Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $865M (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 2,935,401 | $57.21M | 6.6% | $19.49 * | $19.94 | -32.2% | COM | 361438104 |
| — | WELLCARE HEALTH PLANS INC COM | 147,839 | $48.82M | 5.6% | $330.21 | $292.97 | — | COM | 94946T106 |
| — | ALLERGAN PLC SHS | 221,439 | $42.33M | 4.9% | $191.17 | $171.40 | — | COM | G0177J108 |
| — | ZAYO GROUP HLDGS INC COM | 959,784 | $33.26M | 3.8% | $34.65 | $33.40 | — | COM | 98919V105 |
| — | WABCO HLDGS INC | 228,249 | $30.93M | 3.6% | $135.50 | $133.06 | — | COM | 92927K102 |
| — | CYPRESS SEMICONDUCTOR CORP COM | 1,323,059 | $30.87M | 3.6% | $23.33 | $22.96 | — | COM | 232806109 |
| — | LIBERTY SIRIUS GROUP C | 621,500 | $29.92M | 3.5% | $48.14 | $31.90 | — | COM | 531229607 |
| — | MELLANOX TECHNOLOGIES LTD SHS | 249,682 | $29.26M | 3.4% | $117.18 | $115.36 | — | COM | M51363113 |
| — | MEDICINES CO COM | 343,710 | $29.2M | 3.4% | $84.94 | $84.94 | — | COM | 584688105 |
| — | TECH DATA CORP COM | 182,273 | $26.17M | 3.0% | $143.60 | $143.60 | — | COM | 878237106 |
| — | TALLGRASS ENERGY LP CLASS A SH | 1,112,395 | $24.61M | 2.8% | $22.12 | $21.82 | — | COM | 874696107 |
| — | TIFFANY & CO NEW COM | 161,394 | $21.57M | 2.5% | $133.65 | $133.65 | — | COM | 886547108 |
| — | AUDENTES THERAPEUTICS INC COM | 334,869 | $20.04M | 2.3% | $59.84 | $59.84 | — | COM | 05070R104 |
| — | EL PASO ELEC CO COM NEW | 289,447 | $19.65M | 2.3% | $67.89 | $67.12 | — | COM | 283677854 |
| — | RA PHARMACEUTICALS INC COM | 361,447 | $16.96M | 2.0% | $46.93 | $46.93 | — | COM | 74933V108 |
| — | CAESARS ENTMT CORP COM | 1,245,872 | $16.94M | 2.0% | $13.60 | $12.36 | — | COM | 127686103 |
| — | GDL FUND | 1,741,588 | $16.2M | 1.9% | $9.30 | $9.52 | — | MUTUAL FUNDS | 361570104 |
| — | ARQULE INC COM | 749,434 | $14.96M | 1.7% | $19.96 | $19.96 | — | COM | 04269E110 |
| — | GABELLI DIV&INC TR COM | 642,350 | $14.1M | 1.6% | $21.95 | $18.63 | — | MUTUAL FUNDS | 36242H104 |
| — | WESCO AIRCRAFT HLDGS INC COM | 1,250,247 | $13.78M | 1.6% | $11.02 | $11.01 | — | COM | 950814103 |
| — | ADVANCED DISP SVCS INC DEL COM | 418,293 | $13.75M | 1.6% | $32.87 | $32.73 | — | COM | 00790X101 |
| — | STARS GROUP INC COM | 463,816 | $12.1M | 1.4% | $26.09 | $26.09 | — | COM | 85570W100 |
| — | OMNOVA SOLUTIONS INC COM | 1,060,636 | $10.72M | 1.2% | $10.11 | $10.07 | — | COM | 682129101 |
| — | WRIGHT MEDICAL GROUP | 323,196 | $9.851M | 1.1% | $30.48 | $30.48 | — | COM | N96617118 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 390,271 | $9.089M | 1.1% | $23.29 | $21.32 | — | COM | 398438408 |
