Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 13, 2019
Total Value: $400M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,799,081 | $52.55M | 13.1% | $18.78 | $13.78 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,585,668 | $31M | 7.8% | $11.99 | $16.63 | — | COM | 156700106 |
| SYK | STRYKER CORP | 113,620 | $22.45M | 5.6% | $197.54 * | $86.37 | +93.5% | COM | 863667101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $20.2M | 5.0% | $29.10 | $50.68 | — | COM | 293792107 |
| — | TWO HBRS INVT CORP | 1,426,085 | $19.54M | 4.9% | $13.70 | $15.43 | — | COM NEW | 90187B408 |
| — | FS KKR CAPITAL CORP | 2,167,969 | $13.12M | 3.3% | $6.05 | $5.22 | — | COM | 302635107 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $11.18M | 2.8% | $9.99 | $12.38 | — | COM | 035710409 |
| — | MVC CAPITAL INC | 1,221,628 | $11.08M | 2.8% | $9.07 | $10.94 | — | COM | 553829102 |
| SLRC | SOLAR CAP LTD | 479,013 | $10.03M | 2.5% | $20.94 * | $6.98 | +49.9% | COM | 83413U100 |
| FDUS | FIDUS INVT CORP | 620,824 | $9.517M | 2.4% | $15.33 * | $5.44 | +21.0% | COM | 316500107 |
| EFC | ELLINGTON FINANCIAL INC | 491,555 | $8.799M | 2.2% | $17.90 | $17.90 | — | COM | 28852N109 |
| — | SOLAR SR CAP LTD | 495,609 | $8.515M | 2.1% | $17.18 | $16.25 | — | COM | 83416M105 |
| — | BARRICK GOLD CORP | 582,197 | $7.982M | 2.0% | $13.71 | $14.59 | — | COM | 067901108 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $7.564M | 1.9% | $191.98 * | $120.06 | +36.7% | COM | 38141G104 |
| PNNT | PENNANTPARK INVT CORP | 1,030,880 | $7.145M | 1.8% | $6.93 * | $2.55 | +17.6% | COM | 708062104 |
| NEM | NEWMONT MINING CORP | 192,763 | $6.895M | 1.7% | $35.77 * | $17.09 | +60.0% | COM | 651639106 |
| CSCO | CISCO SYS INC | 120,000 | $6.479M | 1.6% | $53.99 * | $15.24 | +159.3% | COM | 17275R102 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $6.284M | 1.6% | $22.37 | $22.56 | — | COM | 85571B105 |
| — | ALPS ETF TR | 624,312 | $6.262M | 1.6% | $10.03 | $10.73 | — | ALERIAN MLP | 00162Q866 |
| BKD | BROOKDALE SR LIVING INC | 940,940 | $6.191M | 1.5% | $6.58 * | $23.28 | -68.5% | COM | 112463104 |
| — | THL CR INC | 886,403 | $5.815M | 1.5% | $6.56 | $9.27 | — | COM | 872438106 |
| — | OAKTREE SPECIALTY LENDING CO | 1,035,721 | $5.365M | 1.3% | $5.18 | $4.41 | — | COM | 67401P108 |
| — | MFA FINL INC | 727,604 | $5.293M | 1.3% | $7.27 | $7.97 | — | COM | 55272X102 |
| MSFT | MICROSOFT CORP | 42,400 | $5.001M | 1.3% | $117.95 * | $26.70 | +283.1% | COM | 594918104 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $4.99M | 1.2% | $18.65 | $17.17 | — | COM | 38741L107 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.798M | 1.2% | $39.98 * | $29.43 | +7.1% | CL A | 20030N101 |
| — | ETF MANAGERS TR | 116,600 | $4.665M | 1.2% | $40.01 | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| RC | READY CAP CORP | 299,659 | $4.495M | 1.1% | $15.00 | $14.16 | — | COM | 75574U101 |
