Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 14, 2020
Total Value: $664M (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALLERGAN PLC SHS | 276,102 | $48.9M | 7.4% | $177.10 | $172.53 | — | COM | G0177J108 |
| — | EL PASO ELEC CO COM NEW | 509,960 | $34.66M | 5.2% | $67.96 | $67.48 | — | COM | 283677854 |
| — | SPRINT CORP | 3,893,086 | $33.56M | 5.1% | $8.62 | $8.62 | — | COM | 85207U105 |
| GAMI | GAMCO INVESTORS INC COM | 2,935,401 | $32.26M | 4.9% | $10.99 * | $19.94 | -38.3% | COM | 361438104 |
| — | CYPRESS SEMICONDUCTOR CORP COM | 1,253,619 | $29.23M | 4.4% | $23.32 | $22.96 | — | COM | 232806109 |
| — | WABCO HLDGS INC | 192,774 | $26.03M | 3.9% | $135.05 | $133.06 | — | COM | 92927K102 |
| — | TECH DATA CORP COM | 198,309 | $25.95M | 3.9% | $130.85 | $142.57 | — | COM | 878237106 |
| — | MELLANOX TECHNOLOGIES LTD SHS | 186,582 | $22.64M | 3.4% | $121.32 | $115.36 | — | COM | M51363113 |
| — | TALLGRASS ENERGY LP CLASS A SH | 1,358,805 | $22.37M | 3.4% | $16.46 | $20.85 | — | COM | 874696107 |
| — | TIFFANY & CO NEW COM | 146,932 | $19.03M | 2.9% | $129.50 | $133.65 | — | COM | 886547108 |
| — | LIBERTY SIRIUS GROUP C | 566,500 | $17.91M | 2.7% | $31.62 | $31.90 | — | COM | 531229607 |
| — | RA PHARMACEUTICALS INC COM | 347,727 | $16.69M | 2.5% | $48.01 | $46.93 | — | COM | 74933V108 |
| — | CAESARS ENTMT CORP COM | 2,450,279 | $16.56M | 2.5% | $6.76 | $9.61 | — | COM | 127686103 |
| — | ADVANCED DISP SVCS INC DEL COM | 451,809 | $14.82M | 2.2% | $32.80 | $32.74 | — | COM | 00790X101 |
| — | WRIGHT MEDICAL GROUP | 511,958 | $14.67M | 2.2% | $28.65 | $29.81 | — | COM | N96617118 |
| — | GDL FUND | 1,741,664 | $13.65M | 2.1% | $7.84 | $9.52 | — | MUTUAL FUNDS | 361570104 |
| — | LOGMEIN INC COM | 150,650 | $12.55M | 1.9% | $83.28 | $83.64 | — | COM | 54142L109 |
| — | FORTY SEVEN INC COM | 129,200 | $12.33M | 1.9% | $95.42 | $95.42 | — | COM | 34983P104 |
| — | STARS GROUP INC COM | 561,716 | $11.47M | 1.7% | $20.42 | $25.10 | — | COM | 85570W100 |
| — | GABELLI DIV&INC TR COM | 642,380 | $9.514M | 1.4% | $14.81 | $18.63 | — | MUTUAL FUNDS | 36242H104 |
| — | FITBIT INC CL A | 1,424,626 | $9.488M | 1.4% | $6.66 | $6.58 | — | COM | 33812L102 |
| — | LEGG MASON INC COM | 177,483 | $8.67M | 1.3% | $48.85 | $48.85 | — | COM | 524901105 |
| — | ACACIA COMMUNICATIONS INC COM | 125,333 | $8.42M | 1.3% | $67.18 | $65.72 | — | COM | 00401C108 |
