Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: May 13, 2019
Total Value: $387M
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,822,081 | $50.39M | 13.0% | $13.78 | — | — | 16934Q208 |
| — | CENTURYLINK INC | 2,558,768 | $38.77M | 10.0% | $16.68 | — | — | 156700106 |
| — | TWO HBRS INVT CORP | 1,426,085 | $18.55M | 4.8% | $15.43 | — | — | 90187B408 |
| SYK | STRYKER CORP | 113,620 | $17.81M | 4.6% | $86.37 | +79.2% | — | 863667101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $17.07M | 4.4% | $50.68 | — | — | 293792107 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $10.99M | 2.8% | $12.38 | — | — | 035710409 |
| — | FS KKR CAPITAL CORP | 2,080,170 | $10.78M | 2.8% | $5.18 | — | — | 302635107 |
| — | MVC CAPITAL INC | 1,221,628 | $10.07M | 2.6% | $10.94 | — | — | 553829102 |
| UNH | UNITEDHEALTH GROUP INC | 40,000 | $9.965M | 2.6% | $201.13 | +16.9% | — | 91324P102 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.239M | 2.4% | $6.98 | +45.9% | — | 83413U100 |
| — | BARRICK GOLD CORP | 582,197 | $7.883M | 2.0% | $14.59 | — | — | 067901108 |
| — | ELLINGTON FINANCIAL LLC | 491,555 | $7.536M | 1.9% | $21.83 | — | — | 288522303 |
| — | SOLAR SR CAP LTD | 495,609 | $7.504M | 1.9% | $16.25 | — | — | 83416M105 |
| FDUS | FIDUS INVT CORP | 620,824 | $7.257M | 1.9% | $5.44 | +11.2% | — | 316500107 |
| NEM | NEWMONT MINING CORP | 192,763 | $6.679M | 1.7% | $17.09 | +52.4% | — | 651639106 |
| PNNT | PENNANTPARK INVT CORP | 1,030,880 | $6.589M | 1.7% | $2.55 | +15.4% | — | 708062104 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $6.582M | 1.7% | $120.06 | +42.3% | — | 38141G104 |
| BKD | BROOKDALE SR LIVING INC | 940,940 | $6.304M | 1.6% | $23.28 | -64.0% | — | 112463104 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $5.543M | 1.4% | $22.56 | — | — | 85571B105 |
| CSCO | CISCO SYS INC | 120,000 | $5.2M | 1.3% | $15.24 | +142.2% | — | 17275R102 |
| — | ALPS ETF TR | 576,812 | $5.036M | 1.3% | $10.79 | — | — | 00162Q866 |
| — | MFA FINL INC | 727,604 | $4.863M | 1.3% | $7.97 | — | — | 55272X102 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $4.845M | 1.3% | $17.17 | — | — | 38741L107 |
| — | THL CR INC | 766,094 | $4.658M | 1.2% | $9.70 | — | — | 872438106 |
| PFLT | PENNANTPARK FLOATING RATE CA | 378,669 | $4.385M | 1.1% | $5.03 | +14.6% | — | 70806A106 |
| — | OAKTREE SPECIALTY LENDING CO | 1,035,721 | $4.381M | 1.1% | $4.41 | — | — | 67401P108 |
| MSFT | MICROSOFT CORP | 42,400 | $4.307M | 1.1% | $26.70 | +274.5% | — | 594918104 |
| RC | READY CAP CORP | 299,659 | $4.243M | 1.1% | $14.16 | — | — | 75574U101 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.086M | 1.1% | $29.43 | +3.4% | — | 20030N101 |
| — | ETF MANAGERS TR | 116,600 | $3.929M | 1.0% | $31.64 | — | — | 26924G201 |
| — | TC PIPELINES LP | 110,000 | $3.533M | 0.9% | $33.67 | — | — | 87233Q108 |
| CGBD | TCG BDC INC | 280,000 | $3.472M | 0.9% | $6.33 | -4.5% | — | 872280102 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3.471M | 0.9% | $4.15 | +45.8% | — | 647551100 |
| — | SIERRA METALS INC | 1,932,029 | $3.41M | 0.9% | $2.39 | — | — | 82639W106 |
| BBDC | BARINGS BDC INC | 368,882 | $3.324M | 0.9% | $5.17 | -1.2% | — | 06759L103 |
| META | FACEBOOK INC | 25,000 | $3.277M | 0.8% | $143.86 | 0.0% | — | 30303M102 |
| — | BUCKEYE PARTNERS L P | 101,963 | $2.956M | 0.8% | $51.73 | — | — | 118230101 |
| HUM | HUMANA INC | 10,000 | $2.87M | 0.7% | $297.93 | 0.0% | — | 444859102 |
| SYF | SYNCHRONY FINL | 110,362 | $2.589M | 0.7% | $24.93 | -9.3% | — | 87165B103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.292M | 0.6% | $75.27 | +40.9% | — | 98956P102 |
| — | NUSTAR ENERGY LP | 105,406 | $2.206M | 0.6% | $41.64 | — | — | 67058H102 |
| — | GENERAL ELECTRIC CO | 279,952 | $2.119M | 0.5% | $17.46 | — | — | 369604103 |
| UAL | UNITED CONTL HLDGS INC | 25,000 | $2.093M | 0.5% | $69.09 | +27.1% | — | 910047109 |
| GOOG | ALPHABET INC | 2,000 | $2.071M | 0.5% | $53.13 | 0.0% | — | 02079K107 |
| — | OAKTREE STRATEGIC INCOME COR | 257,529 | $1.996M | 0.5% | $8.31 | — | — | 67402D104 |
