CIK: 0001464790 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 19, 2018
Total Value ($000): $352,338 (98.1% shares, 1.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 300,000 | $50,565 | 14.4% | — | — | Put | 464287655 |
| — | SELECT INTERIOR CONCEPTS INC | 2,583,142 | $27,511 | 7.8% | $10.65 | — | CL A | 816120307 |
| SPY | SPDR S&P 500 ETF TR | 45,000 | $13,082 | 3.7% | $223.81 | — | Put | 78462F103 |
| — | HEALTH INS INNOVATIONS INC | 191,620 | $11,813 | 3.4% | $20.06 | — | COM CL A | 42225K106 |
| — | BABCOCK & WILCOX ENTERPRIS I | 10,851,713 | $11,177 | 3.2% | $2.38 | — | COM | 05614L100 |
| — | LONESTAR RES US INC | 1,347,729 | $10,499 | 3.0% | $4.94 | — | CL A VTG | 54240F103 |
| — | MAGICJACK VOCALTEC LTD | 1,249,600 | $10,434 | 3.0% | $8.45 | — | SHS | M6787E101 |
| VV | VANGUARD INDEX FDS | 74,559 | $9,954 | 2.8% | $95.80 | — | LARGE CAP ETF | 922908637 |
| — | HC2 HLDGS INC | 1,509,443 | $9,238 | 2.6% | $5.61 | — | COM | 404139107 |
| VCSH | VANGUARD SCOTTSDALE FDS | 116,254 | $9,086 | 2.6% | $78.78 | — | SHRT TRM CORP BD | 92206C409 |
| RNGR | RANGER ENERGY SVCS INC | 876,226 | $7,343 | 2.1% | $9.67 | -6.0% | COM CL A | 75282U104 |
| MINT | PIMCO ETF TR | 69,857 | $7,099 | 2.0% | $101.26 | — | ENHAN SHRT MA AC | 72201R833 |
| — | RUBICON PROJ INC | 1,796,837 | $6,469 | 1.8% | $2.80 | — | COM | 78112V102 |
| — | AEGEAN MARINE PETROLEUM NETW | 4,379,308 | $6,263 | 1.8% | $1.65 | — | SHS | Y0017S102 |
| TSLA | TESLA INC | 20,000 | $5,296 | 1.5% | — | — | Put | 88160R101 |
| SGI | TEMPUR SEALY INTL INC | 90,736 | $4,800 | 1.4% | $13.19 | +1.1% | COM | 88023U101 |
| — | SOLAR SR CAP LTD | 268,360 | $4,484 | 1.3% | $14.91 | — | COM | 83416M105 |
| MSFT | MICROSOFT CORP | 36,438 | $4,167 | 1.2% | $56.49 | +78.5% | COM | 594918104 |
| BABA | ALIBABA GROUP HLDG LTD | 25,000 | $4,119 | 1.2% | $178.97 | — | Put | 01609W102 |
| VO | VANGUARD INDEX FDS | 22,357 | $3,671 | 1.0% | $123.00 | — | MID CAP ETF | 922908629 |
| VCIT | VANGUARD SCOTTSDALE FDS | 41,925 | $3,502 | 1.0% | $84.27 | — | INT-TERM CORP | 92206C870 |
| IWR | ISHARES TR | 15,513 | $3,421 | 1.0% | $166.00 | — | RUS MID CAP ETF | 464287499 |
| ANW 4 11/01/18 | AEGEAN MARINE PETE NETWORK I | 4,141,000 | $3,209 | 0.9% | $0.49 | — | NOTE 4.000%11/0 | Y0020QAA9 |
| PNNT | PENNANTPARK INVT CORP | 417,534 | $3,115 | 0.9% | $2.15 | +41.5% | COM | 708062104 |
| CVX | CHEVRON CORP NEW | 25,054 | $3,064 | 0.9% | $86.22 | +2.0% | COM | 166764100 |
| GSM | FERROGLOBE PLC | 372,893 | $3,047 | 0.9% | $10.87 | -28.6% | SHS | G33856108 |
| — | AMYRIS INC | 367,756 | $2,920 | 0.8% | $7.64 | — | COM NEW | 03236M200 |
| LDUR | PIMCO ETF TR | 26,764 | $2,667 | 0.8% | $100.56 | — | ENHNCD LW DUR AC | 72201R718 |
| VTI | VANGUARD INDEX FDS | 16,621 | $2,487 | 0.7% | $110.60 | — | TOTAL STK MKT | 922908769 |
