Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $226M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Highland Floating Rate Opportunities Fund | 2,535,919 | $27.31M | 12.1% | $10.96 | — | SHS BEN INT | 43010E404 |
| NXDT | NexPoint Credit Strategies Fund | 1,263,868 | $17.58M | 7.8% | $15.61 | — | COM NEW | 65340G205 |
| SHY | Ishares Tr 13 Yr | 90,086 | $7.761M | 3.4% | $85.98 | — | 1 3 YR TREAS BD | 464287457 |
| — | Central Securities Corp | 168,850 | $7.134M | 3.2% | $24.79 | — | COM | 155123102 |
| — | Boulder Growth & Income Fund Inc | 515,095 | $6.753M | 3.0% | $9.57 | — | COM | 101507101 |
| — | BlackRock Science and Technology Trust II | 168,939 | $6.518M | 2.9% | $30.79 | — | SHS BEN INT | 09260K101 |
| — | Cornerstone Total Rtrn Fd In | 492,938 | $6.117M | 2.7% | $11.31 | — | COM | 21924U300 |
| — | Cornerstone Strategic Value Fund Inc | 466,403 | $5.97M | 2.6% | $11.52 | — | COM | 21924B302 |
| MTZ | MasTec Inc | 66,874 | $5.77M | 2.5% | $56.09 | +69.1% | COM | 576323109 |
| TBF | ProShares TR | 345,258 | $5.759M | 2.5% | $16.84 | — | Shrt 20+ Yr Tre | 74347X849 |
| — | PIMCO Enrgy Tactical Cr Opp | 435,849 | $5.322M | 2.4% | $9.07 | — | COM SHS BEN INT | 69346N107 |
| OCCI | OFS Credit Company Inc | 376,716 | $5.127M | 2.3% | $14.52 | — | COM | 67111Q107 |
| — | PIMCO Dynamic Credit and Mortgage Income Fund | 240,745 | $5.087M | 2.2% | $19.77 | — | COM SHS | 72202D106 |
| — | Apollo Tactical Income Fund Inc | 262,524 | $4.153M | 1.8% | $15.38 | — | COM | 037638103 |
| — | General American Investors Co Inc | 91,774 | $3.952M | 1.7% | $36.01 | — | COM | 368802104 |
| CCIF | Vertical Capital Income Fund | 314,917 | $3.303M | 1.5% | $9.37 | — | SHS BEN INT | 92535C104 |
| — | Special Opportunities Fund Inc. | 211,351 | $3.248M | 1.4% | $15.17 | — | COM | 84741T104 |
| XNDPX | Tortoise Energy Independence | 143,739 | $3.109M | 1.4% | $19.93 | — | COM | 89148K200 |
| FBP | First BanCorp/Puerto Rico | 235,211 | $3.093M | 1.4% | $6.49 | +64.4% | COM NEW | 318672706 |
| — | Adams Diversified Equity Fund Inc | 153,672 | $3.043M | 1.3% | $13.35 | — | COM | 006212104 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 191,112 | $2.943M | 1.3% | $13.32 | — | COM | 69346J106 |
| — | PGIM Short Duration High Yield Fund, Inc. | 179,151 | $2.909M | 1.3% | $13.92 | — | COM | 69346H100 |
| — | AllianzGI Artificial Intelligence Opp Fund | 108,212 | $2.887M | 1.3% | $26.56 | — | COM | 92838Y100 |
| ECC | Eagle Pt Cr Co LLC | 208,479 | $2.839M | 1.3% | $12.57 | — | COM | 269808101 |
| — | The Herzfeld Caribbean Basin Fund Inc | 494,718 | $2.825M | 1.2% | $7.32 | — | COM | 42804T106 |
| — | Nuveen Tax-Advanteaged Divid | 177,689 | $2.815M | 1.2% | $14.88 | — | COM | 67073G105 |
| — | Oxford Lane Cap Corp | 381,077 | $2.748M | 1.2% | $7.34 | — | COM | 691543102 |
| BPOP | Popular Inc | 34,414 | $2.673M | 1.2% | $40.89 | +59.7% | COM NEW | 733174700 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 198,255 | $2.635M | 1.2% | $11.42 | — | COM | 95766R104 |
| — | Nuveen Real Asset Income and Growth Fund | 170,646 | $2.602M | 1.1% | $13.46 | — | COM | 67074Y105 |
| — | Saba Capital Income & Opportunities Fund | 493,949 | $2.247M | 1.0% | $4.71 | — | COM | 78518H103 |
| NEE | NextEra Energy Inc | 27,169 | $2.133M | 0.9% | $58.40 | +23.0% | COM | 65339F101 |
| — | Western Asset Mortgage Opp Fund Inc. | 135,433 | $2.094M | 0.9% | $13.89 | — | COM | 95790B109 |
| — | iShares Tr | 78,690 | $2.013M | 0.9% | $25.58 | — | IBonds Dec 2021 | 46435G789 |
| — | Nuveen Mortgage and Income Fund | 94,802 | $1.967M | 0.9% | $19.42 | — | COM | 670735109 |
| — | PIMCO Global StocksPLS Inc. | 173,426 | $1.876M | 0.8% | $10.73 | — | COM | 722011103 |
| — | Nuveen Fltng Rte Incm Opp Fd | 182,277 | $1.819M | 0.8% | $9.23 | — | COM SHS | 6706EN100 |
| RCL | Royal Caribbean Cruises Ltd | 19,633 | $1.746M | 0.8% | $68.51 | +16.0% | COM | V7780T103 |
| — | Clearbridge MLP And Midstrm | 64,191 | $1.743M | 0.8% | $24.85 | — | COM | 184692200 |
| CPA | Copa Holdings SA | 20,250 | $1.648M | 0.7% | $56.74 | +12.1% | CL A | P31076105 |
