Location: New York, NY
CIK: 0001595082 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Aug 16, 2021
Total Value: $3.746B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALLERGAN PLC | 5,320,720 | $942M | 25.2% | $177.10 | $170.17 | — | SHS | G0177J108 |
| — | TIFFANY & CO NEW | 1,458,867 | $189M | 5.0% | $129.50 | $131.28 | — | COM | 886547108 |
| — | TD AMERITRADE HLDG CORP | 5,272,786 | $183M | 4.9% | $34.65 | $49.74 | — | COM | 87236Y108 |
| HPQ | HP INC | 10,200,000 | $177M | 4.7% | $17.36 * | $16.49 | 0.0% | COM | 40434L105 |
| VST | VISTRA ENERGY CORP | 9,644,494 | $154M | 4.1% | $15.96 * | $15.11 | +17.6% | COM | 92840M102 |
| — | CYPRESS SEMICONDUCTOR CORP | 4,876,852 | $114M | 3.0% | $23.31 | $22.82 | — | COM | 232806109 |
| — | IAC INTERACTIVECORP | 618,257 | $111M | 3.0% | $179.22 | $244.20 | — | COM | 44919P508 |
| — | WRIGHT MED GROUP N V | 2,795,316 | $80.09M | 2.1% | $28.65 | $29.09 | — | ORD SHS | N96617118 |
| — | MOMO INC | 94,000,000 | $75.02M | 2.0% | $0.80 | $0.88 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | NOVAVAX INC | 64,586,000 | $50.77M | 1.4% | $0.79 | $0.53 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | QIAGEN NV | 1,235,685 | $50.72M | 1.4% | $41.05 | $33.93 | — | SHS NEW | N72482123 |
| CNC | CENTENE CORP DEL | 710,970 | $42.24M | 1.1% | $59.41 * | $57.99 | +4.6% | COM | 15135B101 |
| — | IQIYI INC | 40,000,000 | $40.55M | 1.1% | $1.01 | $1.10 | — | NOTE 3.750%12/0 | 46267XAB4 |
| TSN | TYSON FOODS INC | 700,000 | $40.51M | 1.1% | $57.87 * | $62.86 | -0.3% | CALL | 902494103 |
| — | WABCO HLDGS INC | 248,655 | $33.58M | 0.9% | $135.05 | $135.05 | — | COM | 92927K102 |
| — | RADIUS HEALTH INC | 47,500,000 | $33.55M | 0.9% | $0.71 | $0.97 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | GFL ENVIRONMENTAL INC | 800,000 | $33.45M | 0.9% | $41.82 | $41.82 | — | UNIT 99/99/9999T | 36168Q120 |
| — | SPARTAN ENERGY ACQUISITION C | 3,000,000 | $31.5M | 0.8% | $10.50 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | IQIYI INC | 35,000,000 | $30.82M | 0.8% | $0.88 | $0.88 | — | DEBT 2.000% 4/0 | 46267XAC2 |
| HCA | HCA HEALTHCARE INC | 331,986 | $29.83M | 0.8% | $89.85 * | $123.85 | -0.3% | COM | 40412C101 |
| CI | CIGNA CORP NEW | 167,641 | $29.7M | 0.8% | $177.18 | $166.53 | +6.5% | COM | 125523100 |
| UBER | UBER TECHNOLOGIES INC | 1,062,839 | $29.67M | 0.8% | $27.92 * | $29.94 | +9.9% | COM | 90353T100 |
| — | CHURCHILL CAP CORP III | 2,900,000 | $29M | 0.8% | $10.00 | $10.00 | — | UNIT 03/01/2027 | 17144C203 |
| TMUS | T MOBILE US INC | 340,679 | $28.58M | 0.8% | $83.90 * | $68.99 | +18.5% | COM | 872590104 |
| QGEN 1 11/13/24 | QIAGEN NV | 26,600,000 | $27.64M | 0.7% | $1.04 | $1.02 | — | DEBT 1.000%11/1 | N72482AT4 |
| — | TESLA INC | 15,000,000 | $27.36M | 0.7% | $1.82 | $1.11 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | FAR PT ACQUISITION CORP | 2,604,366 | $26.36M | 0.7% | $10.12 | $10.12 | — | COM CL A | 30734W109 |
