Location: Chicago, IL
CIK: 0001143261 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Jan 22, 2016
Total Value: $1.887B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 5,123,200 | $1.044B | 55.4% | $203.87 | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 1,561,700 | $318M | 16.9% | $203.87 | — | Call | 78462F103 |
| — | BROADCOM CORP | 942,900 | $54.52M | 2.9% | $57.82 | — | Put | 111320107 |
| — | TIME WARNER CABLE INC | 212,400 | $39.42M | 2.1% | $170.71 | — | Put | 88732J207 |
| — | KEURIG GREEN MTN INC | 432,600 | $38.92M | 2.1% | $89.98 | — | Put | 49271M100 |
| — | KEURIG GREEN MTN INC | 364,000 | $32.75M | 1.7% | $89.98 | — | Call | 49271M100 |
| — | BROADCOM CORP | 498,700 | $28.84M | 1.5% | $57.82 | — | Call | 111320107 |
| SPY | SPDR S&P 500 ETF TR | 132,100 | $26.93M | 1.4% | $203.87 | — | TR UNIT | 78462F103 |
| — | TIME WARNER CABLE INC | 136,300 | $25.3M | 1.3% | $170.71 | — | Call | 88732J207 |
| — | OMNIVISION TECHNOLOGIES INC | 693,000 | $20.11M | 1.1% | $26.25 | — | Put | 682128103 |
| — | SOLERA HOLDINGS INC | 324,000 | $17.77M | 0.9% | $54.61 | — | COM | 83421A104 |
| — | SOLERA HOLDINGS INC | 322,200 | $17.67M | 0.9% | $54.61 | — | Put | 83421A104 |
| — | BROADCOM CORP | 298,800 | $17.28M | 0.9% | $57.82 | — | CL A | 111320107 |
| — | OMNIVISION TECHNOLOGIES INC | 515,130 | $14.95M | 0.8% | $26.25 | — | COM | 682128103 |
| WMB | WILLIAMS COS INC DEL | 429,000 | $11.03M | 0.6% | $20.19 | -3.1% | Put | 969457100 |
| — | OMNIVISION TECHNOLOGIES INC | 374,000 | $10.85M | 0.6% | $26.25 | — | Call | 682128103 |
| — | KEURIG GREEN MTN INC | 114,700 | $10.32M | 0.5% | $89.98 | — | COM | 49271M100 |
| — | SOLARWINDS INC | 159,500 | $9.395M | 0.5% | $58.90 | — | Call | 83416B109 |
| — | PRECISION CASTPARTS CORP | 37,800 | $8.77M | 0.5% | $229.71 | — | Call | 740189105 |
| — | SANDISK CORP | 108,350 | $8.234M | 0.4% | $75.99 | — | COM | 80004C101 |
| — | SANDISK CORP | 104,600 | $7.949M | 0.4% | $75.99 | — | Put | 80004C101 |
| — | SOLERA HOLDINGS INC | 140,200 | $7.687M | 0.4% | $54.61 | — | Call | 83421A104 |
| — | YAHOO INC | 223,493 | $7.433M | 0.4% | $36.03 | — | COM | 984332106 |
| — | FIFTH STREET FINANCE CORP | 874,615 | $5.58M | 0.3% | $6.23 | — | COM | 31678A103 |
| — | SOLARWINDS INC | 68,100 | $4.011M | 0.2% | $58.90 | — | COM | 83416B109 |
| — | MONSTER WORLDWIDE INC | 699,445 | $4.008M | 0.2% | $5.73 | — | COM | 611742107 |
| — | MYLAN N V | 73,300 | $3.963M | 0.2% | $56.17 | — | Put | N59465109 |
| — | MYLAN N V | 73,300 | $3.963M | 0.2% | $56.17 | — | SHS EURO | N59465109 |
| WMB | WILLIAMS COS INC DEL | 145,200 | $3.732M | 0.2% | $20.19 | -3.1% | Call | 969457100 |
