Location: Santa Barbara, CA
CIK: 0001422508 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value: $159M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWF | ISHARES RUSSELL 1000 GROWTH ET | 189,059 | $16.36M | 10.3% | $86.54 * | $18.33 | +18.0% | OTHER | 464287614 |
| EFA | ISHARES MSCI EAFE ETF | 198,840 | $13.36M | 8.4% | $67.20 | $60.47 | +11.1% | OTHER | 464287465 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 86,640 | $11.91M | 7.5% | $137.47 * | $23.43 | +17.3% | OTHER | 464287507 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 94,964 | $9.164M | 5.8% | $96.50 | $83.97 | +14.9% | OTHER | 464287598 |
| SPY | SPDR S&P 500 ETF TRUST | 42,484 | $7.945M | 5.0% | $187.01 | $161.08 | +16.1% | OTHER | 78462F103 |
| IWO | ISHARES RUSSELL 2000 GROWTH ET | 29,758 | $4.049M | 2.5% | $136.06 | $109.44 | +24.3% | OTHER | 464287648 |
| IWM | ISHARES RUSSELL 2000 ETF | 28,026 | $3.26M | 2.1% | $116.32 | $96.05 | +21.1% | OTHER | 464287655 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US | 57,520 | $2.894M | 1.8% | $50.31 | $46.78 | +7.5% | OTHER | 922042775 |
| BDN | BRANDYWINE RLTY TR NEW | 200,000 | $2.892M | 1.8% | $14.46 | $13.52 | — | OTHER | 105368203 |
| XOM | EXXON MOBIL CORPORATION | 26,319 | $2.57M | 1.6% | $97.65 * | $54.09 | +10.3% | COMMON STOCK | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 24,622 | $2.418M | 1.5% | $98.20 * | $59.84 | +18.5% | COMMON STOCK | 478160104 |
| RWR | SPDR DOW JONES REIT ETF | 28,409 | $2.217M | 1.4% | $78.04 | $77.02 | +1.3% | OTHER | 78464A607 |
| IVV | ISHARES CORE S&P 500 ETF | 11,524 | $2.168M | 1.4% | $188.13 | $167.23 | +12.5% | OTHER | 464287200 |
| CVX | CHEVRON CORPORATION | 18,121 | $2.155M | 1.4% | $118.92 * | $71.30 | +1.3% | COMMON STOCK | 166764100 |
| PFE | PFIZER INC | 59,998 | $1.927M | 1.2% | $32.12 * | $16.50 | +13.1% | COMMON STOCK | 717081103 |
| VO | VANGUARD IND FD MID-CAP | 16,843 | $1.913M | 1.2% | $113.58 * | $24.04 | +18.1% | OTHER | 922908629 |
| DXJ | WISDOMTREE JAPAN HEDGED EQUITY | 40,294 | $1.907M | 1.2% | $47.33 | $48.27 | -1.9% | OTHER | 97717W851 |
| — | JPMORGAN ALERIAN MLP INDEX FUN | 40,904 | $1.904M | 1.2% | $46.55 | $46.55 | — | OTHER | 46625H365 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BD IND | 17,586 | $1.875M | 1.2% | $106.62 | $105.60 | +1.0% | OTHER | 72201R783 |
| DGS | WISDOMTREE EMERGING MKTS S/C D | 39,206 | $1.827M | 1.2% | $46.60 | $46.79 | -0.4% | OTHER | 97717W281 |
| — | ALERIAN MLP ETF | 101,709 | $1.796M | 1.1% | $17.66 | $17.83 | — | OTHER | 00162Q866 |
