CIK: 0001481986 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $1,459,373 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,072,900 | $318,405 | 21.8% | $265.44 | — | Put | 78462F103 |
| GLD | SPDR GOLD TRUST GOLD | 1,883,600 | $261,576 | 17.9% | $123.38 | — | Call | 78463V107 |
| SPY | SPDR S&P 500 ETF TR | 366,400 | $108,737 | 7.5% | $265.44 | — | Call | 78462F103 |
| IEMG | ISHARES INC | 1,998,169 | $97,950 | 6.7% | $50.81 | — | CORE MSCI EMKT | 46434G103 |
| GLD | SPDR GOLD TRUST GOLD | 580,900 | $80,670 | 5.5% | $123.38 | — | Put | 78463V107 |
| AAPL | APPLE INC | 246,400 | $55,186 | 3.8% | $48.65 | +3.2% | Put | 037833100 |
| IWM | ISHARES TR | 320,734 | $48,540 | 3.3% | $151.34 | — | RUSSELL 2000 ETF | 464287655 |
| AAPL | APPLE INC | 185,800 | $41,614 | 2.9% | $48.65 | +3.2% | Call | 037833100 |
| QQQ | INVESCO QQQ TR | 184,177 | $34,774 | 2.4% | $179.66 | — | UNIT SER 1 | 46090E103 |
| VEA | VANGUARD TAX MANAGED INTL FD | 708,613 | $29,110 | 2.0% | $41.08 | — | FTSE DEV MKT ETF | 921943858 |
| EFA | ISHARES TR | 411,225 | $26,816 | 1.8% | $65.18 | — | MSCI EAFE ETF | 464287465 |
| QQQ | INVESCO QQQ TR | 113,200 | $21,373 | 1.5% | $179.66 | — | Call | 46090E103 |
| LYG | LLOYDS BANKING GROUP PLC | 8,025,823 | $21,188 | 1.5% | $3.21 | — | SPONSORED ADR | 539439109 |
| AAPL | APPLE INC | 88,599 | $19,844 | 1.4% | $48.65 | +3.2% | COM | 037833100 |
| EWY | ISHARES INC | 352,022 | $19,833 | 1.4% | $56.34 | — | MSCI STH KOR ETF | 464286772 |
| BCS | BARCLAYS PLC | 2,420,988 | $17,770 | 1.2% | $8.00 | — | ADR | 06738E204 |
| IEFA | ISHARES TR | 241,070 | $14,722 | 1.0% | $61.21 | — | CORE MSCI EAFE | 46432F842 |
| VGK | VANGUARD INTL EQUITY INDEX F | 266,916 | $14,309 | 1.0% | $53.61 | — | FTSE EUROPE ETF | 922042874 |
| QQQ | INVESCO QQQ TR | 75,000 | $14,161 | 1.0% | $179.66 | — | Put | 46090E103 |
| FXI | ISHARES TR | 270,084 | $10,749 | 0.7% | $39.33 | — | CHINA LG-CAP ETF | 464287184 |
| EWU | ISHARES TR | 338,004 | $10,623 | 0.7% | $31.58 | — | MSCI UK ETF NEW | 46435G334 |
| SLV | ISHARES SILVER TRUST | 631,400 | $10,052 | 0.7% | $15.92 | — | Call | 46428Q109 |
| FEZ | SPDR INDEX SHS FDS | 253,480 | $9,566 | 0.7% | $38.16 | — | EURO STOXX 50 | 78463X202 |
| EMR | EMERSON ELEC CO | 138,200 | $9,240 | 0.6% | — | — | Call | 291011104 |
| SLV | ISHARES SILVER TRUST | 495,586 | $7,890 | 0.5% | $15.92 | — | ISHARES | 46428Q109 |
| BTI | BRITISH AMERN TOB PLC | 196,802 | $7,262 | 0.5% | $41.72 | — | SPONSORED ADR | 110448107 |
| TLT | ISHARES TR | 50,142 | $7,174 | 0.5% | $143.07 | — | 20 YR TR BD ETF | 464287432 |
| — | APTOSE BIOSCIENCES INC | 3,160,698 | $6,590 | 0.5% | $2.16 | — | COM NEW | 03835T200 |
| QSR | RESTAURANT BRANDS INTL INC | 78,166 | $5,561 | 0.4% | $73.74 | 0.0% | COM | 76131D103 |
| — | GLAXOSMITHKLINE PLC | 125,840 | $5,371 | 0.4% | $42.68 | — | SPONSORED ADR | 37733W105 |
| HSBC | HSBC HLDGS PLC | 122,785 | $4,699 | 0.3% | $38.27 | — | SPON ADR NEW | 404280406 |