| — | SOLARWINDS INC | 62,200 | $3.664M | 0.2% | $58.90 | — | Put | 83416B109 |
| — | UNITED ONLINE INC | 298,992 | $3.525M | 0.2% | $11.79 | — | COM NEW | 911268209 |
| — | PARTNERRE LTD | 24,400 | $3.41M | 0.2% | $136.98 | — | Call | G6852T105 |
| WMB | WILLIAMS COS INC DEL | 127,000 | $3.264M | 0.2% | $20.19 | -3.1% | COM | 969457100 |
| T | AT&T INC | 92,900 | $3.197M | 0.2% | $12.27 | +1.4% | Put | 00206R102 |
| — | REYNOLDS AMERICAN INC | 56,000 | $2.584M | 0.1% | $46.35 | — | Put | 761713106 |
| — | PRECISION CASTPARTS CORP | 10,400 | $2.413M | 0.1% | $229.71 | — | Put | 740189105 |
| ABBV | ABBVIE INC | 40,700 | $2.411M | 0.1% | $42.33 | -10.3% | Call | 00287Y109 |
| — | AMERICAN CAP LTD | 151,772 | $2.093M | 0.1% | $13.08 | — | COM | 02503Y103 |
| APPS | DIGITAL TURBINE INC | 1,540,100 | $2.048M | 0.1% | $2.37 | -34.4% | COM NEW | 25400W102 |
| — | TELENAV INC | 358,511 | $2.04M | 0.1% | $7.71 | — | COM | 879455103 |
| — | PARTNERRE LTD | 14,000 | $1.956M | 0.1% | $136.98 | — | COM | G6852T105 |
| — | PARTNERRE LTD | 13,700 | $1.914M | 0.1% | $136.98 | — | Put | G6852T105 |
| SYNA | SYNAPTICS INC | 23,700 | $1.904M | 0.1% | — | — | Call | 87157D109 |
| OXY | OCCIDENTAL PETE CORP DEL | 27,000 | $1.825M | 0.1% | $51.32 | +4.1% | Call | 674599105 |
| KMI | KINDER MORGAN INC DEL | 121,441 | $1.812M | 0.1% | $14.29 | 0.0% | COM | 49456B101 |
| — | MYLAN N V | 33,400 | $1.806M | 0.1% | $56.17 | — | Call | N59465109 |
| — | UNITED TECHNOLOGIES CORP | 18,400 | $1.768M | 0.1% | $88.99 | — | Call | 913017109 |
| — | FOUNDATION MEDICINE INC | 80,200 | $1.689M | 0.1% | $23.68 | — | Put | 350465100 |
| — | GSV CAP CORP | 175,356 | $1.643M | 0.1% | $8.80 | — | COM | 36191J101 |
| — | PRECISION CASTPARTS CORP | 6,800 | $1.578M | 0.1% | $229.71 | — | COM | 740189105 |
| — | INTREXON CORP | 51,700 | $1.559M | 0.1% | $30.60 | — | Call | 46122T102 |
| — | FOUNDATION MEDICINE INC | 65,269 | $1.375M | 0.1% | $23.68 | — | COM | 350465100 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 165,543 | $1.352M | 0.1% | $7.97 | 0.0% | COM | 33766Y100 |
| — | ALLERGAN PLC | 3,800 | $1.188M | 0.1% | — | — | Put | G0177J108 |
| ET | ENERGY TRANSFER EQUITY L P | 85,000 | $1.168M | 0.1% | — | — | Call | 29273V100 |
| — | FOUNDATION MEDICINE INC | 53,700 | $1.131M | 0.1% | $23.68 | — | Call | 350465100 |
| — | CHESAPEAKE ENERGY CORP | 233,607 | $1.051M | 0.1% | $6.46 | — | COM | 165167107 |
| — | TWITTER INC | 44,587 | $1.032M | 0.1% | $36.22 | — | COM | 90184L102 |
| AZN | ASTRAZENECA PLC | 30,000 | $1.019M | 0.1% | — | — | Call | 046353108 |
| — | AIRGAS INC | 7,100 | $982K | 0.1% | $138.00 | — | Put | 009363102 |