| IYW | ISHARES DJ US TECHNOLOGY SEC E | 19,520 | $1.777M | 1.1% | $91.03 * | $18.58 | +22.5% | OTHER | 464287721 |
| HYG | ISHARES IBOXX H/Y CORP BOND ET | 17,800 | $1.68M | 1.1% | $94.38 | $93.90 | +0.5% | OTHER | 464288513 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 6,574 | $1.647M | 1.0% | $250.53 | $211.48 | +18.5% | OTHER | 78467Y107 |
| XBI | SPDR S&P BIOTECH ETF | 10,316 | $1.47M | 0.9% | $142.50 * | $35.14 | +35.2% | OTHER | 78464A870 |
| DVY | ISHARES DJ SELECT DIVIDEND ETF | 19,541 | $1.433M | 0.9% | $73.33 | $64.72 | +13.3% | OTHER | 464287168 |
| KO | COCA COLA CO COM | 33,900 | $1.311M | 0.8% | $38.67 * | $27.82 | -3.9% | COMMON STOCK | 191216100 |
| VB | VANGUARD SMALL-CAP ETF | 11,564 | $1.306M | 0.8% | $112.94 | $92.50 | +22.1% | OTHER | 922908751 |
| — | APPLE INC | 2,377 | $1.275M | 0.8% | $536.39 | $559.64 | — | COMMON STOCK | 37833100 |
| WFC | WELLS FARGO & CO NEW | 25,420 | $1.264M | 0.8% | $49.72 * | $27.59 | +29.6% | COMMON STOCK | 949746101 |
| — | POWERSHARES S&P SC HEALTH CARE | 19,579 | $1.061M | 0.7% | $54.19 | $43.02 | — | OTHER | 73937B886 |
| VNQ | VANGUARD REIT ETF | 14,817 | $1.046M | 0.7% | $70.59 | $71.10 | -0.7% | OTHER | 922908553 |
| — | GENERAL ELECTRIC CORP | 39,753 | $1.029M | 0.6% | $25.88 | $23.18 | — | COMMON STOCK | 369604103 |
| — | COVIDIEN PLC | 13,851 | $1.021M | 0.6% | $73.71 | $62.76 | — | OTHER | G2554F113 |
| EPD | ENTERPRISE PRODS PARTNERS LP | 14,434 | $1.001M | 0.6% | $69.35 | $62.15 | — | COMMON STOCK | 293792107 |
| IWC | ISHARES RUSSELL MICROCAP ETF | 12,164 | $940K | 0.6% | $77.28 | $67.70 | +14.2% | OTHER | 464288869 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 15,855 | $927K | 0.6% | $58.47 | $47.90 | +22.1% | OTHER | 81369Y209 |
| XLY | CONSUMER DISCRETIONARY SELT | 14,265 | $923K | 0.6% | $64.70 * | $27.68 | +16.9% | OTHER | 81369Y407 |
| IWN | ISHARES RUSSEL 2000 VALUE ETF | 9,087 | $916K | 0.6% | $100.80 | $85.66 | +17.7% | OTHER | 464287630 |
| RWX | SPDR DJ WILSHIRE INTL REAL EST | 21,416 | $882K | 0.6% | $41.18 | $43.31 | -4.9% | OTHER | 78463X863 |
| — | GOOGLE INC-CL A | 738 | $823K | 0.5% | $1115.18 | $967.52 | — | COMMON STOCK | 38259P508 |
| — | AVERY DENNISON CORP | 15,600 | $790K | 0.5% | $50.64 | $50.19 | — | COMMON STOCK | 53611109 |
| — | KINDER MORGAN ENERGY PARTNERS | 10,626 | $786K | 0.5% | $73.97 | $85.39 | — | COMMON STOCK | 494550106 |
| COST | COSTCO WHSL CORP NEW | 6,867 | $767K | 0.5% | $111.69 * | $86.69 | +2.9% | COMMON STOCK | 22160K105 |
