CIK: 0001143261 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: Apr 24, 2017
Total Value ($000): $1,648,804 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,343,300 | $788,150 | 47.8% | $223.09 | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 2,141,300 | $504,790 | 30.6% | $223.09 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 245,800 | $57,945 | 3.5% | $223.09 | — | TR UNIT | 78462F103 |
| — | MEAD JOHNSON NUTRITION CO | 307,100 | $27,356 | 1.7% | $89.08 | — | Call | 582839106 |
| — | MONSANTO CO NEW | 172,500 | $19,527 | 1.2% | $103.71 | — | Put | 61166W101 |
| NXPI | NXP SEMICONDUCTORS N V | 139,400 | $14,428 | 0.9% | $88.45 | +1.6% | Put | N6596X109 |
| — | MEAD JOHNSON NUTRITION CO | 145,648 | $12,974 | 0.8% | $89.08 | — | COM | 582839106 |
| — | MEAD JOHNSON NUTRITION CO | 141,300 | $12,587 | 0.8% | $89.08 | — | Put | 582839106 |
| HUM | HUMANA INC | 60,800 | $12,533 | 0.8% | $189.91 | +1.1% | Call | 444859102 |
| HUM | HUMANA INC | 54,000 | $11,132 | 0.7% | $189.91 | +1.1% | Put | 444859102 |
| HUM | HUMANA INC | 51,860 | $10,690 | 0.6% | $189.91 | +1.1% | COM | 444859102 |
| NXPI | NXP SEMICONDUCTORS N V | 94,400 | $9,770 | 0.6% | $88.45 | +1.6% | COM | N6596X109 |
| ESPR | ESPERION THERAPEUTICS INC NE | 264,400 | $9,336 | 0.6% | $22.64 | +1.2% | Put | 29664W105 |
| — | RITE AID CORP | 2,120,900 | $9,014 | 0.5% | $5.52 | — | Put | 767754104 |
| — | MONSANTO CO NEW | 77,000 | $8,716 | 0.5% | $103.71 | — | COM | 61166W101 |
| WDC | WESTERN DIGITAL CORP | 105,400 | $8,699 | 0.5% | $29.15 | +76.0% | Put | 958102105 |
| — | MONSANTO CO NEW | 74,000 | $8,377 | 0.5% | $103.71 | — | Call | 61166W101 |
| — | WHITEWAVE FOODS CO | 129,100 | $7,249 | 0.4% | $56.15 | — | Put | 966244105 |
| — | RITE AID CORP | 1,679,500 | $7,138 | 0.4% | $5.52 | — | Call | 767754104 |
| — | RITE AID CORP | 1,596,600 | $6,786 | 0.4% | $5.52 | — | COM | 767754104 |
| — | WHITEWAVE FOODS CO | 115,300 | $6,474 | 0.4% | $56.15 | — | COM | 966244105 |
| — | CIGNA CORPORATION | 43,000 | $6,299 | 0.4% | — | — | Call | 125509109 |
| — | CABELAS INC | 115,000 | $6,108 | 0.4% | $58.55 | — | Put | 126804301 |
| — | CABELAS INC | 109,104 | $5,795 | 0.4% | $58.55 | — | COM | 126804301 |
| — | SYNGENTA AG | 61,500 | $5,443 | 0.3% | $88.50 | — | Put | 87160A100 |
| RILY | B RILEY FINL INC | 345,895 | $5,188 | 0.3% | $10.08 | +67.9% | COM | 05580M108 |
| — | TIME WARNER INC | 40,000 | $3,908 | 0.2% | $97.62 | — | Call | 887317303 |
| — | IKANG HEALTHCARE GROUP INC | 265,409 | $3,875 | 0.2% | $17.33 | — | SPONSORED ADR | 45174L108 |