| FUMB | First Trust Ultra Short Duration Municipal | 78,717 | $1.588M | 0.7% | $20.17 | — | ULTRA SHT DUR MU | 33740J104 |
| CX | Cemex SAB de CV | 220,645 | $1.582M | 0.7% | $5.17 | — | SPON ADR NEW | 151290889 |
| MLM | Martin Marietta Materials Inc | 4,500 | $1.538M | 0.7% | $287.22 | +23.2% | COM | 573284106 |
| — | PGT Innovations Inc | 77,117 | $1.473M | 0.7% | $20.35 | — | COM | 69336V101 |
| — | Neuberger Berman MLP Income Fund Inc | 277,507 | $1.368M | 0.6% | $3.37 | — | COM | 64129H104 |
| — | Tortoise Energy Infra Corp | 49,725 | $1.348M | 0.6% | $22.87 | — | COM | 89147L886 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 49,717 | $1.328M | 0.6% | $20.86 | +22.0% | SHS | G66721104 |
| ASLE | Aersale Corporation | 76,418 | $1.299M | 0.6% | $12.82 | +1.2% | COM | 00810F106 |
| — | Clearbridge Energy Midstrm O | 58,299 | $1.274M | 0.6% | $22.40 | — | COM | 18469P209 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,626 | $1.268M | 0.6% | $75.77 | — | SPON ADR UNITS | 344419106 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 6,600 | $1.234M | 0.5% | $165.00 | — | SPON ADR SER B | 40051E202 |
| LEN | Lennar Corp | 12,500 | $1.171M | 0.5% | $69.65 | +33.2% | CL A | 526057104 |
| — | Salient Midstream & MLP Fd | 171,988 | $1.092M | 0.5% | $4.30 | — | SH BEN INT | 79471V105 |
| JMST | JP Morgan Exchange-Traded F | 21,275 | $1.087M | 0.5% | $51.09 | — | Ultra Sht Muncpl | 46641Q654 |
| IHI | iShares U.S. Medical Devices ETF | 17,148 | $1.077M | 0.5% | $94.81 | — | U.S. MED DVC ETF | 464288810 |
| VAC | Marriott Vacations Worldwide Corp | 6,745 | $1.061M | 0.5% | $117.91 | +28.5% | COM | 57164Y107 |
| — | Retail Value Inc. | 39,698 | $1.045M | 0.5% | $20.24 | — | COM | 76133Q102 |
| BIL | SPDR Ser Tr | 10,919 | $999K | 0.4% | $91.49 | — | SPDR BLOOMBERG | 78468R663 |
| NFE | New Fortress Energy Inc | 32,943 | $914K | 0.4% | $46.27 | -34.8% | CL A | 644393100 |
| SUB | iShares Tr | 8,266 | $889K | 0.4% | $107.55 | — | Shrt Nat Mun ETF | 464288158 |
| VMC | Vulcan Materials Co | 5,000 | $846K | 0.4% | $136.81 | +26.4% | COM | 929160109 |
| — | Bancolombia SA | 23,280 | $806K | 0.4% | $40.16 | — | SPON ADR PREF | 05968L102 |
| EVTC | EVERTEC Inc | 16,956 | $775K | 0.3% | $36.21 | +21.9% | COM | 30040P103 |
| ESRT | Empire State Realty Trust Inc | 73,894 | $741K | 0.3% | $17.14 | — | CL A | 292104106 |
| CWCO | Consolidated Water Co Ltd | 58,877 | $671K | 0.3% | $9.99 | +10.6% | ORD | G23773107 |
| — | Aberdeen Asia Pacific Income | 160,265 | $665K | 0.3% | $3.97 | — | COM | 003009107 |
| LIVN | LivaNova PLC | 8,330 | $660K | 0.3% | $60.69 | +35.4% | SHS | G5509L101 |
| XBFZX | BlackRock Calif Mun Income | 41,321 | $609K | 0.3% | $13.26 | — | COM SH BEN INT | 09248E102 |
| SEB | Seaboard Corp | 137 | $562K | 0.2% | $3214.42 | +23.9% | COM | 811543107 |
| — | Nuveen Real Estate Income Fund | 51,956 | $552K | 0.2% | $10.62 | — | COM | 67071B108 |
| — | MFS Investment Grade Municipal Trust | 48,165 | $482K | 0.2% | $9.39 | — | SH BEN INT | 59318B108 |
| IBB | iShares Nasdaq Biotechnology ETF | 2,850 | $461K | 0.2% | $109.19 | — | NASDAQ BIOTECH | 464287556 |
| CCL | Carnival Corp | 17,559 | $439K | 0.2% | $17.78 | +30.8% | UNIT 99/99/9999 | 143658300 |
| — | Western Assest Intm Muni Fd | 44,288 | $432K | 0.2% | $9.07 | — | COM | 958435109 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 4,125 | $420K | 0.2% | $101.61 | — | ENHAN SHRT MA AC | 72201R833 |
| SSSS | Sutter Rock Cap Corp | 28,074 | $362K | 0.2% | $10.76 | +22.1% | COM | 86887Q109 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,625 | $353K | 0.2% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| — | BlackRock Health Sciences Trust II | 12,648 | $341K | 0.2% | $22.91 | — | COM SHS | 09260E105 |
| — | Nuveen Ohio Qlty Mun Income | 19,446 | $308K | 0.1% | $14.91 | — | COM | 670980101 |
| GLD | SPDR Gold Tr | 1,398 | $230K | 0.1% | $178.11 | — | GOLD SHS | 78463V107 |
| — | Guggenheim Enhanced Equity Income Fund | 25,136 | $226K | 0.1% | $8.99 | — | COM | 40167B100 |