| VWO | VANGUARD FTSE EMERGING MARKETS | 17,893 | $726K | 0.5% | $40.57 | $41.93 | -3.2% | OTHER | 922042858 |
| EMR | EMERSON ELECTRIC | 10,809 | $722K | 0.5% | $66.80 * | $40.40 | +20.4% | COMMON STOCK | 291011104 |
| — | ANADARKO PETE CORP COM | 8,498 | $720K | 0.5% | $84.73 | $79.31 | — | COMMON STOCK | 32511107 |
| XLP | CONSUMER STAPLES SELECT SECTOR | 16,552 | $713K | 0.4% | $43.08 | $40.69 | +5.8% | OTHER | 81369Y308 |
| — | SUNOCO LOGISTICS PARTNERS LP | 7,784 | $707K | 0.4% | $90.83 | $63.99 | — | COMMON STOCK | 86764L108 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 30,755 | $687K | 0.4% | $22.34 * | $15.72 | +15.4% | OTHER | 81369Y605 |
| IBM | IBM CORPORATION | 3,429 | $660K | 0.4% | $192.48 * | $117.92 | -3.0% | COMMON STOCK | 459200101 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 8,525 | $641K | 0.4% | $75.19 | $67.53 | +11.4% | OTHER | 921908844 |
| DIS | WALT DISNEY COMPANY | 7,959 | $637K | 0.4% | $80.04 * | $56.97 | +26.4% | COMMON STOCK | 254687106 |
| BMY | BRISTOL MYERS SQUIBB CO | 12,139 | $630K | 0.4% | $51.90 * | $28.67 | +22.4% | COMMON STOCK | 110122108 |
| ABBV | ABBVIE INC | 12,108 | $622K | 0.4% | $51.37 * | $26.97 | +18.9% | COMMON STOCK | 00287Y109 |
| XLU | UTILITIES SELECT SECTOR SPDR | 14,484 | $601K | 0.4% | $41.49 * | $19.60 | +5.8% | OTHER | 81369Y886 |
| IHI | ISHARES DJ US MEDICAL DEVICE E | 5,856 | $579K | 0.4% | $98.87 * | $12.96 | +27.1% | OTHER | 464288810 |
| EEM | ISHARES MSCI EMERGING MKT ETF | 13,684 | $561K | 0.4% | $41.00 | $41.63 | -1.5% | OTHER | 464287234 |
| ORCL | ORACLE CORPORATION COM | 13,517 | $553K | 0.3% | $40.91 * | $27.82 | +23.6% | COMMON STOCK | 68389X105 |
| PG | PROCTER & GAMBLE COMPANY | 6,850 | $552K | 0.3% | $80.58 * | $55.40 | +4.5% | COMMON STOCK | 742718109 |
| T | AT & T INC | 15,094 | $529K | 0.3% | $35.05 * | $11.40 | +0.6% | COMMON STOCK | 00206R102 |
| VZ | VERIZON COMMUNICATIONS | 11,010 | $524K | 0.3% | $47.59 * | $27.04 | -3.7% | COMMON STOCK | 92343V104 |
| OMC | OMNICOM GROUP, INC. | 7,174 | $520K | 0.3% | $72.48 * | $41.92 | +17.6% | COMMON STOCK | 681919106 |
| — | AMERICAN EXPRESS CO | 5,727 | $515K | 0.3% | $89.92 | $90.68 | — | COMMON STOCK | 25816109 |
| SLB | SCHLUMBERGER LTD | 5,256 | $512K | 0.3% | $97.41 * | $54.37 | +30.1% | COMMON STOCK | 806857108 |
| MSFT | MICROSOFT CORP | 12,396 | $508K | 0.3% | $40.98 * | $26.70 | +28.3% | COMMON STOCK | 594918104 |
