Location: Chicago, IL
CIK: 0001143261 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 24, 2017
Total Value: $2.492B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 4,895,200 | $1.094B | 43.9% | $223.09 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 4,058,000 | $907M | 36.4% | $223.09 | — | Put | 78462F103 |
| — | BROADCOM LTD | 533,300 | $94.27M | 3.8% | $154.71 | — | Put | Y09827109 |
| SPY | SPDR S&P 500 ETF TR | 278,405 | $62.23M | 2.5% | $223.09 | — | TR UNIT | 78462F103 |
| — | BROADCOM LTD | 322,900 | $57.08M | 2.3% | $154.71 | — | Call | Y09827109 |
| — | RITE AID CORP | 2,176,100 | $17.93M | 0.7% | $8.13 | — | Put | 767754104 |
| — | MONSANTO CO NEW | 156,000 | $16.41M | 0.7% | $103.71 | — | Put | 61166W101 |
| — | RITE AID CORP | 1,956,000 | $16.12M | 0.6% | $8.13 | — | Call | 767754104 |
| NXPI | NXP SEMICONDUCTORS N V | 126,200 | $12.37M | 0.5% | $88.31 | 0.0% | Put | N6596X109 |
| WDC | WESTERN DIGITAL CORP | 165,700 | $11.26M | 0.5% | $29.15 | +40.2% | Put | 958102105 |
| — | CABELAS INC | 185,704 | $10.87M | 0.4% | $58.55 | — | COM | 126804301 |
| WMB | WILLIAMS COS INC DEL | 336,400 | $10.47M | 0.4% | — | — | Put | 969457100 |
| — | HARMAN INTL INDS INC | 92,500 | $10.28M | 0.4% | $111.15 | — | Call | 413086109 |
| — | CABELAS INC | 171,800 | $10.06M | 0.4% | $58.55 | — | Put | 126804301 |
| WMB | WILLIAMS COS INC DEL | 310,700 | $9.675M | 0.4% | — | — | Call | 969457100 |
| NXPI | NXP SEMICONDUCTORS N V | 85,900 | $8.419M | 0.3% | $88.31 | 0.0% | COM | N6596X109 |
| — | MONSANTO CO NEW | 79,900 | $8.406M | 0.3% | $103.71 | — | COM | 61166W101 |
| — | HARMAN INTL INDS INC | 60,300 | $6.703M | 0.3% | $111.15 | — | Put | 413086109 |
| RILY | B RILEY FINL INC | 356,901 | $6.585M | 0.3% | $10.08 | +49.9% | COM | 05580M108 |
| — | CABELAS INC | 107,000 | $6.265M | 0.3% | $58.55 | — | Call | 126804301 |
| — | HARMAN INTL INDS INC | 55,500 | $6.169M | 0.2% | $111.15 | — | COM | 413086109 |
| — | IKANG HEALTHCARE GROUP INC | 346,600 | $6.007M | 0.2% | $17.33 | — | Put | 45174L108 |
| — | CIGNA CORPORATION | 45,000 | $6.003M | 0.2% | — | — | Call | 125509109 |
| HUM | HUMANA INC | 29,400 | $5.998M | 0.2% | $175.57 | +0.7% | Call | 444859102 |
| — | IKANG HEALTHCARE GROUP INC | 341,440 | $5.917M | 0.2% | $17.33 | — | SPONSORED ADR | 45174L108 |
| — | MONSANTO CO NEW | 43,300 | $4.556M | 0.2% | $103.71 | — | Call | 61166W101 |
| — | WEBMD HEALTH CORP | 90,130 | $4.468M | 0.2% | $49.57 | — | COM | 94770V102 |
| — | WEBMD HEALTH CORP | 90,000 | $4.461M | 0.2% | $49.57 | — | Put | 94770V102 |
| — | RITE AID CORP | 521,800 | $4.3M | 0.2% | $8.13 | — | COM | 767754104 |
| — | INTREXON CORP | 153,200 | $3.723M | 0.1% | $32.06 | — | Call | 46122T102 |