| DEO | DIAGEO P L C | 28,602 | $4,677 | 0.3% | $163.52 | — | SPON ADR NEW | 25243Q205 |
| MCHI | ISHARES TR MSCI | 70,215 | $3,938 | 0.3% | $58.96 | — | CHINA ETF | 46429B671 |
| EWH | ISHARES INC | 170,326 | $3,866 | 0.3% | $25.99 | — | MSCI HONG KG ETF | 464286871 |
| EWC | ISHARES INC | 122,192 | $3,531 | 0.2% | $26.99 | — | MSCI CDA ETF | 464286509 |
| SPXL | DIREXION SHS ETF TR | 65,203 | $3,411 | 0.2% | $51.35 | — | DRX S&P500BULL | 25459W862 |
| — | PROSHARES TR | 99,053 | $2,922 | 0.2% | $29.50 | — | ULTRASHRT S&P500 | 74347B383 |
| RIO | RIO TINTO PLC | 56,006 | $2,917 | 0.2% | $52.76 | — | SPONSORED ADR | 767204100 |
| EWG | ISHARES INC | 107,924 | $2,904 | 0.2% | $27.26 | — | MSCI GERMANY ETF | 464286806 |
| EUFN | ISHARES TR | 163,399 | $2,876 | 0.2% | $17.97 | — | MSCI EURO FL ETF | 464289180 |
| — | ANGLOGOLD ASHANTI LTD | 144,396 | $2,638 | 0.2% | $18.27 | — | SPONSORED ADR | 035128206 |
| EWD | ISHARES INC | 86,836 | $2,557 | 0.2% | $29.58 | — | MSCI SWEDEN ETF | 464286756 |
| IWM | ISHARES TR | 16,400 | $2,482 | 0.2% | $151.34 | — | Call | 464287655 |
| ACWI | ISHARES TR | 32,665 | $2,409 | 0.2% | $73.75 | — | MSCI ACWI ETF | 464288257 |
| — | PROSHARES TR | 89,936 | $2,337 | 0.2% | $25.99 | — | ULTRAPRO SHORT S | 74347B268 |
| — | DIREXION SHS ETF TR | 132,170 | $2,267 | 0.2% | $17.77 | — | DLY S&P500 BR 3X | 25460E885 |
| EWL | ISHARES INC | 58,899 | $2,220 | 0.2% | $36.97 | — | MSCI SWITZERLAND | 464286749 |
| EZU | ISHARES INC | 54,293 | $2,111 | 0.1% | $39.56 | — | MSCI EURZONE ETF | 464286608 |
| EIDO | ISHARES TR | 85,594 | $2,094 | 0.1% | $25.99 | — | MSCI INDONIA ETF | 46429B309 |
| — | RETROPHIN INC | 180,082 | $2,087 | 0.1% | $11.59 | — | COM | 761299106 |
| — | AXALTA COATING SYS LTD | 68,900 | $2,077 | 0.1% | — | — | Call | G0750C908 |
| GLD | SPDR GOLD TRUST GOLD | 13,663 | $1,897 | 0.1% | $123.38 | — | SHS | 78463V107 |
| TQQQ | PROSHARES TR | 29,505 | $1,818 | 0.1% | $61.78 | — | ULTRAPRO QQQ | 74347X831 |
| NFLX | NETFLIX INC | 7,100 | $1,732 | 0.1% | — | — | Call | 64110L106 |
| — | CHINA MOBILE LIMITED | 39,772 | $1,647 | 0.1% | $45.96 | — | SPONSORED ADR | 16941M109 |
| — | GARRISON CAP INC | 231,460 | $1,599 | 0.1% | $15.20 | — | COM | 366554103 |
| — | CYRUSONE INC | 19,700 | $1,558 | 0.1% | — | — | Call | 23283R100 |
| GNRC | GENERAC HLDGS INC | 19,400 | $1,520 | 0.1% | $74.92 | 0.0% | Put | 368736104 |
| — | LOGMEIN INC | 20,000 | $1,419 | 0.1% | — | — | Call | 54142L109 |
| — | DISCOVERY INC | 52,200 | $1,390 | 0.1% | — | — | Call | 25470F104 |
| — | SIBANYE STILLWATER | 239,811 | $1,295 | 0.1% | $5.40 | — | SPONSORED ADR | 825724206 |
| EWP | ISHARES INC | 46,138 | $1,284 | 0.1% | $28.13 | — | MSCI SPAIN ETF | 464286764 |
| — | CNOOC LTD | 8,228 | $1,253 | 0.1% | $152.56 | — | SPONSORED ADR | 126132109 |
| MA | MASTERCARD INC | 4,994 | $1,245 | 0.1% | $266.10 | 0.0% | CL A | 57636Q104 |
| — | BT GROUP PLC | 111,772 | $1,227 | 0.1% | $10.98 | — | ADR | 05577E101 |
| MPC | MARATHON PETE CORP | 20,167 | $1,225 | 0.1% | $43.09 | 0.0% | COM | 56585A102 |