| — | POWERSHARES QQQ TRUST | 5,670 | $497K | 0.3% | $87.65 | $71.27 | — | OTHER | 73935A104 |
| — | ABBOTT LABS INC | 12,900 | $497K | 0.3% | $38.53 | $38.33 | — | COMMON STOCK | 2824100 |
| — | POWERSHARES NYM OIL & GAS SV | 18,386 | $496K | 0.3% | $26.98 | $23.02 | — | OTHER | 73935X625 |
| VGSH | VANGUARD SHORT-TERM GOV BF | 8,051 | $490K | 0.3% | $60.86 | $60.88 | -0.0% | OTHER | 92206C102 |
| UNP | UNION PAC CORP | 2,604 | $489K | 0.3% | $187.79 * | $57.06 | +26.8% | COMMON STOCK | 907818108 |
| INTC | INTEL CORP | 18,782 | $485K | 0.3% | $25.82 * | $17.18 | +12.8% | COMMON STOCK | 458140100 |
| — | DU PONT E I DE NEMOURS & CO | 7,043 | $473K | 0.3% | $67.16 | $52.94 | — | COMMON STOCK | 263534109 |
| VTI | VANGUARD TOTAL STOCK MARKET ET | 4,683 | $456K | 0.3% | $97.37 | $84.93 | +14.8% | OTHER | 922908769 |
| V | VISA INC-CLASS A | 2,050 | $442K | 0.3% | $215.61 * | $46.62 | +6.5% | COMMON STOCK | 92826C839 |
| PEP | PEPSICO INC | 5,254 | $439K | 0.3% | $83.56 * | $56.05 | +4.9% | COMMON STOCK | 713448108 |
| EMLP | FIRST TRUST NORTH AMERICAN E | 17,906 | $435K | 0.3% | $24.29 | $23.71 | +2.4% | OTHER | 33738D101 |
| — | NUVEEN INS CA T/F ADV MUN FD | 32,316 | $430K | 0.3% | $13.31 | $12.29 | — | OTHER | 670651108 |
| — | FLAH & CRUM PFD SECU INCOME FU | 21,699 | $417K | 0.3% | $19.22 | $18.75 | — | OTHER | 338478100 |
| — | AMGEN INC | 3,345 | $413K | 0.3% | $123.47 | $114.52 | — | COMMON STOCK | 31162100 |
| LQD | ISHARES IBOXX INV GRD CORP BON | 3,478 | $407K | 0.3% | $117.02 | $118.92 | -1.7% | OTHER | 464287242 |
| — | ANIXTER INTERNATIONAL INC | 4,000 | $406K | 0.3% | $101.50 | $89.75 | — | COMMON STOCK | 35290105 |
| KBE | KBW BANK ETF | 11,829 | $403K | 0.3% | $34.07 | $27.34 | +24.5% | OTHER | 78464A797 |
| CVS | CVS CAREMARK CORP | 5,223 | $391K | 0.2% | $74.86 * | $44.40 | +22.1% | COMMON STOCK | 126650100 |
| — | LEGACY RESERVES LP | 15,500 | $385K | 0.2% | $24.84 | $26.60 | — | COMMON STOCK | 524707304 |
| — | UNITED TECHNOLOGIES CORP | 3,282 | $383K | 0.2% | $116.70 | $95.22 | — | COMMON STOCK | 913017109 |
| QCOM | QUALCOMM INC | 4,797 | $378K | 0.2% | $78.80 * | $45.77 | +24.0% | COMMON STOCK | 747525103 |
| — | BEAM INC | 4,444 | $371K | 0.2% | $83.48 | $67.87 | — | COMMON STOCK | 73730103 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 7,067 | $370K | 0.2% | $52.36 | $43.83 | +19.4% | OTHER | 81369Y704 |
| ETN | EATON CORP PLC | 4,898 | $368K | 0.2% | $75.13 * | $47.61 | +19.1% | OTHER | G29183103 |
| ITA | ISHARES DJ US AEROSPACE & DF E | 3,360 | $367K | 0.2% | $109.23 * | $44.69 | +22.1% | OTHER | 464288760 |