| — | Invesco PA Value Mun Inc Tr | 16,250 | $215K | 0.1% | $13.03 | — | COM | 46132K109 |
| MRK | Merck & Co Inc | 2,830 | $213K | 0.1% | $45.06 | +46.8% | COM | 58933Y105 |
| — | Eaton Vance Limited Duration Income Fund | 15,953 | $210K | 0.1% | $12.53 | — | COM | 27828H105 |
| — | America Movil SAB de CV | 11,048 | $195K | 0.1% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 14,803 | $185K | 0.1% | $11.81 | — | COM | 10537L104 |
| — | DTF Tax-Free Income Inc | 12,774 | $185K | 0.1% | $14.35 | — | COM | 23334J107 |
| — | Logan Ridge Finance Corp | 6,000 | $154K | 0.1% | $25.67 | — | Com | 541098109 |
| AMGN | Amgen Inc | 717 | $152K | 0.1% | $117.19 | +70.9% | COM | 031162100 |
| LLY | Eli Lilly & Co | 642 | $148K | 0.1% | $74.56 | +217.4% | COM | 532457108 |
| XMHIX | Pioneer Municipal High Income Trust | 11,914 | $145K | 0.1% | $11.48 | — | COM SHS | 723763108 |
| PFX | Phenixfin Corp | 3,283 | $141K | 0.1% | $36.98 | +6.3% | COM | 71742W103 |
| — | Clearbridge MLP and Midstrm | 5,875 | $141K | 0.1% | $25.36 | — | COM | 18469Q207 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $137K | 0.1% | $13.25 | — | TR UNIT | 85208R101 |
| — | Tri-Continental Corp | 4,073 | $136K | 0.1% | $23.32 | — | COM | 895436103 |
| — | Aersale Corporation | 20,000 | $123K | 0.1% | $6.15 | — | W Exp 12/22/202 | 00810F114 |
| — | Eaton Vance Calif Mun Incom | 8,782 | $120K | 0.1% | $13.93 | — | SH BEN INT | 27826F101 |
| NEWT | Newtek Business Svcs Corp | 4,000 | $111K | 0.0% | $30.39 | 0.0% | COM | 652526203 |
| GSIE | Goldman Sachs ETF TR | 3,192 | $109K | 0.0% | $32.89 | — | Activebeta Int | 381430107 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 7,663 | $109K | 0.0% | $13.21 | — | COM | 24610V103 |
| — | Adams Natural Resources Fund Inc | 6,935 | $109K | 0.0% | $19.83 | — | COM | 00548F105 |
| SONY | Sony Corp | 951 | $105K | 0.0% | $63.56 | — | Sponsored ADR | 835699307 |
| NVS | Novartis AG | 1,244 | $102K | 0.0% | $88.65 | — | SPONSORED ADR | 66987V109 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $101K | 0.0% | $46.14 | +18.8% | COM | 110122108 |
| — | Advent Claymore Convertible Securities and Income Fund | 5,586 | $100K | 0.0% | $17.67 | — | COM | 00764C109 |
| — | Invesco Tr Invt Grade New Yo | 7,286 | $98,000 | 0.0% | $13.12 | — | COM | 46131T101 |
| QQQ | Invesco QQQ Tr | 270 | $97,000 | 0.0% | $155.56 | — | UNIT SER 1 | 46090E103 |
| — | ASA Gold and Precious Metals Ltd | 5,033 | $95,000 | 0.0% | $3.78 | — | SHS | G3156P103 |
| — | High Income Secs Fd Shs | 10,878 | $95,000 | 0.0% | $8.73 | — | Shs Ben Int | 42968F108 |
| SPY | SPDR S&P 500 ETF Tr | 220 | $94,000 | 0.0% | $250.00 | — | TR UNIT | 78462F103 |
| GDX | VanEck Vectors Gold Miners ETF | 3,075 | $91,000 | 0.0% | $32.52 | — | GOLD MINERS ETF | 92189F106 |
| UNH | UnitedHealth Group Inc | 225 | $88,000 | 0.0% | $200.84 | +91.6% | COM | 91324P102 |
| XENWX | Eaton Vance New York Mun Bd | 7,088 | $87,000 | 0.0% | $12.28 | — | COM | 27827Y109 |
| MA | MasterCard, Inc. | 251 | $87,000 | 0.0% | $320.45 | +10.7% | CL A | 57636Q104 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 5,482 | $85,000 | 0.0% | $13.93 | — | COM | 67069Y102 |
| — | Delaware Invts Natl Mun Inco | 5,984 | $84,000 | 0.0% | $13.08 | — | SH BEN INT | 24610T108 |
| CNI | Canadian National Railway Company | 670 | $77,000 | 0.0% | $94.10 | +7.9% | COM | 136375102 |
| ABBV | AbbVie, Inc. | 699 | $75,000 | 0.0% | $86.55 | +12.3% | COM | 00287Y109 |
| — | Blackstone / GSO Long-Short Credit Income Fund | 4,893 | $74,000 | 0.0% | $12.30 | — | COM SHS BN INT | 09257D102 |
| MDY | SPDR S&P MidCap 400 ETF Tr | 150 | $72,000 | 0.0% | $300.00 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | Pimco New York Municipal Income Fund II | 6,113 | $71,000 | 0.0% | $10.99 | — | COM | 72200Y102 |
| PYPL | PayPal Holdings, Inc. | 258 | $67,000 | 0.0% | $139.73 | +102.6% | COM | 70450Y103 |
| USO | United States Oil Fund LP | 1,250 | $66,000 | 0.0% | $28.80 | — | UNITS | 91232N207 |
| TAK | Takeda Pharmaceutical Co Ltd | 4,000 | $66,000 | 0.0% | $16.84 | — | SPONSORED ADR | 874060205 |