| — | ACACIA COMMUNICATIONS INC COM | 128,548 | $8.717M | 1.0% | $67.81 | $65.72 | — | COM | 00401C108 |
| — | FITBIT INC CL A | 1,259,068 | $8.272M | 1.0% | $6.57 | $6.57 | — | COM | 33812L102 |
| LEN/B | LENNAR B SHARES | 178,531 | $7.98M | 0.9% | $44.70 * | $32.35 | +24.3% | COM | 526057302 |
| HEI/A | HEICO CORP NEW CL A | 82,091 | $7.35M | 0.9% | $89.53 * | $91.67 | +3.0% | COM | 422806208 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 382,274 | $7.217M | 0.8% | $18.88 | $16.49 | — | MUTUAL FUNDS | 36242L105 |
| — | TD AMERITRADE HLDG CORP COM | 137,473 | $6.832M | 0.8% | $49.70 | $49.70 | — | COM | 87236Y108 |
| — | NII HLDGS INC COM PAR $0.001 | 2,806,269 | $6.09M | 0.7% | $2.17 | $2.11 | — | COM | 62913F508 |
| — | LIBERTY PPTY TR SH BEN INT | 97,553 | $5.858M | 0.7% | $60.05 | $60.05 | — | COM | 531172104 |
| — | NEBULA ACQUISITION CORP COM CL | 546,393 | $5.759M | 0.7% | $10.54 | $9.93 | — | COM | 629076100 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $5.441M | 0.6% | $837.08 * | $7.17 | +123.7% | COM | 169656105 |
| — | CISION LTD SHS | 538,591 | $5.37M | 0.6% | $9.97 | $9.97 | — | COM | G1992S109 |
| — | PATTERN ENERGY GROUP INC CL A | 193,656 | $5.181M | 0.6% | $26.75 | $26.75 | — | COM | 70338P100 |
| — | LORAL SPACE & COMMUNICATNS ICO | 158,201 | $5.113M | 0.6% | $32.32 | $44.51 | — | COM | 543881106 |
| — | KEMET CORPORATION COME NEW | 188,155 | $5.09M | 0.6% | $27.05 | $27.05 | — | COM | 488360207 |
| PACB | PACIFIC BIOSCIENCES CALIF INCO | 915,124 | $4.704M | 0.5% | $5.14 | $6.88 | -26.1% | COM | 69404D108 |
| — | LF CAP ACQUISITION CORP CL A | 447,993 | $4.623M | 0.5% | $10.32 | $9.68 | — | COM | 50200K108 |
| — | MEGALITH FINANCIAL ACQUISITION | 443,200 | $4.547M | 0.5% | $10.26 | $9.64 | — | COM | 58518F109 |
| — | AMCI ACQUISITION CORP CLASS A | 442,500 | $4.469M | 0.5% | $10.10 | $9.86 | — | COM | 00165R101 |
| WFC | WELLS FARGO & CO NEW | 81,693 | $4.395M | 0.5% | $53.80 * | $27.36 | +63.4% | COM | 949746101 |
| — | FORUM MERGER II CORP CL A | 413,326 | $4.22M | 0.5% | $10.21 | $9.94 | — | COM | 34986F103 |
| — | CONTINENTAL BLDG PRODS INC COM | 112,840 | $4.111M | 0.5% | $36.43 | $36.43 | — | COM | 211171103 |
| — | LADENBURG THALMANN FINL SVCSCO | 1,127,576 | $3.924M | 0.5% | $3.48 | $3.48 | — | COM | 50575Q102 |
| BAC | BANK OF AMERICA | 110,729 | $3.9M | 0.5% | $35.22 * | $13.81 | +101.3% | COM | 060505104 |
| — | CIRCOR INTL INC COM | 84,109 | $3.889M | 0.4% | $46.24 | $43.50 | — | COM | 17273K109 |
| — | AVX CORP NEW COM | 182,844 | $3.743M | 0.4% | $20.47 | $20.47 | — | COM | 002444107 |