| — | TAUBMAN CTRS INC COM | 195,090 | $8.17M | 1.2% | $41.88 | $41.88 | — | COM | 876664103 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 400,271 | $8.061M | 1.2% | $20.14 | $21.29 | — | COM | 398438408 |
| — | KEMET CORPORATION COME NEW | 304,755 | $7.363M | 1.1% | $24.16 | $25.95 | — | COM | 488360207 |
| — | OMNOVA SOLUTIONS INC COM | 687,983 | $6.976M | 1.1% | $10.14 | $10.07 | — | COM | 682129101 |
| — | FORESCOUT TECHNOLOGIES INC COM | 169,433 | $5.352M | 0.8% | $31.59 | $31.59 | — | COM | 34553D101 |
| — | ADESTO TECHNOLOGIES CORP COM | 470,618 | $5.266M | 0.8% | $11.19 | $11.19 | — | COM | 00687D101 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 387,334 | $5.256M | 0.8% | $13.57 | $16.45 | — | MUTUAL FUNDS | 36242L105 |
| — | NEBULA ACQUISITION CORP COM CL | 513,293 | $5.21M | 0.8% | $10.15 | $9.93 | — | COM | 629076100 |
| LEN/B | LENNAR B SHARES | 178,281 | $5.156M | 0.8% | $28.92 * | $32.35 | +22.5% | COM | 526057302 |
| — | TERRAFORM PWR INC COM CL A | 306,205 | $4.829M | 0.7% | $15.77 | $15.77 | — | COM | 88104R209 |
| — | TD AMERITRADE HLDG CORP COM | 115,860 | $4.016M | 0.6% | $34.66 | $49.70 | — | COM | 87236Y108 |
| — | CRAFT BREW ALLIANCE INC COM | 236,385 | $3.522M | 0.5% | $14.90 | $16.13 | — | COM | 224122101 |
| — | LF CAP ACQUISITION CORP CL A | 338,393 | $3.469M | 0.5% | $10.25 | $9.68 | — | COM | 50200K108 |
| — | AMCI ACQUISITION CORP CLASS A | 339,950 | $3.454M | 0.5% | $10.16 | $9.86 | — | COM | 00165R101 |
| — | NEW PROVIDENCE ACQ C | 330,465 | $3.395M | 0.5% | $10.27 | $10.13 | — | COM | 64822P205 |
| — | FRONT YD RESIDENTIAL CORP COM | 269,586 | $3.222M | 0.5% | $11.95 | $11.95 | — | COM | 35904G107 |
| — | ANIXTER INTL INC COM | 36,000 | $3.163M | 0.5% | $87.86 | $91.52 | — | COM | 035290105 |
| — | FORUM MERGER II CORP CL A | 305,826 | $3.147M | 0.5% | $10.29 | $9.94 | — | COM | 34986F103 |
| — | E TRADE FINANCIAL CORP COM NEW | 90,766 | $3.115M | 0.5% | $34.32 | $34.32 | — | COM | 269246401 |
| — | INTERPRIVATE ACQ COR | 299,200 | $2.959M | 0.4% | $9.89 | $9.89 | — | COM | 46064A202 |
| PACB | PACIFIC BIOSCIENCES CALIF INCO | 950,949 | $2.91M | 0.4% | $3.06 * | $6.78 | -39.6% | COM | 69404D108 |
| — | UNION ACQUISITION CORP II SHS | 293,700 | $2.872M | 0.4% | $9.78 | $9.85 | — | COM | G9402Q100 |
| KKR | KKR & CO INC CL A | 114,410 | $2.685M | 0.4% | $23.47 * | $21.06 | +28.6% | COM | 48251W104 |
| GILT | GILAT SATELLITE NETWORKS LTDSH | 370,353 | $2.626M | 0.4% | $7.09 * | $7.44 | 0.0% | COM | M51474118 |
| — | LORAL SPACE & COMMUNICATNS ICO | 161,301 | $2.621M | 0.4% | $16.25 | $43.97 | — | COM | 543881106 |
