RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q3 2010 (← Previous) (Next →)

Filing Date: Sep 5, 2013

Total Value ($000): $1,750,530 (100.0% shares, 0.0% debt)

Holdings (133)

VWO VANGUARD INTL EQUITY INDEX FEM 5.9%
Value ($000) $102,469 Shares 2,254,042 Est. Cost $31.58 Unrealized —
EWX SPDR INDEX SHS FDS S&P EMKTSC 4.3%
Value ($000) $74,666 Shares 1,363,519 Est. Cost $47.66 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 3.8%
Value ($000) $66,412 Shares 847,636 Est. Cost $77.43 Unrealized —
— WISDOMTREE TRUST BRAZILN RL ET 3.6%
Value ($000) $62,540 Shares 2,163,254 Est. Cost $28.91 Unrealized —
— ISHARES INC MSCI SINGAPORE 3.2%
Value ($000) $56,086 Shares 4,242,525 Est. Cost $11.31 Unrealized —
AAXJ ISHARES TR MSCI ACJPN IDX 3.2%
Value ($000) $55,415 Shares 915,796 Est. Cost $51.87 Unrealized —
— JPMORGAN CHASE & CO ALERIAN ML 2.6%
Value ($000) $45,517 Shares 1,349,049 Est. Cost $30.59 Unrealized —
— BARCLAYS BK PLC IPATH S&P MT E 2.5%
Value ($000) $44,444 Shares 512,731 Est. Cost $86.68 Unrealized —
— ISHARES INC MSCI UTD KINGD 2.5%
Value ($000) $42,990 Shares 2,627,770 Est. Cost $16.36 Unrealized —
GLD SPDR GOLD TRUST GOLD SHS 2.4%
Value ($000) $42,777 Shares 334,434 Est. Cost $127.91 Unrealized —
VEA VANGUARD TAX-MANAGED FD EUROPE 2.2%
Value ($000) $38,385 Shares 1,111,955 Est. Cost $29.02 Unrealized —
DGS WISDOMTREE TRUST EMG MKTS SMCA 2.1%
Value ($000) $36,554 Shares 726,285 Est. Cost $44.83 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOLDI 2.1%
Value ($000) $36,506 Shares 749,292 Est. Cost $48.00 Unrealized —
— POWERSHARES ETF TRUST DIV ACHV 1.8%
Value ($000) $32,286 Shares 2,449,632 Est. Cost $11.86 Unrealized —
— SPDR SERIES TRUST LEHMAN YLD E 1.8%
Value ($000) $32,193 Shares 804,614 Est. Cost $36.75 Unrealized —
HYG ISHARES TR HIGH YLD CORP 1.8%
Value ($000) $31,775 Shares 354,274 Est. Cost $87.75 Unrealized —
EWC ISHARES INC MSCI CDA INDEX 1.6%
Value ($000) $27,916 Shares 995,937 Est. Cost $25.20 Unrealized —
— POWERSHARES GLOBAL ETF TRUSTHI 1.4%
Value ($000) $24,535 Shares 1,342,162 Est. Cost $18.28 Unrealized —
FDM FIRST TR DJS MICROCAP INDEX CO 1.4%
Value ($000) $23,819 Shares 1,287,025 Est. Cost $17.23 Unrealized —
VNQ VANGUARD INDEX FDS REIT ETF 1.3%
Value ($000) $23,099 Shares 443,523 Est. Cost $46.49 Unrealized —
— UBS AG JERSEY BRH ALERIAN INFR 1.3%
Value ($000) $22,829 Shares 815,901 Est. Cost $27.12 Unrealized —
IBM I B M 1.3%
Value ($000) $22,226 Shares 165,690 Est. Cost $115.50 Unrealized —
CVX CHEVRON CORP NEW 1.2%
Value ($000) $21,853 Shares 269,625 Est. Cost $77.89 Unrealized —
PM PHILIP MORRIS INTL INC 1.1%
Value ($000) $19,369 Shares 345,748 Est. Cost $46.37 Unrealized —