| — | POWERSHARES DB COMMODITY IND | 13,657 | $357K | 0.2% | $26.14 | $25.16 | — | OTHER | 73935S105 |
| MRK | MERCK & CO INC | 6,237 | $354K | 0.2% | $56.76 * | $30.68 | +22.7% | COMMON STOCK | 58933Y105 |
| — | EV ENERGY PARTNERS LP | 10,332 | $346K | 0.2% | $33.49 | $37.36 | — | COMMON STOCK | 26926V107 |
| GUNR | FLEXSHARES GLOBAL UPSTREAM N | 9,541 | $335K | 0.2% | $35.11 | $34.07 | +2.9% | OTHER | 33939L407 |
| — | REGENCY ENERGY PARTNERS LP | 12,170 | $331K | 0.2% | $27.20 | $26.97 | — | COMMON STOCK | 75885Y107 |
| HD | HOME DEPOT INC | 4,158 | $329K | 0.2% | $79.12 * | $56.46 | +6.6% | COMMON STOCK | 437076102 |
| IJR | ISHARES CORE S&P SMALL-CAP ETF | 2,985 | $329K | 0.2% | $110.22 * | $52.27 | +5.4% | OTHER | 464287804 |
| — | POWERSHARES DYN ENRG EXP PRO | 9,308 | $328K | 0.2% | $35.24 | $29.46 | — | OTHER | 73935X658 |
| WDC | WESTERN DIGITAL CORP | 3,356 | $308K | 0.2% | $91.78 * | $53.80 | +6.6% | COMMON STOCK | 958102105 |
| MMM | 3M CO | 2,254 | $306K | 0.2% | $135.76 * | $62.48 | +25.0% | COMMON STOCK | 88579Y101 |
| — | ALLSTATE CORP | 5,169 | $292K | 0.2% | $56.49 | $54.56 | — | COMMON STOCK | 20002101 |
| BEN | FRANKLIN RES INC | 5,287 | $286K | 0.2% | $54.09 * | $29.58 | +9.7% | COMMON STOCK | 354613101 |
| — | KINDER MORGAN MANAGEMENT LLC | 3,994 | $286K | 0.2% | $71.61 | $83.33 | — | COMMON STOCK | 49455U100 |
| USB | US BANCORP | 6,649 | $285K | 0.2% | $42.86 * | $22.92 | +25.0% | COMMON STOCK | 902973304 |
| M | MACY S INC | 4,778 | $283K | 0.2% | $59.23 | $48.46 | +22.4% | COMMON STOCK | 55616P104 |
| JPM | JP MORGAN CHASE & CO | 4,615 | $280K | 0.2% | $60.67 * | $40.07 | +10.3% | COMMON STOCK | 46625H100 |
| PCG | PG & E CORP | 6,409 | $277K | 0.2% | $43.22 * | $38.88 | -2.4% | COMMON STOCK | 69331C108 |
| IJK | ISHARES S&P MIDCAP 400/GRWTH E | 1,801 | $275K | 0.2% | $152.69 * | $34.70 | +10.2% | OTHER | 464287606 |
| — | LYDALL INC | 11,994 | $274K | 0.2% | $22.84 | $14.59 | — | COMMON STOCK | 550819106 |
| VFC | V.F. CORP | 4,399 | $272K | 0.2% | $61.83 * | $52.98 | +10.0% | COMMON STOCK | 918204108 |
| CNK | CINEMARK HOLDING INC | 9,000 | $261K | 0.2% | $29.00 * | $23.13 | +2.0% | COMMON STOCK | 17243V102 |
| DHR | DANAHER CORP | 3,455 | $259K | 0.2% | $74.96 * | $29.90 | +2.0% | COMMON STOCK | 235851102 |
| — | JOHNSON CTLS INC | 5,474 | $259K | 0.2% | $47.31 | $51.03 | — | COMMON STOCK | 478366107 |
| — | EXPRESS SCRIPTS HLDG | 3,416 | $257K | 0.2% | $75.23 | $70.94 | — | COMMON STOCK | 30219G108 |
