Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 13, 2020
Total Value: $439M (99.1% shares, 0.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 2,931,791 | $39.02M | 8.9% | $13.31 * | $19.94 | -52.0% | COM | 361438104 |
| — | EL PASO ELEC CO COM NEW | 425,991 | $28.54M | 6.5% | $67.00 | $67.48 | — | COM | 283677854 |
| — | CAESARS ENTMT CORP COM | 1,855,021 | $22.5M | 5.1% | $12.13 | $9.61 | — | COM | 127686103 |
| — | TECH DATA CORP COM | 150,197 | $21.76M | 5.0% | $144.90 | $142.57 | — | COM | 878237106 |
| — | LIBERTY SIRIUS GROUP C | 516,225 | $17.78M | 4.0% | $34.45 | $31.90 | — | COM | 531229607 |
| — | LOGMEIN INC COM | 173,619 | $14.72M | 3.3% | $84.77 | $83.79 | — | COM | 54142L109 |
| — | GDL FUND | 1,741,664 | $14.33M | 3.3% | $8.23 | $9.52 | — | MUTUAL FUNDS | 361570104 |
| — | WRIGHT MEDICAL GROUP | 474,368 | $14.1M | 3.2% | $29.72 | $29.81 | — | COM | N96617118 |
| — | LEGG MASON INC COM | 280,451 | $13.95M | 3.2% | $49.75 | $49.18 | — | COM | 524901105 |
| — | TIFFANY & CO NEW COM | 96,873 | $11.81M | 2.7% | $121.94 | $133.65 | — | COM | 886547108 |
| — | ADVANCED DISP SVCS INC DEL COM | 378,607 | $11.42M | 2.6% | $30.17 | $32.74 | — | COM | 00790X101 |
| — | GABELLI DIV&INC TR COM | 642,465 | $11.31M | 2.6% | $17.60 | $18.63 | — | MUTUAL FUNDS | 36242H104 |
| — | PORTOLA PHARMACEUTICALS INC CO | 521,822 | $9.388M | 2.1% | $17.99 | $17.99 | — | COM | 737010108 |
| — | FITBIT INC CL A | 1,132,087 | $7.313M | 1.7% | $6.46 | $6.58 | — | COM | 33812L102 |
| — | E TRADE FINANCIAL CORP COM NEW | 145,750 | $7.248M | 1.6% | $49.73 | $40.13 | — | COM | 269246401 |
| — | ACACIA COMMUNICATIONS INC COM | 100,962 | $6.784M | 1.5% | $67.19 | $65.72 | — | COM | 00401C108 |
| LEN/B | LENNAR B SHARES | 143,014 | $6.592M | 1.5% | $46.09 * | $32.35 | +6.3% | COM | 526057302 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 389,449 | $6.165M | 1.4% | $15.83 | $16.45 | — | MUTUAL FUNDS | 36242L105 |
| — | GS ACQUISITION HOLDINGS CORP | 527,500 | $5.544M | 1.3% | $10.51 | $10.51 | — | COM | 36258Q204 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 298,971 | $5.453M | 1.2% | $18.24 | $21.29 | — | COM | 398438408 |
| — | ADESTO TECHNOLOGIES CORP COM | 344,052 | $4.314M | 1.0% | $12.54 | $11.19 | — | COM | 00687D101 |
| — | FORESCOUT TECHNOLOGIES INC COM | 202,348 | $4.29M | 1.0% | $21.20 | $29.90 | — | COM | 34553D101 |
| — | DELPHI TECHNOLOGIES PLC SHS | 295,966 | $4.206M | 1.0% | $14.21 | $10.37 | — | COM | G2709G107 |
| — | TD AMERITRADE HLDG CORP COM | 106,904 | $3.889M | 0.9% | $36.38 | $49.70 | — | COM | 87236Y108 |
| — | 58.COM INC-ADR | 71,900 | $3.878M | 0.9% | $53.94 | $53.94 | — | COM | 31680Q104 |
| — | LF CAP ACQUISITION CORP CL A | 338,393 | $3.621M | 0.8% | $10.70 | $9.68 | — | COM | 50200K108 |