| — | IKANG HEALTHCARE GROUP INC | 265,400 | $3,875 | 0.2% | $17.33 | — | Put | 45174L108 |
| — | SYNGENTA AG | 37,000 | $3,275 | 0.2% | $88.50 | — | Call | 87160A100 |
| — | FBR & CO | 175,258 | $3,163 | 0.2% | $18.05 | — | COM NEW | 30247C400 |
| — | INTREXON CORP | 158,300 | $3,138 | 0.2% | $32.06 | — | Call | 46122T102 |
| — | CIGNA CORPORATION | 21,000 | $3,076 | 0.2% | — | — | Put | 125509109 |
| — | SYNGENTA AG | 34,100 | $3,018 | 0.2% | $88.50 | — | SPONSORED ADR | 87160A100 |
| — | FOUNDATION MEDICINE INC | 85,500 | $2,757 | 0.2% | $22.03 | — | Call | 350465100 |
| — | INTREXON CORP | 130,800 | $2,592 | 0.2% | $32.06 | — | Put | 46122T102 |
| ESPR | ESPERION THERAPEUTICS INC NE | 52,593 | $1,857 | 0.1% | $22.64 | +1.2% | COM | 29664W105 |
| WMB | WILLIAMS COS INC DEL | 59,200 | $1,752 | 0.1% | $17.93 | 0.0% | Put | 969457100 |
| — | AETNA INC NEW | 12,400 | $1,582 | 0.1% | — | — | Call | 00817Y108 |
| ESPR | ESPERION THERAPEUTICS INC NE | 41,500 | $1,465 | 0.1% | $22.64 | +1.2% | Call | 29664W105 |
| — | FIFTH STREET FINANCE CORP | 285,634 | $1,320 | 0.1% | $6.23 | — | COM | 31678A103 |
| APPS | DIGITAL TURBINE INC | 1,343,465 | $1,263 | 0.1% | $2.32 | -66.2% | COM NEW | 25400W102 |
| — | TIME WARNER INC | 12,000 | $1,173 | 0.1% | $97.62 | — | Put | 887317303 |
| — | TELENAV INC | 132,411 | $1,145 | 0.1% | $7.59 | — | COM | 879455103 |
| WMB | WILLIAMS COS INC DEL | 38,200 | $1,130 | 0.1% | $17.93 | 0.0% | Call | 969457100 |
| NXPI | NXP SEMICONDUCTORS N V | 10,300 | $1,066 | 0.1% | $88.45 | +1.6% | Call | N6596X109 |
| — | UNILEVER N V | 20,000 | $994 | 0.1% | — | — | Put | 904784709 |
| — | NIMBLE STORAGE INC | 75,000 | $938 | 0.1% | $12.52 | — | Call | 65440R101 |
| — | TIME WARNER INC | 9,100 | $889 | 0.1% | $97.62 | — | COM NEW | 887317303 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 108,600 | $888 | 0.1% | $9.98 | -17.1% | Put | G65773106 |
| — | STILLWATER MNG CO | 51,000 | $881 | 0.1% | $16.37 | — | Put | 86074Q102 |
| — | STILLWATER MNG CO | 50,000 | $864 | 0.1% | $16.37 | — | COM | 86074Q102 |
| — | ZIOPHARM ONCOLOGY INC | 135,400 | $858 | 0.1% | $5.39 | — | Call | 98973P101 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 103,100 | $843 | 0.1% | $9.98 | -17.1% | Call | G65773106 |
| — | VALSPAR CORP | 7,400 | $821 | 0.0% | $110.06 | — | Put | 920355104 |
| — | FOUNDATION MEDICINE INC | 24,800 | $800 | 0.0% | $22.03 | — | Put | 350465100 |
| — | INTREXON CORP | 36,082 | $715 | 0.0% | $32.06 | — | COM | 46122T102 |
| — | VALSPAR CORP | 6,300 | $699 | 0.0% | $110.06 | — | COM | 920355104 |
| NVDA | NVIDIA CORP | 5,900 | $643 | 0.0% | $2.06 | +27.5% | Call | 67066G104 |