| — | CIIG MERGER CORP UNIT 1 CL A & | 264,300 | $2.59M | 0.4% | $9.80 | $10.16 | — | COM | 12559C202 |
| — | CINCINNATI BELL PFD CVT 6.75 | 58,066 | $2.558M | 0.4% | $44.05 | $46.48 | — | CONVERTIBLE PREF | 171871403 |
| ALUS/U | ALUSSA ENERGY ACQ CO | 252,200 | $2.497M | 0.4% | $9.90 | $10.08 | — | COM | G0232J127 |
| HXL | HEXCEL CORP NEW COM | 66,406 | $2.47M | 0.4% | $37.20 * | $64.57 | 0.0% | COM | 428291108 |
| — | HEALTHCARE MERGER CORP A | 253,900 | $2.463M | 0.4% | $9.70 | $9.70 | — | COM | 42227L102 |
| — | ANDINA ACQUISITION CORP III SH | 243,600 | $2.453M | 0.4% | $10.07 | $9.91 | — | COM | G04415108 |
| — | FGL HLDGS ORD SHS | 247,969 | $2.43M | 0.4% | $9.80 | $9.80 | — | COM | G3402M102 |
| — | MEGALITH FINANCIAL ACQUISITION | 234,900 | $2.417M | 0.4% | $10.29 | $9.64 | — | COM | 58518F109 |
| — | HEALTHCARE MERGER CORP | 222,600 | $2.293M | 0.3% | $10.30 | $10.32 | — | COM | 42227L201 |
| — | PB BANCORP INC COM | 139,124 | $2.073M | 0.3% | $14.90 | $15.11 | — | COM | 70454T100 |
| — | GIGCAPITAL2 INC COM | 203,500 | $2.025M | 0.3% | $9.95 | $9.93 | — | COM | 375036100 |
| — | BRISTOL MYERS SQUIBB CO CONTNG | 495,735 | $1.884M | 0.3% | $3.80 | $3.01 | — | WARRANT AND RIGH | 110122157 |
| — | FINSERV ACQUISITION CORP | 186,300 | $1.878M | 0.3% | $10.08 | $10.21 | — | COM | 318085206 |
| GNW | GENWORTH FINL INC COM CL A | 553,610 | $1.838M | 0.3% | $3.32 * | $4.15 | -0.0% | COM | 37247D106 |
| — | MONOCLE ACQUISITION CORP COM | 176,000 | $1.769M | 0.3% | $10.05 | $9.90 | — | COM | 609754106 |
| FOX | FOX CORP CL B | 76,507 | $1.75M | 0.3% | $22.87 * | $34.43 | -13.7% | COM | 35137L204 |
| — | GABELLI MULTIMEDIA TRST INC | 322,246 | $1.743M | 0.3% | $5.41 | $7.29 | — | MUTUAL FUNDS | 36239Q109 |
| — | UNITED TECHNOLOGIES CORP | 18,085 | $1.706M | 0.3% | $94.33 | $94.33 | — | COM | 913017109 |
| — | PIVOTAL INVT CORP II COM CL A | 164,800 | $1.633M | 0.2% | $9.91 | $9.94 | — | COM | 72582K100 |
| — | CITIC CAPITAL ACQ | 162,700 | $1.603M | 0.2% | $9.85 | $9.85 | — | COM | G21513125 |
| — | GABELLI CV SECURITIES FUND | 357,988 | $1.597M | 0.2% | $4.46 | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| — | CENTRAL EUROPN MEDIA ENTRPRICO | 503,200 | $1.575M | 0.2% | $3.13 | $4.53 | — | COM | G20045202 |
| — | POPE RES DEL L P DEPOSITARY RC | 18,089 | $1.519M | 0.2% | $83.97 | $83.97 | — | COM | 732857107 |
| ALUS | ALUSSA ENERGY ACQ CORP | 156,800 | $1.505M | 0.2% | $9.60 | $9.60 | — | COM | G0232J101 |