| — | MONOCLE ACQUISITION CORP COM | 364,700 | $3.713M | 0.4% | $10.18 | $9.90 | — | COM | 609754106 |
| — | DISCOVERY INC-C | 120,486 | $3.674M | 0.4% | $30.49 | $25.66 | — | COM | 25470F302 |
| KKR | KKR & CO INC CL A | 122,410 | $3.571M | 0.4% | $29.17 * | $21.06 | +27.1% | COM | 48251W104 |
| — | B RILEY PRINCIPAL MERGER CORCL | 353,200 | $3.536M | 0.4% | $10.01 | $9.79 | — | COM | 05586Y106 |
| — | VECTOIQ ACQUISITION CORP COM | 342,000 | $3.529M | 0.4% | $10.32 | $9.64 | — | COM | 92243N103 |
| — | NEW PROVIDENCE ACQ C | 330,465 | $3.387M | 0.4% | $10.25 | $10.13 | — | COM | 64822P205 |
| FOX | FOX CORP CL B | 91,751 | $3.34M | 0.4% | $36.40 * | $34.43 | -10.5% | COM | 35137L204 |
| — | SYNTHORX INC COM | 46,256 | $3.233M | 0.4% | $69.89 | $69.89 | — | COM | 87167A103 |
| — | OPTION CARE HEALTH INC COM | 836,209 | $3.119M | 0.4% | $3.73 | $3.20 | — | COM | 68404L102 |
| — | CRAFT BREW ALLIANCE INC COM | 181,085 | $2.988M | 0.3% | $16.50 | $16.50 | — | COM | 224122101 |
| — | ENTEGRA FINL CORP COM | 97,400 | $2.938M | 0.3% | $30.16 | $30.12 | — | COM | 29363J108 |
| — | UNION ACQUISITION CORP II SHS | 293,700 | $2.893M | 0.3% | $9.85 | $9.85 | — | COM | G9402Q100 |
| — | ANIXTER INTL INC COM | 31,018 | $2.857M | 0.3% | $92.11 | $92.11 | — | COM | 035290105 |
| — | CIIG MERGER CORP UNIT 1 CL A & | 264,300 | $2.685M | 0.3% | $10.16 | $10.16 | — | COM | 12559C202 |
| ALUS/U | ALUSSA ENERGY ACQ CO | 252,200 | $2.542M | 0.3% | $10.08 | $10.08 | — | COM | G0232J127 |
| — | GABELLI MULTIMEDIA TRST INC | 316,539 | $2.539M | 0.3% | $8.02 | $7.32 | — | MUTUAL FUNDS | 36239Q109 |
| GNW | GENWORTH FINL INC COM CL A | 568,361 | $2.501M | 0.3% | $4.40 * | $4.15 | +1.4% | COM | 37247D106 |
| — | ANDINA ACQUISITION CORP III SH | 243,600 | $2.473M | 0.3% | $10.15 | $9.91 | — | COM | G04415108 |
| — | INNOPHOS HOLDINGS INC COM | 74,322 | $2.377M | 0.3% | $31.98 | $31.98 | — | COM | 45774N108 |
| — | INTERXION HOLDING N.V SHS | 27,990 | $2.346M | 0.3% | $83.82 | $83.82 | — | COM | N47279109 |
| — | CENTRAL EUROPN MEDIA ENTRPRICO | 503,200 | $2.279M | 0.3% | $4.53 | $4.53 | — | COM | G20045202 |
| — | GABELLI CV SECURITIES FUND | 357,988 | $2.094M | 0.2% | $5.85 | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| YTRA | YATRA ONLINE INC ORD SHS | 661,042 | $2.082M | 0.2% | $3.15 * | $4.11 | -10.3% | COM | G98338109 |
| RVPH | TENZING ACQUISITION CORP ORD S | 194,500 | $2.036M | 0.2% | $10.47 | $10.07 | — | COM | G8708A116 |
| — | GIGCAPITAL2 INC COM | 203,500 | $2.021M | 0.2% | $9.93 | $9.93 | — | COM | 375036100 |
