Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 18, 2021

Total Value ($000): $254,917 (100.0% shares, 0.0% debt)

Holdings (100)

ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 4.8%
Value ($000) $12,115 Shares 239,878 Est. Cost $50.54 Unrealized
GOOG ALPHABET INC CL C 3.9%
Value ($000) $9,824 Shares 3,686 Est. Cost $39.84 Unrealized +243.5%
MET METLIFE INC COM 3.6%
Value ($000) $9,081 Shares 147,106 Est. Cost $32.51 Unrealized +62.2%
VTI VANGUARD TOTAL STOCK MARKET INDEX FUND 3.4%
Value ($000) $8,709 Shares 39,221 Est. Cost $119.17 Unrealized
AMAT APPLIED MATERIALS INC 3.2%
Value ($000) $8,205 Shares 63,740 Est. Cost $43.15 Unrealized +202.7%
PRU PRUDENTIAL FINL INC COM 3.1%
Value ($000) $7,983 Shares 75,883 Est. Cost $53.80 Unrealized +55.1%
QQQ INVESCO QQQ TRUST ETF 3.0%
Value ($000) $7,542 Shares 21,068 Est. Cost $179.67 Unrealized
GS GOLDMAN SACHS GROUP INC 2.9%
Value ($000) $7,388 Shares 19,543 Est. Cost $139.06 Unrealized +151.6%
FCX FREEPORT-MCMORAN INC CL B 2.7%
Value ($000) $6,762 Shares 207,878 Est. Cost $16.52 Unrealized +100.3%
GLNG GOLAR LNG LTD SHS 2.6%
Value ($000) $6,670 Shares 514,247 Est. Cost $8.82 Unrealized +18.9%
META FACEBOOK INC CL A 2.6%
Value ($000) $6,595 Shares 19,432 Est. Cost $185.69 Unrealized +92.6%
GLD SPDR GOLD SHARES 2.6%
Value ($000) $6,553 Shares 39,905 Est. Cost $165.26 Unrealized
KMI KINDER MORGAN INC DEL COM 2.6%
Value ($000) $6,533 Shares 390,500 Est. Cost $10.26 Unrealized +29.3%
TSN TYSON FOODS INC CL A 2.4%
Value ($000) $6,200 Shares 78,538 Est. Cost $46.49 Unrealized +41.6%
FDX FEDEX CORP COM 2.4%
Value ($000) $6,155 Shares 28,069 Est. Cost $128.56 Unrealized +92.9%
STNG SCORPIO TANKERS INC SHS 2.3%
Value ($000) $5,768 Shares 311,104 Est. Cost $12.44 Unrealized
KRATON CORPORATION 2.1%
Value ($000) $5,328 Shares 116,735 Est. Cost $14.78 Unrealized
VTRS VIATRIS INC COM 2.0%
Value ($000) $5,206 Shares 384,241 Est. Cost $12.65 Unrealized -7.4%
M D C HLDGS INC COM 2.0%
Value ($000) $5,086 Shares 108,872 Est. Cost $38.72 Unrealized
EIDO ISHARES MSCI INDONESIA ETF 1.9%
Value ($000) $4,946 Shares 228,045 Est. Cost $21.80 Unrealized
SUNTRUST CAPITAL 0.76888 3/15/28 1.9%
Value ($000) $4,771 Shares 4,887,000 Est. Cost $0.97 Unrealized
LMT LOCKHEED MARTIN CORP 1.8%
Value ($000) $4,699 Shares 13,616 Est. Cost $288.14 Unrealized +11.3%
FLKR FRANKLIN FTSE SOUTH KOREA ETF 1.8%
Value ($000) $4,673 Shares 162,362 Est. Cost $19.67 Unrealized
GMS INC 1.8%
Value ($000) $4,652 Shares 106,202 Est. Cost $15.96 Unrealized
T AT&T INC COM 1.8%
Value ($000) $4,618 Shares 170,954 Est. Cost $13.97 Unrealized +15.0%
BHF BRIGHTHOUSE FINL INC 1.8%
Value ($000) $4,560 Shares 100,810 Est. Cost $45.99 Unrealized -2.0%
HBM HUDBAY MINERALS INC COM 1.7%
Value ($000) $4,459 Shares 715,844 Est. Cost $6.33 Unrealized 0.0%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.7%
Value ($000) $4,348 Shares 134,432 Est. Cost $25.92 Unrealized
GM GENERAL MOTORS CO 1.6%
Value ($000) $4,076 Shares 77,324 Est. Cost $29.19 Unrealized +75.7%
COVETRUS INC COM 1.5%
Value ($000) $3,850 Shares 212,688 Est. Cost $18.07 Unrealized
RSP INVESCO S&P 500 EQUAL WEIGHT ETF 1.3%
Value ($000) $3,410 Shares 22,762 Est. Cost $135.14 Unrealized
GLW CORNING INC 1.2%
Value ($000) $3,075 Shares 84,273 Est. Cost $14.48 Unrealized +143.6%
CYXTERA TECHNOLOGIES INC COM CL A 1.2%