| — | CABLEVISION SYS CORP | 30,700 | $979K | 0.1% | $31.89 | — | Put | 12686C109 |
| — | API TECHNOLOGIES CORP | 646,016 | $892K | 0.0% | $2.06 | — | COM NEW | 00187E203 |
| — | KAPSTONE PAPER & PACKAGING C | 39,200 | $886K | 0.0% | $22.66 | — | Put | 48562P103 |
| T | AT&T INC | 25,516 | $878K | 0.0% | $12.27 | +1.4% | COM | 00206R102 |
| — | CABLEVISION SYS CORP | 25,900 | $826K | 0.0% | $31.89 | — | CL A NY CABLVS | 12686C109 |
| — | ATLAS RESOURCE PARTNERS LP | 798,861 | $823K | 0.0% | $2.25 | — | COM UNT LTD PR | 04941A101 |
| — | INTREXON CORP | 25,100 | $757K | 0.0% | $30.60 | — | Put | 46122T102 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 36,500 | $756K | 0.0% | $20.70 | — | Put | 303726103 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 10,000 | $728K | 0.0% | — | — | Put | 74734M109 |
| — | PINNACLE ENTMT INC | 20,000 | $622K | 0.0% | — | — | Call | 723456109 |
| — | SUNEDISON INC | 111,632 | $568K | 0.0% | $7.18 | — | COM | 86732Y109 |
| — | NATIONAL HOLDINGS CORP | 198,510 | $560K | 0.0% | $3.90 | — | COM NEW | 636375206 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 7,500 | $546K | 0.0% | — | — | Call | 74734M109 |
| KMI | KINDER MORGAN INC DEL | 35,200 | $525K | 0.0% | $14.29 | 0.0% | Call | 49456B101 |
| — | KAPSTONE PAPER & PACKAGING C | 22,300 | $504K | 0.0% | $22.66 | — | Call | 48562P103 |
| — | AIRGAS INC | 3,500 | $484K | 0.0% | $138.00 | — | Call | 009363102 |
| SLV | ISHARES SILVER TRUST | 35,700 | $471K | 0.0% | $14.89 | — | ISHARES | 46428Q109 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 21,400 | $443K | 0.0% | $20.70 | — | COM | 303726103 |
| — | VRINGO INC | 169,500 | $419K | 0.0% | $2.50 | — | Call | 92911N302 |
| — | MEDASSETS INC | 13,300 | $412K | 0.0% | $30.97 | — | Put | 584045108 |
| FCX | FREEPORT-MCMORAN INC | 59,089 | $400K | 0.0% | $10.95 | -21.1% | CL B | 35671D857 |
| T | AT&T INC | 11,600 | $399K | 0.0% | $12.27 | +1.4% | Call | 00206R102 |
| — | KAPSTONE PAPER & PACKAGING C | 15,862 | $358K | 0.0% | $22.66 | — | COM | 48562P103 |
| — | INTREXON CORP | 11,817 | $356K | 0.0% | $30.60 | — | COM | 46122T102 |
| — | PMC-SIERRA INC | 30,500 | $354K | 0.0% | — | — | Call | 69344F106 |
| — | REYNOLDS AMERICAN INC | 7,200 | $332K | 0.0% | $46.35 | — | Call | 761713106 |
| — | BLACKHAWK NETWORK HLDGS INC | 7,500 | $332K | 0.0% | $43.75 | — | Put | 09238E104 |
| — | CABLEVISION SYS CORP | 10,000 | $319K | 0.0% | $31.89 | — | Call | 12686C109 |
| — | MEDASSETS INC | 10,300 | $319K | 0.0% | $30.97 | — | COM | 584045108 |
| — | ITERIS INC | 146,828 | $316K | 0.0% | $1.71 | — | COM | 46564T107 |