| THC | TENET HEALTHCARE CORP | 1,813,809 | $26.12M | 0.7% | $14.40 * | $21.23 | +35.2% | COM NEW | 88033G407 |
| ABBV | ABBVIE INC | 329,600 | $25.11M | 0.7% | $76.19 * | $67.19 | 0.0% | COM | 00287Y109 |
| MBI | MBIA INC | 3,318,091 | $23.69M | 0.6% | $7.14 * | $3.94 | -6.4% | COM | 55262C100 |
| OPTU | ALTICE USA INC | 1,011,170 | $22.54M | 0.6% | $22.29 * | $20.23 | +29.1% | CL A | 02156K103 |
| — | CHANGE HEALTHCARE INC | 2,204,083 | $22.3M | 0.6% | $10.12 | $10.69 | — | COM | 15912K100 |
| — | SQUARE INC | 20,900,000 | $21.57M | 0.6% | $1.03 | $1.03 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | ACTIVISION BLIZZARD INC | 335,019 | $19.93M | 0.5% | $59.48 | $54.46 | — | COM | 00507V109 |
| — | KARYOPHARM THERAPEUTICS INC | 14,000,000 | $19.85M | 0.5% | $1.42 | $1.42 | — | NOTE 3.000%10/1 | 48576UAA4 |
| — | TWITTER INC | 22,000,000 | $19.73M | 0.5% | $0.90 | $0.93 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | LANDCADIA HLDGS II INC | 2,000,000 | $19.68M | 0.5% | $9.84 | $9.98 | — | UNIT 05/09/2026 | 51476X204 |
| — | SWITCHBACK ENERGY ACQUISTN C | 2,000,000 | $19.5M | 0.5% | $9.75 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| EIX | EDISON INTL | 350,000 | $19.18M | 0.5% | $54.79 * | $53.09 | 0.0% | COM | 281020107 |
| — | LIGAND PHARMACEUTICALS INC | 22,500,000 | $18.58M | 0.5% | $0.83 | $0.86 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| BAX | BAXTER INTL INC | 225,937 | $18.34M | 0.5% | $81.19 * | $76.74 | 0.0% | COM | 071813109 |
| — | GORES HLDGS IV INC | 1,799,800 | $17.96M | 0.5% | $9.98 | $9.98 | — | UNIT 02/01/2023 | 382865202 |
| — | HIGHLAND INCOME FD | 2,103,279 | $17.94M | 0.5% | $8.53 | $12.43 | — | HIGHLAND INCOME | 43010E404 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 174,069 | $17.59M | 0.5% | $101.08 * | $125.53 | -0.5% | COM | 98956P102 |
| — | SILVER SPIKE ACQUISITION COR | 1,800,000 | $17.55M | 0.5% | $9.75 | $10.06 | — | UNIT 99/99/9999 | G8136L122 |
| AMZN | AMAZON COM INC | 9,000 | $17.51M | 0.5% | $1946.00 * | $96.79 | 0.0% | COM | 023135106 |
| CHTR | CHARTER COMMUNICATIONS INC N | 40,000 | $17.45M | 0.5% | $436.32 * | $489.07 | 0.0% | CL A | 16119P108 |
| — | MYLAN NV | 1,169,700 | $17.44M | 0.5% | $14.91 | $14.91 | — | SHS EURO | N59465109 |
| IHRT | IHEARTMEDIA INC | 2,363,412 | $17.28M | 0.5% | $7.31 * | $14.60 | +0.7% | COM CL A | 45174J509 |
| MSFT | MICROSOFT CORP | 107,200 | $16.9M | 0.5% | $157.64 | $156.34 | 0.0% | COM | 594918104 |
| — | ON SEMICONDUCTOR CORP | 16,997,000 | $16.89M | 0.5% | $0.99 | $0.99 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | GORES METROPOULOS INC | 1,599,700 | $16.48M | 0.4% | $10.30 | $10.18 | — | UNIT 99/99/9999 | 382872208 |
| — | FINTECH ACQUISITION CORP III | 1,600,000 | $16.35M | 0.4% | $10.22 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | LOGMEIN INC | 193,268 | $16.09M | 0.4% | $83.28 | $85.76 | — | COM | 54142L109 |