| — | DELL TECHNOLOGIES INC | 64,600 | $3.551M | 0.1% | $47.81 | — | Call | 24703L103 |
| T | AT&T INC | 78,700 | $3.347M | 0.1% | $12.30 | +25.7% | Put | 00206R102 |
| — | DELL TECHNOLOGIES INC | 55,900 | $3.073M | 0.1% | $47.81 | — | Put | 24703L103 |
| — | TIME WARNER INC | 30,000 | $2.896M | 0.1% | $96.67 | — | Call | 887317303 |
| — | INTEROIL CORP | 57,000 | $2.712M | 0.1% | $48.11 | — | Put | 460951106 |
| ABBV | ABBVIE INC | 40,700 | $2.549M | 0.1% | — | — | Call | 00287Y109 |
| — | FIFTH STREET FINANCE CORP | 461,076 | $2.476M | 0.1% | $6.23 | — | COM | 31678A103 |
| CHTR | CHARTER COMMUNICATIONS INC N | 8,300 | $2.39M | 0.1% | — | — | Call | 16119P108 |
| — | TELENAV INC | 297,036 | $2.094M | 0.1% | $7.59 | — | COM | 879455103 |
| — | INTREXON CORP | 74,900 | $1.82M | 0.1% | $32.06 | — | Put | 46122T102 |
| ET | ENERGY TRANSFER EQUITY L P | 87,600 | $1.692M | 0.1% | — | — | Call | 29273V100 |
| — | WEBMD HEALTH CORP | 30,000 | $1.487M | 0.1% | $49.57 | — | Call | 94770V102 |
| CDZI | CADIZ INC | 113,501 | $1.419M | 0.1% | $8.98 | 0.0% | COM NEW | 127537207 |
| — | FOUNDATION MEDICINE INC | 77,600 | $1.374M | 0.1% | $22.03 | — | Call | 350465100 |
| — | ALLERGAN PLC | 6,480 | $1.361M | 0.1% | $215.72 | — | SHS | G0177J108 |
| — | INTEROIL CORP | 28,400 | $1.351M | 0.1% | $48.11 | — | COM | 460951106 |
| HUM | HUMANA INC | 6,500 | $1.326M | 0.1% | $175.57 | +0.7% | COM | 444859102 |
| NVDA | NVIDIA CORP | 11,600 | $1.238M | 0.0% | $2.06 | 0.0% | Call | 67066G104 |
| — | APOLLO ED GROUP INC | 125,000 | $1.238M | 0.0% | $9.07 | — | Put | 037604105 |
| — | LIFELOCK INC | 50,000 | $1.196M | 0.0% | $24.00 | — | Call | 53224V100 |
| — | HC2 HLDGS INC | 177,460 | $1.052M | 0.0% | $5.55 | — | COM | 404139107 |
| — | AETNA INC NEW | 8,300 | $1.029M | 0.0% | — | — | Call | 00817Y108 |
| — | FOUNDATION MEDICINE INC | 56,900 | $1.007M | 0.0% | $22.03 | — | Put | 350465100 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 115,700 | $972K | 0.0% | $9.98 | -10.9% | Call | G65773106 |
| — | MICROSEMI CORP | 18,000 | $971K | 0.0% | — | — | Put | 595137100 |
| APPS | DIGITAL TURBINE INC | 1,388,330 | $944K | 0.0% | $2.32 | -66.3% | COM NEW | 25400W102 |
| — | INTREXON CORP | 36,273 | $881K | 0.0% | $32.06 | — | COM | 46122T102 |
| — | PRICELINE GRP INC | 600 | $880K | 0.0% | $1466.67 | — | COM NEW | 741503403 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 92,300 | $775K | 0.0% | $9.98 | -10.9% | Put | G65773106 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 97,625 | $749K | 0.0% | $7.97 | +0.2% | COM | 33766Y100 |
| — | APOLLO ED GROUP INC | 74,700 | $740K | 0.0% | $9.07 | — | CL A | 037604105 |
| — | GSV CAP CORP | 125,668 | $632K | 0.0% | $8.80 | — | COM | 36191J101 |