| — | AEGEAN MARINE PETE NETWORK I | 4,250,000 | $2,483 | 0.7% | $0.54 | — | NOTE 4.250%12/1 | 00773VAB2 |
| PFLT | PENNANTPARK FLOATING RATE CA | 186,236 | $2,449 | 0.7% | $4.16 | +45.4% | COM | 70806A106 |
| FLOT | ISHARES TR | 46,336 | $2,364 | 0.7% | $50.75 | — | FLTG RATE NT ETF | 46429B655 |
| — | LIMELIGHT NETWORKS INC | 467,626 | $2,347 | 0.7% | $4.41 | — | COM | 53261M104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 53,709 | $2,202 | 0.6% | $34.98 | — | FTSE EMR MKT ETF | 922042858 |
| SACH | SACHEM CAP CORP | 509,445 | $2,124 | 0.6% | $3.92 | — | COM | 78590A109 |
| AEYE | AUDIOEYE INC | 235,200 | $2,117 | 0.6% | $7.89 | 0.0% | COM NEW | 050734201 |
| AAPL | APPLE INC | 9,206 | $2,078 | 0.6% | $33.43 | +47.4% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF TR | 6,734 | $1,958 | 0.6% | $223.81 | — | TR UNIT | 78462F103 |
| IDV | ISHARES TR | 58,967 | $1,924 | 0.5% | $29.27 | — | INTL SEL DIV ETF | 464288448 |
| — | QUANTUM CORP | 800,000 | $1,920 | 0.5% | $2.40 | — | COM NEW | 747906501 |
| — | TELENAV INC | 379,957 | $1,918 | 0.5% | $6.42 | — | COM | 879455103 |
| — | CHURCHILL CAP CORP | 185,000 | $1,874 | 0.5% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| VTIP | VANGUARD MALVERN FDS | 35,921 | $1,737 | 0.5% | $48.68 | — | STRM INFPROIDX | 922020805 |
| HPQ | HP INC | 67,048 | $1,728 | 0.5% | $7.71 | +143.7% | COM | 40434L105 |
| IGSB | ISHARES TR | 32,836 | $1,702 | 0.5% | $89.01 | — | SH TR CRPORT ETF | 464288646 |
| — | DOUBLELINE INCOME SOLUTIONS | 80,683 | $1,630 | 0.5% | $16.43 | — | COM | 258622109 |
| — | RIGEL PHARMACEUTICALS INC | 473,343 | $1,519 | 0.4% | $2.95 | — | COM NEW | 766559603 |
| VIG | VANGUARD GROUP | 13,184 | $1,459 | 0.4% | $78.44 | — | DIV APP ETF | 921908844 |
| NYF | ISHARES TR | 26,809 | $1,457 | 0.4% | $83.72 | — | NEW YORK MUN ETF | 464288323 |
| DNL | WISDOMTREE TR | 25,186 | $1,441 | 0.4% | $51.80 | — | GLB US QTLY DIV | 97717W844 |
| — | TRINITY MERGER CORP | 145,000 | $1,425 | 0.4% | $9.83 | — | COM CL A | 89653L106 |
| QQQ | INVESCO QQQ TR | 7,577 | $1,408 | 0.4% | $172.41 | — | UNIT SER 1 | 46090E103 |
| EFA | ISHARES TR | 20,264 | $1,378 | 0.4% | $62.82 | — | MSCI EAFE ETF | 464287465 |
| ACWV | ISHARES INC | 15,451 | $1,358 | 0.4% | $70.78 | — | MIN VOL GBL ETF | 464286525 |
| ARCC | ARES CAP CORP | 76,833 | $1,321 | 0.4% | $5.79 | +46.2% | COM | 04010L103 |
| — | GORDON POINTE ACQUISITION CO | 125,000 | $1,231 | 0.3% | $9.72 | — | COM CLASS A | 382788107 |
| — | EQT MIDSTREAM PARTNERS LP | 21,696 | $1,145 | 0.3% | $52.77 | — | UNIT LTD PARTN | 26885B100 |
| — | TORTOISE MLP FD INC | 69,178 | $1,112 | 0.3% | $17.39 | — | COM | 89148B101 |
| MUB | ISHARES TR | 10,108 | $1,091 | 0.3% | $110.50 | — | NATIONAL MUN ETF | 464288414 |