| KKR | KKR & CO INC CL A | 114,410 | $3.533M | 0.8% | $30.88 * | $21.06 | +20.9% | COM | 48251W104 |
| — | NEW PROVIDENCE ACQ C | 330,465 | $3.486M | 0.8% | $10.55 | $10.13 | — | COM | 64822P205 |
| — | CRAFT BREW ALLIANCE INC COM | 224,336 | $3.453M | 0.8% | $15.39 | $16.13 | — | COM | 224122101 |
| — | MEET GROUP INC COM | 544,298 | $3.396M | 0.8% | $6.24 | $6.14 | — | COM | 58513U101 |
| — | CITIC CAPITAL ACQ | 319,700 | $3.213M | 0.7% | $10.05 | $9.95 | — | COM | G21513125 |
| — | INTERPRIVATE ACQ COR | 299,200 | $3.04M | 0.7% | $10.16 | $9.89 | — | COM | 46064A202 |
| — | CINCINNATI BELL PFD CVT 6.75 | 62,973 | $3.018M | 0.7% | $47.93 | $46.60 | — | CONVERTIBLE PREF | 171871403 |
| — | UNION ACQUISITION CORP II SHS | 293,700 | $2.937M | 0.7% | $10.00 | $9.85 | — | COM | G9402Q100 |
| — | CIIG MERGER CORP UNIT 1 CL A & | 264,300 | $2.709M | 0.6% | $10.25 | $10.16 | — | COM | 12559C202 |
| — | GAIN CAP HLDGS INC COM | 444,300 | $2.675M | 0.6% | $6.02 | $5.85 | — | COM | 36268W100 |
| — | HEALTHCARE MERGER CORP A | 253,900 | $2.544M | 0.6% | $10.02 | $9.70 | — | COM | 42227L102 |
| PACB | PACIFIC BIOSCIENCES CALIF INCO | 733,892 | $2.532M | 0.6% | $3.45 | $6.78 | -49.8% | COM | 69404D108 |
| ALUS/U | ALUSSA ENERGY ACQ CO | 252,200 | $2.525M | 0.6% | $10.01 | $10.08 | — | COM | G0232J127 |
| — | ANDINA ACQUISITION CORP III SH | 243,600 | $2.499M | 0.6% | $10.26 | $9.91 | — | COM | G04415108 |
| — | MEGALITH FINANCIAL ACQUISITION | 210,400 | $2.303M | 0.5% | $10.95 | $9.64 | — | COM | 58518F109 |
| — | HEALTHCARE MERGER CORP | 222,600 | $2.297M | 0.5% | $10.32 | $10.32 | — | COM | 42227L201 |
| — | LORAL SPACE & COMMUNICATNS ICO | 111,998 | $2.186M | 0.5% | $19.52 | $43.97 | — | COM | 543881106 |
| — | FUSION ACQUISITION CORP | 212,151 | $2.155M | 0.5% | $10.16 | $10.16 | — | COM | 36118H204 |
| IPOC/U | SOCIAL CAP HEDSPIA HLDG CO IUN | 180,000 | $2.137M | 0.5% | $11.87 | $11.87 | — | UNITS | G8251K123 |
| — | GABELLI MULTIMEDIA TRST INC | 322,246 | $2.095M | 0.5% | $6.50 | $7.29 | — | MUTUAL FUNDS | 36239Q109 |
| — | GIGCAPITAL2 INC COM | 203,500 | $2.063M | 0.5% | $10.14 | $9.93 | — | COM | 375036100 |
| — | FINSERV ACQUISITION CORP | 186,300 | $1.956M | 0.4% | $10.50 | $10.21 | — | COM | 318085206 |
| WTW | WILLIS TOWERS WATSON PUB LTD S | 9,700 | $1.91M | 0.4% | $196.91 * | $177.44 | 0.0% | COM | G96629103 |
| IPOB/U | SOCIAL CAP HDOSPHIA HLDG CO UN | 148,800 | $1.869M | 0.4% | $12.56 | $12.56 | — | UNITS | G8250T117 |
| — | APEX TECHNOLOGY ACQUISITN COCO | 180,600 | $1.849M | 0.4% | $10.24 | $10.08 | — | COM | 03768F102 |
| — | GABELLI CV SECURITIES FUND | 357,988 | $1.833M | 0.4% | $5.12 | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| — | MONOCLE ACQUISITION CORP COM | 176,000 | $1.808M | 0.4% | $10.27 | $9.90 | — | COM | 609754106 |
