M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 12, 2019

Total Value: $137M (100.0% shares, 0.0% debt)

Holdings (35)

— HARBORONE BANCORP INC 5.9%

Value $8.034M Shares 798,260 Est. Cost $10.06 Unrealized —

ALRS ALERUS FINANCIAL CORP 5.7%

Value $7.848M Shares 359,994 Est. Cost $16.34 Unrealized 0.0%

PROV PROVIDENT FINL HLDGS INC COM 5.5%

Value $7.586M Shares 365,597 Est. Cost $18.65 Unrealized +11.3%

ZION ZIONS BANCORPORATION COM 5.4%

Value $7.346M Shares 165,000 Est. Cost $43.22 Unrealized 0.0%

HTH Hilltop Holdings Inc 5.2%

Value $7.182M Shares 300,624 Est. Cost $19.60 Unrealized +17.0%

CFG CITIZENS FINL GROUP INC COM 5.0%

Value $6.798M Shares 192,200 Est. Cost $22.19 Unrealized +18.5%

FBIZ FIRST BUS FINL SVCS INC WIS COM 4.8%

Value $6.555M Shares 272,206 Est. Cost $18.23 Unrealized +7.8%

— STANDARD AVB FINL CORP 4.7%

Value $6.477M Shares 239,995 Est. Cost $29.40 Unrealized —

WFC WELLS FARGO & CO NEW COM 4.4%

Value $6.078M Shares 120,500 Est. Cost $41.28 Unrealized -3.6%

CMA Comerica Inc 3.9%

Value $5.378M Shares 81,500 Est. Cost $48.34 Unrealized 0.0%

SNFCA SECURITY NATL FINL CORP CL A NEW 3.8%

Value $5.2M Shares 1,061,310 Est. Cost $3.94 Unrealized +0.0%

ASRV AMERISERV FINL INC COM 3.6%

Value $4.969M Shares 1,200,360 Est. Cost $2.62 Unrealized +25.5%

WLFC Willis Lease Finance Corp 3.5%

Value $4.76M Shares 85,960 Est. Cost $56.62 Unrealized +6.8%

NODK NI HOLDINGS INC 3.3%

Value $4.577M Shares 267,027 Est. Cost $15.50 Unrealized +9.3%

— PB BANCORP INC 2.9%

Value $4.032M Shares 349,735 Est. Cost $9.84 Unrealized —

— PDL COMMUNITY BANCORP 2.7%

Value $3.711M Shares 263,906 Est. Cost $14.51 Unrealized —

— MAGYAR BANCORP INC COM 2.7%

Value $3.689M Shares 314,526 Est. Cost $10.79 Unrealized —

SFBC SOUND FINL BANCORP INC COM 2.6%

Value $3.551M Shares 98,326 Est. Cost $19.70 Unrealized +56.4%

FUNC FIRST UTD CORP COM 2.5%

Value $3.377M Shares 153,508 Est. Cost $11.36 Unrealized +48.7%

FRAF FRANKLIN FINANCIAL SERVICES 2.4%

Value $3.289M Shares 92,518 Est. Cost $28.96 Unrealized -6.1%

— HMN Financial Inc 2.3%

Value $3.175M Shares 138,767 Est. Cost $14.77 Unrealized —

— ICC HOLDINGS INC 2.3%

Value $3.17M Shares 234,612 Est. Cost $15.74 Unrealized —

SPFI SOUTH PLAINS FINANCIAL INC 1.9%

Value $2.642M Shares 162,113 Est. Cost $17.57 Unrealized -4.4%

VLY Valley National Bancorp 1.8%

Value $2.504M Shares 230,400 Est. Cost $10.70 Unrealized 0.0%

MYFW FIRST WESTERN FINANCIAL INC 1.6%

Value $2.211M Shares 129,391 Est. Cost $13.40 Unrealized +8.1%

FCCO FIRST COMMUNITY CORP 1.5%

Value $2.09M Shares 107,297 Est. Cost $15.32 Unrealized +3.5%

— First Financial Northwest Inc 1.4%

Value $1.905M Shares 128,901 Est. Cost $14.78 Unrealized —

— RANDOLPH BANCORP INC 1.3%

Value $1.843M Shares 126,896 Est. Cost $13.63 Unrealized —

PBFS PIONEER BANCORP INC/NY 1.2%

Value $1.609M Shares 128,816 Est. Cost $14.02 Unrealized 0.0%

CBFV CB FINL SVCS INC COM 1.1%

Value $1.516M Shares 54,619 Est. Cost $17.74 Unrealized +8.5%

— Community West Bancshares 0.9%

Value $1.285M Shares 129,912 Est. Cost $8.80 Unrealized —