| — | PDL BIOPHARMA INC | 680,950 | $1.975M | 0.5% | $2.51 | — | — | 69329Y104 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 185,574 | $1.865M | 0.5% | $13.36 | — | — | 866142102 |
| ZTS | ZOETIS INC | 21,174 | $1.811M | 0.5% | $29.32 | +190.0% | — | 98978V103 |
| GM | GENERAL MTRS CO | 51,649 | $1.727M | 0.4% | $26.01 | +20.5% | — | 37045V100 |
| TRGP | TARGA RES CORP | 47,178 | $1.699M | 0.4% | $15.07 | +152.6% | — | 87612G101 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.585M | 0.4% | $53.69 | +5.0% | — | 30231G102 |
| — | CONTURA ENERGY INC | 24,032 | $1.58M | 0.4% | $65.75 | — | — | 21241B100 |
| ET | ENERGY TRANSFER LP | 117,851 | $1.557M | 0.4% | $13.21 | — | — | 29273V100 |
| AGNC | AGNC INVT CORP | 87,633 | $1.544M | 0.4% | $18.42 | — | — | 00123Q104 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,460,392 | $1.519M | 0.4% | $4.60 | — | — | G89982113 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.501M | 0.4% | $4.62 | -39.5% | — | 496902404 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.404M | 0.4% | $54.51 | — | — | 559080106 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.387M | 0.4% | $26.80 | — | — | 55264U108 |
| VALE | VALE S A | 88,132 | $1.162M | 0.3% | $11.93 | — | — | 91912E105 |
| LLY | LILLY ELI & CO | 9,200 | $1.065M | 0.3% | $42.21 | +140.1% | — | 532457108 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $999K | 0.3% | $16.14 | — | — | 87265K102 |
| TSLA | TESLA INC | 400 | $976K | 0.3% | — | — | PUT | 88160R101 |
| UAL | UNITED CONTL HLDGS INC | 600 | $952K | 0.2% | $69.09 | +27.1% | CALL | 910047109 |
| SYNA | SYNAPTICS INC | 25,073 | $933K | 0.2% | $66.96 | -43.9% | — | 87157D109 |
| FRFHF | FAIRFAX FINL HLDGS LTD SUB VTG | 1,991 | $877K | 0.2% | $476.36 | -13.1% | — | 303901102 |
| RIG | TRANSOCEAN LTD | 121,138 | $841K | 0.2% | $24.77 | -58.9% | — | H8817H100 |
| EXC | EXELON CORP | 18,000 | $812K | 0.2% | $15.41 | +61.8% | — | 30161N101 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $801K | 0.2% | $23.16 | +54.5% | — | 609207105 |
| THC | TENET HEALTHCARE CORP | 45,000 | $771K | 0.2% | $14.07 | +72.0% | — | 88033G407 |
| MRCC | MONROE CAP CORP | 72,022 | $691K | 0.2% | $5.08 | -4.0% | — | 610335101 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $661K | 0.2% | $15.46 | — | — | 70931T103 |
| TCPC | BLACKROCK TCP CAP CORP | 49,093 | $640K | 0.2% | $14.63 | -4.7% | — | 09259E108 |
| — | MEDLEY CAP CORP | 240,237 | $639K | 0.2% | $8.74 | — | — | 58503F106 |
| SD | SANDRIDGE ENERGY INC | 74,200 | $565K | 0.1% | $9.67 | 0.0% | — | 80007P869 |
| XMPT | VANECK VECTORS ETF TR | 20,995 | $501K | 0.1% | $23.86 | — | — | 92189F460 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $478K | 0.1% | $2.39 | -15.6% | — | 294766100 |
| — | CIDARA THERAPEUTICS INC | 200,000 | $470K | 0.1% | $6.32 | — | — | 171757107 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $469K | 0.1% | $15.06 | — | — | 67066V101 |
| JPM | JPMORGAN CHASE & CO | 4,710 | $460K | 0.1% | $91.43 | -4.3% | — | 46625H100 |
| COP | CONOCOPHILLIPS | 7,200 | $449K | 0.1% | $39.96 | +33.7% | — | 20825C104 |
| SBUX | STARBUCKS CORP | 250 | $380K | 0.1% | — | — | CALL | 855244109 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $374K | 0.1% | $15.62 | — | — | 288578107 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $344K | 0.1% | $11.12 | — | — | 46133G107 |
| NKE | NIKE INC | 450 | $282K | 0.1% | — | — | PUT | 654106103 |
| — | GRUBHUB INC | 350 | $266K | 0.1% | — | — | CALL | 400110102 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $242K | 0.1% | $34.70 | — | — | 72651A207 |
| — | MEDLEY MGMT INC | 40,134 | $155K | 0.0% | $8.30 | — | — | 58503T106 |
| KMI | KINDER MORGAN INC DEL | 7,600 | $117K | 0.0% | $11.20 | 0.0% | — | 49456B101 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $24,000 | 0.0% | $4.83 | — | — | 31679P109 |
| — | NEOVASC INC | 30,000 | $18,000 | 0.0% | $0.60 | — | — | 64065J205 |
| — | ALPS ETF TR | 1,250 | $13,000 | 0.0% | $10.79 | — | CALL | 00162Q866 |