| — | DELPHI TECHNOLOGIES PLC SHS | 184,481 | $1.485M | 0.2% | $8.05 | $8.05 | — | COM | G2709G107 |
| VZ | VERIZON COMMUNICATIONS | 27,000 | $1.451M | 0.2% | $53.74 * | $38.62 | +6.2% | COM | 92343V104 |
| OPCH | OPTION CARE HEALTH INC | 151,938 | $1.439M | 0.2% | $9.47 * | $14.66 | 0.0% | COM | 68404L201 |
| GNRUQ | GREENROSE ACQ CORP | 143,300 | $1.39M | 0.2% | $9.70 | $9.70 | — | COM | 395392202 |
| IBKR | INTERACTIVE BROKERS | 32,000 | $1.381M | 0.2% | $43.16 * | $12.75 | -8.5% | COM | 45841N107 |
| SONY | SONY CORP-ADR (B:SNE US) | 22,000 | $1.302M | 0.2% | $59.18 | $26.89 | — | COM | 835699307 |
| — | YUNHONG INTL UNIT EX | 135,400 | $1.286M | 0.2% | $9.50 | $9.50 | — | UNITS | G98882114 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.285M | 0.2% | $14.60 * | $16.93 | +8.2% | COM | 403829104 |
| RVPH | TENZING ACQUISITION CORP ORD S | 119,800 | $1.259M | 0.2% | $10.51 | $10.07 | — | COM | G8708A116 |
| — | BANCROFT FUND LTD COM | 63,300 | $1.232M | 0.2% | $19.46 | $18.58 | — | MUTUAL FUNDS | 059695106 |
| — | PROSHARES TRUST ULTRASHORT SP5 | 40,000 | $1.218M | 0.2% | $30.45 | $30.45 | — | ETF - EQUITY | 74347B383 |
| — | LIV CAP ACQUISITION CORP UNIT | 104,600 | $1.025M | 0.2% | $9.80 | $10.06 | — | UNITS | G5510C124 |
| — | TRINE ACQUISITION CORP COM CL | 99,000 | $984K | 0.1% | $9.94 | $9.70 | — | COM | 89628U108 |
| — | GABELLI GO ANYWHERE TRUST | 111,487 | $950K | 0.1% | $8.52 | $19.51 | — | MUTUAL FUNDS | 36250J109 |
| — | GAIN CAP HLDGS INC COM | 170,300 | $950K | 0.1% | $5.58 | $5.58 | — | COM | 36268W100 |
| — | MEET GROUP INC COM | 148,757 | $873K | 0.1% | $5.87 | $5.87 | — | COM | 58513U101 |
| — | NAVISTAR INTL CORP COM | 50,294 | $829K | 0.1% | $16.48 | $16.48 | — | COM | 63934E108 |
| — | CIRCOR INTL INC COM | 71,197 | $828K | 0.1% | $11.63 | $43.50 | — | COM | 17273K109 |
| — | APEX TECHNOLOGY ACQUISITN COCO | 79,500 | $775K | 0.1% | $9.75 | $9.87 | — | COM | 03768F102 |
| — | MACQUARIE INFRASTRUCTURE COMPA | 30,500 | $770K | 0.1% | $25.25 | $42.27 | — | COM | 55608B105 |
| — | CINCINNATI BELL INC NEW COM NE | 49,518 | $725K | 0.1% | $14.64 | $14.64 | — | COM | 171871502 |
| — | APEX TECHNOLOGY ACQUISITN | 69,600 | $706K | 0.1% | $10.14 | $10.14 | — | UNITS | 03768F201 |
| YTRA | YATRA ONLINE INC ORD SHS | 683,742 | $704K | 0.1% | $1.03 * | $4.07 | -30.8% | COM | G98338109 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $640K | 0.1% | $33.68 * | $33.03 | +7.1% | COM | 064058100 |
| — | VECTOIQ ACQUISITION CORP COM | 59,667 | $635K | 0.1% | $10.64 | $9.64 | — | COM | 92243N103 |
