M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 12, 2019

Total Value: $137M (100.0% shares, 0.0% debt)

Holdings (35)

— HARBORONE BANCORP INC 5.9%

Value $8.034M Shares 798,260 Share Price $10.06 Est. Cost/Share $10.06 Unrealized @ Report Date —

ALRS ALERUS FINANCIAL CORP 5.7%

Value $7.848M Shares 359,994 Share Price $21.80 * Est. Cost/Share $16.34 Unrealized @ Report Date +8.9%

PROV PROVIDENT FINL HLDGS INC COM 5.5%

Value $7.586M Shares 365,597 Share Price $20.75 Est. Cost/Share $18.65 Unrealized @ Report Date +11.3%

ZION ZIONS BANCORPORATION COM 5.4%

Value $7.346M Shares 165,000 Share Price $44.52 Est. Cost/Share $43.22 Unrealized @ Report Date +3.0%

HTH Hilltop Holdings Inc 5.2%

Value $7.182M Shares 300,624 Share Price $23.89 Est. Cost/Share $19.60 Unrealized @ Report Date +21.9%

CFG CITIZENS FINL GROUP INC COM 5.0%

Value $6.798M Shares 192,200 Share Price $35.37 * Est. Cost/Share $22.19 Unrealized @ Report Date +20.4%

FBIZ FIRST BUS FINL SVCS INC WIS COM 4.8%

Value $6.555M Shares 272,206 Share Price $24.08 * Est. Cost/Share $18.23 Unrealized @ Report Date +10.7%

— STANDARD AVB FINL CORP 4.7%

Value $6.477M Shares 239,995 Share Price $26.99 Est. Cost/Share $29.40 Unrealized @ Report Date —

WFC WELLS FARGO & CO NEW COM 4.4%

Value $6.078M Shares 120,500 Share Price $50.44 * Est. Cost/Share $41.28 Unrealized @ Report Date +3.7%

CMA Comerica Inc 3.9%

Value $5.378M Shares 81,500 Share Price $65.99 * Est. Cost/Share $48.34 Unrealized @ Report Date +0.5%

SNFCA SECURITY NATL FINL CORP CL A NEW 3.8%

Value $5.2M Shares 1,061,310 Share Price $4.90 * Est. Cost/Share $3.94 Unrealized @ Report Date -2.5%

ASRV AMERISERV FINL INC COM 3.6%

Value $4.969M Shares 1,200,360 Share Price $4.14 * Est. Cost/Share $2.62 Unrealized @ Report Date +25.7%

WLFC Willis Lease Finance Corp 3.5%

Value $4.76M Shares 85,960 Share Price $55.37 Est. Cost/Share $56.62 Unrealized @ Report Date -2.2%

NODK NI HOLDINGS INC 3.3%

Value $4.577M Shares 267,027 Share Price $17.14 Est. Cost/Share $15.50 Unrealized @ Report Date +10.6%

— PB BANCORP INC 2.9%

Value $4.032M Shares 349,735 Share Price $11.53 Est. Cost/Share $9.84 Unrealized @ Report Date —

— PDL COMMUNITY BANCORP 2.7%

Value $3.711M Shares 263,906 Share Price $14.06 Est. Cost/Share $14.51 Unrealized @ Report Date —

— MAGYAR BANCORP INC COM 2.7%

Value $3.689M Shares 314,526 Share Price $11.73 Est. Cost/Share $10.79 Unrealized @ Report Date —

SFBC SOUND FINL BANCORP INC COM 2.6%

Value $3.551M Shares 98,326 Share Price $36.11 * Est. Cost/Share $19.70 Unrealized @ Report Date +61.1%

FUNC FIRST UTD CORP COM 2.5%

Value $3.377M Shares 153,508 Share Price $22.00 * Est. Cost/Share $11.36 Unrealized @ Report Date +55.3%

FRAF FRANKLIN FINANCIAL SERVICES 2.4%

Value $3.289M Shares 92,518 Share Price $35.55 * Est. Cost/Share $28.96 Unrealized @ Report Date -4.7%

