CIK: 0001143261 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Jul 19, 2017
Total Value ($000): $438,153 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PANERA BREAD CO | 158,500 | $49,870 | 11.4% | — | — | Call | 69840W108 |
| — | PANERA BREAD CO | 140,000 | $44,050 | 10.1% | — | — | Put | 69840W108 |
| NXPI | NXP SEMICONDUCTORS N V | 260,600 | $28,523 | 6.5% | $91.67 | +3.8% | Put | N6596X109 |
| — | STRAIGHT PATH COMMUNICATNS I | 125,300 | $22,510 | 5.1% | $179.67 | — | Call | 862578101 |
| NXPI | NXP SEMICONDUCTORS N V | 181,190 | $19,831 | 4.5% | $91.67 | +3.8% | COM | N6596X109 |
| — | MONSANTO CO NEW | 162,200 | $19,198 | 4.4% | $103.71 | — | Put | 61166W101 |
| — | SYNGENTA AG | 201,400 | $18,660 | 4.3% | $88.50 | — | Put | 87160A100 |
| — | MOBILEYE N V AMSTELVEEN | 281,200 | $17,659 | 4.0% | $62.39 | — | Put | N51488117 |
| — | ALERE INC | 224,000 | $11,243 | 2.6% | $50.19 | — | Put | 01449J105 |
| — | ALERE INC | 207,223 | $10,401 | 2.4% | $50.19 | — | COM | 01449J105 |
| — | RITE AID CORP | 3,442,900 | $10,157 | 2.3% | $5.52 | — | Call | 767754104 |
| AMZN | AMAZON COM INC | 10,400 | $10,067 | 2.3% | $47.71 | 0.0% | COM | 023135106 |
| — | ALERE INC | 191,700 | $9,621 | 2.2% | $50.19 | — | Call | 01449J105 |
| — | CABELAS INC | 161,200 | $9,579 | 2.2% | $58.74 | — | Put | 126804301 |
| RILY | B RILEY FINL INC | 512,237 | $9,502 | 2.2% | $11.77 | +29.9% | COM | 05580M108 |
| HUM | HUMANA INC | 39,400 | $9,480 | 2.2% | $189.91 | +10.9% | Put | 444859102 |
| HUM | HUMANA INC | 39,100 | $9,408 | 2.1% | $189.91 | +10.9% | Call | 444859102 |
| WDC | WESTERN DIGITAL CORP | 105,400 | $9,338 | 2.1% | $29.15 | +104.8% | Put | 958102105 |
| — | CIGNA CORPORATION | 53,000 | $8,872 | 2.0% | — | — | Call | 125509109 |
| HUM | HUMANA INC | 34,860 | $8,388 | 1.9% | $189.91 | +10.9% | COM | 444859102 |
| — | CABELAS INC | 140,204 | $8,331 | 1.9% | $58.74 | — | COM | 126804301 |
| — | MONSANTO CO NEW | 65,900 | $7,800 | 1.8% | $103.71 | — | COM | 61166W101 |
| — | MONSANTO CO NEW | 59,000 | $6,983 | 1.6% | $103.71 | — | Call | 61166W101 |
| — | STRAIGHT PATH COMMUNICATNS I | 33,800 | $6,072 | 1.4% | $179.67 | — | Put | 862578101 |
| NXPI | NXP SEMICONDUCTORS N V | 50,700 | $5,549 | 1.3% | $91.67 | +3.8% | Call | N6596X109 |
| — | SYNGENTA AG | 38,400 | $3,558 | 0.8% | $88.50 | — | Call | 87160A100 |
| — | STRAIGHT PATH COMMUNICATNS I | 19,085 | $3,429 | 0.8% | $179.67 | — | CL B | 862578101 |
| — | TIME WARNER INC | 32,800 | $3,293 | 0.8% | $99.17 | — | Put | 887317303 |
| ESPR | ESPERION THERAPEUTICS INC NE | 67,300 | $3,115 | 0.7% | $22.64 | +62.5% | Put | 29664W105 |
| — | INTREXON CORP | 123,800 | $2,982 | 0.7% | $32.06 | — | Call | 46122T102 |
| — | TIME WARNER INC | 28,500 | $2,862 | 0.7% | $99.17 | — | Call | 887317303 |
| — | CIGNA CORPORATION | 16,800 | $2,812 | 0.6% | — | — | Put | 125509109 |
| — | WHOLE FOODS MKT INC | 59,600 | $2,510 | 0.6% | — | — | Call | 966837106 |
| — | RITE AID CORP | 832,700 | $2,456 | 0.6% | $5.52 | — | Put | 767754104 |
| — | CABELAS INC | 41,200 | $2,448 | 0.6% | $58.74 | — | Call | 126804301 |