| — | GABELLI GLB SML & MD CP VAL CO | 82,711 | $601K | 0.1% | $7.27 | $11.20 | — | MUTUAL FUNDS | 36249W104 |
| — | TBPH 3 1/4 11/1/23 | 600,000 | $585K | 0.1% | $0.97 | $0.89 | — | CONVERTIBLE BOND | 88339KAA0 |
| — | DISCOVERY INC-C | 31,986 | $561K | 0.1% | $17.54 | $25.66 | — | COM | 25470F302 |
| MSM | MSC INDL DIRECT INC CL A | 10,000 | $550K | 0.1% | $55.00 * | $73.87 | -10.8% | COM | 553530106 |
| — | FLYING EAGLE ACQ COR | 53,600 | $534K | 0.1% | $9.96 | $9.96 | — | COM | 34407Y202 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 5,500 | $522K | 0.1% | $94.91 * | $22.72 | +43.3% | COM | 631103108 |
| — | SPWR 4 1/15/23 | 625,000 | $509K | 0.1% | $0.81 | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| CCB | COASTAL FINANCIAL CORP/WA | 47,800 | $502K | 0.1% | $10.50 * | $16.55 | -5.5% | COM | 19046P209 |
| — | RTI BIOLOGICS INC COM | 278,429 | $476K | 0.1% | $1.71 | $1.71 | — | COM | 74975N105 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $447K | 0.1% | $0.89 | $1.01 | — | CONVERTIBLE BOND | 90187BAA9 |
| NEM | NEWMONT CORP | 9,000 | $408K | 0.1% | $45.33 * | $14.41 | +163.0% | COM | 651639106 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $349K | 0.1% | $48.47 | $58.13 | — | COM | 451100101 |
| ENR | ENERGIZER HLDGS INC NEW | 11,500 | $348K | 0.1% | $30.26 * | $31.38 | +15.5% | COM | 29272W109 |
| — | NEE 4.872 9/1/22 CV PFD | 7,000 | $347K | 0.1% | $49.57 | $50.22 | — | CONVERTIBLE PREF | 65339F796 |
| PNC | PNC FINANCIAL CORP | 3,600 | $345K | 0.1% | $95.83 * | $98.99 | +9.4% | COM | 693475105 |
| TXN | TEXAS INSTRUMENTS INC | 3,300 | $330K | 0.0% | $100.00 | $66.51 | +52.8% | COM | 882508104 |
| — | FERRO CORP | 35,244 | $330K | 0.0% | $9.36 | $14.83 | — | COM | 315405100 |
| TDS | TELEPHONE & DATA SYS | 19,400 | $325K | 0.0% | $16.75 * | $24.08 | -9.9% | COM | 879433829 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $320K | 0.0% | $1280.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| MSGS | MADISON SQUARE GARDEN CO NEWCL | 1,500 | $317K | 0.0% | $211.33 * | $196.08 | -1.1% | COM | 55825T103 |
| C | CITIGROUP INC | 7,500 | $316K | 0.0% | $42.13 * | $49.36 | +9.8% | COM | 172967424 |
| — | ICPT 2.000 05/15/26 | 350,000 | $304K | 0.0% | $0.87 | $0.99 | — | CONVERTIBLE BOND | 45845PAB4 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 8,400 | $301K | 0.0% | $35.83 | $67.83 | — | COM | 78377T107 |
| — | FALCON MINERALS CORP | 138,914 | $299K | 0.0% | $2.15 | $7.15 | — | COM | 30607B109 |