— HMN Financial Inc 2.3%

Value $3.175M Shares 138,767 Share Price $22.88 Est. Cost/Share $14.77 Unrealized @ Report Date —

— ICC HOLDINGS INC 2.3%

Value $3.17M Shares 234,612 Share Price $13.51 Est. Cost/Share $15.74 Unrealized @ Report Date —

SPFI SOUTH PLAINS FINANCIAL INC 1.9%

Value $2.642M Shares 162,113 Share Price $16.30 Est. Cost/Share $17.57 Unrealized @ Report Date -7.2%

VLY Valley National Bancorp 1.8%

Value $2.504M Shares 230,400 Share Price $10.87 Est. Cost/Share $10.70 Unrealized @ Report Date +1.6%

MYFW FIRST WESTERN FINANCIAL INC 1.6%

Value $2.211M Shares 129,391 Share Price $17.09 Est. Cost/Share $13.40 Unrealized @ Report Date +27.6%

FCCO FIRST COMMUNITY CORP 1.5%

Value $2.09M Shares 107,297 Share Price $19.48 * Est. Cost/Share $15.32 Unrealized @ Report Date +6.6%

— First Financial Northwest Inc 1.4%

Value $1.905M Shares 128,901 Share Price $14.78 Est. Cost/Share $14.78 Unrealized @ Report Date —

— RANDOLPH BANCORP INC 1.3%

Value $1.843M Shares 126,896 Share Price $14.52 Est. Cost/Share $13.63 Unrealized @ Report Date —

PBFS PIONEER BANCORP INC/NY 1.2%

Value $1.609M Shares 128,816 Share Price $12.49 Est. Cost/Share $14.02 Unrealized @ Report Date -10.9%

CBFV CB FINL SVCS INC COM 1.1%

Value $1.516M Shares 54,619 Share Price $27.76 * Est. Cost/Share $17.74 Unrealized @ Report Date +20.2%

— Community West Bancshares 0.9%

Value $1.285M Shares 129,912 Share Price $9.89 Est. Cost/Share $8.80 Unrealized @ Report Date —

— BankFinancial Corp 0.8%

Value $1.041M Shares 87,453 Share Price $11.90 Est. Cost/Share $11.90 Unrealized @ Report Date —

OFED OCONEE FED FINL CORP COM 0.7%

Value $1.026M Shares 46,926 Share Price $21.86 * Est. Cost/Share $25.25 Unrealized @ Report Date -8.9%

— 1895 BANCORP OF WISCONSIN IN 0.3%

Value $472K Shares 49,006 Share Price $9.63 Est. Cost/Share $9.63 Unrealized @ Report Date —