| — | FOUNDATION MEDICINE INC | 54,900 | $2,182 | 0.5% | — | — | Call | 350465100 |
| — | INTREXON CORP | 89,800 | $2,163 | 0.5% | $32.06 | — | Put | 46122T102 |
| — | TIME WARNER INC | 20,600 | $2,068 | 0.5% | $99.17 | — | COM NEW | 887317303 |
| — | AETNA INC NEW | 12,400 | $1,883 | 0.4% | — | — | Call | 00817Y108 |
| — | IKANG HEALTHCARE GROUP INC | 132,000 | $1,620 | 0.4% | $17.33 | — | Put | 45174L108 |
| — | IKANG HEALTHCARE GROUP INC | 132,000 | $1,620 | 0.4% | $17.33 | — | SPONSORED ADR | 45174L108 |
| — | WESTAR ENERGY INC | 27,400 | $1,453 | 0.3% | $53.04 | — | Put | 95709T100 |
| WMB | WILLIAMS COS INC DEL | 45,200 | $1,369 | 0.3% | $17.93 | +4.1% | Put | 969457100 |
| ESPR | ESPERION THERAPEUTICS INC NE | 26,400 | $1,222 | 0.3% | $22.64 | +62.5% | Call | 29664W105 |
| — | UNILEVER N V | 19,800 | $1,094 | 0.2% | — | — | Put | 904784709 |
| — | TELENAV INC | 132,411 | $1,073 | 0.2% | $7.59 | — | COM | 879455103 |
| — | RITE AID CORP | 346,000 | $1,021 | 0.2% | $5.52 | — | COM | 767754104 |
| — | FOUNDATION MEDICINE INC | 25,600 | $1,018 | 0.2% | — | — | Put | 350465100 |
| USFD | US FOODS HLDG CORP | 36,399 | $991 | 0.2% | $28.45 | 0.0% | COM | 912008109 |
| — | WHOLE FOODS MKT INC | 20,600 | $867 | 0.2% | — | — | Put | 966837106 |
| — | MOBILEYE N V AMSTELVEEN | 12,000 | $754 | 0.2% | $62.39 | — | ORD SHS | N51488117 |
| — | HERTZ GLOBAL HLDGS INC | 65,050 | $748 | 0.2% | $11.50 | — | COM | 42806J106 |
| SPY | SPDR S&P 500 ETF TR | 3,000 | $725 | 0.2% | $223.09 | — | Put | 78462F103 |
| APPS | DIGITAL TURBINE INC | 691,861 | $713 | 0.2% | $2.32 | -54.5% | COM NEW | 25400W102 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 107,900 | $684 | 0.2% | $9.98 | -29.6% | Call | G65773106 |
| — | FINJAN HLDGS INC | 200,000 | $656 | 0.1% | $3.28 | — | COM NEW | 31788H303 |
| MNKD | MANNKIND CORP | 460,600 | $649 | 0.1% | — | — | Call | 56400P706 |
| AKAM | AKAMAI TECHNOLOGIES INC | 12,916 | $643 | 0.1% | $52.77 | 0.0% | COM | 00971T101 |
| — | WESTAR ENERGY INC | 11,500 | $610 | 0.1% | $53.04 | — | COM | 95709T100 |
| — | ZIOPHARM ONCOLOGY INC | 96,100 | $598 | 0.1% | $6.21 | — | Call | 98973P101 |
| — | INTREXON CORP | 23,335 | $562 | 0.1% | $32.06 | — | COM | 46122T102 |
| — | FORESTAR GROUP INC | 31,700 | $544 | 0.1% | $17.15 | — | Put | 346233109 |
| WMB | WILLIAMS COS INC DEL | 17,900 | $542 | 0.1% | $17.93 | +4.1% | Call | 969457100 |
| — | MONEYGRAM INTL INC | 27,300 | $471 | 0.1% | $17.21 | — | Put | 60935Y208 |
| — | FIFTH STREET FINANCE CORP | 93,890 | $456 | 0.1% | $6.23 | — | COM | 31678A103 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 71,800 | $455 | 0.1% | $9.98 | -29.6% | Put | G65773106 |
| — | ZIOPHARM ONCOLOGY INC | 68,800 | $428 | 0.1% | $6.21 | — | Put | 98973P101 |
| — | FORESTAR GROUP INC | 24,900 | $427 | 0.1% | $17.15 | — | COM | 346233109 |
| — | GSV CAP CORP | 93,374 | $405 | 0.1% | $8.80 | — | COM | 36191J101 |
| CAR | AVIS BUDGET GROUP | 14,000 | $382 | 0.1% | $24.48 | 0.0% | COM | 053774105 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 44,937 | $377 | 0.1% | $7.97 | +4.7% | COM | 33766Y100 |