| — | VIACOMCBS INC CL A | 16,723 | $298K | 0.0% | $17.82 | $44.85 | — | COM | 92556H107 |
| CAG | CONAGRA BRANDS INC | 10,000 | $293K | 0.0% | $29.30 * | $22.59 | +4.2% | COM | 205887102 |
| NFG | NATIONAL FUEL GAS CO N J COM | 7,750 | $289K | 0.0% | $37.29 * | $53.56 | -23.5% | COM | 636180101 |
| — | RDUS 3.000 09/01/24 | 400,000 | $284K | 0.0% | $0.71 | $0.84 | — | CONVERTIBLE BOND | 750469AA6 |
| — | INFN 2 1/8 9/1/24 | 350,000 | $282K | 0.0% | $0.81 | $0.69 | — | CONVERTIBLE BOND | 45667GAC7 |
| TXT | TEXTRON INC | 10,500 | $280K | 0.0% | $26.67 * | $49.20 | -18.5% | COM | 883203101 |
| — | QIAGEN NV SHS NEW | 6,700 | $279K | 0.0% | $41.64 | $33.73 | — | COM | N72482123 |
| — | CHURCHILL CAPITAL CORP III | 26,000 | $260K | 0.0% | $10.00 | $10.00 | — | COM | 17144C203 |
| VMC | VULCAN MATLS CO COM | 2,400 | $259K | 0.0% | $107.92 * | $95.27 | +27.5% | COM | 929160109 |
| — | BANK OF AMERICA CV PFD L 7.250 | 200 | $258K | 0.0% | $1290.00 | $1276.25 | — | CONVERTIBLE PREF | 060505682 |
| — | AVANTOR INC SR A COV PFD | 5,500 | $251K | 0.0% | $45.64 | $59.10 | — | CONVERTIBLE PREF | 05352A209 |
| BC | BRUNSWICK CORP | 7,000 | $248K | 0.0% | $35.43 * | $43.41 | +9.0% | COM | 117043109 |
| BHC | BAUSCH HEALTH COMPANIES INC CO | 16,000 | $248K | 0.0% | $15.50 * | $23.36 | +3.2% | COM | 071734107 |
| — | IPHI 1 1/8 12/1/20 | 125,000 | $247K | 0.0% | $1.98 | $1.34 | — | CONVERTIBLE BOND | 45772FAB3 |
| — | GENERAL ELEC CO | 30,500 | $242K | 0.0% | $7.93 | $7.56 | — | COM | 369604103 |
| GDX | VANECK VECTORS GOLD MINERS ETF | 10,200 | $235K | 0.0% | $23.04 | $23.04 | — | ETF - EQUITY | 92189F106 |
| — | CAROLINA FINL CORP NEW COM | 9,047 | $234K | 0.0% | $25.86 | $25.86 | — | COM | 143873107 |
| DIS | DISNEY WALT PRODTNS | 2,400 | $232K | 0.0% | $96.67 * | $107.88 | +14.5% | COM | 254687106 |
| — | PVGCN 2 1/4 3/15/22 | 250,000 | $232K | 0.0% | $0.93 | $1.04 | — | CONVERTIBLE BOND | 74139CAB8 |
| CI | CIGNA CORP NEW | 1,300 | $230K | 0.0% | $176.92 | $167.70 | +5.8% | COM | 125523100 |
| PRGO | PERRIGO COMPANY | 4,500 | $216K | 0.0% | $48.00 * | $53.64 | 0.0% | COM | G97822103 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $216K | 0.0% | $19.05 | $15.24 | — | COM | 531229888 |
| CVS | CVS HEALTH CORP | 3,500 | $208K | 0.0% | $59.43 * | $57.42 | -3.7% | COM | 126650100 |
| — | DISH NETWORK CORPORATION | 10,234 | $205K | 0.0% | $20.03 | $48.39 | — | COM | 25470M109 |