| GILT | GILAT SATELLITE NETWORKS LTDSH | 273,653 | $1.743M | 0.4% | $6.37 * | $7.44 | -10.7% | COM | M51474118 |
| — | NAVISTAR INTL CORP COM | 61,349 | $1.73M | 0.4% | $28.20 | $18.59 | — | COM | 63934E108 |
| — | PIVOTAL INVT CORP II COM CL A | 164,800 | $1.673M | 0.4% | $10.15 | $9.94 | — | COM | 72582K100 |
| — | CENTRAL EUROPN MEDIA ENTRPRICO | 460,126 | $1.629M | 0.4% | $3.54 | $4.53 | — | COM | G20045202 |
| OPCH | OPTION CARE HEALTH INC | 112,728 | $1.565M | 0.4% | $13.88 * | $14.66 | -9.8% | COM | 68404L201 |
| ALUS | ALUSSA ENERGY ACQ CORP | 156,800 | $1.544M | 0.4% | $9.85 | $9.60 | — | COM | G0232J101 |
| — | JUNIPER INDL HLDGS INC UNIT EX | 147,600 | $1.52M | 0.3% | $10.30 | $10.30 | — | UNITS | 48205G205 |
| JWS/U | JWS/U ACQUISITION CORP | 144,800 | $1.51M | 0.3% | $10.43 | $10.43 | — | COM | G50744120 |
| — | BANCROFT FUND LTD COM | 63,300 | $1.51M | 0.3% | $23.85 | $18.58 | — | MUTUAL FUNDS | 059695106 |
| FOX | FOX CORP CL B | 56,163 | $1.507M | 0.3% | $26.83 * | $34.43 | -28.6% | COM | 35137L204 |
| VZ | VERIZON COMMUNICATIONS | 27,000 | $1.489M | 0.3% | $55.15 * | $38.62 | +5.5% | COM | 92343V104 |
| GNRUQ | GREENROSE ACQ CORP | 143,300 | $1.434M | 0.3% | $10.01 | $9.70 | — | COM | 395392202 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.412M | 0.3% | $16.05 | $16.93 | -5.6% | COM | 403829104 |
| TREB/U | TREBIA ACQUISITION CORP | 132,122 | $1.381M | 0.3% | $10.45 | $10.45 | — | COM | G9027T125 |
| — | BRISTOL MYERS SQUIBB CO CONTNG | 382,329 | $1.369M | 0.3% | $3.58 | $3.01 | — | WARRANT AND RIGH | 110122157 |
| — | TAUBMAN CTRS INC COM | 36,113 | $1.364M | 0.3% | $37.77 | $41.88 | — | COM | 876664103 |
| — | YUNHONG INTL UNIT EX | 135,400 | $1.361M | 0.3% | $10.05 | $9.50 | — | UNITS | G98882114 |
| — | BITAUTO HLDGS LTD SPONSORED AD | 84,800 | $1.344M | 0.3% | $15.85 | $15.85 | — | COM | 091727107 |
| — | FLYING EAGLE ACQ COR | 115,000 | $1.34M | 0.3% | $11.65 | $10.86 | — | COM | 34407Y202 |
| IBKR | INTERACTIVE BROKERS | 32,000 | $1.337M | 0.3% | $41.78 * | $12.75 | -20.7% | COM | 45841N107 |
| RVPH | TENZING ACQUISITION CORP ORD S | 119,800 | $1.288M | 0.3% | $10.75 | $10.07 | — | COM | G8708A116 |
| SONY | SONY CORP-ADR (B:SNE US) | 18,500 | $1.279M | 0.3% | $69.14 | $26.89 | — | COM | 835699307 |
| — | CINCINNATI BELL INC NEW COM NE | 82,400 | $1.224M | 0.3% | $14.85 | $14.73 | — | COM | 171871502 |
| TMUS | T-MOBILE US INC | 11,500 | $1.198M | 0.3% | $104.17 * | $92.61 | 0.0% | COM | 872590104 |
| — | TERRAFORM PWR INC COM CL A | 61,757 | $1.139M | 0.3% | $18.44 | $15.77 | — | COM | 88104R209 |
| — | FOLEY TRASIMENE ACQUISTN CORUN | 106,200 | $1.133M | 0.3% | $10.67 | $10.67 | — | UNITS | 34431F203 |