| — | LOGMEIN INC COM | 22,300 | $1.912M | 0.2% | $85.74 | $85.74 | — | COM | 54142L109 |
| — | FINSERV ACQUISITION CORP | 186,300 | $1.902M | 0.2% | $10.21 | $10.21 | — | COM | 318085206 |
| — | BANCORP NEW JERSEY INC NEW COM | 104,080 | $1.862M | 0.2% | $17.89 | $16.89 | — | COM | 059915108 |
| — | CINCINNATI BELL PFD CVT 6.75 | 38,700 | $1.846M | 0.2% | $47.70 | $47.70 | — | CONVERTIBLE PREF | 171871403 |
| — | ACHILLION PHARMACEUTICALS INCO | 291,050 | $1.755M | 0.2% | $6.03 | $6.03 | — | COM | 00448Q201 |
| — | PB BANCORP INC COM | 113,300 | $1.718M | 0.2% | $15.16 | $15.16 | — | COM | 70454T100 |
| — | GABELLI GO ANYWHERE TRUST | 108,651 | $1.674M | 0.2% | $15.41 | $19.80 | — | MUTUAL FUNDS | 36250J109 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.659M | 0.2% | $18.85 * | $16.93 | +15.0% | COM | 403829104 |
| VZ | VERIZON COMMUNICATIONS | 27,000 | $1.658M | 0.2% | $61.41 * | $38.62 | +10.8% | COM | 92343V104 |
| — | BANCROFT FUND LTD COM | 63,300 | $1.652M | 0.2% | $26.10 | $18.58 | — | MUTUAL FUNDS | 059695106 |
| — | PROFICIENT ALPHA ACQUSTN CORCO | 164,000 | $1.65M | 0.2% | $10.06 | $10.06 | — | COM | 74317H105 |
| — | PIVOTAL INVT CORP II COM CL A | 164,800 | $1.638M | 0.2% | $9.94 | $9.94 | — | COM | 72582K100 |
| SONY | SONY CORP-ADR (B:SNE US) | 24,000 | $1.632M | 0.2% | $68.00 | $26.89 | — | COM | 835699307 |
| — | BRISTOL MYERS SQUIBB CO CONTNG | 515,601 | $1.552M | 0.2% | $3.01 | $3.01 | — | WARRANT AND RIGH | 110122157 |
| IBKR | INTERACTIVE BROKERS | 32,000 | $1.492M | 0.2% | $46.63 * | $12.75 | -11.3% | COM | 45841N107 |
| — | FELLAZO INC SHS | 145,800 | $1.452M | 0.2% | $9.96 | $9.96 | — | COM | G3362K112 |
| — | MACQUARIE INFRASTRUCTURE COMPA | 29,500 | $1.264M | 0.1% | $42.85 | $42.85 | — | COM | 55608B105 |
| — | EDTECHX HLDGS ACQUISITION COCO | 107,700 | $1.106M | 0.1% | $10.27 | $9.75 | — | COM | 28138X103 |
| — | HEALTHCARE MERGER CORP | 105,700 | $1.094M | 0.1% | $10.35 | $10.35 | — | COM | 42227L201 |
| — | LIV CAP ACQUISITION CORP UNIT | 104,600 | $1.052M | 0.1% | $10.06 | $10.06 | — | UNITS | G5510C124 |
| — | TRINE ACQUISITION CORP COM CL | 99,000 | $988K | 0.1% | $9.98 | $9.70 | — | COM | 89628U108 |
| — | GABELLI GLB SML & MD CP VAL CO | 82,711 | $979K | 0.1% | $11.84 | $11.20 | — | MUTUAL FUNDS | 36249W104 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $956K | 0.1% | $50.32 * | $33.03 | +20.9% | COM | 064058100 |
| — | BUNGE LIMITED | 100 | $945K | 0.1% | $9450.00 | — | — | Call | G16962905 |
| — | AGBA ACQUISITION LTD SHS | 87,800 | $887K | 0.1% | $10.10 | $10.10 | — | COM | G0120M109 |