| — | HAYMAKER ACQUISITION CORP II | 1,600,000 | $15.87M | 0.4% | $9.92 | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | CHURCHILL CAP CORP II | 1,573,329 | $15.65M | 0.4% | $9.95 | $10.33 | — | CL A | 17143G106 |
| TWLO | TWILIO INC | 167,574 | $15M | 0.4% | $89.49 * | $103.95 | +5.6% | CL A | 90138F102 |
| FIS | FIDELITY NATL INFORMATION SV | 120,500 | $14.66M | 0.4% | $121.64 | $123.12 | 0.0% | COM | 31620M106 |
| — | MAXAR TECHNOLOGIES INC | 1,353,668 | $14.46M | 0.4% | $10.68 | $8.60 | — | COM | 57778K105 |
| — | ACT II GLOBAL ACQUISITION CO | 1,450,000 | $14.25M | 0.4% | $9.83 | $10.02 | — | CL A SHS | G0080J104 |
| — | JUNIPER INDL HLDGS INC | 1,370,000 | $13.92M | 0.4% | $10.16 | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | BRISTOL-MYERS SQUIBB CO | 3,615,919 | $13.74M | 0.4% | $3.80 | $3.01 | — | RIGHT 99/99/9999 | 110122157 |
| — | AMCI ACQUISITION CORP | 1,295,201 | $13.12M | 0.4% | $10.13 | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | CONYERS PK II ACQUISITION CO | 1,324,800 | $13.12M | 0.4% | $9.90 | $10.35 | — | COM CL A | 212896104 |
| GPN | GLOBAL PMTS INC | 89,400 | $12.89M | 0.3% | $144.23 * | $165.23 | +5.5% | COM | 37940X102 |
| — | GX ACQUISITION CORP | 1,249,400 | $12.37M | 0.3% | $9.90 | $10.00 | — | UNIT 05/24/2026 | 36251A206 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 18,888,360 | $12.09M | 0.3% | $0.64 * | $4.79 | -55.6% | COM | 18453H106 |
| MRK | MERCK & CO. INC | 155,600 | $11.97M | 0.3% | $76.94 * | $66.37 | -1.9% | COM | 58933Y105 |
| — | APEX TECHNOLOGY ACQUISITION | 1,194,600 | $11.95M | 0.3% | $10.00 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| DIS | DISNEY WALT CO | 122,700 | $11.85M | 0.3% | $96.60 * | $116.85 | +5.7% | COM DISNEY | 254687106 |
| GFL | GFL ENVIRONMENTAL INC | 782,337 | $11.77M | 0.3% | $15.05 * | $15.60 | 0.0% | SUB VTG SHS | 36168Q104 |
| AMGN | AMGEN INC | 57,200 | $11.6M | 0.3% | $202.73 * | $182.24 | 0.0% | COM | 031162100 |
| MCK | MCKESSON CORP | 82,372 | $11.14M | 0.3% | $135.26 * | $135.63 | +3.8% | COM | 58155Q103 |
| — | DIAMONDPEAK HLDGS COR | 1,100,000 | $10.84M | 0.3% | $9.85 | $9.99 | — | UNIT 99/99/9999 | 25280H209 |
| — | LEGG MASON INC | 221,052 | $10.8M | 0.3% | $48.85 | $48.85 | — | COM | 524901105 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 90,000 | $10.68M | 0.3% | $118.71 | $121.11 | -2.4% | COM | 874054109 |
| CNMD | CONMED CORP | 182,757 | $10.47M | 0.3% | $57.27 * | $89.45 | -2.2% | COM | 207410101 |
| — | COLLIER CREEK HOLDINGS | 1,000,000 | $10.23M | 0.3% | $10.23 | $10.23 | — | COM CL A | G22707106 |
| BKNG | BOOKING HLDGS INC | 7,600 | $10.22M | 0.3% | $1345.00 * | $1827.60 | -5.5% | COM | 09857L108 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 985,000 | $10.15M | 0.3% | $10.30 | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | INSURANCE ACQUISITION CORP | 983,100 | $10.03M | 0.3% | $10.20 | $10.06 | — | UNIT 03/31/2024 | 457867307 |