UPS UNITED PARCEL SERVICE INC CL B 1.1%
Value ($000) $18,934 Shares 283,912 Est. Cost $66.69 Unrealized —
IGV ISHARES TR S&P NA SOFTWR 1.0%
Value ($000) $16,832 Shares 324,561 Est. Cost $47.88 Unrealized —
ABT ABBOTT LABS 0.9%
Value ($000) $16,490 Shares 315,655 Est. Cost $51.52 Unrealized —
BMY BRISTOL MYERS SQUIBB CO 0.9%
Value ($000) $16,112 Shares 594,319 Est. Cost $23.88 Unrealized —
— MARATHON OIL CORP COM 0.9%
Value ($000) $15,857 Shares 479,078 Est. Cost $31.20 Unrealized —
MCHP MICROCHIP TECHNOLOGY INC COM 0.9%
Value ($000) $15,304 Shares 486,610 Est. Cost $29.90 Unrealized —
MMM 3M CO 0.9%
Value ($000) $15,203 Shares 175,331 Est. Cost $72.95 Unrealized —
XBI SPDR SERIES TRUST S&P BIOTECH 0.9%
Value ($000) $14,910 Shares 251,137 Est. Cost $58.05 Unrealized —
EEM ISHARES TR MSCI EMERG MKT 0.8%
Value ($000) $14,499 Shares 323,845 Est. Cost $29.16 Unrealized —
CDP CORPORATE OFFICE PPTYS TR SH B 0.8%
Value ($000) $14,433 Shares 386,849 Est. Cost $34.93 Unrealized —
ECH ISHARES INC MSCI CHILE INVE 0.8%
Value ($000) $14,339 Shares 193,722 Est. Cost $56.33 Unrealized —
CLX CLOROX CO COM 0.8%
Value ($000) $13,804 Shares 206,769 Est. Cost $62.33 Unrealized —
— AMERICAN CAMPUS CMNTYS INC COM 0.8%
Value ($000) $13,760 Shares 452,034 Est. Cost $27.57 Unrealized —
— CHUBB CORP 0.8%
Value ($000) $13,707 Shares 240,524 Est. Cost $56.99 Unrealized —
MCD MCDONALDS CORP 0.8%
Value ($000) $13,396 Shares 179,787 Est. Cost $62.92 Unrealized —
— TIFFANY & CO NEW COM 0.7%
Value ($000) $12,636 Shares 268,916 Est. Cost $39.23 Unrealized —
XOM EXXON MOBIL CORP 0.7%
Value ($000) $12,398 Shares 200,646 Est. Cost $68.84 Unrealized —
D DOMINION RES INC VA NEW 0.7%
Value ($000) $12,117 Shares 277,526 Est. Cost $37.54 Unrealized —
CHIQ GLOBAL X FDS CHINA CONS ETF 0.7%
Value ($000) $11,908 Shares 584,288 Est. Cost $20.38 Unrealized —
LMT LOCKHEED MARTIN CORP 0.7%
Value ($000) $11,764 Shares 165,033 Est. Cost $81.56 Unrealized —
VDC VANGUARD WORLD FDS CONSUM STP 0.7%
Value ($000) $11,686 Shares 165,333 Est. Cost $66.84 Unrealized —
XLB SELECT SECTOR SPDR TR SBI MATE 0.6%
Value ($000) $11,327 Shares 345,559 Est. Cost $32.78 Unrealized —
VGT VANGUARD WORLD FDS INF TECH ET 0.6%
Value ($000) $11,055 Shares 198,829 Est. Cost $45.92 Unrealized —
AAPL APPLE COMPUTER INC 0.6%
Value ($000) $10,930 Shares 38,521 Est. Cost $139.51 Unrealized —
AXP AMERICAN EXPRESS CO 0.6%
Value ($000) $10,853 Shares 258,214 Est. Cost $40.04 Unrealized —
— HUDSON CITY BANCORP COM 0.6%
Value ($000) $10,052 Shares 819,925 Est. Cost $12.84 Unrealized —
BDX BECTON DICKINSON & CO COM 0.6%
Value ($000) $9,933 Shares 134,046 Est. Cost $74.10 Unrealized —