| CCB | COASTAL FINANCIAL CORP/WA | 50,000 | $824K | 0.1% | $16.48 | $16.55 | -2.3% | COM | 19046P209 |
| MSM | MSC INDL DIRECT INC CL A | 10,000 | $785K | 0.1% | $78.50 * | $73.87 | 0.0% | COM | 553530106 |
| — | APEX TECHNOLOGY ACQUISITN COCO | 79,500 | $785K | 0.1% | $9.87 | $9.87 | — | COM | 03768F102 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 8,800 | $763K | 0.1% | $86.70 | $67.83 | — | COM | 78377T107 |
| — | VIACOMCBS INC CL A | 16,723 | $750K | 0.1% | $44.85 | $44.85 | — | COM | 92556H107 |
| ETN | EATON CORP PLC SHS | 7,900 | $748K | 0.1% | $94.68 * | $47.54 | +67.6% | COM | G29183103 |
| — | FERRO CORP | 48,744 | $723K | 0.1% | $14.83 | $14.83 | — | COM | 315405100 |
| MSGS | MADISON SQUARE GARDEN CO NEWCL | 2,200 | $647K | 0.1% | $294.09 * | $196.08 | +0.0% | COM | 55825T103 |
| — | TBPH 3 1/4 11/1/23 | 600,000 | $617K | 0.1% | $1.03 | $0.89 | — | CONVERTIBLE BOND | 88339KAA0 |
| — | SPWR 4 1/15/23 | 725,000 | $599K | 0.1% | $0.83 | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| C | CITIGROUP INC | 7,500 | $599K | 0.1% | $79.87 * | $49.36 | +20.0% | COM | 172967424 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 5,500 | $589K | 0.1% | $107.09 * | $22.72 | +37.4% | COM | 631103108 |
| ENR | ENERGIZER HLDGS INC NEW | 11,500 | $578K | 0.1% | $50.26 * | $31.38 | +16.4% | COM | 29272W109 |
| PNC | PNC FINANCIAL CORP | 3,600 | $575K | 0.1% | $159.72 * | $98.99 | +21.4% | COM | 693475105 |
| — | FALCON MINERALS CORP | 78,514 | $554K | 0.1% | $7.06 | $11.00 | — | COM | 30607B109 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $521K | 0.1% | $1.04 | $1.01 | — | CONVERTIBLE BOND | 90187BAA9 |
| TDS | TELEPHONE & DATA SYS | 19,400 | $493K | 0.1% | $25.41 * | $24.08 | +1.8% | COM | 879433829 |
| TXT | TEXTRON INC | 10,500 | $468K | 0.1% | $44.57 * | $49.20 | -6.6% | COM | 883203101 |
| — | ICPT 2.000 05/15/26 | 350,000 | $465K | 0.1% | $1.33 | $0.99 | — | CONVERTIBLE BOND | 45845PAB4 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $443K | 0.1% | $61.53 | $58.13 | — | COM | 451100101 |
| — | MAXAR TECHNOLOGIES LTD | 28,300 | $443K | 0.1% | $15.65 | $15.65 | — | COM | 57778K105 |
| — | MDCO 2 3/4 7/15/23 | 250,000 | $436K | 0.1% | $1.74 | $0.84 | — | CONVERTIBLE BOND | 584688AG0 |
| — | NEE 4.872 9/1/22 CV PFD | 8,000 | $408K | 0.0% | $51.00 | $50.22 | — | CONVERTIBLE PREF | 65339F796 |
| NEM | NEWMONT CORP | 9,000 | $391K | 0.0% | $43.44 * | $14.41 | +127.0% | COM | 651639106 |
| DIS | DISNEY WALT PRODTNS | 2,700 | $391K | 0.0% | $144.81 * | $107.88 | +25.8% | COM | 254687106 |