| SE | Sea Limited | 187 | $60,000 | 0.0% | $93.91 | — | ADR | 81141R100 |
| PUK | Prudential PLC | 1,537 | $60,000 | 0.0% | $41.04 | — | ADR | 74435K204 |
| RYAAY | Ryanair Holdings plc ADR | 513 | $56,000 | 0.0% | $103.36 | — | SPONSORED ADS | 783513203 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,966 | $56,000 | 0.0% | $19.92 | — | COM SHS | 670699107 |
| — | Royce Value Trust Inc | 3,065 | $55,000 | 0.0% | $14.91 | — | COM | 780910105 |
| — | Liberty All Star Growth Fund Inc | 6,196 | $53,000 | 0.0% | $5.83 | — | COM | 529900102 |
| — | Nuveen Multi-Market Income Fund Inc | 6,926 | $52,000 | 0.0% | $6.85 | — | COM | 67075J107 |
| — | Nuveen Core Equity Alpha Fund | 3,028 | $50,000 | 0.0% | $15.20 | — | COM | 67090X107 |
| SNY | Sanofi | 1,039 | $50,000 | 0.0% | $49.11 | — | Sponsored ADR | 80105N105 |
| TM | Toyota Motor Corp | 277 | $49,000 | 0.0% | $164.05 | — | SP ADR REP2COM | 892331307 |
| BCS | Barclays PLC | 4,636 | $48,000 | 0.0% | $10.35 | — | ADR | 06738E204 |
| BKR | Baker Hughes Company | 1,940 | $48,000 | 0.0% | $20.54 | -2.6% | CL A | 05722G100 |
| TSLA | Tesla Inc | 61 | $47,000 | 0.0% | $125.99 | +86.8% | COM | 88160R101 |
| — | Liberty All Star Equity Fund | 5,389 | $46,000 | 0.0% | $6.13 | — | SH BEN INT | 530158104 |
| CRSP | CRISPR Therapeutics AG | 400 | $45,000 | 0.0% | $148.46 | -15.4% | NAMEN AKT | H17182108 |
| — | Gabelli Equity Trust Inc | 6,672 | $44,000 | 0.0% | $6.27 | — | COM | 362397101 |
| — | The GDL Fund | 4,849 | $44,000 | 0.0% | $9.93 | — | COM SH BEN IT | 361570104 |
| NVO | Novo Nordisk A/S ADR | 445 | $43,000 | 0.0% | $93.08 | — | ADR | 670100205 |
| MSFT | Microsoft Corp | 152 | $43,000 | 0.0% | $94.37 | +197.5% | COM | 594918104 |
| SVVC | Firsthand Technology Value Fund, Inc. | 8,571 | $41,000 | 0.0% | $13.74 | -59.5% | COM | 33766Y100 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 326 | $36,000 | 0.0% | $76.98 | — | SPONSORED ADR | 874039100 |
| CDNS | Cadence Design Systems, Inc. | 236 | $36,000 | 0.0% | $102.61 | +48.5% | COM | 127387108 |
| OTIS | Otis Worldwide Corp | 427 | $35,000 | 0.0% | $55.76 | +47.4% | COM | 68902V107 |
| — | The Gabelli Dividend & Income Trust | 1,356 | $35,000 | 0.0% | $20.26 | — | COM | 36242H104 |
| JPM | JPMorgan Chase & Co | 209 | $34,000 | 0.0% | $79.93 | +75.5% | COM | 46625H100 |
| AMZN | Amazon Com Inc | 9 | $30,000 | 0.0% | $123.74 | +39.4% | COM | 023135106 |
| — | Nuveen Pfd & Income Opportun | 2,790 | $28,000 | 0.0% | $9.68 | — | COM | 67073B106 |
| AVGO | Broadcom, Inc. | 53 | $26,000 | 0.0% | $27.85 | +59.7% | COM | 11135F101 |
| META | Facebook, Inc. | 76 | $26,000 | 0.0% | $240.18 | +48.9% | CL A | 30303M102 |
| — | Angel Oak Final Strategies Incm Trm Trst | 1,556 | $26,000 | 0.0% | $16.71 | — | COM BEN INT | 03464A100 |
| GOOG | Alphabet, Inc. Cl C | 9 | $24,000 | 0.0% | $80.44 | +70.1% | CL C | 02079K107 |
| FTCHQ | Farfetch Ltd | 547 | $21,000 | 0.0% | $44.30 | 0.0% | ORD SHS CLA | 30744W107 |
| HD | The Home Depot Inc | 63 | $21,000 | 0.0% | $157.24 | +87.3% | COM | 437076102 |
| — | BlackRock, Inc. | 24 | $20,000 | 0.0% | $583.33 | — | COM | 09247X101 |
| TXN | Texas Instruments, Inc | 100 | $19,000 | 0.0% | $99.52 | +68.8% | COM | 882508104 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,831 | $18,000 | 0.0% | $8.67 | — | COM | 09251A104 |
| INCY | Incyte Corp | 242 | $17,000 | 0.0% | $54.31 | +39.9% | COM | 45337C102 |
| PCTTW | Purecycle Technologies Inc | 3,331 | $17,000 | 0.0% | $14.04 | — | W Exp 01/28/202 | 74623V111 |
| DCBO | Docebo Inc. | 228 | $17,000 | 0.0% | $73.52 | 0.0% | COM | 25609L105 |
| — | Angel Oak Finl Strategies in | 73,420 | $16,000 | 0.0% | $0.22 | — | Right 10/14/2021 | 03464A118 |
| ABNB | Airbnb Inc. | 98 | $16,000 | 0.0% | $156.89 | -2.6% | COM CL A | 009066101 |
| — | Virtus Total Return Fund Inc. | 1,661 | $15,000 | 0.0% | $10.64 | — | COM | 92835W107 |
| — | Li-Cycle Holdings Corp. | 6,044 | $15,000 | 0.0% | $2.48 | — | W EXP 8/10/202 | 50202P113 |
| — | Motive Capital Corp | 10,000 | $13,000 | 0.0% | $1.30 | — | W Exp 12/31/202 | G6293A111 |