| MNKD | MANNKIND CORP | 384,700 | $569 | 0.0% | — | — | Call | 56400P706 |
| — | GSV CAP CORP | 123,268 | $552 | 0.0% | $8.80 | — | COM | 36191J101 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 66,400 | $529 | 0.0% | $7.97 | +0.9% | COM | 33766Y100 |
| DB | DEUTSCHE BANK AG | 30,000 | $515 | 0.0% | $14.94 | 0.0% | Put | D18190898 |
| — | UNILEVER N V | 9,600 | $477 | 0.0% | — | — | Call | 904784709 |
| BWEN | BROADWIND ENERGY INC | 56,136 | $468 | 0.0% | $5.02 | +3.5% | COM NEW | 11161T207 |
| — | CREDIT SUISSE GROUP | 30,000 | $445 | 0.0% | — | — | Put | 225401108 |
| — | MONEYGRAM INTL INC | 24,800 | $417 | 0.0% | — | — | Put | 60935Y208 |
| CDZI | CADIZ INC | 25,745 | $387 | 0.0% | $8.98 | +55.6% | COM NEW | 127537207 |
| — | MULTI PACKAGING SOLUTIONS IN | 20,000 | $359 | 0.0% | $17.94 | — | Put | G6331W109 |
| — | MULTI PACKAGING SOLUTIONS IN | 18,000 | $323 | 0.0% | $17.94 | — | COM | G6331W109 |
| WMB | WILLIAMS COS INC DEL | 10,900 | $323 | 0.0% | $17.93 | 0.0% | COM | 969457100 |
| — | NIMBLE STORAGE INC | 25,000 | $313 | 0.0% | $12.52 | — | Put | 65440R101 |
| — | NIMBLE STORAGE INC | 25,000 | $313 | 0.0% | $12.52 | — | COM | 65440R101 |
| — | MOBILEYE N V AMSTELVEEN | 5,000 | $307 | 0.0% | $61.50 | — | Put | N51488117 |
| — | CABELAS INC | 5,500 | $292 | 0.0% | $58.55 | — | Call | 126804301 |
| DB | DEUTSCHE BANK AG | 15,700 | $269 | 0.0% | $14.94 | 0.0% | NAMEN AKT | D18190898 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 31,950 | $261 | 0.0% | $9.98 | -17.1% | COM | G65773106 |
| — | ZIOPHARM ONCOLOGY INC | 39,400 | $250 | 0.0% | $5.39 | — | Put | 98973P101 |
| — | MOBILEYE N V AMSTELVEEN | 4,000 | $246 | 0.0% | $61.50 | — | ORD SHS | N51488117 |
| WDC | WESTERN DIGITAL CORP | 2,570 | $212 | 0.0% | $29.15 | +76.0% | COM | 958102105 |
| — | HC2 HLDGS INC | 33,505 | $208 | 0.0% | $5.55 | — | COM | 404139107 |
| — | FORM HLDGS CORP | 94,700 | $205 | 0.0% | — | — | Call | 34634E102 |
| — | ALERE INC | 5,100 | $203 | 0.0% | $46.74 | — | Put | 01449J105 |
| MNKD | MANNKIND CORP | 118,800 | $176 | 0.0% | — | — | Put | 56400P706 |
| DB | DEUTSCHE BANK AG | 10,000 | $172 | 0.0% | $14.94 | 0.0% | Call | D18190898 |
| — | DEUTSCHE BK AG | 32,200 | $76 | 0.0% | $2.36 | — | RIGHT 04/06/2017 | D1T769565 |
| — | ENTEROMEDICS INC | 12,870 | $74 | 0.0% | $5.75 | — | COM PAR | 29365M505 |
| — | FIFTH STR ASSET MGMT INC | 12,504 | $58 | 0.0% | $4.64 | — | CL A COM | 31679P109 |
| — | ADEPTUS HEALTH INC | 13,700 | $25 | 0.0% | $39.22 | — | Call | 006855100 |
| — | NORDIC AMERN OFFSHORE LTD | 11,817 | $13 | 0.0% | $2.30 | — | SHS | G65772108 |