Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 26, 2021

Total Value ($000): $258,290 (100.0% shares, 0.0% debt)

Holdings (100)

ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 4.8%
Value ($000) $12,310 Shares 243,657 Est. Cost $50.54 Unrealized
QQQ INVESCO QQQ TRUST ETF 4.2%
Value ($000) $10,756 Shares 30,346 Est. Cost $179.67 Unrealized
GOOG ALPHABET INC CL C 3.8%
Value ($000) $9,802 Shares 3,911 Est. Cost $39.84 Unrealized +196.9%
AMAT APPLIED MATERIALS INC 3.7%
Value ($000) $9,522 Shares 66,865 Est. Cost $43.15 Unrealized +198.6%
MET METLIFE INC COM 3.4%
Value ($000) $8,797 Shares 146,985 Est. Cost $32.51 Unrealized +69.4%
VTI VANGUARD TOTAL STOCK MARKET INDEX FUND 3.4%
Value ($000) $8,790 Shares 39,451 Est. Cost $119.17 Unrealized
FDX FEDEX CORP COM 3.2%
Value ($000) $8,368 Shares 28,049 Est. Cost $128.56 Unrealized +110.2%
PRU PRUDENTIAL FINL INC COM 3.0%
Value ($000) $7,775 Shares 75,878 Est. Cost $53.80 Unrealized +52.0%
GS GOLDMAN SACHS GROUP INC 2.9%
Value ($000) $7,514 Shares 19,798 Est. Cost $139.06 Unrealized +129.7%
FCX FREEPORT-MCMORAN INC CL B 2.9%
Value ($000) $7,434 Shares 200,330 Est. Cost $15.89 Unrealized +129.9%
KMI KINDER MORGAN INC DEL COM 2.8%
Value ($000) $7,110 Shares 390,009 Est. Cost $10.26 Unrealized +33.7%
STNG SCORPIO TANKERS INC SHS 2.7%
Value ($000) $6,856 Shares 310,921 Est. Cost $12.44 Unrealized
GLNG GOLAR LNG LTD SHS 2.6%
Value ($000) $6,813 Shares 514,247 Est. Cost $8.82 Unrealized +22.6%
META FACEBOOK INC CL A 2.6%
Value ($000) $6,774 Shares 19,480 Est. Cost $185.69 Unrealized +71.6%
TSN TYSON FOODS INC CL A 2.2%
Value ($000) $5,809 Shares 78,758 Est. Cost $46.49 Unrealized +44.7%
VTRS VIATRIS INC COM 2.2%
Value ($000) $5,584 Shares 390,767 Est. Cost $12.65 Unrealized -6.2%
M D C HLDGS INC COM 2.1%
Value ($000) $5,508 Shares 108,848 Est. Cost $38.72 Unrealized
FLKR FRANKLIN FTSE SOUTH KOREA ETF 2.1%
Value ($000) $5,434 Shares 163,206 Est. Cost $19.67 Unrealized
GMS INC 2.0%
Value ($000) $5,114 Shares 106,227 Est. Cost $15.96 Unrealized
LMT LOCKHEED MARTIN CORP 1.9%
Value ($000) $4,965 Shares 13,123 Est. Cost $286.92 Unrealized +18.0%
GLD SPDR GOLD SHARES 1.9%
Value ($000) $4,933 Shares 29,785 Est. Cost $165.62 Unrealized
FLTW FRANKLIN FTSE TAIWAN ETF 1.8%
Value ($000) $4,732 Shares 105,742 Est. Cost $26.57 Unrealized
EIDO ISHARES MSCI INDONESIA ETF 1.8%
Value ($000) $4,727 Shares 233,081 Est. Cost $21.80 Unrealized
BHF BRIGHTHOUSE FINL INC 1.8%
Value ($000) $4,606 Shares 101,135 Est. Cost $45.99 Unrealized +2.2%
GM GENERAL MOTORS CO 1.8%
Value ($000) $4,577 Shares 77,354 Est. Cost $29.19 Unrealized +94.3%
T AT T INC 1.7%
Value ($000) $4,482 Shares 155,737 Est. Cost $13.77 Unrealized +23.4%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.6%
Value ($000) $4,036 Shares 136,357 Est. Cost $25.92 Unrealized
KRATON CORPORATION 1.5%
Value ($000) $3,769 Shares 116,735 Est. Cost $14.78 Unrealized
GLW CORNING INC 1.3%
Value ($000) $3,448 Shares 84,298 Est. Cost $14.48 Unrealized +164.5%
STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 1.3%
Value ($000) $3,336 Shares 322,941 Est. Cost $11.60 Unrealized
VEU VANGUARD FTSE ALL-WORLD EX US INDEX FUND 1.2%
Value ($000) $3,057 Shares 48,223 Est. Cost $58.88 Unrealized
AAPL APPLE INC COM 1.1%
Value ($000) $2,731 Shares 19,935 Est. Cost $106.35 Unrealized +18.9%
MSFT MICROSOFT CORP COM 1.0%