| — | GABELLI GO ANYWHERE TRUST | 111,487 | $1.078M | 0.2% | $9.67 | $19.51 | — | MUTUAL FUNDS | 36250J109 |
| — | LIV CAP ACQUISITION CORP UNIT | 104,600 | $1.072M | 0.2% | $10.25 | $10.06 | — | UNITS | G5510C124 |
| — | TRINE ACQUISITION CORP COM CL | 99,000 | $1.035M | 0.2% | $10.45 | $9.70 | — | COM | 89628U108 |
| — | APEX TECHNOLOGY ACQUISITN | 89,711 | $1.03M | 0.2% | $11.48 | $10.44 | — | UNITS | 03768F201 |
| GNW | GENWORTH FINL INC COM CL A | 429,019 | $991K | 0.2% | $2.31 * | $4.15 | -24.1% | COM | 37247D106 |
| — | RTI BIOLOGICS INC COM | 280,131 | $891K | 0.2% | $3.18 | $1.71 | — | COM | 74975N105 |
| — | DISCOVERY INC-C | 44,908 | $865K | 0.2% | $19.26 | $23.82 | — | COM | 25470F302 |
| — | FLYING EAGLE ACQUISITION CORCO | 78,800 | $865K | 0.2% | $10.98 | $10.98 | — | COM | 34407Y103 |
| HXL | HEXCEL CORP NEW COM | 17,778 | $804K | 0.2% | $45.22 * | $64.57 | -44.9% | COM | 428291108 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $734K | 0.2% | $38.63 * | $33.03 | -5.9% | COM | 064058100 |
| — | GABELLI GLB SML & MD CP VAL CO | 82,711 | $734K | 0.2% | $8.87 | $11.20 | — | MUTUAL FUNDS | 36249W104 |
| — | FERRO CORP | 60,434 | $722K | 0.2% | $11.95 | $13.63 | — | COM | 315405100 |
| CCB | COASTAL FINANCIAL CORP/WA | 47,800 | $694K | 0.2% | $14.52 * | $16.55 | -20.4% | COM | 19046P209 |
| — | MACQUARIE INFRASTRUCTURE COMPA | 21,700 | $666K | 0.2% | $30.69 | $42.27 | — | COM | 55608B105 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 5,500 | $657K | 0.1% | $119.45 * | $22.72 | +51.5% | COM | 631103108 |
| MSM | MSC INDL DIRECT INC CL A | 9,000 | $655K | 0.1% | $72.78 * | $73.87 | -12.7% | COM | 553530106 |
| — | GCI LIBERTY INC COM CLASS A | 9,164 | $652K | 0.1% | $71.15 | $71.15 | — | COM | 36164V305 |
| — | CHURCHILL CAPITAL CORP III | 55,400 | $627K | 0.1% | $11.32 | $10.70 | — | COM | 17144C203 |
| — | FRONT YD RESIDENTIAL CORP COM | 70,112 | $610K | 0.1% | $8.70 | $11.95 | — | COM | 35904G107 |
| NEM | NEWMONT CORP | 9,600 | $593K | 0.1% | $61.77 * | $16.63 | +199.9% | COM | 651639106 |
| — | TBPH 3 1/4 11/1/23 | 600,000 | $583K | 0.1% | $0.97 | $0.89 | — | CONVERTIBLE BOND | 88339KAA0 |
| — | SPWR 4 1/15/23 | 625,000 | $502K | 0.1% | $0.80 | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| ENR | ENERGIZER HLDGS INC NEW | 10,500 | $499K | 0.1% | $47.52 * | $31.38 | +4.8% | COM | 29272W109 |
| TXN | TEXAS INSTRUMENTS INC | 3,300 | $419K | 0.1% | $126.97 * | $66.51 | +49.6% | COM | 882508104 |
| — | QIAGEN NV SHS NEW | 9,600 | $411K | 0.1% | $42.81 | $36.47 | — | COM | N72482123 |
| — | PIVOTAL INVT CORP II UNIT EX 0 | 39,700 | $409K | 0.1% | $10.30 | $10.30 | — | UNITS | 72582K209 |
| — | GRUBHUB INC COM | 5,400 | $380K | 0.1% | $70.37 | $70.37 | — | COM | 400110102 |