MAT MATTEL INC COM 0.6%
Value ($000) $9,771 Shares 416,476 Est. Cost $18.81 Unrealized —
OKE ONEOK INC NEW 0.5%
Value ($000) $9,038 Shares 401,342 Est. Cost $16.92 Unrealized —
MRK MERCK & COMPANY 0.5%
Value ($000) $8,833 Shares 239,960 Est. Cost $36.81 Unrealized —
— HEINZ H J CO 0.5%
Value ($000) $8,530 Shares 180,070 Est. Cost $39.54 Unrealized —
— CAREFUSION CORP COM 0.5%
Value ($000) $8,124 Shares 327,069 Est. Cost $23.67 Unrealized —
BALL BALL CORP 0.5%
Value ($000) $7,937 Shares 269,736 Est. Cost $23.25 Unrealized —
ADP AUTOMATIC DATA PROCESSING COM 0.5%
Value ($000) $7,906 Shares 188,105 Est. Cost $43.63 Unrealized —
NKE NIKE INC CL B 0.4%
Value ($000) $7,822 Shares 195,212 Est. Cost $35.66 Unrealized —
— DIRECTV CLASS A 0.4%
Value ($000) $7,209 Shares 173,166 Est. Cost $33.43 Unrealized —
PGR PROGRESSIVE CORP OHIO 0.4%
Value ($000) $7,093 Shares 339,889 Est. Cost $16.12 Unrealized —
— POWERSHARES ACTIVE MNG ETF TUS 0.4%
Value ($000) $7,047 Shares 162,193 Est. Cost $43.45 Unrealized —
DOV DOVER CORP 0.4%
Value ($000) $7,033 Shares 134,703 Est. Cost $40.76 Unrealized —
— UNITED TECHNOLOGIES CORP 0.4%
Value ($000) $6,727 Shares 94,442 Est. Cost $55.62 Unrealized —
SMG SCOTTS MIRACLE GRO CO CL A 0.4%
Value ($000) $6,623 Shares 128,036 Est. Cost $45.66 Unrealized —
— POWERSHARES ETF TRUST DYN LSR 0.4%
Value ($000) $6,605 Shares 407,954 Est. Cost $15.55 Unrealized —
DVA DAVITA INC 0.4%
Value ($000) $6,590 Shares 95,468 Est. Cost $53.12 Unrealized —
KBE SPDR SERIES TRUST SPDR KBW BK 0.4%
Value ($000) $6,579 Shares 286,650 Est. Cost $24.94 Unrealized —
— ESTERLINE TECHNOLOGIES CORP CO 0.4%
Value ($000) $6,524 Shares 113,989 Est. Cost $40.39 Unrealized —
IGIB ISHARES TR LEHMAN INTER C 0.4%
Value ($000) $6,414 Shares 59,161 Est. Cost $105.70 Unrealized —
USIG ISHARES TR LEHMAN CR BD 0.4%
Value ($000) $6,273 Shares 58,145 Est. Cost $97.18 Unrealized —
FISV FISERV INC 0.4%
Value ($000) $6,235 Shares 115,850 Est. Cost $42.87 Unrealized —
— HCC INS HLDGS INC 0.4%
Value ($000) $6,185 Shares 237,058 Est. Cost $26.26 Unrealized —
DLTR DOLLAR TREE INC 0.4%
Value ($000) $6,143 Shares 251,988 Est. Cost $15.44 Unrealized —
IGSB ISHARES TR LEHMAN 1-3 YR 0.3%
Value ($000) $6,107 Shares 58,135 Est. Cost $104.60 Unrealized —
MO ALTRIA GROUP INC COM 0.3%
Value ($000) $5,979 Shares 248,922 Est. Cost $18.97 Unrealized —
VIS VANGUARD WORLD FDS INDUSTRIAL 0.3%
Value ($000) $5,909 Shares 102,252 Est. Cost $48.58 Unrealized —
— POWERSHARES ETF TRUST ZACKS MC 0.3%
Value ($000) $5,900 Shares 591,267 Est. Cost $9.15 Unrealized —
— HARRIS CORP DEL 0.3%
Value ($000) $5,729 Shares 129,341 Est. Cost $42.65 Unrealized —
