M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 13, 2020

Total Value: $128M (100.0% shares, 0.0% debt)

Holdings (34)

ALRS ALERUS FINANCIAL CORP 6.6%

Value $8.44M Shares 369,350 Share Price $22.85 * Est. Cost/Share $16.38 Unrealized @ Report Date +14.6%

PROV PROVIDENT FINL HLDGS INC COM 6.0%

Value $7.646M Shares 349,111 Share Price $21.90 Est. Cost/Share $18.65 Unrealized @ Report Date +17.4%

HTH Hilltop Holdings Inc 5.7%

Value $7.257M Shares 291,114 Share Price $24.93 Est. Cost/Share $19.60 Unrealized @ Report Date +27.2%

— STANDARD AVB FINL CORP COM 5.5%

Value $7.037M Shares 234,803 Share Price $29.97 Est. Cost/Share $29.40 Unrealized @ Report Date —

FBIZ FIRST BUS FINL SVCS INC WIS COM 5.0%

Value $6.389M Shares 242,646 Share Price $26.33 * Est. Cost/Share $18.23 Unrealized @ Report Date +21.7%

SNFCA SECURITY NATL FINL CORP CL A NEW 4.9%

Value $6.279M Shares 1,073,409 Share Price $5.85 * Est. Cost/Share $3.94 Unrealized @ Report Date +16.3%

CMA Comerica Inc 4.6%

Value $5.848M Shares 81,500 Share Price $71.75 * Est. Cost/Share $48.34 Unrealized @ Report Date +10.3%

— PROVIDENT BANCORP INC 4.5%

Value $5.831M Shares 468,380 Share Price $12.45 Est. Cost/Share $12.45 Unrealized @ Report Date —

CFG CITIZENS FINL GROUP INC COM 4.2%

Value $5.442M Shares 134,000 Share Price $40.61 * Est. Cost/Share $22.19 Unrealized @ Report Date +39.7%

WLFC Willis Lease Finance Corp 4.1%

Value $5.206M Shares 88,366 Share Price $58.91 Est. Cost/Share $56.67 Unrealized @ Report Date +4.0%

ASRV AMERISERV FINL INC COM 3.9%

Value $5.033M Shares 1,198,275 Share Price $4.20 * Est. Cost/Share $2.62 Unrealized @ Report Date +28.3%

WFC WELLS FARGO & CO NEW COM 3.9%

Value $5.003M Shares 93,000 Share Price $53.80 * Est. Cost/Share $41.28 Unrealized @ Report Date +11.7%

— PDL COMMUNITY BANCORP 3.7%

Value $4.733M Shares 321,997 Share Price $14.70 Est. Cost/Share $14.55 Unrealized @ Report Date —

NODK NI HOLDINGS INC 3.2%

Value $4.08M Shares 237,226 Share Price $17.20 Est. Cost/Share $15.50 Unrealized @ Report Date +11.0%

— MAGYAR BANCORP INC COM 3.1%

Value $4.015M Shares 326,412 Share Price $12.30 Est. Cost/Share $10.85 Unrealized @ Report Date —

PBFS PIONEER BANCORP INC/NY 3.0%

Value $3.794M Shares 247,820 Share Price $15.31 Est. Cost/Share $13.78 Unrealized @ Report Date +11.1%

FUNC FIRST UTD CORP COM 2.9%

Value $3.697M Shares 153,450 Share Price $24.09 * Est. Cost/Share $11.36 Unrealized @ Report Date +71.0%

— ICC HOLDINGS INC 2.8%

Value $3.63M Shares 257,603 Share Price $14.09 Est. Cost/Share $15.59 Unrealized @ Report Date —

SFBC SOUND FINL BANCORP INC COM 2.8%

Value $3.54M Shares 98,326 Share Price $36.00 * Est. Cost/Share $19.70 Unrealized @ Report Date +61.2%