| — | STILLWATER MNG CO | 38,500 | $620K | 0.0% | $16.10 | — | COM | 86074Q102 |
| — | STILLWATER MNG CO | 38,500 | $620K | 0.0% | $16.10 | — | Put | 86074Q102 |
| — | TRINA SOLAR LIMITED | 66,604 | $619K | 0.0% | $10.24 | — | SPON ADR | 89628E104 |
| — | TIME WARNER INC | 6,000 | $579K | 0.0% | $96.67 | — | Put | 887317303 |
| — | FOUNDATION MEDICINE INC | 32,492 | $575K | 0.0% | $22.03 | — | COM | 350465100 |
| GLD | SPDR GOLD TRUST | 5,200 | $570K | 0.0% | $109.62 | — | GOLD SHS | 78463V107 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 62,902 | $528K | 0.0% | $9.98 | -10.9% | COM | G65773106 |
| — | REYNOLDS AMERICAN INC | 9,400 | $527K | 0.0% | — | — | Put | 761713106 |
| — | TRINA SOLAR LIMITED | 55,600 | $517K | 0.0% | $10.24 | — | Put | 89628E104 |
| — | ZIOPHARM ONCOLOGY INC | 83,300 | $446K | 0.0% | $5.39 | — | Put | 98973P101 |
| — | MANNKIND CORP | 665,000 | $423K | 0.0% | — | — | Call | 56400P201 |
| HUM | HUMANA INC | 2,000 | $408K | 0.0% | $175.57 | +0.7% | Put | 444859102 |
| WDC | WESTERN DIGITAL CORP | 5,900 | $401K | 0.0% | $29.15 | +40.2% | Call | 958102105 |
| — | DELL TECHNOLOGIES INC | 7,043 | $387K | 0.0% | $47.81 | — | COM CL V | 24703L103 |
| NVDA | NVIDIA CORP | 3,600 | $384K | 0.0% | $2.06 | 0.0% | Put | 67066G104 |
| — | KAPSTONE PAPER & PACKAGING C | 16,000 | $353K | 0.0% | $22.14 | — | Call | 48562P103 |
| — | ZIOPHARM ONCOLOGY INC | 58,100 | $311K | 0.0% | $5.39 | — | Call | 98973P101 |
| — | ZIOPHARM ONCOLOGY INC | 52,593 | $281K | 0.0% | $5.39 | — | COM | 98973P101 |
| — | ITERIS INC | 73,363 | $267K | 0.0% | $1.71 | — | COM | 46564T107 |
| TSLA | TESLA MTRS INC | 1,100 | $235K | 0.0% | — | — | Put | 88160R101 |
| — | KAPSTONE PAPER & PACKAGING C | 10,600 | $234K | 0.0% | $22.14 | — | Put | 48562P103 |
| WDC | WESTERN DIGITAL CORP | 3,131 | $213K | 0.0% | $29.15 | +40.2% | COM | 958102105 |
| T | AT&T INC | 5,000 | $213K | 0.0% | $12.30 | +25.7% | Call | 00206R102 |
| — | ALLERGAN PLC | 1,000 | $210K | 0.0% | $215.72 | — | Put | G0177J108 |
| — | FORM HLDGS CORP | 97,300 | $207K | 0.0% | — | — | Call | 34634E102 |
| — | ALERE INC | 5,100 | $199K | 0.0% | $46.74 | — | Put | 01449J105 |
| — | INTERSIL CORP | 8,800 | $196K | 0.0% | $22.05 | — | Call | 46069S109 |
| — | VALSPAR CORP | 1,800 | $186K | 0.0% | $107.84 | — | COM | 920355104 |
| — | ADEPTUS HEALTH INC | 23,200 | $177K | 0.0% | $39.22 | — | Call | 006855100 |
| — | APOLLO ED GROUP INC | 17,500 | $173K | 0.0% | $9.07 | — | Call | 037604105 |
| — | VALSPAR CORP | 1,500 | $155K | 0.0% | $107.84 | — | Put | 920355104 |
| — | BLUE NILE INC | 2,800 | $114K | 0.0% | — | — | Put | 09578R103 |
| — | ADEPTUS HEALTH INC | 14,800 | $113K | 0.0% | $39.22 | — | Put | 006855100 |