DOX AMDOCS LTD ORD 0.3%
Value ($000) $5,493 Shares 191,677 Est. Cost $22.84 Unrealized —
HSIC SCHEIN HENRY INC 0.3%
Value ($000) $5,491 Shares 93,736 Est. Cost $46.60 Unrealized —
BCE BCE INC COM NEW 0.3%
Value ($000) $5,378 Shares 165,472 Est. Cost $32.50 Unrealized —
— FOREST OIL CORP COM PAR $0.01 0.3%
Value ($000) $5,333 Shares 179,558 Est. Cost $18.05 Unrealized —
— SPDR SERIES TRUST OILGAS EQUIP 0.3%
Value ($000) $5,212 Shares 175,666 Est. Cost $29.67 Unrealized —
IJH ISHARES TR S&P MIDCAP 400 0.3%
Value ($000) $5,133 Shares 64,099 Est. Cost $63.11 Unrealized —
IYR ISHARES TR DJ US REAL EST 0.3%
Value ($000) $5,023 Shares 94,995 Est. Cost $47.75 Unrealized —
— POWERSHARES ETF TRUST DYN FD & 0.3%
Value ($000) $5,018 Shares 306,329 Est. Cost $15.52 Unrealized —
VLY VALLEY NATL BANCORP COM 0.3%
Value ($000) $5,000 Shares 427,306 Est. Cost $11.18 Unrealized —
XLU SELECT SECTOR SPDR TR SBI INT- 0.3%
Value ($000) $4,981 Shares 158,742 Est. Cost $31.38 Unrealized —
PENN PENN NATL GAMING INC 0.3%
Value ($000) $4,864 Shares 164,272 Est. Cost $25.17 Unrealized —
— SUPERIOR ENERGY SVCS INC 0.3%
Value ($000) $4,813 Shares 180,336 Est. Cost $17.25 Unrealized —
— DPL INC 0.3%
Value ($000) $4,791 Shares 183,342 Est. Cost $26.13 Unrealized —
XLY SELECT SECTOR SPDR TR SBI CONS 0.3%
Value ($000) $4,743 Shares 141,975 Est. Cost $28.81 Unrealized —
— PSS WORLD MED INC COM 0.3%
Value ($000) $4,705 Shares 220,048 Est. Cost $22.56 Unrealized —
— OCH ZIFF CAP MGMT GROUP CL A 0.3%
Value ($000) $4,682 Shares 314,238 Est. Cost $15.48 Unrealized —
WMT WAL MART STORES INC 0.3%
Value ($000) $4,413 Shares 82,446 Est. Cost $55.03 Unrealized —
SXT SENSIENT TECHNOLOGIES CORP COM 0.3%
Value ($000) $4,387 Shares 143,885 Est. Cost $24.34 Unrealized —
VDE VANGUARD WORLD FDS ENERGY ETF 0.2%
Value ($000) $4,330 Shares 52,334 Est. Cost $69.39 Unrealized —
— L-3 COMMUNICATIONS HLDGS INC 0.2%
Value ($000) $4,293 Shares 59,403 Est. Cost $75.80 Unrealized —
CVS CVS CORP 0.2%
Value ($000) $4,259 Shares 135,335 Est. Cost $32.92 Unrealized —
CFR CULLEN FROST BANKERS INC 0.2%
Value ($000) $4,232 Shares 78,551 Est. Cost $50.06 Unrealized —
— DREAMWORKS ANIMATION SKG INCCL 0.2%
Value ($000) $4,195 Shares 131,449 Est. Cost $38.95 Unrealized —
HAS HASBRO INC COM 0.2%
Value ($000) $3,972 Shares 89,233 Est. Cost $27.15 Unrealized —
NDAQ NASDAQ OMX GROUP INC 0.2%
Value ($000) $3,898 Shares 200,625 Est. Cost $21.59 Unrealized —
DRI DARDEN RESTAURANTS INC COM 0.2%
Value ($000) $3,858 Shares 90,171 Est. Cost $36.59 Unrealized —
MAN MANPOWER INC 0.2%
Value ($000) $3,734 Shares 71,539 Est. Cost $43.09 Unrealized —
KIE SPDR SERIES TRUST KBW INS ETF 0.2%