Value ($000) $2,989 Shares 323,141 Est. Cost $9.25 Unrealized
VEU VANGUARD FTSE ALL-WORLD EX US INDEX FUND 1.2%
Value ($000) $2,935 Shares 48,149 Est. Cost $58.88 Unrealized
MSFT MICROSOFT CORP COM 1.1%
Value ($000) $2,816 Shares 9,989 Est. Cost $176.00 Unrealized +59.5%
FORD MTR CO DEL SR 8.500 4/21/23 1.0%
Value ($000) $2,653 Shares 2,412,000 Est. Cost $1.06 Unrealized
AAPL APPLE INC COM 1.0%
Value ($000) $2,548 Shares 18,005 Est. Cost $106.35 Unrealized +35.3%
NOC NORTHROP GRUMMAN CORPORATION 0.9%
Value ($000) $2,358 Shares 6,547 Est. Cost $316.43 Unrealized +6.3%
MELLON CAPITAL IV 3.95652 12/20/67 0.9%
Value ($000) $2,314 Shares 2,314,000 Est. Cost $0.94 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 0.9%
Value ($000) $2,239 Shares 136,693 Est. Cost $19.79 Unrealized
UNITED FINANCIAL 5.750 10/01/24 0.8%
Value ($000) $2,127 Shares 1,907,000 Est. Cost $1.08 Unrealized
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.8%
Value ($000) $2,039 Shares 20,021 Est. Cost $80.26 Unrealized
BANK OF NY MELLON 3.59399 12/20/67 0.8%
Value ($000) $1,985 Shares 1,975,000 Est. Cost $1.03 Unrealized
SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF 0.8%
Value ($000) $1,956 Shares 54,026 Est. Cost $33.83 Unrealized
CITIGROUP INC 0.697 8/25/36 0.7%
Value ($000) $1,764 Shares 2,015,000 Est. Cost $0.77 Unrealized
KEY KEYCORP 0.7%
Value ($000) $1,708 Shares 79,003 Est. Cost $10.23 Unrealized +58.5%
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.6%
Value ($000) $1,646 Shares 4 Est. Cost $376696.56 Unrealized +12.2%
IWM ISHARES RUSSELL 2000 ETF 0.6%
Value ($000) $1,468 Shares 6,710 Est. Cost $218.78 Unrealized
IVV ISHARES CORE S&P 500 ETF 0.5%
Value ($000) $1,387 Shares 3,219 Est. Cost $375.39 Unrealized
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,353 Shares 1,371,000 Est. Cost $0.78 Unrealized
LLY ELI LILLY CO 0.5%
Value ($000) $1,275 Shares 5,519 Est. Cost $50.99 Unrealized +364.1%
SPY SPDR S&P 500 ETF 0.5%
Value ($000) $1,234 Shares 2,877 Est. Cost $351.07 Unrealized
CMCSA COMCAST CORP NEW CL A 0.4%
Value ($000) $1,127 Shares 20,156 Est. Cost $33.64 Unrealized +52.7%
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.4%
Value ($000) $933 Shares 3,418 Est. Cost $220.20 Unrealized +27.5%
JP MORGAN CHASE MTN 2.000 4/30/24 0.4%
Value ($000) $904 Shares 881,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 0.78463 12/01/26 0.4%
Value ($000) $895 Shares 901,000 Est. Cost $0.87 Unrealized
WELL WELLTOWER INC COM 0.3%
Value ($000) $806 Shares 9,780 Est. Cost $52.98 Unrealized +45.0%
CSCO CISCO SYS INC COM 0.3%
Value ($000) $743 Shares 13,650 Est. Cost $35.27 Unrealized +39.6%
NTC CAPITAL II 0.82957 4/15/27 0.3%
Value ($000) $719 Shares 719,000 Est. Cost $0.82 Unrealized
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND 0.3%
Value ($000) $713 Shares 6,993 Est. Cost $101.94 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $692 Shares 3,261 Est. Cost $69.20 Unrealized +181.2%
GDX VANECK GOLD MINERS ETF 0.3%
Value ($000) $664 Shares 22,542 Est. Cost $35.44 Unrealized
CDLX CARDLYTICS INC COM 0.3%
Value ($000) $651 Shares 7,752 Est. Cost $105.61 Unrealized -3.9%
VTV VANGUARD VALUE INDEX FUND ETF 0.2%
Value ($000) $591 Shares 4,365 Est. Cost $120.75 Unrealized
XLU UTILITIES SELECT SECTOR SPDR FUND 0.2%
Value ($000) $564 Shares 8,833 Est. Cost $62.99 Unrealized
WFC WELLS FARGO CO NEW COM 0.2%
Value ($000) $563 Shares 12,141 Est. Cost $23.04 Unrealized +80.5%
DV DOUBLEVERIFY HLDGS INC COM 0.2%
Value ($000) $518 Shares 26,021 Est. Cost $35.49 Unrealized -0.5%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $517 Shares 8,794 Est. Cost $56.40 Unrealized -14.1%
MRK MERCK & CO INC COM 0.2%
Value ($000) $483 Shares 6,426 Est. Cost $37.88 Unrealized +74.6%
HSIC SCHEIN HENRY INC 0.2%
Value ($000) $451 Shares 5,927 Est. Cost $56.97 Unrealized +35.1%
CWH CAMPING WORLD HLDGS INC CL A 0.2%
Value ($000) $428 Shares 11,007 Est. Cost $22.16 Unrealized +40.9%
JOE ST JOE CO COM 0.2%
Value ($000) $425 Shares 10,099 Est. Cost $31.84 Unrealized +38.3%
DHI D R HORTON INC COM 0.2%
Value ($000) $409 Shares 4,869 Est. Cost $52.23 Unrealized +68.7%
LIVENT CORP 0.2%
Value ($000) $397 Shares 17,174 Est. Cost $6.92 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $397 Shares 2,640 Est. Cost $58.29 Unrealized +131.6%
CAG CONAGRA BRANDS INC COM 0.1%
Value ($000) $365 Shares 10,785 Est. Cost $28.67 Unrealized -3.7%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.1%
Value ($000) $346 Shares 4,034 Est. Cost $58.43 Unrealized +32.5%
CYXTERA TECHNOLOGIES INC WT EXP 091027 0.1%
Value ($000) $338 Shares 164,467 Est. Cost $2.06 Unrealized
CHKP CHECK POINT SOFTWARE TECH LTD 0.1%
Value ($000) $335 Shares 2,966 Est. Cost $98.01 Unrealized +24.3%
PM PHILIP MORRIS INTL 0.1%
Value ($000) $332 Shares 3,500 Est. Cost $53.93 Unrealized +50.3%
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $307 Shares 772 Est. Cost $286.27 Unrealized
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $284 Shares 3,618 Est. Cost $55.66 Unrealized +29.1%
TREE LENDINGTREE INC NEW COM 0.1%
Value ($000) $279 Shares 1,995 Est. Cost $260.75 Unrealized
LYB LYONDELLBASELL INDU CL A 0.1%
Value ($000) $277 Shares 2,955 Est. Cost $48.10 Unrealized +48.5%
PCG PG&E CORP COM 0.1%
Value ($000) $249 Shares 25,983 Est. Cost $11.10 Unrealized -15.9%
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $241 Shares 1,490 Est. Cost $124.24 Unrealized +20.9%
SCHG SCHWAB U S LARGE CAP GROWTH ETF 0.1%
Value ($000) $240 Shares 1,619 Est. Cost $139.59 Unrealized
GE GENERAL ELEC CO 0.1%
Value ($000) $228 Shares 2,210 Est. Cost $62.95 Unrealized 0.0%
DOV DOVER CORP 0.1%
Value ($000) $202 Shares 1,300 Est. Cost $156.61 Unrealized 0.0%
DXJ WISDOMTREE JAPAN HEDGED EQUITY FUND 0.1%
Value ($000) $202 Shares 3,206 Est. Cost $63.01 Unrealized
IBM INTL BUSINESS MACHINES CORP 0.1%
Value ($000) $201 Shares 1,450 Est. Cost $98.07 Unrealized +14.3%
ICF ISHARES COHEN & STEERS REIT ETF 0.1%
Value ($000) $201 Shares 3,080 Est. Cost $65.26 Unrealized
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $199 Shares 1,500 Est. Cost $110.86 Unrealized +4.2%
ALTISOURCE PORTFOLIO SOLNS SA REG SHS 0.1%
Value ($000) $198 Shares 20,042 Est. Cost $12.87 Unrealized
NI NISOURCE INC 0.1%
Value ($000) $194 Shares 8,000 Est. Cost $21.56 Unrealized 0.0%
JPMORGAN CHASE CO 0.67563 2/01/27 0.1%
Value ($000) $194 Shares 200,000 Est. Cost $0.97 Unrealized
WM WASTE MANAGEMENT INC 0.1%
Value ($000) $149 Shares 1,000 Est. Cost $139.71 Unrealized 0.0%
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $54 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized
STATE STREET CORP 1.2165 6/15/37 0.0%
Value ($000) $27 Shares 30,000 Est. Cost $0.90 Unrealized