| TXN | TEXAS INSTRUMENTS INC | 3,000 | $385K | 0.0% | $128.33 * | $63.00 | +64.7% | COM | 882508104 |
| NFG | NATIONAL FUEL GAS CO N J COM | 7,900 | $368K | 0.0% | $46.58 * | $53.56 | -14.9% | COM | 636180101 |
| — | INFN 2 1/8 9/1/24 | 350,000 | $367K | 0.0% | $1.05 | $0.69 | — | CONVERTIBLE BOND | 45667GAC7 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $363K | 0.0% | $1452.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| VMC | VULCAN MATLS CO COM | 2,400 | $346K | 0.0% | $144.17 * | $95.27 | +42.6% | COM | 929160109 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 29,500 | $346K | 0.0% | $11.73 | $16.86 | — | COM | 40049J206 |
| — | GENERAL ELEC CO | 30,700 | $343K | 0.0% | $11.17 | $7.56 | — | COM | 369604103 |
| — | RDUS 3.000 09/01/24 | 400,000 | $342K | 0.0% | $0.85 | $0.84 | — | CONVERTIBLE BOND | 750469AA6 |
| BC | BRUNSWICK CORP | 5,700 | $342K | 0.0% | $60.00 * | $42.52 | +20.9% | COM | 117043109 |
| CAG | CONAGRA BRANDS INC | 10,000 | $342K | 0.0% | $34.20 * | $22.59 | -0.5% | COM | 205887102 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $335K | 0.0% | $29.54 | $15.24 | — | COM | 531229888 |
| — | DISH NETWORK CORPORATION | 9,169 | $325K | 0.0% | $35.45 | $51.68 | — | COM | 25470M109 |
| — | TEXAS PAC LD TR SUB CTF PROP I | 400 | $312K | 0.0% | $780.00 | $542.50 | — | COM | 882610108 |
| CNH | CNH INDUSTRIAL NV | 27,000 | $297K | 0.0% | $11.00 * | $8.32 | +0.7% | COM | N20944109 |
| BHC | BAUSCH HEALTH COMPANIES INC CO | 9,800 | $293K | 0.0% | $29.90 * | $22.88 | +13.6% | COM | 071734107 |
| CCO | CLEAR CHANNEL OUTDOOR HLDG | 99,500 | $285K | 0.0% | $2.86 * | $3.54 | -28.6% | COM | 18453H106 |
| — | IPHI 1 1/8 12/1/20 | 150,000 | $280K | 0.0% | $1.87 | $1.34 | — | CONVERTIBLE BOND | 45772FAB3 |
| — | AVANTOR INC SR A COV PFD | 4,250 | $268K | 0.0% | $63.06 | $63.06 | — | CONVERTIBLE PREF | 05352A209 |
| CI | CIGNA CORP NEW | 1,300 | $266K | 0.0% | $204.62 * | $167.70 | 0.0% | COM | 125523100 |
| — | HLX 4 1/8 9/15/23 | 200,000 | $261K | 0.0% | $1.30 | $1.19 | — | CONVERTIBLE BOND | 42330PAJ6 |
| MGM | MGM RESORTS INTERNATIONAL | 7,800 | $260K | 0.0% | $33.33 * | $30.36 | -0.8% | COM | 552953101 |
| — | PVGCN 2 1/4 3/15/22 | 250,000 | $260K | 0.0% | $1.04 | $1.04 | — | CONVERTIBLE BOND | 74139CAB8 |
| — | AIRCASTLE LTD COM | 8,100 | $259K | 0.0% | $31.98 | $31.98 | — | COM | G0129K104 |
| — | BANK OF AMERICA CV PFD L 7.250 | 175 | $256K | 0.0% | $1462.86 | $1274.29 | — | CONVERTIBLE PREF | 060505682 |
| — | MIC 2 10/1/23 | 250,000 | $239K | 0.0% | $0.96 | $0.91 | — | CONVERTIBLE BOND | 55608BAB1 |