| PNC | PNC FINANCIAL CORP | 3,600 | $379K | 0.1% | $105.28 * | $98.99 | -13.2% | COM | 693475105 |
| — | AVANTOR INC SR A COV PFD | 6,500 | $375K | 0.1% | $57.69 | $58.88 | — | CONVERTIBLE PREF | 05352A209 |
| BHC | BAUSCH HEALTH COMPANIES INC CO | 20,500 | $375K | 0.1% | $18.29 * | $22.10 | -20.3% | COM | 071734107 |
| TDS | TELEPHONE & DATA SYS | 18,100 | $360K | 0.1% | $19.89 * | $24.08 | -20.6% | COM | 879433829 |
| C | CITIGROUP INC | 7,000 | $358K | 0.1% | $51.14 * | $49.36 | -21.6% | COM | 172967424 |
| — | AMCI ACQUISITION CORP CLASS A | 34,680 | $354K | 0.1% | $10.21 | $9.86 | — | COM | 00165R101 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $349K | 0.1% | $48.47 | $58.13 | — | COM | 451100101 |
| — | TWO 6 1/4 1/15/22 | 350,000 | $344K | 0.1% | $0.98 | $1.01 | — | CONVERTIBLE BOND | 90187BAA9 |
| — | NEE 4.872 9/1/22 CV PFD | 7,000 | $341K | 0.1% | $48.71 | $50.22 | — | CONVERTIBLE PREF | 65339F796 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $329K | 0.1% | $1316.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| — | FALCON MINERALS CORP | 102,714 | $329K | 0.1% | $3.20 | $7.15 | — | COM | 30607B109 |
| — | VIACOMCBS INC CL A | 12,435 | $318K | 0.1% | $25.57 | $44.85 | — | COM | 92556H107 |
| — | DISH NETWORK CORPORATION | 9,000 | $311K | 0.1% | $34.56 | $48.39 | — | COM | 25470M109 |
| — | LF CAP ACQUISITION CORP WT EXP | 338,393 | $305K | 0.1% | $0.90 | $0.50 | — | WARRANT AND RIGH | 50200K116 |
| — | INFN 2 1/8 9/1/24 | 350,000 | $299K | 0.1% | $0.85 | $0.69 | — | CONVERTIBLE BOND | 45667GAC7 |
| — | RDUS 3.000 09/01/24 | 400,000 | $297K | 0.1% | $0.74 | $0.84 | — | CONVERTIBLE BOND | 750469AA6 |
| TXT | TEXTRON INC | 9,000 | $296K | 0.1% | $32.89 * | $49.20 | -40.4% | COM | 883203101 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 15,400 | $286K | 0.1% | $18.57 | $21.71 | — | COM | 36164Y101 |
| — | MIC 2 10/1/23 | 325,000 | $284K | 0.1% | $0.87 | $0.90 | — | CONVERTIBLE BOND | 55608BAB1 |
| BC | BRUNSWICK CORP | 4,400 | $282K | 0.1% | $64.09 * | $43.41 | +2.9% | COM | 117043109 |
| NFG | NATIONAL FUEL GAS CO N J COM | 6,700 | $281K | 0.1% | $41.94 * | $53.56 | -23.8% | COM | 636180101 |
| VMC | VULCAN MATLS CO COM | 2,400 | $278K | 0.1% | $115.83 * | $95.27 | +9.7% | COM | 929160109 |
| — | BANK OF AMERICA CV PFD L 7.250 | 200 | $270K | 0.1% | $1350.00 | $1276.25 | — | CONVERTIBLE PREF | 060505682 |
| — | LUV 1 1/4 5/1/25 | 225,000 | $270K | 0.1% | $1.20 | $1.20 | — | CONVERTIBLE BOND | 844741BG2 |
| DIS | DISNEY WALT PRODTNS | 2,400 | $268K | 0.1% | $111.67 * | $107.88 | -0.0% | COM | 254687106 |
| YTRA | YATRA ONLINE INC ORD SHS | 392,544 | $267K | 0.1% | $0.68 * | $4.07 | -73.6% | COM | G98338109 |
| ABBV | ABBVIE INC COM | 2,577 | $253K | 0.1% | $98.18 * | $70.50 | 0.0% | COM | 00287Y109 |