| — | AMEC FOSTER WHEELER PLC | 46,800 | $301K | 0.0% | $10.20 | — | Put | 00167X205 |
| NFLX | NETFLIX INC | 2,500 | $286K | 0.0% | $7.56 | +51.2% | COM | 64110L106 |
| TRGP | TARGA RES CORP | 10,000 | $271K | 0.0% | — | — | Call | 87612G101 |
| — | AMEC FOSTER WHEELER PLC | 39,018 | $251K | 0.0% | $10.20 | — | SPONSORED ADR | 00167X205 |
| GULTU | GULF COAST ULTRA DEEP RTY TR | 1,620,011 | $243K | 0.0% | $0.29 | — | ROYALTY TR UNT | 40222T104 |
| RY | ROYAL BK CDA MONTREAL QUE | 4,500 | $241K | 0.0% | — | — | Call | 780087102 |
| VNET | 21VIANET GROUP INC | 11,100 | $235K | 0.0% | $21.11 | — | SPONSORED ADR | 90138A103 |
| VNET | 21VIANET GROUP INC | 11,100 | $235K | 0.0% | $21.11 | — | Put | 90138A103 |
| — | CAMPUS CREST CMNTYS INC | 34,500 | $235K | 0.0% | $6.81 | — | COM | 13466Y105 |
| — | CAMPUS CREST CMNTYS INC | 34,500 | $235K | 0.0% | $6.81 | — | Put | 13466Y105 |
| — | MEDLEY CAP CORP | 28,710 | $216K | 0.0% | $7.52 | — | COM | 58503F106 |
| — | PMC-SIERRA INC | 18,000 | $209K | 0.0% | — | — | Put | 69344F106 |
| — | YOUKU TUDOU INC | 7,000 | $190K | 0.0% | $27.14 | — | SPONSORED ADR | 98742U100 |
| KMI | KINDER MORGAN INC DEL | 12,100 | $181K | 0.0% | $14.29 | 0.0% | Put | 49456B101 |
| — | OFFICE DEPOT INC | 31,800 | $179K | 0.0% | $6.19 | — | Put | 676220106 |
| — | SANDISK CORP | 2,000 | $152K | 0.0% | $75.99 | — | Call | 80004C101 |
| EXPE | EXPEDIA INC DEL | 1,200 | $149K | 0.0% | — | — | Call | 30212P303 |
| — | DEPOMED INC | 8,000 | $145K | 0.0% | — | — | Call | 249908104 |
| — | OFFICE DEPOT INC | 17,000 | $96,000 | 0.0% | $6.19 | — | COM | 676220106 |
| — | ATLAS ENERGY GROUP LLC | 97,008 | $92,000 | 0.0% | $6.01 | — | COM | 04929Q102 |
| ABBV | ABBVIE INC | 1,494 | $89,000 | 0.0% | $42.33 | -10.3% | COM | 00287Y109 |
| FCX | FREEPORT-MCMORAN INC | 13,000 | $88,000 | 0.0% | $10.95 | -21.1% | Call | 35671D857 |
| — | AIRGAS INC | 500 | $69,000 | 0.0% | $138.00 | — | COM | 009363102 |
| — | SILVER BAY RLTY TR CORP | 4,000 | $63,000 | 0.0% | $16.31 | — | COM | 82735Q102 |
| — | MEDASSETS INC | 2,000 | $62,000 | 0.0% | $30.97 | — | Call | 584045108 |
| LUNA | LUNA INNOVATIONS | 53,898 | $58,000 | 0.0% | $1.23 | -14.8% | COM | 550351100 |
| — | RENESOLA LTD | 32,500 | $55,000 | 0.0% | $1.40 | — | Call | 75971T103 |
| AAPL | APPLE INC | 500 | $53,000 | 0.0% | $26.29 | -2.1% | COM | 037833100 |
| ABBV | ABBVIE INC | 900 | $53,000 | 0.0% | $42.33 | -10.3% | Put | 00287Y109 |
| — | JA SOLAR HOLDINGS CO LTD | 5,300 | $51,000 | 0.0% | $8.54 | — | Put | 466090206 |
| — | REYNOLDS AMERICAN INC | 1,014 | $47,000 | 0.0% | $46.35 | — | COM | 761713106 |