| — | PIVOTAL INVT CORP II | 1,000,000 | $9.96M | 0.3% | $9.96 | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | DFP HEALTHCARE ACQUISITNS CO | 1,000,000 | $9.86M | 0.3% | $9.86 | $9.86 | — | UNIT 03/31/2025 | 23343Q209 |
| — | CYTOKINETICS INC | 7,500,000 | $9.837M | 0.3% | $1.31 | $1.31 | — | NOTE 4.000%11/1 | 23282WAA8 |
| — | UNION ACQUISITION CORP II | 1,000,000 | $9.77M | 0.3% | $9.77 | $10.18 | — | UNIT 99/99/9999 | G9402Q118 |
| — | TORTOISE ACQUISITION CORP | 1,000,000 | $9.7M | 0.3% | $9.70 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | TUSCAN HLDGS CORP II | 950,000 | $9.263M | 0.2% | $9.75 | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| META | FACEBOOK INC | 55,000 | $9.173M | 0.2% | $166.78 * | $192.35 | +1.1% | CL A | 30303M102 |
| — | CF FIN ACQUISITION CORP | 850,000 | $8.755M | 0.2% | $10.30 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | GIGCAPITAL2 INC | 850,000 | $8.755M | 0.2% | $10.30 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | UNITI GROUP INC | 1,359,428 | $8.184M | 0.2% | $6.02 | $6.02 | — | COM | 91325V108 |
| — | PALO ALTO NETWORKS INC | 7,500,000 | $7.239M | 0.2% | $0.97 | $0.97 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | INTERPRIVATE ACQUISITION COR | 700,000 | $6.923M | 0.2% | $9.89 | $9.89 | — | UNIT 10/29/2024 | 46064A202 |
| — | DMY TECHNOLOGY GROUP INC | 700,000 | $6.881M | 0.2% | $9.83 | $9.83 | — | UNIT 99/99/9999 | 233253202 |
| — | ACCELERATE DIAGNOSTICS INC | 12,000,000 | $6.505M | 0.2% | $0.54 | $0.84 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 1,761,266 | $5.883M | 0.2% | $3.34 * | $3.52 | +15.2% | COM | 203668108 |
| — | ACORDA THERAPEUTICS INC | 6,730,000 | $5.862M | 0.2% | $0.87 | $0.88 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | GALILEO ACQUISITION CORP | 600,000 | $5.76M | 0.2% | $9.60 | $10.24 | — | UNIT 99/99/9999 | G3770A128 |
| DDOG | DATADOG INC | 159,700 | $5.73M | 0.2% | $35.88 * | $35.60 | +15.8% | CL A COM | 23804L103 |
| UAL | UNITED AIRLS HLDGS INC | 170,257 | $5.37M | 0.1% | $31.54 * | $44.98 | +47.0% | COM | 910047109 |
| LOGI | LOGITECH INTL S A | 119,705 | $5.214M | 0.1% | $43.56 * | $39.56 | 0.0% | SHS | H50430232 |
| PINS | PINTEREST INC | 335,000 | $5.172M | 0.1% | $15.44 * | $19.47 | 0.0% | CL A | 72352L106 |
| — | WAYFAIR INC | 7,500,000 | $5.127M | 0.1% | $0.68 | $1.04 | — | NOTE 1.125%11/0 | 94419LAD3 |
| — | NEW PROVIDENCE ACQUISITION | 500,000 | $4.85M | 0.1% | $9.70 | $10.07 | — | UNIT 09/01/2024 | 64822P205 |
| — | WEIBO CORP | 5,400,000 | $4.563M | 0.1% | $0.84 | $0.84 | — | NOTE 1.250%11/1 | 948596AC5 |
| — | 1LIFE HEALTHCARE INC | 251,000 | $4.553M | 0.1% | $18.14 | $18.14 | — | COM | 68269G107 |