| — | ICPT 2.000 05/15/26 | 350,000 | $252K | 0.1% | $0.72 | $0.99 | — | CONVERTIBLE BOND | 45845PAB4 |
| — | FORUM MERGER II CORP WT EXP 09 | 53,175 | $250K | 0.1% | $4.70 | $0.44 | — | WARRANT AND RIGH | 34986F111 |
| PRGO | PERRIGO COMPANY | 4,500 | $249K | 0.1% | $55.33 * | $53.64 | -1.8% | COM | G97822103 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $246K | 0.1% | $16.85 * | $1.80 | +681.6% | COM | 218352102 |
| CI | CIGNA CORP NEW | 1,300 | $244K | 0.1% | $187.69 * | $167.70 | +3.5% | COM | 125523100 |
| — | PROSHARES TRUST ULTRASHORT SP5 | 12,500 | $243K | 0.1% | $19.44 | $30.45 | — | ETF - EQUITY | 74347B383 |
| HCA | HCA HEALTHCARE INC | 2,500 | $243K | 0.1% | $97.20 * | $99.34 | 0.0% | COM | 40412C101 |
| META | FACEBOOK INC CL A | 1,050 | $238K | 0.1% | $226.67 * | $207.33 | 0.0% | COM | 30303M102 |
| — | TEXAS PAC LD TR SUB CTF PROP I | 400 | $238K | 0.1% | $595.00 | $595.00 | — | COM | 882610108 |
| BDX | BECTON DICKINSON & CO COM | 950 | $227K | 0.1% | $238.95 * | $220.31 | 0.0% | COM | 075887109 |
| CVS | CVS HEALTH CORP | 3,500 | $227K | 0.1% | $64.86 * | $57.42 | -8.4% | COM | 126650100 |
| BIO | BIO RAD LABS INC CL A | 500 | $226K | 0.1% | $452.00 * | $441.30 | 0.0% | COM | 090572207 |
| CNH | CNH INDUSTRIAL NV | 30,250 | $213K | 0.0% | $7.04 * | $7.96 | -38.0% | COM | N20944109 |
| — | TWTR 1/4 6/15/24 | 200,000 | $189K | 0.0% | $0.94 | $0.97 | — | CONVERTIBLE BOND | 90184LAF9 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 35,500 | $186K | 0.0% | $5.24 | $14.90 | — | COM | 40049J206 |
| — | VECO 2.7 1/15/23 | 200,000 | $185K | 0.0% | $0.93 | $0.94 | — | CONVERTIBLE BOND | 922417AD2 |
| — | COLL 2 5/8 2/15/26 | 200,000 | $180K | 0.0% | $0.90 | $0.92 | — | CONVERTIBLE BOND | 19459JAA2 |
| — | HLX 4 1/8 9/15/23 | 200,000 | $175K | 0.0% | $0.88 | $1.19 | — | CONVERTIBLE BOND | 42330PAJ6 |
| — | FLXN 3 3/8 5/1/24 | 200,000 | $171K | 0.0% | $0.85 | $0.85 | — | CONVERTIBLE BOND | 33938JAB2 |
| — | CHENIERE ENERGY, INC. 4.250 0 | 250,000 | $159K | 0.0% | $0.64 | $0.78 | — | CONVERTIBLE BOND | 16411RAG4 |
| — | GENERAL ELEC CO | 22,500 | $154K | 0.0% | $6.84 | $7.56 | — | COM | 369604103 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $151K | 0.0% | $0.76 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| BRSL | INTERNATIONAL GAME TECH PLC SH | 15,000 | $134K | 0.0% | $8.93 * | $8.05 | -31.4% | COM | G4863A108 |
| — | AMCI ACQUISITION CORP WT EXP 0 | 243,300 | $134K | 0.0% | $0.55 | $0.28 | — | WARRANT AND RIGH | 00165R119 |
| APG | API GROUP CORP | 10,805 | $131K | 0.0% | $12.12 * | $7.57 | 0.0% | COM | 00187Y100 |
| EVH | EVOLENT HEALTH INC CL A | 18,300 | $130K | 0.0% | $7.10 * | $11.63 | -42.4% | COM | 30050B101 |