| — | MIC 2 10/1/23 | 250,000 | $198K | 0.0% | $0.79 | $0.91 | — | CONVERTIBLE BOND | 55608BAB1 |
| — | VIACOMCBS INC CL B | 13,350 | $187K | 0.0% | $14.01 | $14.01 | — | COM | 92556H206 |
| — | COLL 2 5/8 2/15/26 | 200,000 | $184K | 0.0% | $0.92 | $0.92 | — | CONVERTIBLE BOND | 19459JAA2 |
| — | TWTR 1/4 6/15/24 | 200,000 | $179K | 0.0% | $0.90 | $0.97 | — | CONVERTIBLE BOND | 90184LAF9 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 10,000 | $178K | 0.0% | $17.80 | $23.41 | — | COM | 36164Y101 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $174K | 0.0% | $11.92 * | $1.80 | +588.5% | COM | 218352102 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 29,500 | $171K | 0.0% | $5.80 | $16.86 | — | COM | 40049J206 |
| — | VECO 2.7 1/15/23 | 200,000 | $165K | 0.0% | $0.82 | $0.94 | — | CONVERTIBLE BOND | 922417AD2 |
| — | CHENIERE ENERGY, INC. 4.2500 | 250,000 | $164K | 0.0% | $0.66 | $0.78 | — | CONVERTIBLE BOND | 16411RAG4 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $163K | 0.0% | $0.81 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| CNH | CNH INDUSTRIAL NV | 27,000 | $151K | 0.0% | $5.59 * | $8.32 | -16.4% | COM | N20944109 |
| — | HLX 4 1/8 9/15/23 | 200,000 | $135K | 0.0% | $0.68 | $1.19 | — | CONVERTIBLE BOND | 42330PAJ6 |
| — | MSG NETWORK INC CL A | 11,500 | $117K | 0.0% | $10.17 | $17.39 | — | COM | 553573106 |
| SSP | SCRIPPS E W CO OHIO CL A | 14,500 | $109K | 0.0% | $7.52 * | $13.25 | -30.0% | COM | 811054402 |
| EVH | EVOLENT HEALTH INC CL A | 18,700 | $102K | 0.0% | $5.45 * | $11.63 | -23.2% | COM | 30050B101 |
| — | FORUM MERGER II CORP WT EXP 09 | 368,900 | $100K | 0.0% | $0.27 | $0.44 | — | WARRANT AND RIGH | 34986F111 |
| — | TLRY 5 10/1/23 | 300,000 | $95,000 | 0.0% | $0.32 | $0.32 | — | CONVERTIBLE BOND | 88688TAB6 |
| — | LF CAP ACQUISITION CORP WT EXP | 338,393 | $88,000 | 0.0% | $0.26 | $0.50 | — | WARRANT AND RIGH | 50200K116 |
| CCO | CLEAR CHANNEL OUTDOOR HLDG | 134,500 | $86,000 | 0.0% | $0.64 * | $3.17 | -33.0% | COM | 18453H106 |
| — | OIS 1 1/2 2/15/23 | 200,000 | $83,000 | 0.0% | $0.41 | $0.85 | — | CONVERTIBLE BOND | 678026AH8 |
| — | VECTOIQ ACQUISITION CORP WT EX | 41,590 | $81,000 | 0.0% | $1.95 | $0.59 | — | WARRANT AND RIGH | 92243N111 |
| — | AMCI ACQUISITION CORP WT EXP 0 | 418,600 | $75,000 | 0.0% | $0.18 | $0.28 | — | WARRANT AND RIGH | 00165R119 |
| — | UNION ACQUISITION CORP II WT E | 293,700 | $73,000 | 0.0% | $0.25 | $0.38 | — | WARRANT AND RIGH | G9402Q126 |
| BRSL | INTERNATIONAL GAME TECH PLC SH | 11,000 | $65,000 | 0.0% | $5.91 * | $8.97 | -12.6% | COM | G4863A108 |