— HMN Financial Inc 2.3%

Value $2.919M Shares 138,927 Share Price $21.01 Est. Cost/Share $14.77 Unrealized @ Report Date —

— HARBORONE BANCORP INC 2.2%

Value $2.768M Shares 251,835 Share Price $10.99 Est. Cost/Share $10.06 Unrealized @ Report Date —

SPFI SOUTH PLAINS FINANCIAL INC 2.0%

Value $2.535M Shares 121,455 Share Price $20.87 Est. Cost/Share $17.57 Unrealized @ Report Date +18.8%

FRAF FRANKLIN FINANCIAL SERVICES 2.0%

Value $2.504M Shares 64,707 Share Price $38.70 * Est. Cost/Share $28.96 Unrealized @ Report Date +4.6%

— RANDOLPH BANCORP INC 1.8%

Value $2.28M Shares 129,158 Share Price $17.65 Est. Cost/Share $13.70 Unrealized @ Report Date —

MYFW FIRST WESTERN FINANCIAL INC 1.5%

Value $1.957M Shares 118,814 Share Price $16.47 Est. Cost/Share $13.40 Unrealized @ Report Date +22.9%

FCCO FIRST COMMUNITY CORP 1.5%

Value $1.939M Shares 89,741 Share Price $21.61 * Est. Cost/Share $15.32 Unrealized @ Report Date +18.9%

— Community West Bancshares 1.1%

Value $1.442M Shares 129,893 Share Price $11.10 Est. Cost/Share $8.80 Unrealized @ Report Date —

— First Financial Northwest Inc 1.1%

Value $1.398M Shares 93,545 Share Price $14.94 Est. Cost/Share $14.78 Unrealized @ Report Date —

CBFV CB FINL SVCS INC COM 1.1%

Value $1.388M Shares 46,037 Share Price $30.15 * Est. Cost/Share $17.74 Unrealized @ Report Date +31.6%

OFED OCONEE FED FINL CORP COM 1.0%

Value $1.288M Shares 49,517 Share Price $26.01 * Est. Cost/Share $25.16 Unrealized @ Report Date -6.6%

— BankFinancial Corp 0.9%

Value $1.165M Shares 89,059 Share Price $13.08 Est. Cost/Share $11.92 Unrealized @ Report Date —

— 1895 BANCORP OF WISCONSIN IN 0.6%

Value $767K Shares 71,175 Share Price $10.78 Est. Cost/Share $9.99 Unrealized @ Report Date —

PBHC Pathfinder Bancorp Inc 0.5%

Value $647K Shares 46,563 Share Price $13.90 * Est. Cost/Share $11.54 Unrealized @ Report Date 0.0%