FRBKQ REPUBLIC FIRST BANCORP INC COM 0.2%

Value $310K Shares 73,880 Share Price $4.20 Est. Cost/Share $4.35 Unrealized @ Report Date -3.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	HARBORONE BANCORP INC	798,260	$8.034M	5.9%	$10.06	$10.06	—	COMMON	41165Y100
ALRS	ALERUS FINANCIAL CORP	359,994	$7.848M	5.7%	$21.80 *	$16.34	+8.9%	COMMON	01446U103
PROV	PROVIDENT FINL HLDGS INC COM	365,597	$7.586M	5.5%	$20.75	$18.65	+11.3%	COMMON	743868101
ZION	ZIONS BANCORPORATION COM	165,000	$7.346M	5.4%	$44.52	$43.22	+3.0%	COMMON	989701107
HTH	Hilltop Holdings Inc	300,624	$7.182M	5.2%	$23.89	$19.60	+21.9%	COMMON	432748101
CFG	CITIZENS FINL GROUP INC COM	192,200	$6.798M	5.0%	$35.37 *	$22.19	+20.4%	COMMON	174610105
FBIZ	FIRST BUS FINL SVCS INC WIS COM	272,206	$6.555M	4.8%	$24.08 *	$18.23	+10.7%	COMMON	319390100
—	STANDARD AVB FINL CORP	239,995	$6.477M	4.7%	$26.99	$29.40	—	COMMON	85303B100
WFC	WELLS FARGO & CO NEW COM	120,500	$6.078M	4.4%	$50.44 *	$41.28	+3.7%	COMMON	949746101
CMA	Comerica Inc	81,500	$5.378M	3.9%	$65.99 *	$48.34	+0.5%	COMMON	200340107
SNFCA	SECURITY NATL FINL CORP CL A NEW	1,061,310	$5.2M	3.8%	$4.90 *	$3.94	-2.5%	COMMON	814785309
ASRV	AMERISERV FINL INC COM	1,200,360	$4.969M	3.6%	$4.14 *	$2.62	+25.7%	COMMON	03074A102
WLFC	Willis Lease Finance Corp	85,960	$4.76M	3.5%	$55.37	$56.62	-2.2%	COMMON	970646105
NODK	NI HOLDINGS INC	267,027	$4.577M	3.3%	$17.14	$15.50	+10.6%	COMMON	65342T106
—	PB BANCORP INC	349,735	$4.032M	2.9%	$11.53	$9.84	—	COMMON	70454T100
—	PDL COMMUNITY BANCORP	263,906	$3.711M	2.7%	$14.06	$14.51	—	COMMON	69290X101
—	MAGYAR BANCORP INC COM	314,526	$3.689M	2.7%	$11.73	$10.79	—	COMMON	55977T109
SFBC	SOUND FINL BANCORP INC COM	98,326	$3.551M	2.6%	$36.11 *	$19.70	+61.1%	COMMON	83607A100
FUNC	FIRST UTD CORP COM	153,508	$3.377M	2.5%	$22.00 *	$11.36	+55.3%	COMMON	33741H107
FRAF	FRANKLIN FINANCIAL SERVICES	92,518	$3.289M	2.4%	$35.55 *	$28.96	-4.7%	COMMON	353525108
—	HMN Financial Inc	138,767	$3.175M	2.3%	$22.88	$14.77	—	COMMON	40424G108
—	ICC HOLDINGS INC	234,612	$3.17M	2.3%	$13.51	$15.74	—	COMMON	44931Q104
SPFI	SOUTH PLAINS FINANCIAL INC	162,113	$2.642M	1.9%	$16.30	$17.57	-7.2%	COMMON	83946P107
VLY	Valley National Bancorp	230,400	$2.504M	1.8%	$10.87	$10.70	+1.6%	COMMON	919794107
MYFW	FIRST WESTERN FINANCIAL INC	129,391	$2.211M	1.6%	$17.09	$13.40	+27.6%	COMMON	33751L105
FCCO	FIRST COMMUNITY CORP	107,297	$2.09M	1.5%	$19.48 *	$15.32	+6.6%	COMMON	319835104
—	First Financial Northwest Inc	128,901	$1.905M	1.4%	$14.78	$14.78	—	COMMON	32022K102
—	RANDOLPH BANCORP INC	126,896	$1.843M	1.3%	$14.52	$13.63	—	COMMON	752378109
PBFS	PIONEER BANCORP INC/NY	128,816	$1.609M	1.2%	$12.49	$14.02	-10.9%	COMMON	723561106
CBFV	CB FINL SVCS INC COM	54,619	$1.516M	1.1%	$27.76 *	$17.74	+20.2%	COMMON	12479G101
—	Community West Bancshares	129,912	$1.285M	0.9%	$9.89	$8.80	—	COMMON	204157101
—	BankFinancial Corp	87,453	$1.041M	0.8%	$11.90	$11.90	—	COMMON	06643P104
OFED	OCONEE FED FINL CORP COM	46,926	$1.026M	0.7%	$21.86 *	$25.25	-8.9%	COMMON	675607105
—	1895 BANCORP OF WISCONSIN IN	49,006	$472K	0.3%	$9.63	$9.63	—	COMMON	28252W105
FRBKQ	REPUBLIC FIRST BANCORP INC COM	73,880	$310K	0.2%	$4.20	$4.35	-3.4%	COMMON	760416107