.40 | $7.40 | — | COM | 898349105 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 17,017 | $70,000 | 0.0% | $4.11 | $4.47 | — | COM | 003009107 |
| DHC | DIVERSIFIED HEALTHCARE TR | 14,475 | $69,000 | 0.0% | $4.77 | $4.13 | — | COM SH BEN INT | 25525P107 |
| UUUU | ENERGY FUELS INC | 10,654 | $61,000 | 0.0% | $5.73 | $2.25 | +152.0% | COM NEW | 292671708 |
| — | VOYA GLBL EQTY DIV & PREM OP | 10,300 | $59,000 | 0.0% | $5.73 | $5.24 | — | COM | 92912T100 |
| LYG | LLOYDS BANKING GROUP PLC | 11,100 | $26,000 | 0.0% | $2.34 | $1.69 | +37.7% | SPONSORED ADR | 539439109 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $7,000 | 0.0% | $0.69 | $0.69 | — | COM PAR $ .01 | 696077403 |
| — | DRAFTKINGS INC | 1,000 | $5,000 | 0.0% | $5.00 | $61.36 | — | Put | 26142R104 |
| BABA | ALIBABA GROUP HLDG LTD | 200 | $1,000 | 0.0% | $5.00 * | $245.62 | -7.7% | Call | 01609W102 |