FRBKQ REPUBLIC FIRST BANCORP INC COM 0.2%

Value $259K Shares 62,040 Share Price $4.17 Est. Cost/Share $4.35 Unrealized @ Report Date -3.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
ALRS	ALERUS FINANCIAL CORP	369,350	$8.44M	6.6%	$22.85 *	$16.38	+14.6%	COMMON	01446U103
PROV	PROVIDENT FINL HLDGS INC COM	349,111	$7.646M	6.0%	$21.90	$18.65	+17.4%	COMMON	743868101
HTH	Hilltop Holdings Inc	291,114	$7.257M	5.7%	$24.93	$19.60	+27.2%	COMMON	432748101
—	STANDARD AVB FINL CORP COM	234,803	$7.037M	5.5%	$29.97	$29.40	—	COMMON	85303B100
FBIZ	FIRST BUS FINL SVCS INC WIS COM	242,646	$6.389M	5.0%	$26.33 *	$18.23	+21.7%	COMMON	319390100
SNFCA	SECURITY NATL FINL CORP CL A NEW	1,073,409	$6.279M	4.9%	$5.85 *	$3.94	+16.3%	COMMON	814785309
CMA	Comerica Inc	81,500	$5.848M	4.6%	$71.75 *	$48.34	+10.3%	COMMON	200340107
—	PROVIDENT BANCORP INC	468,380	$5.831M	4.5%	$12.45	$12.45	—	COMMON	74383L105
CFG	CITIZENS FINL GROUP INC COM	134,000	$5.442M	4.2%	$40.61 *	$22.19	+39.7%	COMMON	174610105
WLFC	Willis Lease Finance Corp	88,366	$5.206M	4.1%	$58.91	$56.67	+4.0%	COMMON	970646105
ASRV	AMERISERV FINL INC COM	1,198,275	$5.033M	3.9%	$4.20 *	$2.62	+28.3%	COMMON	03074A102
WFC	WELLS FARGO & CO NEW COM	93,000	$5.003M	3.9%	$53.80 *	$41.28	+11.7%	COMMON	949746101
—	PDL COMMUNITY BANCORP	321,997	$4.733M	3.7%	$14.70	$14.55	—	COMMON	69290X101
NODK	NI HOLDINGS INC	237,226	$4.08M	3.2%	$17.20	$15.50	+11.0%	COMMON	65342T106
—	MAGYAR BANCORP INC COM	326,412	$4.015M	3.1%	$12.30	$10.85	—	COMMON	55977T109
PBFS	PIONEER BANCORP INC/NY	247,820	$3.794M	3.0%	$15.31	$13.78	+11.1%	COMMON	723561106
FUNC	FIRST UTD CORP COM	153,450	$3.697M	2.9%	$24.09 *	$11.36	+71.0%	COMMON	33741H107
—	ICC HOLDINGS INC	257,603	$3.63M	2.8%	$14.09	$15.59	—	COMMON	44931Q104
SFBC	SOUND FINL BANCORP INC COM	98,326	$3.54M	2.8%	$36.00 *	$19.70	+61.2%	COMMON	83607A100
—	HMN Financial Inc	138,927	$2.919M	2.3%	$21.01	$14.77	—	COMMON	40424G108
—	HARBORONE BANCORP INC	251,835	$2.768M	2.2%	$10.99	$10.06	—	COMMON	41165Y100
SPFI	SOUTH PLAINS FINANCIAL INC	121,455	$2.535M	2.0%	$20.87	$17.57	+18.8%	COMMON	83946P107
FRAF	FRANKLIN FINANCIAL SERVICES	64,707	$2.504M	2.0%	$38.70 *	$28.96	+4.6%	COMMON	353525108
—	RANDOLPH BANCORP INC	129,158	$2.28M	1.8%	$17.65	$13.70	—	COMMON	752378109
MYFW	FIRST WESTERN FINANCIAL INC	118,814	$1.957M	1.5%	$16.47	$13.40	+22.9%	COMMON	33751L105
FCCO	FIRST COMMUNITY CORP	89,741	$1.939M	1.5%	$21.61 *	$15.32	+18.9%	COMMON	319835104
—	Community West Bancshares	129,893	$1.442M	1.1%	$11.10	$8.80	—	COMMON	204157101
—	First Financial Northwest Inc	93,545	$1.398M	1.1%	$14.94	$14.78	—	COMMON	32022K102
CBFV	CB FINL SVCS INC COM	46,037	$1.388M	1.1%	$30.15 *	$17.74	+31.6%	COMMON	12479G101
OFED	OCONEE FED FINL CORP COM	49,517	$1.288M	1.0%	$26.01 *	$25.16	-6.6%	COMMON	675607105
—	BankFinancial Corp	89,059	$1.165M	0.9%	$13.08	$11.92	—	COMMON	06643P104
—	1895 BANCORP OF WISCONSIN IN	71,175	$767K	0.6%	$10.78	$9.99	—	COMMON	28252W105
PBHC	Pathfinder Bancorp Inc	46,563	$647K	0.5%	$13.90 *	$11.54	0.0%	COMMON	70319R109
FRBKQ	REPUBLIC FIRST BANCORP INC COM	62,040	$259K	0.2%	$4.17	$4.35	-3.9%	COMMON	760416107