Value ($000) $2,706 Shares 9,989 Est. Cost $176.00 Unrealized +39.1%
FORD MTR CO DEL SR 8.500 4/21/23 1.0%
Value ($000) $2,692 Shares 2,412,000 Est. Cost $1.06 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 0.9%
Value ($000) $2,318 Shares 137,749 Est. Cost $19.79 Unrealized
NOC NORTHROP GRUMMAN CORPORATION 0.9%
Value ($000) $2,308 Shares 6,350 Est. Cost $315.81 Unrealized +5.7%
MELLON CAPITAL IV 3.95652 12/20/67 0.9%
Value ($000) $2,291 Shares 2,314,000 Est. Cost $0.94 Unrealized
RSP INVESCO S&P 500 EQUAL WEIGHT ETF 0.9%
Value ($000) $2,273 Shares 15,078 Est. Cost $127.66 Unrealized
UNITED FINANCIAL 5.750 10/01/24 0.8%
Value ($000) $2,146 Shares 1,907,000 Est. Cost $1.08 Unrealized
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.8%
Value ($000) $2,103 Shares 20,296 Est. Cost $80.26 Unrealized
COVETRUS INC NPV 0.8%
Value ($000) $2,045 Shares 75,735 Est. Cost $18.03 Unrealized
BANK OF NY MELLON 3.6467 12/20/67 0.8%
Value ($000) $1,989 Shares 1,975,000 Est. Cost $1.03 Unrealized
SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF 0.8%
Value ($000) $1,973 Shares 53,630 Est. Cost $33.83 Unrealized
CITIGROUP INC 0.7375 8/25/36 0.7%
Value ($000) $1,780 Shares 2,015,000 Est. Cost $0.77 Unrealized
IVV ISHARES CORE S&P 500 ETF 0.6%
Value ($000) $1,636 Shares 3,806 Est. Cost $375.39 Unrealized
KEY KEYCORP 0.6%
Value ($000) $1,632 Shares 79,028 Est. Cost $10.23 Unrealized +68.8%
SUNTRUST CAPITAL 0.87978 5/15/27 0.5%
Value ($000) $1,396 Shares 1,429,000 Est. Cost $0.95 Unrealized
OPUS BANK 5.500 7/01/26 0.5%
Value ($000) $1,364 Shares 1,364,000 Est. Cost $1.01 Unrealized
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,357 Shares 1,371,000 Est. Cost $0.78 Unrealized
LLY ELI LILLY CO 0.5%
Value ($000) $1,267 Shares 5,519 Est. Cost $50.99 Unrealized +276.4%
SPY SPDR S&P 500 ETF 0.5%
Value ($000) $1,231 Shares 2,877 Est. Cost $351.07 Unrealized
CMCSA COMCAST CORP NEW CL A 0.4%
Value ($000) $1,144 Shares 20,071 Est. Cost $33.64 Unrealized +45.8%
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.4%
Value ($000) $994 Shares 3,578 Est. Cost $220.20 Unrealized +26.9%
JP MORGAN CHASE MTN 2.000 4/30/24 0.4%
Value ($000) $906 Shares 881,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 0.8405 12/01/26 0.3%
Value ($000) $884 Shares 901,000 Est. Cost $0.87 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.3%
Value ($000) $837 Shares 2 Est. Cost $330761.80 Unrealized +27.1%
WELL WELLTOWER INC COM 0.3%
Value ($000) $813 Shares 9,780 Est. Cost $52.98 Unrealized +28.2%
CDLX CARDLYTICS INC COM 0.3%
Value ($000) $786 Shares 6,190 Est. Cost $106.66 Unrealized +5.8%
GDX VANECK VECTORS GOLD MINERS ETF 0.3%
Value ($000) $729 Shares 21,468 Est. Cost $35.73 Unrealized
CSCO CISCO SYS INC COM 0.3%
Value ($000) $718 Shares 13,559 Est. Cost $35.27 Unrealized +29.9%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $715 Shares 3,261 Est. Cost $69.20 Unrealized +177.7%
NTC CAPITAL II 0.82957 4/15/27 0.3%
Value ($000) $704 Shares 719,000 Est. Cost $0.82 Unrealized
AMERICAN EXPRESS CO 4.900 9/15/67 0.3%
Value ($000) $685 Shares 684,000 Est. Cost $1.01 Unrealized
DV DOUBLEVERIFY HLDGS INC COM 0.2%
Value ($000) $617 Shares 14,577 Est. Cost $35.63 Unrealized 0.0%
VTV VANGUARD VALUE INDEX FUND ETF 0.2%
Value ($000) $600 Shares 4,365 Est. Cost $120.75 Unrealized
XLU UTILITIES SELECT SECTOR SPDR FUND 0.2%