| — | TC PIPELINES LP | 110,000 | $4.11M | 1.0% | $37.36 | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| CGBD | TCG BDC INC | 280,000 | $4.054M | 1.0% | $14.48 * | $6.33 | -3.3% | COM | 872280102 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3.744M | 0.9% | $13.57 * | $4.15 | +54.0% | COM | 647551100 |
| BBDC | BARINGS BDC INC | 368,882 | $3.619M | 0.9% | $9.81 * | $5.17 | -1.2% | COM | 06759L103 |
| SYF | SYNCHRONY FINL | 110,362 | $3.521M | 0.9% | $31.90 * | $24.93 | +1.7% | COM | 87165B103 |
| — | BUCKEYE PARTNERS L P | 101,963 | $3.469M | 0.9% | $34.02 | $51.73 | — | UNIT LTD PARTN | 118230101 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 335,692 | $3.266M | 0.8% | $9.73 | $11.73 | — | COM UNIT LTD | 866142102 |
| PFLT | PENNANTPARK FLOATING RATE CA | 250,949 | $3.218M | 0.8% | $12.82 * | $5.03 | +19.1% | COM | 70806A106 |
| — | SIERRA METALS INC | 1,947,438 | $3.168M | 0.8% | $1.63 | $2.39 | — | COM | 82639W106 |
| — | NUSTAR ENERGY LP | 105,406 | $2.834M | 0.7% | $26.89 | $41.64 | — | UNIT COM | 67058H102 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.822M | 0.7% | $127.69 * | $75.27 | +42.7% | COM | 98956P102 |
| — | GENERAL ELECTRIC CO | 279,952 | $2.797M | 0.7% | $9.99 | $17.46 | — | COM | 369604103 |
| HUM | HUMANA INC | 10,000 | $2.66M | 0.7% | $266.00 | $297.93 | -8.9% | COM | 444859102 |
| GOOG | ALPHABET INC | 2,000 | $2.347M | 0.6% | $1173.50 * | $53.13 | +4.8% | CAP STK CL C | 02079K107 |
| — | PDL BIOPHARMA INC | 600,750 | $2.235M | 0.6% | $3.72 | $2.51 | — | COM | 69329Y104 |
| ZTS | ZOETIS INC | 21,174 | $2.132M | 0.5% | $100.69 * | $29.32 | +193.0% | CL A | 98978V103 |
| — | OAKTREE STRATEGIC INCOME COR | 257,529 | $2.086M | 0.5% | $8.10 | $8.31 | — | COM | 67402D104 |
| TRGP | TARGA RES CORP | 47,178 | $1.96M | 0.5% | $41.54 * | $15.07 | +123.6% | COM | 87612G101 |
| GM | GENERAL MTRS CO | 51,649 | $1.916M | 0.5% | $37.10 * | $26.01 | +34.0% | COM | 37045V100 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.878M | 0.5% | $80.81 * | $53.69 | +3.2% | COM | 30231G102 |
| ET | ENERGY TRANSFER LP | 117,851 | $1.811M | 0.5% | $15.37 | $13.21 | — | COM UT LTD PTN | 29273V100 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.594M | 0.4% | $3.44 * | $4.62 | -27.8% | COM NO PAR | 496902404 |
| AGNC | AGNC INVT CORP | 87,633 | $1.584M | 0.4% | $18.08 | $18.42 | — | COM | 00123Q104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.491M | 0.4% | $60.61 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,656,701 | $1.435M | 0.4% | $0.87 | $4.16 | — | SHS NEW | G89982113 |
| — | CONTURA ENERGY INC | 24,032 | $1.392M | 0.3% | $57.92 | $65.75 | — | COM | 21241B100 |
| THC | TENET HEALTHCARE CORP | 45,000 | $1.298M | 0.3% | $28.84 * | $14.07 | +75.4% | COM NEW | 88033G407 |
| FITB | FIFTH THIRD BANCORP | 50,750 | $1.28M | 0.3% | $25.22 * | $20.28 | 0.0% | COM | 316773100 |