| — | VRINGO INC | 19,100 | $47,000 | 0.0% | $2.50 | — | Put | 92911N302 |
| — | POWERSHS DB MULTI SECT COMM | 2,300 | $47,000 | 0.0% | $24.86 | — | PS DB AGRICUL FD | 73936B408 |
| OXY | OCCIDENTAL PETE CORP DEL | 700 | $47,000 | 0.0% | $51.32 | +4.1% | COM | 674599105 |
| — | KING DIGITAL ENTMT PLC | 2,000 | $36,000 | 0.0% | — | — | Call | G5258J109 |
| RIG | TRANSOCEAN LTD | 2,800 | $35,000 | 0.0% | — | — | Call | H8817H100 |
| — | USA TECHNOLOGIES INC | 10,659 | $33,000 | 0.0% | $3.10 | — | COM NO PAR | 90328S500 |
| IEP | ICAHN ENTERPRISES LP | 500 | $31,000 | 0.0% | $62.00 | — | DEPOSITARY UNIT | 451100101 |
| ESPR | ESPERION THERAPEUTICS INC NE | 1,300 | $29,000 | 0.0% | $44.75 | -43.6% | Call | 29664W105 |
| BOX | BOX INC | 2,100 | $29,000 | 0.0% | $15.92 | -17.6% | CL A | 10316T104 |
| — | OFFICE DEPOT INC | 5,000 | $28,000 | 0.0% | $6.19 | — | Call | 676220106 |
| — | ADEPTUS HEALTH INC | 500 | $27,000 | 0.0% | $54.00 | — | CL A | 006855100 |
| — | NORDIC AMERN OFFSHORE LTD | 5,017 | $26,000 | 0.0% | $6.61 | — | SHS | Y6366T112 |
| ESPR | ESPERION THERAPEUTICS INC NE | 961 | $21,000 | 0.0% | $44.75 | -43.6% | COM | 29664W105 |
| GS | GOLDMAN SACHS GROUP INC | 100 | $18,000 | 0.0% | $150.86 | +0.2% | COM | 38141G104 |
| — | UNITED STATES OIL FUND LP | 1,100 | $12,000 | 0.0% | $14.63 | — | UNITS | 91232N108 |
| — | VRINGO INC | 4,406 | $11,000 | 0.0% | $2.50 | — | COM NEW | 92911N302 |
| — | RENESOLA LTD | 6,000 | $10,000 | 0.0% | $1.40 | — | Put | 75971T103 |
| — | MARKET VECTORS ETF TR | 600 | $9,000 | 0.0% | $15.00 | — | RUSSIA ETF | 57060U506 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 500 | $8,000 | 0.0% | $10.24 | +48.0% | COM | G65773106 |
| — | NUVERRA ENVIRONMENTAL SOLUTI | 15,375 | $8,000 | 0.0% | $1.37 | — | COM NEW | 67091K203 |
| — | BLACKHAWK NETWORK HLDGS INC | 160 | $7,000 | 0.0% | $43.75 | — | COM | 09238E104 |
| FCX | FREEPORT-MCMORAN INC | 1,000 | $7,000 | 0.0% | $10.95 | -21.1% | Put | 35671D857 |
| — | BREITBURN ENERGY PARTNERS LP | 8,000 | $5,000 | 0.0% | $5.47 | — | Put | 106776107 |
| — | BREITBURN ENERGY PARTNERS LP | 8,000 | $5,000 | 0.0% | $5.47 | — | COM UT LTD PTN | 106776107 |
| — | NUVERRA ENVIRONMENTAL SOLUTI | 3,300 | $2,000 | 0.0% | $1.37 | — | Put | 67091K203 |
| — | NUVERRA ENVIRONMENTAL SOLUTI | 1,600 | $1,000 | 0.0% | $1.37 | — | Call | 67091K203 |
| — | ALTERA CORP | 42,100 | $0 | 0.0% | — | — | Call | 021441100 |
| — | SANDRIDGE ENERGY INC | 100 | $0 | 0.0% | $1.82 | — | COM | 80007P307 |
| — | RENESOLA LTD | 190 | $0 | 0.0% | $1.40 | — | SPONS ADS | 75971T103 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | $11.76 | — | COM | 46146L101 |