| NFLX | Netflix, Inc. | 22 | $13,000 | 0.0% | $45.28 | +21.5% | COM | 64110L106 |
| — | Matterport Inc | 1,640 | $13,000 | 0.0% | $7.93 | — | W Exp 08/24/202 | 577096118 |
| — | Genius Sports Limited | 1,869 | $13,000 | 0.0% | $8.09 | — | W EXP 04/30/202 | G3934V117 |
| — | The New Germany Fund Inc | 678 | $13,000 | 0.0% | $17.03 | — | COM | 644465106 |
| PEP | PepsiCo, Inc. | 89 | $13,000 | 0.0% | $91.56 | +47.4% | COM | 713448108 |
| TFC | Truist Financial Corp | 221 | $13,000 | 0.0% | $27.74 | +62.7% | COM | 89832Q109 |
| HON | Honeywell Intl, Inc. | 60 | $13,000 | 0.0% | $118.42 | +64.3% | COM | 438516106 |
| CSCO | Cisco Systems, Inc. | 219 | $12,000 | 0.0% | $40.12 | +22.7% | COM | 17275R102 |
| — | Nuveen Credit Strategies Income Fund | 1,819 | $12,000 | 0.0% | $7.70 | — | COM SHS | 67073D102 |
| — | Trident Acquisitions Corp | 6,029 | $12,000 | 0.0% | $2.27 | — | W EXP 05/09/202 | 89615T114 |
| MDLZ | Mondelez International, Inc. | 205 | $12,000 | 0.0% | $46.63 | +18.9% | CL A | 609207105 |
| — | Archaea Energy Inc. | 1,588 | $12,000 | 0.0% | $7.56 | — | W EXP 10/26/202 | 03940F111 |
| SHOP | Shopify, Inc. | 9 | $12,000 | 0.0% | $96.66 | +55.0% | CL A | 82509L107 |
| APD | Air products and Chemicals, Inc. | 47 | $12,000 | 0.0% | $184.74 | +33.7% | COM | 009158106 |
| SBUX | Starbucks Corp. | 98 | $11,000 | 0.0% | $66.33 | +59.4% | COM | 855244109 |
| — | Chargepoint Holdings Inc. | 529 | $11,000 | 0.0% | $20.79 | — | COM CL A | 15961R105 |
| CCI | Crown Castle Intl Corp. | 64 | $11,000 | 0.0% | $125.06 | +24.7% | COM | 22822V101 |
| — | TCW Strategic Income Fund Inc | 2,000 | $11,000 | 0.0% | $5.40 | — | COM | 872340104 |
| PG | Procter & Gamble Co. (The) | 79 | $11,000 | 0.0% | $112.09 | +13.5% | COM | 742718109 |
| AMT | American Tower Corporation | 43 | $11,000 | 0.0% | $199.66 | +24.5% | COM | 03027X100 |
| MRSH | Marsh & McLennan Companies, Inc. | 68 | $10,000 | 0.0% | $93.00 | +52.3% | COM | 571748102 |
| ADP | Automatic Data Processing, Inc. | 51 | $10,000 | 0.0% | $126.99 | +47.8% | COM | 053015103 |
| MDT | Medtronic plc | 83 | $10,000 | 0.0% | $91.13 | +24.5% | SHS | G5960L103 |
| MCD | McDonald's Corp | 42 | $10,000 | 0.0% | $104.77 | +106.0% | COM | 580135101 |
| — | Rice Acquisition Corp | 1,000 | $10,000 | 0.0% | $10.00 | — | Corp II Unit 99/99 | G75529118 |
| PNC | The PNC Financial Services Group Inc | 50 | $10,000 | 0.0% | $85.95 | +87.0% | COM | 693475105 |
| — | The Taiwan Fund Inc | 277 | $10,000 | 0.0% | $31.85 | — | COM | 874036106 |
| OPFI/WS | Oppfi Inc | 6,315 | $10,000 | 0.0% | $1.58 | — | W Exp 07/20/202 | 68386H111 |
| IBN | ICICI Bank Ltd | 519 | $10,000 | 0.0% | $13.31 | — | ADR | 45104G104 |
| TMO | Thermo Fisher Scientific, Inc. | 16 | $9,000 | 0.0% | $376.99 | +43.9% | COM | 883556102 |
| OGN | Organon & Co | 265 | $9,000 | 0.0% | $26.93 | -2.4% | COM | 68622V106 |
| PAYX | Paychex, Inc | 80 | $9,000 | 0.0% | $58.96 | +68.4% | COM | 704326107 |
| NKE | Nike, Inc. | 59 | $9,000 | 0.0% | $96.36 | +58.3% | CL B | 654106103 |
| — | Bowx Acquisition Corp | 4,399 | $9,000 | 0.0% | $2.05 | — | W Exp 08/03/202 | 103085114 |
| LMT | Lockheed Martin Corp. | 25 | $9,000 | 0.0% | $323.73 | -0.9% | COM | 539830109 |
| ADBE | Adobe Systems, Inc. | 15 | $9,000 | 0.0% | $501.00 | +25.6% | COM | 00724F101 |
| VALE | Vale SA | 642 | $9,000 | 0.0% | $15.98 | — | ADR | 91912E105 |
| ABT | Abbott Laboratories | 73 | $9,000 | 0.0% | $81.94 | +38.5% | COM | 002824100 |
| QCOM | Qualcomm Inc | 70 | $9,000 | 0.0% | $107.82 | +19.5% | COM | 747525103 |
| — | Katapult Holdings Inc. | 1,420 | $8,000 | 0.0% | $7.49 | — | COM | 485859102 |
| QSI | Quantum SI Inc | 965 | $8,000 | 0.0% | $10.48 | -6.0% | COM CL A | 74765K105 |
| ALC | Alcon, Inc. | 100 | $8,000 | 0.0% | $57.87 | +31.3% | ORD SHS | H01301128 |
| SRE | Sempra Energy | 64 | $8,000 | 0.0% | $51.35 | +11.5% | COM | 816851109 |
| — | Aberdeen Global Dynamic Dividend Fund | 719 | $8,000 | 0.0% | $10.31 | — | COM | 00302M106 |
| — | Pioneer Merger Corp | 7,000 | $8,000 | 0.0% | $1.57 | — | W EXP 01/07/202 | G7S24C111 |