| — | VEON LTD ADR | 42,000 | $63,000 | 0.0% | $1.50 | $3.14 | — | COM | 91822M106 |
| — | GIGCAPITAL2 INC WT EXP 022826 | 203,500 | $63,000 | 0.0% | $0.31 | $0.32 | — | WARRANT AND RIGH | 375036118 |
| CHR | GLORY STAR NEW MEDIA GROUP H | 14,798 | $61,000 | 0.0% | $4.12 * | $3245.40 | 0.0% | COM | G39973105 |
| — | NEBULA ACQUISITION CORP WT EXP | 59,166 | $60,000 | 0.0% | $1.01 | $1.35 | — | WARRANT AND RIGH | 629076118 |
| — | GAMCO NAT RESOURCE GOLD X | 14,235 | $55,000 | 0.0% | $3.86 | $3.86 | — | MUTUAL FUNDS | 36465E101 |
| — | GIGCAPITAL2 INC RT | 203,500 | $41,000 | 0.0% | $0.20 | $0.25 | — | WARRANT AND RIGH | 375036126 |
| — | PIVOTAL INVT CORP II WT EXP 06 | 54,932 | $38,000 | 0.0% | $0.69 | $0.78 | — | WARRANT AND RIGH | 72582K118 |
| — | APEX TECHNOLOGY ACQUISITN COWT | 39,750 | $36,000 | 0.0% | $0.91 | $1.16 | — | WARRANT AND RIGH | 03768F110 |
| — | PROFICIENT ALPHA ACQUSTN CORRT | 164,000 | $33,000 | 0.0% | $0.20 | $0.17 | — | WARRANT AND RIGH | 74317H121 |
| — | MONOCLE ACQUISITION CORP WT EX | 102,000 | $31,000 | 0.0% | $0.30 | $0.35 | — | WARRANT AND RIGH | 609754114 |
| — | TRINE ACQUISITION CORP WT EXP | 49,500 | $30,000 | 0.0% | $0.61 | $0.75 | — | WARRANT AND RIGH | 89628U116 |
| — | ANDINA ACQUISITION CORP III RT | 243,600 | $29,000 | 0.0% | $0.12 | $0.26 | — | WARRANT AND RIGH | G04415132 |
| SNAXW | ANDINA ACQUISITION CORP III WT | 243,600 | $24,000 | 0.0% | $0.10 | $0.21 | — | WARRANT AND RIGH | G04415124 |
| ARLO | ARLO TECHNOLOGIES INC COM | 10,000 | $24,000 | 0.0% | $2.40 * | $3.47 | 0.0% | COM | 04206A101 |
| — | FELLAZO INC RT | 145,800 | $22,000 | 0.0% | $0.15 | $0.17 | — | WARRANT AND RIGH | G3362K146 |
| — | TENZING ACQUISITION CORP WT EX | 194,500 | $18,000 | 0.0% | $0.09 | $0.16 | — | WARRANT AND RIGH | G8708A108 |
| — | GLORY STAR NEW MEDIA GROUP H | 208,580 | $17,000 | 0.0% | $0.08 | $0.08 | — | WARRANT AND RIGH | G39973113 |
| OPK | OPKO HEALTH INC COM | 10,000 | $13,000 | 0.0% | $1.30 * | $7.71 | -79.7% | COM | 68375N103 |
| — | AGBA ACQUISITION LTD RT | 87,800 | $13,000 | 0.0% | $0.15 | $0.21 | — | WARRANT AND RIGH | G0120M125 |
| — | FELLAZO INC WT EXP 051526 | 145,800 | $9,000 | 0.0% | $0.06 | $0.05 | — | WARRANT AND RIGH | G3362K120 |
| — | PROFICIENT ALPHA ACQUSTN CORWT | 153,900 | $8,000 | 0.0% | $0.05 | $0.15 | — | WARRANT AND RIGH | 74317H113 |
| — | AGBA ACQUISITION LTD WT EXP 05 | 87,800 | $5,000 | 0.0% | $0.06 | $0.06 | — | WARRANT AND RIGH | G0120M117 |