| — | BUNGE LIMITED COM | 4,100 | $236K | 0.0% | $57.56 | $53.06 | — | COM | G16962105 |
| — | CARE COM INC COM | 15,616 | $235K | 0.0% | $15.05 | $15.05 | — | COM | 141633107 |
| SSP | SCRIPPS E W CO OHIO CL A | 14,500 | $228K | 0.0% | $15.72 * | $13.25 | -19.0% | COM | 811054402 |
| ELV | ANTHEM INC COM | 750 | $227K | 0.0% | $302.67 * | $253.23 | 0.0% | COM | 036752103 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 10,000 | $227K | 0.0% | $22.70 | $23.41 | — | COM | 36164Y101 |
| — | QIAGEN NV SHS NEW | 6,700 | $226K | 0.0% | $33.73 | $33.73 | — | COM | N72482123 |
| CVS | CVS HEALTH CORP | 3,000 | $223K | 0.0% | $74.33 * | $57.78 | 0.0% | COM | 126650100 |
| MLI | MUELLER INDS INC COM | 7,000 | $222K | 0.0% | $31.71 * | $13.36 | +5.2% | COM | 624756102 |
| — | SINCLAIR BROADCAST GROUP INCCL | 6,500 | $217K | 0.0% | $33.38 | $33.38 | — | COM | 829226109 |
| — | GENERAL ELECTRIC CO | 100 | $216K | 0.0% | $2160.00 | — | — | Call | 369604903 |
| NPO | ENPRO INDS INC COM | 3,100 | $207K | 0.0% | $66.77 | $65.34 | +1.7% | COM | 29355X107 |
| — | LF CAP ACQUISITION CORP WT EXP | 447,993 | $202K | 0.0% | $0.45 | $0.50 | — | WARRANT AND RIGH | 50200K116 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $202K | 0.0% | $1.01 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| — | MSG NETWORK INC CL A | 11,500 | $200K | 0.0% | $17.39 | $17.39 | — | COM | 553573106 |
| — | CHENIERE ENERGY, INC. 4.2500 | 250,000 | $197K | 0.0% | $0.79 | $0.78 | — | CONVERTIBLE BOND | 16411RAG4 |
| — | TWTR 1/4 6/15/24 | 200,000 | $194K | 0.0% | $0.97 | $0.97 | — | CONVERTIBLE BOND | 90184LAF9 |
| — | VECO 2.7 1/15/23 | 200,000 | $188K | 0.0% | $0.94 | $0.94 | — | CONVERTIBLE BOND | 922417AD2 |
| — | PDCE 1 1/8 9/15/21 | 200,000 | $187K | 0.0% | $0.94 | $0.94 | — | CONVERTIBLE BOND | 69327RAD3 |
| — | OIS 1 1/2 2/15/23 | 200,000 | $180K | 0.0% | $0.90 | $0.85 | — | CONVERTIBLE BOND | 678026AH8 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $177K | 0.0% | $12.12 * | $1.80 | +674.4% | COM | 218352102 |
| — | FORUM MERGER II CORP WT EXP 09 | 368,900 | $170K | 0.0% | $0.46 | $0.44 | — | WARRANT AND RIGH | 34986F111 |
| BRSL | INTERNATIONAL GAME TECH PLC SH | 11,000 | $165K | 0.0% | $15.00 * | $8.97 | +8.1% | COM | G4863A108 |
| — | VECTOIQ ACQUISITION CORP WT EX | 279,200 | $165K | 0.0% | $0.59 | $0.59 | — | WARRANT AND RIGH | 92243N111 |
| — | AMCI ACQUISITION CORP WT EXP 0 | 418,600 | $130K | 0.0% | $0.31 | $0.28 | — | WARRANT AND RIGH | 00165R119 |
| — | NEBULA ACQUISITION CORP WT EXP | 93,031 | $116K | 0.0% | $1.25 | $1.35 | — | WARRANT AND RIGH | 629076118 |