| — | BBX CAP CORP NEW | 147,052 | $1,091 | 0.3% | $7.58 | — | CL A | 05491N104 |
| ECC | EAGLE PT CR CO LLC | 55,809 | $999 | 0.3% | $17.90 | — | COM | 269808101 |
| PGX | INVESCO EXCHNG TRADED FD TR | 68,085 | $975 | 0.3% | $14.54 | — | PFD ETF | 46138E511 |
| LQD | ISHARES TR | 8,178 | $940 | 0.3% | $114.34 | — | IBOXX INV CP ETF | 464287242 |
| GNR | SPDR INDEX SHS FDS | 18,552 | $938 | 0.3% | $32.58 | — | GLB NAT RESRCE | 78463X541 |
| DVY | ISHARES TR | 9,204 | $918 | 0.3% | $75.55 | — | SELECT DIVID ETF | 464287168 |
| EMB | ISHARES TR | 8,160 | $880 | 0.2% | $108.31 | — | JPMORGAN USD EMG | 464288281 |
| USMV | ISHARES TR | 15,325 | $874 | 0.2% | $42.50 | — | MIN VOL USA ETF | 46429B697 |
| ENTA | ENANTA PHARMACEUTICALS INC | 10,000 | $855 | 0.2% | — | — | Put | 29251M106 |
| VPL | VANGUARD INTL EQUITY INDEX F | 11,844 | $842 | 0.2% | $62.11 | — | FTSE PACIFIC ETF | 922042866 |
| — | COHEN & STEERS LTD DUR PFD I | 34,262 | $816 | 0.2% | $23.28 | — | COM | 19248C105 |
| UPBD | RENT A CTR INC NEW | 55,798 | $802 | 0.2% | $9.60 | +53.0% | COM | 76009N100 |
| IBB | ISHARES TR | 6,355 | $775 | 0.2% | $167.88 | — | NASDAQ BIOTECH | 464287556 |
| — | PLATFORM SPECIALTY PRODS COR | 60,000 | $748 | 0.2% | $9.82 | — | COM | 72766Q105 |
| — | GOLDMAN SACHS MLP INC OPP FD | 80,914 | $745 | 0.2% | $8.28 | — | COM SHS | 38147W103 |
| VCLT | VANGUARD SCOTTSDALE FDS | 8,338 | $734 | 0.2% | $85.55 | — | LG-TERM COR BD | 92206C813 |
| — | APOLLO SR FLOATING RATE FD I | 44,973 | $719 | 0.2% | $15.27 | — | COM | 037636107 |
| — | TRAVELCENTERS AMER LLC | 119,930 | $684 | 0.2% | $3.50 | — | COM | 894174101 |
| BRT | BRT APARTMENTS CORP | 56,616 | $682 | 0.2% | $1.19 | — | COM | 055645303 |
| — | NOVAVAX INC | 359,194 | $675 | 0.2% | $1.48 | — | COM | 670002104 |
| — | TPG SPECIALTY LENDING INC | 665,000 | $667 | 0.2% | $1.00 | — | NOTE 4.500%12/1 | 87265KAB8 |
| MFIN | MEDALLION FINL CORP | 100,000 | $665 | 0.2% | $4.91 | 0.0% | COM | 583928106 |
| IEFA | ISHARES TR | 10,157 | $651 | 0.2% | $53.63 | — | CORE MSCI EAFE | 46432F842 |
| CCS | CENTURY CMNTYS INC | 23,304 | $611 | 0.2% | $28.86 | -2.8% | COM | 156504300 |
| — | SPLUNK INC | 5,000 | $605 | 0.2% | $59.14 | — | COM | 848637104 |
| — | OSIRIS THERAPEUTICS INC NEW | 52,110 | $578 | 0.2% | $11.09 | — | COM | 68827R108 |
| CLPR | CLIPPER RLTY INC | 42,114 | $570 | 0.2% | $13.53 | — | COM | 18885T306 |
| — | TRUECAR INC | 39,705 | $560 | 0.2% | $13.02 | — | COM | 89785L107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,600 | $557 | 0.2% | $149.31 | +37.4% | CL B NEW | 084670702 |
| EFAV | ISHARES TR | 7,527 | $548 | 0.2% | $65.35 | — | MIN VOL EAFE ETF | 46429B689 |