| AAPL | APPLE INC | 2,500 | $360 | 0.1% | $34.31 | 0.0% | COM | 037833100 |
| CDZI | CADIZ INC | 24,891 | $336 | 0.1% | $8.98 | +64.8% | COM NEW | 127537207 |
| — | VWR CORP | 10,000 | $330 | 0.1% | $33.00 | — | Put | 91843L103 |
| — | FORM HLDGS CORP | 151,400 | $250 | 0.1% | $1.65 | — | Call | 34634E102 |
| — | SYNGENTA AG | 2,600 | $241 | 0.1% | $88.50 | — | SPONSORED ADR | 87160A100 |
| T | AT&T INC | 6,000 | $226 | 0.1% | — | — | Call | 00206R102 |
| — | INTRAWEST RESORTS HLDGS INC | 9,100 | $216 | 0.0% | $23.67 | — | Put | 46090K109 |
| — | ZIOPHARM ONCOLOGY INC | 34,127 | $212 | 0.0% | $6.21 | — | COM | 98973P101 |
| — | ANGIES LIST INC | 16,160 | $207 | 0.0% | $12.81 | — | COM | 034754101 |
| — | CREDIT SUISSE GROUP | 12,500 | $183 | 0.0% | $14.64 | — | Put | 225401108 |
| — | CREDIT SUISSE GROUP | 12,500 | $183 | 0.0% | $14.64 | — | SPONSORED ADR | 225401108 |
| WDC | WESTERN DIGITAL CORP | 2,070 | $183 | 0.0% | $29.15 | +104.8% | COM | 958102105 |
| — | VWR CORP | 5,000 | $165 | 0.0% | $33.00 | — | COM | 91843L103 |
| T | AT&T INC | 3,000 | $113 | 0.0% | — | — | Put | 00206R102 |
| — | GREAT ELM CAP GROUP INC | 32,800 | $112 | 0.0% | $3.41 | — | COM NEW | 39036P209 |
| GOOGL | ALPHABET INC | 100 | $93 | 0.0% | $46.42 | 0.0% | CAP STK CL A | 02079K305 |
| — | MONEYGRAM INTL INC | 4,300 | $74 | 0.0% | $17.21 | — | COM NEW | 60935Y208 |
| NVDA | NVIDIA CORP | 500 | $72 | 0.0% | $3.13 | 0.0% | COM | 67066G104 |
| — | INTRAWEST RESORTS HLDGS INC | 3,000 | $71 | 0.0% | $23.67 | — | COM | 46090K109 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 9,350 | $59 | 0.0% | $9.98 | -29.6% | COM | G65773106 |
| — | MONEYGRAM INTL INC | 3,400 | $59 | 0.0% | $17.21 | — | Call | 60935Y208 |
| — | HC2 HLDGS INC | 9,042 | $53 | 0.0% | $5.55 | — | COM | 404139107 |
| DIS | DISNEY WALT CO | 500 | $53 | 0.0% | $102.45 | 0.0% | COM DISNEY | 254687106 |
| WMB | WILLIAMS COS INC DEL | 1,600 | $48 | 0.0% | $17.93 | +4.1% | COM | 969457100 |
| — | POWERSHS DB MULTI SECT COMM | 2,300 | $46 | 0.0% | $20.00 | — | PS DB AGRICUL FD | 73936B408 |
| — | FORESTAR GROUP INC | 2,500 | $43 | 0.0% | $17.15 | — | Call | 346233109 |
| MNKD | MANNKIND CORP | 25,800 | $36 | 0.0% | — | — | Put | 56400P706 |
| ESPR | ESPERION THERAPEUTICS INC NE | 418 | $19 | 0.0% | $22.64 | +62.5% | COM | 29664W105 |
| — | FORM HLDGS CORP | 10,929 | $18 | 0.0% | $1.65 | — | COM | 34634E102 |
| — | TURQUOISE HILL RES LTD | 6,400 | $17 | 0.0% | $2.66 | — | COM | 900435108 |
| — | NORDIC AMERN OFFSHORE LTD | 12,317 | $15 | 0.0% | $2.26 | — | SHS | G65772108 |
| — | VANECK VECTORS ETF TR | 600 | $12 | 0.0% | $20.00 | — | RUSSIA ETF | 92189F403 |
| — | FORM HLDGS CORP | 5,000 | $8 | 0.0% | $1.65 | — | Put | 34634E102 |
| — | TURQUOISE HILL RES LTD | 2,000 | $5 | 0.0% | $2.66 | — | Put | 900435108 |
| — | RENESOLA LTD | 1,118 | $3 | 0.0% | $2.68 | — | SPONSORED ADS | 75971T301 |
| — | AQUABOUNTY TECHNOLOGIES INC | 219 | $2 | 0.0% | $9.13 | — | COM NEW | 03842K200 |
| — | KAPSTONE PAPER & PACKAGING C | 23 | $0 | 0.0% | — | — | COM | 48562P103 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | — | — | COM | 46146L101 |