| — | UNION ACQUISITION CORP II WT E | 293,700 | $112K | 0.0% | $0.38 | $0.38 | — | WARRANT AND RIGH | G9402Q126 |
| — | VEON LTD ADR | 42,000 | $106K | 0.0% | $2.52 | $3.14 | — | COM | 91822M106 |
| EVH | EVOLENT HEALTH INC CL A | 11,200 | $101K | 0.0% | $9.02 * | $13.43 | -39.5% | COM | 30050B101 |
| — | MONOCLE ACQUISITION CORP WT EX | 124,200 | $93,000 | 0.0% | $0.75 | $0.35 | — | WARRANT AND RIGH | 609754114 |
| — | GAMCO NAT RESOURCE GOLD X | 12,988 | $77,000 | 0.0% | $5.93 | $5.93 | — | MUTUAL FUNDS | 36465E105 |
| — | ANDINA ACQUISITION CORP III RT | 243,600 | $68,000 | 0.0% | $0.28 | $0.26 | — | WARRANT AND RIGH | G04415132 |
| — | GIGCAPITAL2 INC WT EXP 022826 | 203,500 | $65,000 | 0.0% | $0.32 | $0.32 | — | WARRANT AND RIGH | 375036118 |
| — | TKK SYMPHONY ACQUISITION CORRT | 208,580 | $52,000 | 0.0% | $0.25 | $0.32 | — | WARRANT AND RIGH | G88950137 |
| SNAXW | ANDINA ACQUISITION CORP III WT | 243,600 | $51,000 | 0.0% | $0.21 | $0.21 | — | WARRANT AND RIGH | G04415124 |
| — | GIGCAPITAL2 INC RT | 203,500 | $51,000 | 0.0% | $0.25 | $0.25 | — | WARRANT AND RIGH | 375036126 |
| — | TENZING ACQUISITION CORP WT EX | 194,500 | $49,000 | 0.0% | $0.25 | $0.16 | — | WARRANT AND RIGH | G8708A108 |
| — | TRINE ACQUISITION CORP WT EXP | 49,500 | $47,000 | 0.0% | $0.95 | $0.75 | — | WARRANT AND RIGH | 89628U116 |
| — | APEX TECHNOLOGY ACQUISITN COWT | 39,750 | $46,000 | 0.0% | $1.16 | $1.16 | — | WARRANT AND RIGH | 03768F110 |
| — | PIVOTAL INVT CORP II WT EXP 06 | 54,932 | $43,000 | 0.0% | $0.78 | $0.78 | — | WARRANT AND RIGH | 72582K118 |
| — | PROFICIENT ALPHA ACQUSTN CORRT | 164,000 | $28,000 | 0.0% | $0.17 | $0.17 | — | WARRANT AND RIGH | 74317H121 |
| — | PROFICIENT ALPHA ACQUSTN CORWT | 164,000 | $25,000 | 0.0% | $0.15 | $0.15 | — | WARRANT AND RIGH | 74317H113 |
| — | FELLAZO INC RT | 145,800 | $25,000 | 0.0% | $0.17 | $0.17 | — | WARRANT AND RIGH | G3362K146 |
| — | B RILEY PRINCIPAL MERGER CORWT | 26,550 | $22,000 | 0.0% | $0.83 | $0.50 | — | WARRANT AND RIGH | 05586Y114 |
| — | AGBA ACQUISITION LTD RT | 87,800 | $18,000 | 0.0% | $0.21 | $0.21 | — | WARRANT AND RIGH | G0120M125 |
| OPK | OPKO HEALTH INC COM | 10,000 | $15,000 | 0.0% | $1.50 * | $7.71 | -78.3% | COM | 68375N103 |
| — | TKK SYMPHONY ACQUISITION CORWT | 208,580 | $13,000 | 0.0% | $0.06 | $0.17 | — | WARRANT AND RIGH | G88950129 |
| — | FELLAZO INC WT EXP 051526 | 145,800 | $7,000 | 0.0% | $0.05 | $0.05 | — | WARRANT AND RIGH | G3362K120 |
| — | AGBA ACQUISITION LTD WT EXP 05 | 87,800 | $5,000 | 0.0% | $0.06 | $0.06 | — | WARRANT AND RIGH | G0120M117 |