| IWM | ISHARES TR | 8,000 | $1,211 | 0.1% | $151.34 | — | Put | 464287655 |
| — | HOLLYFRONTIER CORP | 22,000 | $1,180 | 0.1% | $53.64 | — | COM | 436106108 |
| — | PROSHARES TR | 43,818 | $1,145 | 0.1% | $26.13 | — | SHORT S&P 500 NE | 74347B425 |
| — | EIGER BIOPHARMACEUTICALS INC | 110,365 | $1,131 | 0.1% | $10.47 | — | COM | 28249U105 |
| PSO | PEARSON PLC | 122,024 | $1,103 | 0.1% | $9.04 | — | SPONSORED ADR | 705015105 |
| DVN | DEVON ENERGY CORP NEW | 45,107 | $1,085 | 0.1% | $18.06 | 0.0% | COM | 25179M103 |
| CTRA | CABOT OIL & GAS CORP | 60,000 | $1,054 | 0.1% | $14.36 | 0.0% | COM | 127097103 |
| EQNR | EQUINOR ASA | 55,000 | $1,042 | 0.1% | $18.95 | — | SPONSORED ADR | 29446M102 |
| COP | CONOCOPHILLIPS | 18,258 | $1,040 | 0.1% | $45.31 | 0.0% | COM | 20825C104 |
| TALO | TALOS ENERGY INC | 50,000 | $1,017 | 0.1% | $21.68 | 0.0% | COM | 87484T108 |
| — | CHINA PETE & CHEM CORP SPON ADR H | 16,758 | $984 | 0.1% | $71.49 | — | SHS | 16941R108 |
| GNRC | GENERAC HLDGS INC | 12,400 | $971 | 0.1% | $74.92 | 0.0% | COM | 368736104 |
| — | MRC GLOBAL INC | 80,000 | $970 | 0.1% | $12.13 | — | COM | 55345K103 |
| UBER | UBER TECHNOLOGIES INC | 31,700 | $966 | 0.1% | $37.63 | 0.0% | Put | 90353T100 |
| AZN | ASTRAZENECA PLC | 21,242 | $947 | 0.1% | $44.58 | — | SPONSORED ADR | 046353108 |
| EC | ECOPETROL S A | 55,500 | $945 | 0.1% | $17.03 | — | SPONSORED ADS | 279158109 |
| BKR | BAKER HUGHES A GE CO | 40,039 | $929 | 0.1% | $19.55 | 0.0% | CL A | 05722G100 |
| BLMN | BLOOMIN BRANDS INC | 49,100 | $929 | 0.1% | — | — | Call | 094235108 |
| — | CONTINENTAL RESOURCES INC | 30,000 | $924 | 0.1% | $30.80 | — | COM | 212015101 |
| — | PARSLEY ENERGY INC | 55,000 | $924 | 0.1% | $16.80 | — | CL A | 701877102 |
| EPOL | ISHARES TR | 41,448 | $855 | 0.1% | $22.73 | — | MSCI POLAND ETF | 46429B606 |
| PTEN | PATTERSON UTI ENERGY INC | 100,000 | $855 | 0.1% | $9.81 | 0.0% | COM | 703481101 |
| — | MOBILE MINI INC | 21,900 | $807 | 0.1% | — | — | Call | 60740F105 |
| QLD | PROSHARES TR | 8,306 | $803 | 0.1% | $96.03 | — | PSHS ULTRA QQQ | 74347R206 |
| HAL | HALLIBURTON CO | 42,225 | $796 | 0.1% | $18.26 | 0.0% | COM | 406216101 |
| HGV | HILTON GRAND VACATIONS INC | 22,700 | $726 | 0.0% | — | — | Call | 43283X105 |
| MGM | MGM RESORTS INTERNATIONAL | 24,800 | $687 | 0.0% | $28.26 | 0.0% | Put | 552953101 |
| TSLA | TESLA INC | 2,336 | $563 | 0.0% | $19.57 | -20.0% | COM | 88160R101 |
| MGM | MGM RESORTS INTERNATIONAL | 19,652 | $545 | 0.0% | $28.26 | 0.0% | COM | 552953101 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 75,000 | $513 | 0.0% | $6.84 | — | SPONSORED ADR | 86562M209 |
| IHE | ISHARES TR | 3,474 | $486 | 0.0% | $150.73 | — | U.S. PHARMA ETF | 464288836 |
| NWS | NEWS CORP NEW | 33,700 | $482 | 0.0% | $13.14 | 0.0% | CL B | 65249B208 |
| MCK | MCKESSON CORP | 3,500 | $478 | 0.0% | — | — | Put | 58155Q103 |
| — | ALDER BIOPHARMACEUTICALS INC | 25,003 | $472 | 0.0% | $18.88 | — | COM | 014339105 |