| — | The New Ireland Fund Inc | 671 | $8,000 | 0.0% | $11.44 | — | COM | 645673104 |
| CVX | Chevron Corp. | 77 | $8,000 | 0.0% | $69.83 | +19.3% | COM | 166764100 |
| CB | Chubb Ltd | 45 | $8,000 | 0.0% | $114.75 | +43.8% | COM | H1467J104 |
| STM | STMicroelectronics N V | 178 | $8,000 | 0.0% | $36.82 | — | NY Registry | 861012102 |
| PLD | ProLogis, Inc. | 64 | $8,000 | 0.0% | $80.76 | +41.4% | COM | 74340W103 |
| EFX | Equifax, Inc. | 32 | $8,000 | 0.0% | $166.99 | +50.8% | COM | 294429105 |
| AZN | AstraZeneca Group plc ADR | 135 | $8,000 | 0.0% | $53.29 | — | SPONSORED ADR | 046353108 |
| MCO | Moody's Corp. | 22 | $8,000 | 0.0% | $269.13 | +35.0% | COM | 615369105 |
| AVPT | Avepoint Inc. | 967 | $8,000 | 0.0% | $9.95 | 0.0% | COM CL A | 053604104 |
| KPLTW | Katapult Holdings Inc. | 5,038 | $8,000 | 0.0% | $3.18 | — | W EXP 06/09/202 | 485859110 |
| — | Whole Earth Brands Inc. | 4,243 | $7,000 | 0.0% | $1.05 | — | *W EXP 06/25/202 | 96684W126 |
| ZTS | Zoetis Inc. | 37 | $7,000 | 0.0% | $104.89 | +84.7% | CL A | 98978V103 |
| BTI | British American Tobacco PLC | 188 | $7,000 | 0.0% | $35.59 | — | SPONSORED ADR | 110448107 |
| — | The Mexico Fund, Inc. | 451 | $7,000 | 0.0% | $11.54 | — | COM | 592835102 |
| USB | U.S. Bancorp | 112 | $7,000 | 0.0% | $27.85 | +67.5% | COM | 902973304 |
| — | The European Equity Fund Inc | 617 | $7,000 | 0.0% | $9.20 | — | COM | 298768102 |
| ETN | Eaton Corp. plc (Ireland) | 44 | $7,000 | 0.0% | $91.12 | +63.8% | SHS | G29183103 |
| CRL | Charles Riv Labs Intl Inc | 17 | $7,000 | 0.0% | $277.97 | +49.4% | COM | 159864107 |
| HLT | Hilton, Inc | 49 | $6,000 | 0.0% | $97.38 | +28.2% | COM | 43300A203 |
| ITW | Illinois Tool Works, Inc. | 30 | $6,000 | 0.0% | $142.90 | +42.0% | COM | 452308109 |
| EQIX | Equinix Inc | 8 | $6,000 | 0.0% | $609.16 | +25.1% | COM PAR $0.001 | 29444U700 |
| UPS | United Parcel Service Inc | 34 | $6,000 | 0.0% | $154.84 | +5.1% | CL B | 911312106 |
| CME | CME Group Inc. | 30 | $6,000 | 0.0% | $169.20 | 0.0% | COM | 12572Q105 |
| CMCSA | Comcast Corp. Cl A Common Stock | 114 | $6,000 | 0.0% | $32.76 | +56.9% | CL A | 20030N101 |
| TMCWW | TMC The Metals Company Inc | 6,739 | $6,000 | 0.0% | $0.89 | — | W Exp 09/09/202 | 87261Y114 |
| IDXX | IDEXX Labs Inc. | 9 | $6,000 | 0.0% | $443.84 | +51.4% | COM | 45168D104 |
| AMAT | Applied Materials, Inc. | 46 | $6,000 | 0.0% | $130.59 | 0.0% | COM | 038222105 |
| BABA | Alibaba Group Holding Limited | 42 | $6,000 | 0.0% | $238.10 | — | SPONSORED ADS | 01609W102 |
| BBY | Best Buy Inc. | 60 | $6,000 | 0.0% | $93.36 | -1.5% | COM | 086516101 |
| ZBRA | Zebra Technologies Corp | 12 | $6,000 | 0.0% | $446.03 | +24.9% | CL A | 989207105 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 110 | $6,000 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| O | Realty Income Corp. | 94 | $6,000 | 0.0% | $44.04 | +22.2% | COM | 756109104 |
| V | Visa Inc | 29 | $6,000 | 0.0% | $81.90 | +177.2% | COM CL A | 92826C839 |
| — | Aberdeen Emerging Markets Equity Inc. | 768 | $6,000 | 0.0% | $7.57 | — | COM | 00301W105 |
| WEC | WEC Energy Group, Inc. | 62 | $5,000 | 0.0% | $75.08 | +7.7% | COM | 92939U106 |
| SITE | Siteone Landsscape Supply Inc | 25 | $5,000 | 0.0% | $165.98 | +13.9% | COM | 82982L103 |
| NOW | ServiceNow, Inc. | 8 | $5,000 | 0.0% | $74.46 | +62.6% | COM | 81762P102 |
| SMG | Scotts Miracle-Gro Co | 34 | $5,000 | 0.0% | $188.67 | -27.2% | CL A | 810186106 |
| XAWPX | Aberdeen Global Premier Properties Fund | 802 | $5,000 | 0.0% | $6.40 | — | COM SH BEN INT | 00302L108 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 561 | $5,000 | 0.0% | $6.91 | — | COM | 00306J109 |
| — | Aberdeen Total Dynamic Dividend Fund | 516 | $5,000 | 0.0% | $8.84 | — | COM SH BEN INT | 00326L100 |
| SAP | SAP SE | 36 | $5,000 | 0.0% | $138.89 | — | Spon ADR | 803054204 |
| REGN | Regeneron Pharmaceuticals, Inc. | 8 | $5,000 | 0.0% | $556.90 | +10.9% | COM | 75886F107 |
| — | Cooper Cos Inc. | 11 | $5,000 | 0.0% | $363.64 | — | COM | 216648402 |