| — | LIV CAP ACQUISITION CORP | 450,000 | $4.352M | 0.1% | $9.67 | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | CONTURA ENERGY INC | 1,803,285 | $4.238M | 0.1% | $2.35 | $65.74 | — | COM | 21241B100 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 24,762 | $4.195M | 0.1% | $169.41 * | $181.50 | 0.0% | SHS | G96629103 |
| LYV | LIVE NATION ENTERTAINMENT IN | 90,000 | $4.091M | 0.1% | $45.46 * | $61.78 | 0.0% | COM | 538034109 |
| SCPE/U | SC HEALTH CORP | 375,000 | $3.825M | 0.1% | $10.20 | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| — | IAA INC | 109,968 | $3.295M | 0.1% | $29.96 | $29.96 | — | COM | 449253103 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 20,700 | $3.023M | 0.1% | $146.04 * | $68.82 | +43.4% | CL A | 98980L101 |
| — | REALOGY HLDGS CORP | 1,000,000 | $3.01M | 0.1% | $3.01 | $3.01 | — | COM | 75605Y106 |
| FICO | FAIR ISAAC CORP | 9,600 | $2.954M | 0.1% | $307.71 * | $368.26 | 0.0% | COM | 303250104 |
| — | CAESARS ENTMT CORP | 425,000 | $2.869M | 0.1% | $6.75 | $6.75 | — | COM | 127686103 |
| FTNT | FORTINET INC | 24,900 | $2.518M | 0.1% | $101.12 * | $21.43 | 0.0% | COM | 34959E109 |
| — | ATLASSIAN CORP PLC | 17,600 | $2.414M | 0.1% | $137.16 | $137.16 | — | CL A | G06242104 |
| — | INTELSAT S A | 1,508,803 | $2.308M | 0.1% | $1.53 | $7.02 | — | COM | L5140P101 |
| — | GORES METROPOULOS INC | 209,194 | $2.071M | 0.1% | $9.90 | $9.90 | — | COM CL A | 382872109 |
| RNG | RINGCENTRAL INC | 9,200 | $1.95M | 0.1% | $211.96 * | $164.84 | +24.9% | CL A | 76680R206 |
| — | PPD INC | 110,500 | $1.949M | 0.1% | $17.64 | $17.64 | — | COM | 69355F102 |
| — | UNITED TECHNOLOGIES CORP | 19,877 | $1.946M | 0.1% | $97.90 | $97.90 | — | COM | 913017109 |
| AIG | AMERICAN INTL GROUP INC | 75,000 | $1.819M | 0.0% | $24.25 * | $36.75 | 0.0% | COM NEW | 026874784 |
| — | TERRAFORM PWR INC | 103,315 | $1.628M | 0.0% | $15.76 | $15.76 | — | COM CL A | 88104R209 |
| — | QUORUM HEALTH CORP | 2,971,526 | $1.342M | 0.0% | $0.45 | $5.90 | — | COM | 74909E106 |
| SPY | SPDR S&P 500 ETF TR | 5,000 | $1.289M | 0.0% | $257.80 | $257.80 | — | TR UNIT | 78462F103 |
| — | FLEETCOR TECHNOLOGIES INC | 6,800 | $1.268M | 0.0% | $186.47 | $186.47 | — | COM | 339041105 |
| — | ATLAS TECHNICAL CONSULTANTS | 1,752,600 | $1.236M | 0.0% | $0.71 | $0.71 | — | *W EXP 11/26/202 | 049430119 |
| — | PAE INC | 769,700 | $1.078M | 0.0% | $1.40 | $1.40 | — | *W EXP 09/11/202 | 69290Y117 |
| — | IMMUNOVANT INC | 474,400 | $1.067M | 0.0% | $2.25 | $1.90 | — | *W EXP 12/18/202 | 45258J110 |
| — | CHURCHILL CAP CORP II | 600,000 | $990K | 0.0% | $1.65 | $1.42 | — | *W EXP 07/02/202 | 17143G114 |
| — | INTELSAT S A | 5,000,000 | $984K | 0.0% | $0.20 | $1.47 | — | NOTE 4.500% 6/1 | 45790VAB6 |
| — | WILLSCOT CORP | 84,088 | $852K | 0.0% | $10.13 | $10.13 | — | COM | 971375126 |
| — | MIMECAST LTD | 22,708 | $801K | 0.0% | $35.27 | $35.27 | — | ORD SHS | G14838109 |