Value ($000) $567 Shares 8,960 Est. Cost $62.99 Unrealized
WFC WELLS FARGO CO NEW COM 0.2%
Value ($000) $566 Shares 12,490 Est. Cost $23.04 Unrealized +73.5%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $555 Shares 8,794 Est. Cost $56.40 Unrealized -11.3%
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND 0.2%
Value ($000) $538 Shares 5,278 Est. Cost $101.93 Unrealized
VZ VERIZON COMMUNICATIONS INC COM 0.2%
Value ($000) $516 Shares 9,195 Est. Cost $43.86 Unrealized -1.0%
MRK MERCK & CO INC COM 0.2%
Value ($000) $500 Shares 6,426 Est. Cost $37.88 Unrealized +69.3%
JOE ST JOE CO COM 0.2%
Value ($000) $451 Shares 10,099 Est. Cost $31.84 Unrealized +41.6%
CWH CAMPING WORLD HLDGS INC CL A 0.2%
Value ($000) $451 Shares 11,007 Est. Cost $22.16 Unrealized +46.9%
HSIC SCHEIN HENRY INC 0.2%
Value ($000) $440 Shares 5,927 Est. Cost $56.97 Unrealized +32.3%
DHI D R HORTON INC COM 0.2%
Value ($000) $424 Shares 4,688 Est. Cost $50.84 Unrealized +76.3%
PEP PEPSICO INC 0.2%
Value ($000) $391 Shares 2,640 Est. Cost $58.29 Unrealized +116.5%
TREE LENDINGTREE INC NEW COM 0.1%
Value ($000) $381 Shares 1,800 Est. Cost $273.84 Unrealized
PM PHILIP MORRIS INTL 0.1%
Value ($000) $347 Shares 3,500 Est. Cost $53.93 Unrealized +41.7%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.1%
Value ($000) $344 Shares 4,034 Est. Cost $58.43 Unrealized +29.6%
CHKP CHECK POINT SOFTWARE TECH LTD 0.1%
Value ($000) $344 Shares 2,966 Est. Cost $98.01 Unrealized +20.4%
LIVENT CORP 0.1%
Value ($000) $332 Shares 17,174 Est. Cost $6.92 Unrealized
CAG CONAGRA BRANDS INC COM 0.1%
Value ($000) $331 Shares 9,093 Est. Cost $28.87 Unrealized +4.8%
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $329 Shares 4,496 Est. Cost $55.66 Unrealized +19.5%
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $306 Shares 772 Est. Cost $286.27 Unrealized
LYB LYONDELLBASELL INDU CL A 0.1%
Value ($000) $304 Shares 2,955 Est. Cost $48.10 Unrealized +62.1%
PCG PG&E CORP COM 0.1%
Value ($000) $253 Shares 24,885 Est. Cost $11.18 Unrealized -5.1%
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $245 Shares 1,490 Est. Cost $124.24 Unrealized +16.6%
GENERAL ELECTRIC CO 0.1%
Value ($000) $238 Shares 17,700 Est. Cost $27.64 Unrealized
SCHG SCHWAB U S LARGE CAP GROWTH ETF 0.1%
Value ($000) $236 Shares 1,619 Est. Cost $139.59 Unrealized
IBM INTL BUSINESS MACHINES CORP 0.1%
Value ($000) $213 Shares 1,450 Est. Cost $98.07 Unrealized +15.7%
GOVT ISHARES U.S. TREASURY BOND ETF 0.1%
Value ($000) $209 Shares 7,872 Est. Cost $27.23 Unrealized
SPTM SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF 0.1%
Value ($000) $202 Shares 3,811 Est. Cost $53.00 Unrealized
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $201 Shares 1,500 Est. Cost $110.86 Unrealized +1.4%
ICF ISHARES COHEN & STEERS REIT ETF 0.1%
Value ($000) $201 Shares 3,080 Est. Cost $65.26 Unrealized
SUNTRUST CAPITAL 0.83388 3/15/28 0.1%
Value ($000) $198 Shares 203,000 Est. Cost $0.88 Unrealized
ACIIX AMERICAN CENTURY EQUITY INCOME I 0.1%
Value ($000) $183 Shares 18,554 Est. Cost $9.77 Unrealized
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 0.1%
Value ($000) $178 Shares 20,042 Est. Cost $12.87 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.0%
Value ($000) $102 Shares 90,000 Est. Cost $1.00 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $55 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized