Location: Los Angeles, CA
CIK: 0001464790 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 7, 2019
Total Value: $181M (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SELECT INTERIOR CONCEPTS INC | 3,061,687 | $23.02M | 12.7% | $10.16 | — | CL A | 816120307 |
| — | TESLA INC | 40,000 | $13.31M | 7.3% | — | — | Put | 88160R951 |
| — | HC2 HLDGS INC | 4,426,797 | $11.69M | 6.4% | $3.65 | — | COM | 404139107 |
| — | ISHARES TR | 70,000 | $9.373M | 5.2% | — | — | Put | 464287955 |
| — | ALIBABA GROUP HLDG LTD | 65,000 | $8.91M | 4.9% | — | — | Put | 01609W952 |
| — | LONESTAR RES US INC | 2,430,251 | $8.87M | 4.9% | $4.37 | — | CL A VTG | 54240F103 |
| LEGH | LEGACY HOUSING CORP | 734,857 | $8.767M | 4.8% | $11.68 | 0.0% | COM | 52472M101 |
| — | QUANTUM CORP | 4,126,667 | $8.253M | 4.6% | $2.08 | — | COM NEW | 747906501 |
| — | NATIONAL HOLDINGS CORP | 3,010,054 | $8.127M | 4.5% | $2.70 | — | COM NEW | 636375206 |
| — | THESTREET INC | 3,815,261 | $7.745M | 4.3% | $2.04 | — | COM | 88368Q103 |
| — | RUBICON PROJ INC | 1,748,760 | $6.523M | 3.6% | $2.80 | — | COM | 78112V102 |
| — | HEALTH INS INNOVATIONS INC | 191,620 | $5.122M | 2.8% | $20.06 | — | COM CL A | 42225K106 |
| RNGR | RANGER ENERGY SVCS INC | 886,726 | $4.584M | 2.5% | $9.64 | -25.6% | COM CL A | 75282U104 |
| — | BABCOCK & WILCOX ENTERPRIS I | 10,908,713 | $4.259M | 2.3% | $2.38 | — | COM | 05614L100 |
| — | GW PHARMACEUTICALS PLC | 42,500 | $4.139M | 2.3% | — | — | Put | 36197T953 |
| SGI | TEMPUR SEALY INTL INC | 95,736 | $3.963M | 2.2% | $13.13 | -8.7% | COM | 88023U101 |
| — | GENERAL ELECTRIC CO | 400,000 | $3.028M | 1.7% | — | — | Put | 369604953 |
| — | I D SYSTEMS INC | 537,345 | $3.004M | 1.7% | $5.59 | — | COM | 449489103 |
| — | VANECK VECTORS ETF TR | 30,000 | $2.618M | 1.4% | — | — | Put | 92189F956 |
| AEYE | AUDIOEYE INC | 235,200 | $2.011M | 1.1% | $7.89 | -6.5% | COM NEW | 050734201 |
| — | MALLINCKRODT PUB LTD CO | 125,000 | $1.975M | 1.1% | — | — | Put | G5785G957 |
| — | US XPRESS ENTERPRISES INC | 289,909 | $1.626M | 0.9% | $5.61 | — | COM CL A | 90338N202 |
| SACH | SACHEM CAP CORP | 395,987 | $1.548M | 0.9% | $3.92 | — | COM | 78590A109 |
| IWM | ISHARES TR | 10,000 | $1.339M | 0.7% | $133.90 | — | RUSSELL 2000 ETF | 464287655 |
| BBW | BUILD A BEAR WORKSHOP | 300,000 | $1.185M | 0.7% | $5.95 | 0.0% | COM | 120076104 |
| — | TRAVELCENTERS AMER LLC | 283,846 | $1.067M | 0.6% | $3.65 | — | COM | 894174101 |
| — | ENANTA PHARMACEUTICALS INC | 15,000 | $1.062M | 0.6% | — | — | Put | 29251M956 |
| MFIN | MEDALLION FINL CORP | 207,350 | $972K | 0.5% | $5.01 | +1.8% | COM | 583928106 |
| — | TEMPUR SEALY INTL INC | 20,000 | $828K | 0.5% | — | — | Call | 88023U901 |
| — | NOVAVAX INC | 432,344 | $796K | 0.4% | $1.54 | — | COM | 670002104 |
| — | TIVO CORP | 83,179 | $783K | 0.4% | $11.04 | — | COM | 88870P106 |
| — | TRUECAR INC | 84,545 | $766K | 0.4% | $10.92 | — | COM | 89785L107 |
| — | CDN IMPERIAL BK COMM TORONTO | 10,000 | $745K | 0.4% | — | — | Put | 136069951 |
| CNO | CNO FINL GROUP INC | 47,129 | $701K | 0.4% | $16.43 | -6.1% | COM | 12621E103 |