| WCN | WASTE CONNECTIONS INC | 10,000 | $775K | 0.0% | $77.50 * | $90.25 | 0.0% | COM | 94106B101 |
| RSG | REPUBLIC SVCS INC | 10,000 | $751K | 0.0% | $75.10 * | $83.07 | 0.0% | COM | 760759100 |
| WM | WASTE MGMT INC DEL | 8,000 | $740K | 0.0% | $92.50 * | $104.16 | 0.0% | COM | 94106L109 |
| BDTX | BLACK DIAMOND THERAPEUTICS I | 25,000 | $601K | 0.0% | $24.04 * | $30.22 | 0.0% | COM | 09203E105 |
| — | BROOGE HLDGS LTD | 612,175 | $453K | 0.0% | $0.74 | $0.70 | — | *W EXP 12/20/202 | G1611B115 |
| — | COLLIER CREEK HOLDINGS | 333,333 | $450K | 0.0% | $1.35 | $1.35 | — | *W EXP 99/99/999 | G22707114 |
| CHR | GLRY STR NW MDIA GRUP HLDG L | 107,999 | $437K | 0.0% | $4.05 * | $3245.40 | 0.0% | SHS | G39973105 |
| — | VERTIV HOLDINGS CO | 204,214 | $368K | 0.0% | $1.80 | $1.80 | — | *W EXP 06/12/202 | 92537N116 |
| — | ACCEL ENTERTAINMENT INC | 242,349 | $364K | 0.0% | $1.50 | $2.95 | — | *W EXP 11/20/202 | 00436Q114 |
| — | ACT II GLOBAL ACQUISITION CO | 550,000 | $330K | 0.0% | $0.60 | $0.90 | — | *W EXP 04/30/202 | G0080J120 |
| RVMD | REVOLUTION MEDICINES INC | 14,000 | $305K | 0.0% | $21.79 * | $27.68 | 0.0% | COM | 76155X100 |
| — | CONYERS PK II ACQUISITION CO | 362,500 | $272K | 0.0% | $0.75 | $1.60 | — | *W EXP 07/18/202 | 212896112 |
| RYAM | RAYONIER ADVANCED MATLS INC | 250,000 | $265K | 0.0% | $1.06 * | $13.60 | -80.8% | COM | 75508B104 |
| — | PENSARE ACQUISITION CORP | 1,849,800 | $222K | 0.0% | $0.12 | $0.27 | — | RIGHT 99/99/9999 | 70957E121 |
| BBCP | CONCRETE PUMPING HLDGS INC | 64,133 | $179K | 0.0% | $2.79 * | $5.05 | -15.1% | COM | 206704108 |
| — | AKAZOO SA | 54,674 | $150K | 0.0% | $2.74 | $6.29 | — | SHS | L0164E108 |
| — | CASPER SLEEP INC | 27,281 | $117K | 0.0% | $4.29 | $4.29 | — | COM | 147626105 |
| — | KAIXIN AUTO HLDGS | 84,929 | $73,000 | 0.0% | $0.86 | $2.15 | — | SHS | G5223X100 |
| — | TARGET HOSPITALITY CORP | 365,000 | $69,000 | 0.0% | $0.19 | $1.50 | — | *W EXP 03/15/202 | 87615L115 |
| — | FALCON MINERALS CORP | 634,023 | $67,000 | 0.0% | $0.11 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | GLRY STR NW MDIA GRUP HLDG L | 1,080,000 | $65,000 | 0.0% | $0.06 | $0.06 | — | *W EXP 02/13/202 | G39973113 |
| — | AKAZOO SA | 273,365 | $63,000 | 0.0% | $0.23 | $0.74 | — | *W EXP 09/11/202 | L0164E116 |
| — | BORQS TECHNOLOGIES INC | 41,679 | $46,000 | 0.0% | $1.10 | $5.59 | — | SHS | G1466B103 |
| — | LEISURE ACQUISITION CORP | 504,799 | $45,000 | 0.0% | $0.09 | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| — | PENSARE ACQUISITION CORP | 924,900 | $29,000 | 0.0% | $0.03 | $0.20 | — | *W EXP 07/27/202 | 70957E113 |
| — | NESCO HLDGS INC | 149,490 | $27,000 | 0.0% | $0.18 | $0.86 | — | *W EXP 01/01/202 | 64083J112 |
| — | U S WELL SVCS INC | 1,400,000 | $16,000 | 0.0% | $0.01 | $0.58 | — | *W EXP 03/15/202 | 91274U119 |
| — | AGROFRESH SOLUTIONS | 439,956 | $3,000 | 0.0% | $0.01 | $1.82 | — | *W EXP 07/31/202 | 00856G117 |