| SSP | SCRIPPS E W CO OHIO CL A | 14,400 | $126K | 0.0% | $8.75 * | $13.25 | -54.5% | COM | 811054402 |
| — | MSG NETWORK INC CL A | 11,000 | $109K | 0.0% | $9.91 | $17.39 | — | COM | 553573106 |
| SNAXW | ANDINA ACQUISITION CORP III WT | 243,600 | $105K | 0.0% | $0.43 | $0.21 | — | WARRANT AND RIGH | G04415124 |
| — | UNION ACQUISITION CORP II WT E | 293,700 | $103K | 0.0% | $0.35 | $0.38 | — | WARRANT AND RIGH | G9402Q126 |
| — | OIS 1 1/2 2/15/23 | 200,000 | $103K | 0.0% | $0.52 | $0.85 | — | CONVERTIBLE BOND | 678026AH8 |
| — | GIGCAPITAL2 INC WT EXP 022826 | 203,500 | $102K | 0.0% | $0.50 | $0.32 | — | WARRANT AND RIGH | 375036118 |
| CCO | CLEAR CHANNEL OUTDOOR HLDG | 90,000 | $94,000 | 0.0% | $1.04 * | $3.17 | -70.4% | COM | 18453H106 |
| — | TENZING ACQUISITION CORP WT EX | 194,500 | $91,000 | 0.0% | $0.47 | $0.16 | — | WARRANT AND RIGH | G8708A108 |
| — | TRINE ACQUISITION CORP WT EXP | 49,500 | $77,000 | 0.0% | $1.56 | $0.75 | — | WARRANT AND RIGH | 89628U116 |
| — | VEON LTD ADR | 42,000 | $76,000 | 0.0% | $1.81 | $3.14 | — | COM | 91822M106 |
| — | AVID TECHNOLOGY INC | 10,000 | $73,000 | 0.0% | $7.30 | $7.30 | — | COM | 05367P100 |
| — | APEX TECHNOLOGY ACQUISITN COWT | 39,750 | $68,000 | 0.0% | $1.71 | $1.16 | — | WARRANT AND RIGH | 03768F110 |
| — | MONOCLE ACQUISITION CORP WT EX | 102,000 | $66,000 | 0.0% | $0.65 | $0.35 | — | WARRANT AND RIGH | 609754114 |
| — | GAMCO NAT RESOURCE GOLD X | 13,205 | $64,000 | 0.0% | $4.85 | $3.86 | — | MUTUAL FUNDS | 36465E101 |
| — | ANDINA ACQUISITION CORP III RT | 243,600 | $61,000 | 0.0% | $0.25 | $0.26 | — | WARRANT AND RIGH | G04415132 |
| — | GIGCAPITAL2 INC RT | 203,500 | $55,000 | 0.0% | $0.27 | $0.25 | — | WARRANT AND RIGH | 375036126 |
| — | LION GROUP HOLDING LTD ADS | 16,400 | $50,000 | 0.0% | $3.05 | $3.05 | — | COM | 53620U102 |
| — | PIVOTAL INVT CORP II WT EXP 06 | 54,932 | $43,000 | 0.0% | $0.78 | $0.78 | — | WARRANT AND RIGH | 72582K118 |
| OPK | OPKO HEALTH INC COM | 10,000 | $34,000 | 0.0% | $3.40 * | $7.71 | -70.9% | COM | 68375N103 |
| — | MANNING & NAPIER INC | 12,000 | $34,000 | 0.0% | $2.83 | $2.83 | — | COM | 56382Q102 |
| ARLO | ARLO TECHNOLOGIES INC COM | 10,000 | $26,000 | 0.0% | $2.60 * | $3.47 | -30.5% | COM | 04206A101 |
| — | AGBA ACQUISITION LTD WT EXP 05 | 87,800 | $25,000 | 0.0% | $0.28 | $0.06 | — | WARRANT AND RIGH | G0120M117 |
| — | LION GROUP HOLDING LTD WT EXP | 153,900 | $24,000 | 0.0% | $0.16 | $0.16 | — | WARRANT AND RIGH | 53620U110 |
| — | AGBA ACQUISITION LTD RT | 87,800 | $14,000 | 0.0% | $0.16 | $0.21 | — | WARRANT AND RIGH | G0120M125 |
| — | GLORY STAR NEW MEDIA GROUP H | 157,880 | $6,000 | 0.0% | $0.04 | $0.08 | — | WARRANT AND RIGH | G39973113 |
| — | T-MOBILE US INC RT | 11,000 | $2,000 | 0.0% | $0.18 | $0.18 | — | WARRANT AND RIGH | 872590112 |