| HASI | HANNON ARMSTRONG SUST INFR C | 34,195 | $651K | 0.4% | $13.64 | +11.2% | COM | 41068X100 |
| — | VERASTEM INC | 173,441 | $583K | 0.3% | $4.64 | — | COM | 92337C104 |
| — | BBX CAP CORP NEW | 100,000 | $573K | 0.3% | $7.58 | — | CL A | 05491N104 |
| AROC | ARCHROCK INC | 72,466 | $543K | 0.3% | $7.09 | -5.8% | COM | 03957W106 |
| CLPR | CLIPPER RLTY INC | 35,406 | $463K | 0.3% | $13.53 | — | COM | 18885T306 |
| WTTR | SELECT ENERGY SVCS INC | 70,717 | $447K | 0.2% | $9.70 | — | CL A COM | 81617J301 |
| CCS | CENTURY CMNTYS INC | 25,503 | $440K | 0.2% | $28.05 | -30.3% | COM | 156504300 |
| — | SEATTLE GENETICS INC | 7,500 | $425K | 0.2% | — | — | Put | 812578952 |
| — | AROTECH CORP | 153,717 | $403K | 0.2% | $3.64 | — | COM NEW | 042682203 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 20,234 | $398K | 0.2% | $21.07 | — | COM SHS BEN INT | 456237106 |
| — | POINTER TELOCATION LTD | 32,398 | $395K | 0.2% | $12.19 | — | SHS | M7946T104 |
| MATW | MATTHEWS INTL CORP | 9,735 | $395K | 0.2% | $42.23 | -19.0% | CL A | 577128101 |
| — | PRIMO WTR CORP | 27,576 | $386K | 0.2% | $13.43 | — | COM | 74165N105 |
| SBCF | SEACOAST BKG CORP FLA | 14,741 | $384K | 0.2% | $30.97 | -13.5% | COM NEW | 811707801 |
| — | TELENAV INC | 92,500 | $376K | 0.2% | $6.42 | — | COM | 879455103 |
| PFBC | PREFERRED BK LOS ANGELES CA | 8,597 | $373K | 0.2% | $63.89 | -20.1% | COM NEW | 740367404 |
| VSAT | VIASAT INC | 6,177 | $364K | 0.2% | $66.18 | -1.9% | COM | 92552V100 |
| THRM | GENTHERM INC | 8,991 | $359K | 0.2% | $39.30 | +7.7% | COM | 37253A103 |
| UMH | UMH PPTYS INC | 30,004 | $355K | 0.2% | $13.88 | — | COM | 903002103 |
| — | BEIGENE LTD | 2,500 | $351K | 0.2% | — | — | Put | 07725L952 |
| LITE | LUMENTUM HLDGS INC | 8,325 | $350K | 0.2% | $45.94 | +7.2% | COM | 55024U109 |
| COHU | COHU INC | 21,378 | $344K | 0.2% | $22.99 | -18.7% | COM | 192576106 |
| — | ITERIS INC | 90,784 | $339K | 0.2% | $6.36 | — | COM | 46564T107 |
| — | OSIRIS THERAPEUTICS INC NEW | 25,000 | $338K | 0.2% | $11.09 | — | COM | 68827R108 |
| — | CORCEPT THERAPEUTICS INC | 25,000 | $334K | 0.2% | — | — | Put | 218352952 |
| — | VERSO CORP | 14,838 | $332K | 0.2% | $22.37 | — | CL A | 92531L207 |
| AEHR | AEHR TEST SYSTEMS | 230,000 | $324K | 0.2% | $1.87 | 0.0% | COM | 00760J108 |
| ATEN | A10 NETWORKS INC | 51,500 | $321K | 0.2% | $6.11 | -7.4% | COM | 002121101 |
| — | AMYRIS INC | 96,156 | $321K | 0.2% | $7.64 | — | COM NEW | 03236M200 |
| — | ALIMERA SCIENCES INC | 430,600 | $309K | 0.2% | $0.98 | — | COM | 016259103 |
| CRI | CARTERS INC | 3,650 | $298K | 0.2% | $72.94 | 0.0% | COM | 146229109 |
| — | SOUTHWESTERN ENERGY CO | 83,766 | $286K | 0.2% | $4.61 | — | COM | 845467109 |
| GVA | GRANITE CONSTR INC | 7,044 | $284K | 0.2% | $45.68 | 0.0% | COM | 387328107 |
| — | S&W SEED CO | 155,024 | $281K | 0.2% | $3.74 | — | COM | 785135104 |
| — | 180 DEGREE CAP CORP | 158,894 | $278K | 0.2% | $1.75 | — | COM | 68235B109 |
| KOP | KOPPERS HOLDINGS INC | 16,225 | $276K | 0.2% | $35.92 | -36.5% | COM | 50060P106 |