| — | ISLE OF CAPRI CASINOS INC | 4,400 | $109K | 0.0% | — | — | Put | 464592104 |
| — | TIVO CORP | 5,000 | $105K | 0.0% | — | — | Call | 88870P106 |
| — | LIFELOCK INC | 4,000 | $96,000 | 0.0% | $24.00 | — | COM | 53224V100 |
| — | LIFELOCK INC | 4,000 | $96,000 | 0.0% | $24.00 | — | Put | 53224V100 |
| — | MANNKIND CORP | 149,100 | $95,000 | 0.0% | — | — | Put | 56400P201 |
| — | ALERE INC | 2,300 | $90,000 | 0.0% | $46.74 | — | COM | 01449J105 |
| — | INTERSIL CORP | 3,900 | $87,000 | 0.0% | $22.05 | — | Put | 46069S109 |
| — | NEUSTAR INC | 2,500 | $84,000 | 0.0% | — | — | Put | 64126X201 |
| — | INTERSIL CORP | 2,900 | $65,000 | 0.0% | $22.05 | — | CL A | 46069S109 |
| SLV | ISHARES SILVER TRUST | 4,200 | $63,000 | 0.0% | $15.00 | — | ISHARES | 46428Q109 |
| AAPL | APPLE INC | 500 | $58,000 | 0.0% | $26.29 | -0.8% | COM | 037833100 |
| — | TIME WARNER INC | 600 | $58,000 | 0.0% | $96.67 | — | COM NEW | 887317303 |
| DIS | DISNEY WALT CO | 500 | $52,000 | 0.0% | $88.98 | +1.9% | COM DISNEY | 254687106 |
| — | POWERSHS DB MULTI SECT COMM | 2,300 | $46,000 | 0.0% | $24.86 | — | PS DB AGRICUL FD | 73936B408 |
| BWEN | BROADWIND ENERGY INC | 10,248 | $41,000 | 0.0% | $4.24 | 0.0% | COM NEW | 11161T207 |
| — | ADEPTUS HEALTH INC | 4,792 | $37,000 | 0.0% | $39.22 | — | CL A | 006855100 |
| ESPR | ESPERION THERAPEUTICS INC NE | 2,900 | $36,000 | 0.0% | $15.75 | -24.4% | Call | 29664W105 |
| NVDA | NVIDIA CORP | 300 | $32,000 | 0.0% | $2.06 | 0.0% | COM | 67066G104 |
| XNCR | XENCOR INC | 1,209 | $32,000 | 0.0% | $24.05 | 0.0% | COM | 98401F105 |
| ESPR | ESPERION THERAPEUTICS INC NE | 1,934 | $24,000 | 0.0% | $15.75 | -24.4% | COM | 29664W105 |
| — | NORDIC AMERN OFFSHORE LTD | 6,417 | $18,000 | 0.0% | $3.32 | — | SHS | G65772108 |
| — | TURQUOISE HILL RES LTD | 5,000 | $16,000 | 0.0% | $3.20 | — | COM | 900435108 |
| — | VANECK VECTORS ETF TR | 600 | $13,000 | 0.0% | $16.67 | — | RUSSIA ETF | 92189F403 |
| T | AT&T INC | 300 | $13,000 | 0.0% | $12.30 | +25.7% | COM | 00206R102 |
| — | FORM HLDGS CORP | 5,100 | $11,000 | 0.0% | — | — | Put | 34634E102 |
| — | WESTAR ENERGY INC | 200 | $11,000 | 0.0% | $56.22 | — | Put | 95709T100 |
| — | INTEROIL CORP | 200 | $10,000 | 0.0% | $48.11 | — | Call | 460951106 |
| — | TEAM HEALTH HOLDINGS INC | 200 | $9,000 | 0.0% | $45.00 | — | Put | 87817A107 |
| — | TEAM HEALTH HOLDINGS INC | 200 | $9,000 | 0.0% | $45.00 | — | COM | 87817A107 |
| — | RENESOLA LTD | 5,590 | $4,000 | 0.0% | $1.48 | — | SPONS ADS | 75971T103 |
| — | NORDIC AMERN OFFSHORE LTD | 500 | $1,000 | 0.0% | $3.32 | — | Call | G65772108 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | $11.76 | — | COM | 46146L101 |