Value ($000) $3,636 Shares 92,066 Est. Cost $38.30 Unrealized —
BAC BANK OF AMERICA CORPORATION CO 0.2%
Value ($000) $3,628 Shares 276,913 Est. Cost $17.85 Unrealized —
— SPRINT CORP COM 0.2%
Value ($000) $3,567 Shares 770,491 Est. Cost $3.72 Unrealized —
SWKS SKYWORKS SOLUTIONS INC COM 0.2%
Value ($000) $3,540 Shares 171,249 Est. Cost $15.73 Unrealized —
— CIMAREX ENERGY CO 0.2%
Value ($000) $3,535 Shares 53,420 Est. Cost $34.42 Unrealized —
— WEINGARTEN RLTY INVS SH BEN IN 0.2%
Value ($000) $3,423 Shares 156,872 Est. Cost $19.98 Unrealized —
MDY SPDR S&P MIDCAP 400 ETF TR UTS 0.2%
Value ($000) $3,366 Shares 23,122 Est. Cost $145.58 Unrealized —
— PETROHAWK ENERGY CORP COM 0.2%
Value ($000) $3,356 Shares 207,948 Est. Cost $16.97 Unrealized —
AMG AFFILIATED MANAGERS GROUP INC 0.2%
Value ($000) $3,307 Shares 42,388 Est. Cost $67.90 Unrealized —
— EXPRESS SCRIPTS INC 0.2%
Value ($000) $3,299 Shares 67,736 Est. Cost $33.10 Unrealized —
— SIGMA ALDRICH CORP COM 0.2%
Value ($000) $3,264 Shares 54,052 Est. Cost $53.32 Unrealized —
VPU VANGUARD WORLD FDS UTILITIES E 0.2%
Value ($000) $3,260 Shares 49,079 Est. Cost $66.42 Unrealized —
— BMC SOFTWARE INC COM 0.2%
Value ($000) $3,097 Shares 76,511 Est. Cost $40.48 Unrealized —
DSX DIANA SHIPPING INC COM 0.2%
Value ($000) $3,054 Shares 240,483 Est. Cost $14.78 Unrealized —
STT STATE STR CORP COM 0.2%
Value ($000) $3,022 Shares 80,244 Est. Cost $37.66 Unrealized —
RVTY PERKINELMER INC COM 0.2%
Value ($000) $2,770 Shares 119,691 Est. Cost $23.63 Unrealized —
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $2,705 Shares 43,662 Est. Cost $59.40 Unrealized —
SPIB SPDR SERIES TRUST INTERMD CR E 0.2%
Value ($000) $2,647 Shares 78,853 Est. Cost $32.48 Unrealized —
— POWERSHARES ETF TRUST DYN PHRM 0.1%
Value ($000) $2,586 Shares 121,457 Est. Cost $19.23 Unrealized —
IHE ISHARES TR DJ PHARMA INDX 0.1%
Value ($000) $2,394 Shares 39,107 Est. Cost $52.94 Unrealized —
XLF SELECT SECTOR SPDR TR SBI INT- 0.1%
Value ($000) $2,194 Shares 152,947 Est. Cost $15.08 Unrealized —
VOX VANGUARD WORLD FDS TELCOMM ETF 0.1%
Value ($000) $2,072 Shares 33,021 Est. Cost $53.24 Unrealized —
— POWERSHARESETF TRUST DYN SFTWR 0.1%
Value ($000) $1,960 Shares 87,420 Est. Cost $20.08 Unrealized —
— POWERSHARES ETF TRUST DYN NETW 0.1%
Value ($000) $1,951 Shares 84,821 Est. Cost $20.36 Unrealized —
— POWERSHARES ETF TRUST DYN MEDI 0.1%
Value ($000) $1,827 Shares 148,694 Est. Cost $11.78 Unrealized —
IYT ISHARES TR TRANSP AVE IDX 0.1%
Value ($000) $1,783 Shares 21,831 Est. Cost $81.67 Unrealized —
— POWERSHARES ETF TRUST HLTHCR S 0.1%
Value ($000) $1,291 Shares 51,992 Est. Cost $25.05 Unrealized —