| — | KINDRED BIOSCIENCES INC | 25,000 | $274K | 0.2% | $10.92 | — | COM | 494577109 |
| — | KEMET CORP | 15,000 | $263K | 0.1% | $17.53 | — | COM NEW | 488360207 |
| PLCE | CHILDRENS PL INC | 2,903 | $262K | 0.1% | $129.19 | -3.5% | COM | 168905107 |
| — | GREAT ELM CAP CORP | 33,200 | $261K | 0.1% | $7.86 | — | COM | 390320109 |
| — | GLOBAL SHIP LEASE INC NEW | 417,914 | $259K | 0.1% | $1.05 | — | SHS A | Y27183105 |
| — | GW PHARMACEUTICALS PLC | 2,500 | $243K | 0.1% | $97.20 | — | ADS | 36197T103 |
| — | LIMELIGHT NETWORKS INC | 102,535 | $240K | 0.1% | $4.41 | — | COM | 53261M104 |
| BC | BRUNSWICK CORP | 5,000 | $232K | 0.1% | $46.72 | 0.0% | COM | 117043109 |
| — | SPECTRUM PHARMACEUTICALS INC | 25,360 | $222K | 0.1% | $19.78 | — | COM | 84763A108 |
| EBMT | EAGLE BANCORP MONT INC | 13,090 | $216K | 0.1% | $13.74 | 0.0% | COM | 26942G100 |
| — | MAXWELL TECHNOLOGIES INC | 100,000 | $207K | 0.1% | $3.49 | — | COM | 577767106 |
| — | GOPRO INC | 250,000 | $205K | 0.1% | $0.84 | — | NOTE 3.500% 4/1 | 38268TAB9 |
| — | VITAMIN SHOPPE INC | 191,000 | $180K | 0.1% | $0.75 | — | NOTE 2.250%12/0 | 92849EAB7 |
| IMMR | IMMERSION CORP | 19,000 | $170K | 0.1% | $9.35 | 0.0% | COM | 452521107 |
| — | U.S. AUTO PARTS NETWORK INC | 185,067 | $168K | 0.1% | $0.91 | — | COM | 90343C100 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 25,000 | $154K | 0.1% | $6.16 | — | COM | 87157B103 |
| HFFG | HF FOODS GROUP INC | 11,000 | $146K | 0.1% | $12.27 | +8.6% | COM | 40417F109 |
| — | FS KKR CAPITAL CORP | 25,000 | $130K | 0.1% | $5.20 | — | COM | 302635107 |
| — | SEACHANGE INTL INC | 85,000 | $107K | 0.1% | $1.50 | — | COM | 811699107 |
| — | AMERICAN RLTY CAP PPTYS INC | 105,000 | $103K | 0.1% | $0.98 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | SANOFI | 211,405 | $101K | 0.1% | $0.50 | — | RIGHT 12/31/2020 | 80105N113 |
| — | NXP SEMICONDUCTORS N V | 85,000 | $85,000 | 0.0% | $1.00 | — | NOTE 1.000%12/0 | 62952QAB6 |
| — | STARWOOD PPTY TR INC | 86,000 | $85,000 | 0.0% | $0.99 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | FLOTEK INDS INC DEL | 75,000 | $82,000 | 0.0% | $2.79 | — | COM | 343389102 |
| — | HERCULES CAPITAL INC | 80,000 | $76,000 | 0.0% | $0.95 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | HANNON ARMSTRONG SUST INFR C | 83,000 | $75,000 | 0.0% | $0.90 | — | NOTE 4.125% 9/0 | 41068XAB6 |
| — | ECO STIM ENERGY SOLUTIONS IN | 1,093,129 | $71,000 | 0.0% | $0.06 | — | COM | 27888D101 |
| — | SPIRIT RLTY CAP INC NEW | 69,000 | $69,000 | 0.0% | $1.00 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | CANADIAN SOLAR INC | 60,000 | $59,000 | 0.0% | $0.98 | — | NOTE 4.250% 2/1 | 136635AE9 |
| — | COLONY CAP INC | 50,000 | $44,000 | 0.0% | $0.88 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | MICRON TECHNOLOGY INC | 36,500 | $40,000 | 0.0% | $1.10 | — | NOTE 3.000%11/1 | 595112AY9 |
| — | FRANCESCAS HLDGS CORP | 20,000 | $19,000 | 0.0% | $3.70 | — | COM | 351793104 |
| — | HORIZON GLOBAL CORP | 15,000 | $8,000 | 0.0% | $0.64 | — | NOTE 2.750% 7/0 | 44052WAA2 |