| — | Central and Eastern European Fund Inc | 190 | $5,000 | 0.0% | $29.03 | — | COM | 153436100 |
| IEX | IDEX Corp. | 22 | $5,000 | 0.0% | $155.55 | +35.1% | COM | 45167R104 |
| — | Totalenergies SE | 104 | $5,000 | 0.0% | $41.85 | — | SPONSORED ADS | 89151E109 |
| — | Firstmark Horizon Acquisition | 4,292 | $5,000 | 0.0% | $1.52 | — | W Exp 09/26/202 | 33765Y119 |
| — | Gabelli Global Small & Mid C | 337 | $5,000 | 0.0% | $14.92 | — | COM | 36249W104 |
| POOL | Pool Corp | 11 | $5,000 | 0.0% | $328.70 | +36.6% | COM | 73278L105 |
| HUBS | HubSpot Inc. | 8 | $5,000 | 0.0% | $644.26 | 0.0% | COM | 443573100 |
| MSCI | MSCI Inc. | 9 | $5,000 | 0.0% | $399.51 | +45.9% | COM | 55354G100 |
| ISRG | Intuitive Surgical, Inc. | 15 | $5,000 | 0.0% | $206.27 | +62.8% | COM | 46120E602 |
| — | BlackRock Enhanced International Dividend Trust | 756 | $5,000 | 0.0% | $5.89 | — | COM BENE INTER | 092524107 |
| INFY | Infosys Ltd | 227 | $5,000 | 0.0% | $17.62 | — | Sponsored ADS | 456788108 |
| ONC | BeiGene, Ltd. | 15 | $5,000 | 0.0% | $246.03 | — | SPONSORED ADR | 07725L102 |
| WRB | Berkley W R Corp | 49 | $4,000 | 0.0% | $27.39 | +8.0% | COM | 084423102 |
| — | Morgan Stanley China A Sh Fd | 197 | $4,000 | 0.0% | $22.78 | — | COM | 617468103 |
| LYB | LyondellBasell Industries N.V. Class A | 46 | $4,000 | 0.0% | $63.04 | +13.3% | SHS - A - | N53745100 |
| PODD | Insulet Corp. | 15 | $4,000 | 0.0% | $212.68 | +34.1% | COM | 45784P101 |
| LPLA | LPL Finl Hldgs Inc | 23 | $4,000 | 0.0% | $127.60 | +12.6% | COM | 50212V100 |
| — | Linde plc | 15 | $4,000 | 0.0% | $222.22 | — | SHS | G5494J103 |
| NDSN | Nordson Corp | 18 | $4,000 | 0.0% | $184.32 | +19.1% | COM | 655663102 |
| VZ | Verizon Communications Inc | 77 | $4,000 | 0.0% | $33.97 | +24.6% | COM | 92343V104 |
| — | Seattle Genetics, In | 22 | $4,000 | 0.0% | $161.16 | — | COM | 81181C104 |
| SLB | Schlumberger Ltd | 138 | $4,000 | 0.0% | $15.96 | +62.9% | COM | 806857108 |
| SHW | Sherwin-Williams Co. (The) | 14 | $4,000 | 0.0% | $230.44 | +22.1% | COM | 824348106 |
| QSR | Restaurant Brands International Inc | 68 | $4,000 | 0.0% | $53.17 | +20.5% | COM | 76131D103 |
| VRTX | Vertex Pharmaceuticals, Inc. | 22 | $4,000 | 0.0% | $248.59 | -21.5% | COM | 92532F100 |
| AMD | Advanced Micro Devices, Inc. | 37 | $4,000 | 0.0% | $62.79 | +62.8% | COM | 007903107 |
| JD | JD.Com Inc | 49 | $4,000 | 0.0% | $81.63 | — | Spon ADR CL A | 47215P106 |
| — | SK Telecom Ltd | 128 | $4,000 | 0.0% | $23.44 | — | Sponsored ADR | 78440P108 |
| TRMB | Trimble, Inc. | 50 | $4,000 | 0.0% | $45.90 | +91.3% | COM | 896239100 |
| CPRT | Copart Inc. | 29 | $4,000 | 0.0% | $28.19 | +26.7% | COM | 217204106 |
| TER | Teradyne Inc | 38 | $4,000 | 0.0% | $123.17 | -3.1% | COM | 880770102 |
| GLW | Corning Inc. | 112 | $4,000 | 0.0% | $35.29 | 0.0% | COM | 219350105 |
| COST | Costco Wholesale Corp. | 9 | $4,000 | 0.0% | $296.29 | +41.2% | COM | 22160K105 |
| — | Templeton Emerging Markets Fund | 238 | $4,000 | 0.0% | $15.71 | — | COM | 880191101 |
| — | Sunlight Financial Holdings | 3,250 | $4,000 | 0.0% | $1.23 | — | W Exp 07/09/202 | 86738J114 |
| FN | Fabrinet | 35 | $4,000 | 0.0% | $86.61 | +13.1% | SHS | G3323L100 |
| CDW | CDW Corp | 24 | $4,000 | 0.0% | $140.79 | +27.1% | COM | 12514G108 |
| CARR | Carrier Global Corporation | 84 | $4,000 | 0.0% | $42.08 | +20.5% | COM | 14448C104 |
| HDB | HDFC Bank Ltd | 59 | $4,000 | 0.0% | $82.73 | — | Sponsored ADS | 40415F101 |
| THO | Thor Inds Inc | 36 | $4,000 | 0.0% | $109.80 | -5.2% | COM | 885160101 |
| BFAM | Bright Horizons Fam Sol In D | 21 | $3,000 | 0.0% | $164.77 | -10.9% | COM | 109194100 |
| PSX | Phillips 66 | 38 | $3,000 | 0.0% | $56.22 | +8.9% | COM | 718546104 |
| ES | Eversource Energy | 40 | $3,000 | 0.0% | $68.90 | +5.7% | COM | 30040W108 |
| ORGNW | Origin Materials Inc. | 1,853 | $3,000 | 0.0% | $2.16 | — | W EXP 06/24/202 | 68622D114 |
| GDDY | GoDaddy, Inc. | 44 | $3,000 | 0.0% | $75.01 | +3.2% | CL A | 380237107 |
| GS | Goldman Sachs Group, Inc. (The) | 8 | $3,000 | 0.0% | $183.58 | +90.6% | COM | 38141G104 |