| IMMR | IMMERSION CORP | 60,600 | $464 | 0.0% | — | — | Call | 452521107 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 4,722 | $449 | 0.0% | $95.09 | — | SPONSORED ADR | 03524A108 |
| EWS | ISHARES INC | 17,799 | $413 | 0.0% | $22.46 | — | MSCI SINGPOR ETF | 46434G780 |
| CSGP | COSTAR GROUP INC | 694 | $412 | 0.0% | $59.86 | 0.0% | COM | 22160N109 |
| EWI | ISHARES INC | 14,591 | $402 | 0.0% | $27.55 | — | MSCI ITALY ETF | 46434G830 |
| BP | BP PLC | 10,412 | $396 | 0.0% | $41.73 | — | SPONSORED ADR | 055622104 |
| — | MGM GROWTH PPTYS LLC | 12,900 | $388 | 0.0% | — | — | Call | 55303A905 |
| — | AVAYA HLDGS CORP | 37,400 | $383 | 0.0% | — | — | Call | 05351X901 |
| — | CNH INDL N V | 37,500 | $381 | 0.0% | — | — | Call | N20944909 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 75,000 | $381 | 0.0% | $5.08 | — | SPONSORED ADS | 606822104 |
| — | ROYAL DUTCH SHELL PLC | 6,135 | $367 | 0.0% | $59.82 | — | SPON ADR B | 780259107 |
| OMC | OMNICOM GROUP INC | 4,678 | $366 | 0.0% | $62.85 | 0.0% | COM | 681919106 |
| OMC | OMNICOM GROUP INC | 4,600 | $360 | 0.0% | $62.85 | 0.0% | Put | 681919106 |
| MSFT | MICROSOFT CORP | 2,522 | $351 | 0.0% | $109.05 | +19.1% | COM | 594918104 |
| BABA | ALIBABA GROUP HLDG LTD | 2,180 | $346 | 0.0% | $147.54 | — | SPONSORED ADS | 01609W102 |
| UBER | UBER TECHNOLOGIES INC | 11,299 | $344 | 0.0% | $37.63 | 0.0% | COM | 90353T100 |
| IEUR | ISHARES TR | 7,349 | $336 | 0.0% | $45.72 | — | CORE MSCI EURO | 46434V738 |
| — | CHINA TELECOM CORP LTD SPON ADR H | 7,250 | $330 | 0.0% | $50.07 | — | SHS | 169426103 |
| MT | ARCELORMITTAL SA LUXEMBOURG | 21,800 | $310 | 0.0% | — | — | Call | 03938L203 |
| SVXY | PROSHARES TR II | 5,512 | $294 | 0.0% | $53.34 | — | SHT VIX ST TRM | 74347W130 |
| TGNA | TEGNA INC | 17,600 | $273 | 0.0% | — | — | Call | 87901J105 |
| — | FITBIT INC | 71,700 | $273 | 0.0% | — | — | Call | 33812L102 |
| FDD | FIRST TR STOXX EURO DIV FD COMMON | 20,509 | $261 | 0.0% | $12.71 | — | SHS | 33735T109 |
| AMZN | AMAZON COM INC | 144 | $250 | 0.0% | $85.46 | +8.5% | COM | 023135106 |
| RSPH | INVESCO EXCHANGE TRADED FD T | 1,239 | $243 | 0.0% | $197.95 | — | S&P500 EQL HLT | 46137V332 |
| — | AMAG PHARMACEUTICALS INC | 17,900 | $207 | 0.0% | — | — | Call | 00163U106 |
| GNCAQ | GENOCEA BIOSCIENCES INC | 59,265 | $172 | 0.0% | $4.33 | -21.1% | COM NEW | 372427401 |
| — | UNITED STATES OIL FUND LP | 15,000 | $170 | 0.0% | $12.04 | — | UNITS | 91232N108 |
| — | MINERVA NEUROSCIENCES INC | 20,662 | $160 | 0.0% | $5.63 | — | COM | 603380106 |
| — | ALPS ETF TR | 16,929 | $155 | 0.0% | $9.86 | — | ALERIAN MLP | 00162Q866 |
| — | MOBILE TELESYSTEMS PJSC | 17,491 | $142 | 0.0% | $8.12 | — | SPONSORED ADR | 607409109 |
| — | ESSA PHARMA INC | 23,054 | $103 | 0.0% | $4.47 | — | COM NEW | 29668H708 |
| — | TAILORED BRANDS INC | 23,000 | $101 | 0.0% | — | — | Call | 87403A107 |
| — | ALPINE IMMUNE SCIENCES INC | 10,000 | $40 | 0.0% | $7.54 | — | COM | 02083G100 |