— BankFinancial Corp 0.8%

Value $1.041M Shares 87,453 Est. Cost $11.90 Unrealized —

OFED OCONEE FED FINL CORP COM 0.7%

Value $1.026M Shares 46,926 Est. Cost $25.25 Unrealized -8.9%

— 1895 BANCORP OF WISCONSIN IN 0.3%

Value $472K Shares 49,006 Est. Cost $9.63 Unrealized —

FRBKQ REPUBLIC FIRST BANCORP INC COM 0.2%

Value $310K Shares 73,880 Est. Cost $4.35 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	HARBORONE BANCORP INC	798,260	$8.034M	5.9%	$10.06	—	COMMON	41165Y100
ALRS	ALERUS FINANCIAL CORP	359,994	$7.848M	5.7%	$16.34	0.0%	COMMON	01446U103
PROV	PROVIDENT FINL HLDGS INC COM	365,597	$7.586M	5.5%	$18.65	+11.3%	COMMON	743868101
ZION	ZIONS BANCORPORATION COM	165,000	$7.346M	5.4%	$43.22	0.0%	COMMON	989701107
HTH	Hilltop Holdings Inc	300,624	$7.182M	5.2%	$19.60	+17.0%	COMMON	432748101
CFG	CITIZENS FINL GROUP INC COM	192,200	$6.798M	5.0%	$22.19	+18.5%	COMMON	174610105
FBIZ	FIRST BUS FINL SVCS INC WIS COM	272,206	$6.555M	4.8%	$18.23	+7.8%	COMMON	319390100
—	STANDARD AVB FINL CORP	239,995	$6.477M	4.7%	$29.40	—	COMMON	85303B100
WFC	WELLS FARGO & CO NEW COM	120,500	$6.078M	4.4%	$41.28	-3.6%	COMMON	949746101
CMA	Comerica Inc	81,500	$5.378M	3.9%	$48.34	0.0%	COMMON	200340107
SNFCA	SECURITY NATL FINL CORP CL A NEW	1,061,310	$5.2M	3.8%	$3.94	+0.0%	COMMON	814785309
ASRV	AMERISERV FINL INC COM	1,200,360	$4.969M	3.6%	$2.62	+25.5%	COMMON	03074A102
WLFC	Willis Lease Finance Corp	85,960	$4.76M	3.5%	$56.62	+6.8%	COMMON	970646105
NODK	NI HOLDINGS INC	267,027	$4.577M	3.3%	$15.50	+9.3%	COMMON	65342T106
—	PB BANCORP INC	349,735	$4.032M	2.9%	$9.84	—	COMMON	70454T100
—	PDL COMMUNITY BANCORP	263,906	$3.711M	2.7%	$14.51	—	COMMON	69290X101
—	MAGYAR BANCORP INC COM	314,526	$3.689M	2.7%	$10.79	—	COMMON	55977T109
SFBC	SOUND FINL BANCORP INC COM	98,326	$3.551M	2.6%	$19.70	+56.4%	COMMON	83607A100
FUNC	FIRST UTD CORP COM	153,508	$3.377M	2.5%	$11.36	+48.7%	COMMON	33741H107
FRAF	FRANKLIN FINANCIAL SERVICES	92,518	$3.289M	2.4%	$28.96	-6.1%	COMMON	353525108
—	HMN Financial Inc	138,767	$3.175M	2.3%	$14.77	—	COMMON	40424G108
—	ICC HOLDINGS INC	234,612	$3.17M	2.3%	$15.74	—	COMMON	44931Q104
SPFI	SOUTH PLAINS FINANCIAL INC	162,113	$2.642M	1.9%	$17.57	-4.4%	COMMON	83946P107
VLY	Valley National Bancorp	230,400	$2.504M	1.8%	$10.70	0.0%	COMMON	919794107
MYFW	FIRST WESTERN FINANCIAL INC	129,391	$2.211M	1.6%	$13.40	+8.1%	COMMON	33751L105
FCCO	FIRST COMMUNITY CORP	107,297	$2.09M	1.5%	$15.32	+3.5%	COMMON	319835104
—	First Financial Northwest Inc	128,901	$1.905M	1.4%	$14.78	—	COMMON	32022K102
—	RANDOLPH BANCORP INC	126,896	$1.843M	1.3%	$13.63	—	COMMON	752378109
PBFS	PIONEER BANCORP INC/NY	128,816	$1.609M	1.2%	$14.02	0.0%	COMMON	723561106
CBFV	CB FINL SVCS INC COM	54,619	$1.516M	1.1%	$17.74	+8.5%	COMMON	12479G101
—	Community West Bancshares	129,912	$1.285M	0.9%	$8.80	—	COMMON	204157101
—	BankFinancial Corp	87,453	$1.041M	0.8%	$11.90	—	COMMON	06643P104
OFED	OCONEE FED FINL CORP COM	46,926	$1.026M	0.7%	$25.25	-8.9%	COMMON	675607105
—	1895 BANCORP OF WISCONSIN IN	49,006	$472K	0.3%	$9.63	—	COMMON	28252W105
FRBKQ	REPUBLIC FIRST BANCORP INC COM	73,880	$310K	0.2%	$4.35	0.0%	COMMON	760416107