| RARE | Ultragenyx Pharmaceutical In | 30 | $3,000 | 0.0% | $97.49 | -7.3% | COM | 90400D108 |
| ELAN | Elanco Animal Health Inc. | 87 | $3,000 | 0.0% | $30.75 | +9.1% | COM | 28414H103 |
| — | The Korea Fund Inc | 85 | $3,000 | 0.0% | $34.59 | — | COM NEW | 500634209 |
| — | Landsea Homes Corp | 12,738 | $3,000 | 0.0% | $0.26 | — | W Exp 01/07/202 | 51509P111 |
| BUD | Anheuser-Busch Inbev SA/NV ADR | 45 | $3,000 | 0.0% | $57.78 | — | SPONSORED ADR | 03524A108 |
| AAPL | Apple Inc | 22 | $3,000 | 0.0% | $110.62 | +30.1% | COM | 037833100 |
| BSY | Bentley Sys Inc. | 55 | $3,000 | 0.0% | $44.79 | +39.8% | COM CL B | 08265T208 |
| IBKR | Interactive Brokers Group In | 47 | $3,000 | 0.0% | $17.53 | -12.3% | COM CL A | 45841N107 |
| ICE | Intercontinental Exchange Group, Inc. | 29 | $3,000 | 0.0% | $90.97 | +23.1% | COM | 45866F104 |
| LII | Lennox Intl Inc | 10 | $3,000 | 0.0% | $272.88 | +13.4% | COM | 526107107 |
| ALLE | Allegion PLC | 25 | $3,000 | 0.0% | $108.27 | +21.0% | ORD SHS | G0176J109 |
| SHG | Shinhan Financial Group Co L | 84 | $3,000 | 0.0% | $35.71 | — | SPN ADR RESTRD | 824596100 |
| — | Redball Acquisition Corp | 298 | $3,000 | 0.0% | $11.84 | — | UNIT 99/99/9999 | G7417R121 |
| — | Activision Blizzard, Inc. | 36 | $3,000 | 0.0% | $76.39 | — | COM | 00507V109 |
| — | Japan Smaller Capitalization Fund Inc | 321 | $3,000 | 0.0% | $9.60 | — | COM | 47109U104 |
| — | Smartsheet, Inc. Cl A | 47 | $3,000 | 0.0% | $60.21 | — | SHS CL A | 83200N103 |
| NBIS | Yandex N V | 36 | $3,000 | 0.0% | $55.56 | — | SHS Class A | N97284108 |
| YUMC | Yum China Hldgs Inc | 46 | $3,000 | 0.0% | $61.33 | +0.2% | COM | 98850P109 |
| ROL | Rollins Inc | 62 | $2,000 | 0.0% | $33.68 | +4.9% | COM | 775711104 |
| ACMR | ACM Reseach Inc. | 16 | $2,000 | 0.0% | $30.59 | 0.0% | COM CL A | 00108J109 |
| JXN | Jackson Financial Inc. | 76 | $2,000 | 0.0% | $21.96 | 0.0% | COM CL A | 46817M107 |
| — | Unilever PLC | 28 | $2,000 | 0.0% | $60.98 | — | SPON ADR NEW | 904767704 |
| UMC | United Microelectronics Corp | 208 | $2,000 | 0.0% | $9.62 | — | Spon ADR New | 910873405 |
| CHE | Chemed Corp New | 5 | $2,000 | 0.0% | $482.26 | -3.7% | COM | 16359R103 |
| CHT | Chungwa Telecom Co Ltd | 63 | $2,000 | 0.0% | $31.75 | — | SPON ADR | 17133Q502 |
| FICO | Fair Isaac Corp | 4 | $2,000 | 0.0% | $475.37 | +0.1% | COM | 303250104 |
| EXPO | Exponent Inc | 22 | $2,000 | 0.0% | $88.68 | +15.4% | COM | 30214U102 |
| JKHY | Henry Jack & Assoc Inc | 13 | $2,000 | 0.0% | $143.54 | +13.4% | COM | 426281101 |
| PAGS | Pagseguro Digital Ltd | 36 | $2,000 | 0.0% | $52.08 | +7.7% | COM CL A | G68707101 |
| — | Duck Creek Technologies Inc | 49 | $2,000 | 0.0% | $40.82 | — | SHS | 264120106 |
| RDY | Dr Reddys Labs Ltd | 24 | $2,000 | 0.0% | $65.22 | — | ADR | 256135203 |
| — | The India Fund Inc | 83 | $2,000 | 0.0% | $24.27 | — | COM | 454089103 |
| — | Morgan Stanley India Investment Fund Inc | 76 | $2,000 | 0.0% | $22.86 | — | COM | 61745C105 |
| NTES | Netease Inc | 25 | $2,000 | 0.0% | $120.00 | — | Sponsored ADS | 64110W102 |
| — | Aspen Technology Inc. | 20 | $2,000 | 0.0% | $150.00 | — | COM | 045327103 |
| ASX | Ase Technology Hldg Co. Ltd. | 293 | $2,000 | 0.0% | $8.42 | — | Sponsored ADS | 00215W100 |
| — | Ansys Inc | 6 | $2,000 | 0.0% | $333.33 | — | COM | 03662Q105 |
| — | Barrick Gold Corp | 105 | $2,000 | 0.0% | $23.95 | — | COM | 067901108 |
| MMYT | MakeMyTrip Limited Mauritius | 52 | $1,000 | 0.0% | $31.79 | -15.0% | SHS | V5633W109 |
| — | Natura & Co Hldgs S A | 63 | $1,000 | 0.0% | $15.87 | — | ADS | 63884N108 |
| — | Lufax Holdings LTD | 186 | $1,000 | 0.0% | $5.38 | — | ADS REP SHS CL A | 54975P102 |
| TDY | Teledyne Technologies Inc. | 3 | $1,000 | 0.0% | $424.73 | +4.0% | COM | 879360105 |
| GDS | GDS Holdings | 26 | $1,000 | 0.0% | $38.46 | — | Sponsored ADS | 36165L108 |
| TCOM | Trip.com Group Ltd ADR | 42 | $1,000 | 0.0% | $31.85 | — | ADS | 89677Q107 |
| XP | XP Inc. | 32 | $1,000 | 0.0% | $42.69 | +4.6% | CL A | G98239109 |
| — | Ace Convergence Acqu Corp | 2,192 | $1,000 | 0.0% | $1.82 | — | W Exp 09/30202 | G0083D104 |