| VALE | VALE S A | 88,132 | $1.151M | 0.3% | $13.06 | $11.93 | — | ADR | 91912E105 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.104M | 0.3% | $19.99 | $16.14 | — | COM | 87265K102 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.055M | 0.3% | $8.71 | $24.77 | -65.4% | REG SHS | H8817H100 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $998K | 0.2% | $49.90 * | $23.16 | +67.4% | CL A | 609207105 |
| SYNA | SYNAPTICS INC | 25,073 | $997K | 0.2% | $39.76 | $66.96 | -41.0% | COM | 87157D109 |
| SD | SANDRIDGE ENERGY INC | 116,300 | $933K | 0.2% | $8.02 * | $9.13 | -10.4% | COM NEW | 80007P869 |
| FRFHF | FAIRFAX FINL HLDGS LTD SUB VTG | 1,991 | $924K | 0.2% | $464.09 * | $476.36 | -12.1% | COM | 303901102 |
| EXC | EXELON CORP | 18,000 | $902K | 0.2% | $50.11 * | $15.41 | +73.5% | COM | 30161N101 |
| TSLA | TESLA INC | 400 | $874K | 0.2% | $2185.00 | — | — | Put | 88160R101 |
| — | MEDLEY CAP CORP | 240,237 | $747K | 0.2% | $3.11 | $8.74 | — | COM | 58503F106 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $735K | 0.2% | $20.70 | $15.46 | — | COM | 70931T103 |
| TCPC | BLACKROCK TCP CAP CORP | 49,093 | $696K | 0.2% | $14.18 | $14.63 | -2.5% | COM | 09259E108 |
| SBUX | STARBUCKS CORPORATION | 250 | $616K | 0.2% | $2464.00 | — | — | Call | 855244109 |
| — | CIDARA THERAPEUTICS INC | 211,872 | $561K | 0.1% | $2.65 | $6.11 | — | COM | 171757107 |
| XMPT | VANECK VECTORS ETF TR | 20,995 | $548K | 0.1% | $26.10 | $23.86 | — | CEF MUN INCOME E | 92189F460 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $507K | 0.1% | $13.56 | $15.06 | — | COM | 67066V101 |
| COP | CONOCOPHILLIPS | 7,200 | $481K | 0.1% | $66.81 * | $39.96 | +32.6% | COM | 20825C104 |
| JPM | JPMORGAN CHASE & CO | 4,710 | $477K | 0.1% | $101.27 * | $91.43 | -6.7% | COM | 46625H100 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $464K | 0.1% | $1.90 | $2.39 | -19.6% | COM | 294766100 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $435K | 0.1% | $11.89 | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $371K | 0.1% | $12.09 | $11.12 | — | COM | 46133G107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 200 | $352K | 0.1% | $1760.00 | — | — | Call | 459200101 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $299K | 0.1% | $24.88 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| HUM | HUMANA INC | 100 | $255K | 0.1% | $2550.00 * | $297.93 | -8.9% | Put | 444859102 |
| SLB | SCHLUMBERGER LTD | 5,000 | $218K | 0.1% | $43.60 * | $35.74 | 0.0% | COM | 806857108 |
| — | TRAVELCENTERS AMER LLC | 35,000 | $144K | 0.0% | $4.11 | $4.11 | — | COM | 894174101 |
| — | MEDLEY MGMT INC | 40,134 | $138K | 0.0% | $3.44 | $8.30 | — | CL A COM | 58503T106 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $22,000 | 0.0% | $1.24 | $4.83 | — | CL A COM | 31679P109 |
| — | NEOVASC INC | 30,000 | $13,000 | 0.0% | $0.43 | $0.60 | — | COM NEW | 64065J205 |
| — | ALPS ETF TR | 750 | $11,000 | 0.0% | $14.67 | $10.73 | — | Call | 00162Q866 |
| SD | SANDRIDGE ENERGY INC | 500 | $4,000 | 0.0% | $8.00 * | $9.13 | -10.4% | Call | 80007P869 |