| — | BERKSHIRE HATHAWAY INC-CL B | 1,973 | $247K | 0.2% | $125.19 | $118.46 | — | COMMON STOCK | 84670702 |
| — | AUTOMATIC DATA PROCESSING INC | 3,115 | $241K | 0.2% | $77.37 | $80.81 | — | COMMON STOCK | 53015103 |
| PM | PHILIP MORRIS INTERNATIONAL | 2,947 | $241K | 0.2% | $81.78 * | $49.63 | -7.7% | COMMON STOCK | 718172109 |
| GILD | GILEAD SCIENCES INC COM | 3,398 | $240K | 0.2% | $70.63 * | $48.48 | +1.6% | COMMON STOCK | 375558103 |
| NSC | NORFOLK SOUTHERN CORP | 2,446 | $237K | 0.1% | $96.89 * | $71.41 | +5.0% | COMMON STOCK | 655844108 |
| — | BP PLC SPONS ADR | 4,879 | $235K | 0.1% | $48.17 | $48.52 | — | COMMON STOCK | 55622104 |
| COP | CONOCOPHILLIPS | 3,334 | $234K | 0.1% | $70.19 * | $48.25 | -0.6% | COMMON STOCK | 20825C104 |
| RPM | RPM INTERNATIONAL INC | 5,550 | $232K | 0.1% | $41.80 | $32.11 | +30.3% | COMMON STOCK | 749685103 |
| VHT | VANGUARD HEALTH CARE ETF | 2,174 | $232K | 0.1% | $106.72 | $86.29 | +23.9% | OTHER | 92204A504 |
| HON | HONEYWELL INTERNATIONAL INC | 2,423 | $225K | 0.1% | $92.86 * | $60.88 | +7.3% | COMMON STOCK | 438516106 |
| — | REGAL ENTERTAINMENT GROUP CL A | 12,000 | $224K | 0.1% | $18.67 | $17.93 | — | COMMON STOCK | 758766109 |
| — | STERICYCLE INC | 1,978 | $224K | 0.1% | $113.25 | $116.08 | — | COMMON STOCK | 858912108 |
| IVW | ISHARES S&P 500 GROWTH ETF | 2,230 | $223K | 0.1% | $100.00 * | $21.20 | +17.8% | OTHER | 464287309 |
| — | PAX MSCI EAFE ESG INDEX ETF | 7,500 | $215K | 0.1% | $28.67 | $28.27 | — | OTHER | 70422P206 |
| — | AMERICAN WATER WORKS CO INC | 4,702 | $213K | 0.1% | $45.30 | $45.30 | — | COMMON STOCK | 30420103 |
| BSV | VANGUARD SHORT-TERM BOND ETF | 2,580 | $207K | 0.1% | $80.23 | $80.39 | -0.4% | OTHER | 921937827 |
| CTAS | CINTAS CORP | 3,456 | $206K | 0.1% | $59.61 * | $11.77 | +10.4% | COMMON STOCK | 172908105 |
| CMCSA | COMCAST CORP-CL A | 4,089 | $204K | 0.1% | $49.89 * | $18.42 | +4.6% | COMMON STOCK | 20030N101 |
| — | ROYAL DUTCH SHELL SPONS ADR | 2,790 | $204K | 0.1% | $73.12 | $73.12 | — | COMMON STOCK | 780259206 |
| FISV | FISERV INC COM | 3,562 | $202K | 0.1% | $56.71 * | $26.98 | +5.1% | COMMON STOCK | 337738108 |
| — | NUVEEN CALIFORNIA MUNI VALUE F | 19,029 | $186K | 0.1% | $9.77 | $9.41 | — | OTHER | 67062C107 |
| — | ANNALY MTG MGMT INC COM | 16,047 | $176K | 0.1% | $10.97 | $9.98 | — | COMMON STOCK | 35710409 |
| — | BLACKROCK ENHANCED EQUITY DIVI | 11,789 | $94,000 | 0.1% | $7.97 | $7.59 | — | OTHER | 09251A104 |