| LITE | LUMENTUM HLDGS INC | 9,007 | $540 | 0.2% | $45.94 | +30.2% | COM | 55024U109 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,037 | $539 | 0.2% | $229.78 | — | UT SER 1 | 78467X109 |
| COHU | COHU INC | 21,337 | $536 | 0.2% | $22.99 | +6.4% | COM | 192576106 |
| PFBC | PREFERRED BK LOS ANGELES CA | 9,100 | $532 | 0.2% | $63.89 | -1.9% | COM NEW | 740367404 |
| IJH | ISHARES TR | 2,616 | $527 | 0.1% | $151.36 | — | CORE S&P MCP ETF | 464287507 |
| AROC | ARCHROCK INC | 43,150 | $526 | 0.1% | $7.38 | +11.5% | COM | 03957W106 |
| META | FACEBOOK INC | 3,191 | $525 | 0.1% | $157.50 | +14.1% | CL A | 30303M102 |
| — | SOUTHWESTERN ENERGY CO | 102,782 | $525 | 0.1% | $4.61 | — | COM | 845467109 |
| HASI | HANNON ARMSTRONG SUST INFR C | 24,442 | $525 | 0.1% | $13.03 | +9.2% | COM | 41068X100 |
| — | AROTECH CORP | 154,067 | $524 | 0.1% | $3.64 | — | COM NEW | 042682203 |
| — | ITERIS INC | 96,499 | $519 | 0.1% | $6.36 | — | COM | 46564T107 |
| SBCF | SEACOAST BKG CORP FLA | 17,731 | $518 | 0.1% | $30.97 | 0.0% | COM NEW | 811707801 |
| — | THESTREET INC | 234,800 | $517 | 0.1% | $2.20 | — | COM | 88368Q103 |
| — | POINTER TELOCATION LTD | 39,751 | $516 | 0.1% | $12.19 | — | SHS | M7946T104 |
| PLCE | CHILDRENS PL INC | 4,020 | $514 | 0.1% | $129.19 | -1.1% | COM | 168905107 |
| VSAT | VIASAT INC | 7,921 | $507 | 0.1% | $66.18 | -0.5% | COM | 92552V100 |
| — | PRIMO WTR CORP | 27,696 | $500 | 0.1% | $13.43 | — | COM | 74165N105 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 21,404 | $493 | 0.1% | $21.07 | — | COM SHS BEN INT | 456237106 |
| — | KINDRED BIOSCIENCES INC | 35,000 | $488 | 0.1% | $10.92 | — | COM | 494577109 |
| VGK | VANGUARD INTL EQUITY INDEX F | 8,473 | $476 | 0.1% | $52.34 | — | FTSE EUROPE ETF | 922042874 |
| UMH | UMH PPTYS INC | 30,072 | $470 | 0.1% | $13.88 | — | COM | 903002103 |
| MATW | MATTHEWS INTL CORP | 9,219 | $462 | 0.1% | $42.68 | +1.0% | CL A | 577128101 |
| WTTR | SELECT ENERGY SVCS INC | 38,745 | $459 | 0.1% | $12.50 | — | CL A COM | 81617J301 |
| ACWX | ISHARES TR | 9,614 | $458 | 0.1% | $41.71 | — | MSCI ACWI EX US | 464288240 |
| THRM | GENTHERM INC | 10,046 | $457 | 0.1% | $39.30 | +15.5% | COM | 37253A103 |
| IWO | ISHARES TR | 2,116 | $455 | 0.1% | $171.34 | — | RUS 2000 GRW ETF | 464287648 |
| — | HI-CRUSH PARTNERS LP | 41,625 | $450 | 0.1% | $10.62 | — | COM UNIT LTD | 428337109 |
| — | ALIMERA SCIENCES INC | 456,200 | $447 | 0.1% | $0.98 | — | COM | 016259103 |
| CNO | CNO FINL GROUP INC | 20,965 | $445 | 0.1% | $17.68 | 0.0% | COM | 12621E103 |
| KOP | KOPPERS HOLDINGS INC | 14,195 | $442 | 0.1% | $37.79 | -8.1% | COM | 50060P106 |
| — | TIVO CORP | 35,172 | $438 | 0.1% | $13.26 | — | COM | 88870P106 |
| VXUS | VANGUARD STAR FD | 8,074 | $436 | 0.1% | $48.26 | — | VG TL INTL STK F | 921909768 |
| — | NUVEEN BUILD AMER BD FD | 21,647 | $433 | 0.1% | $20.09 | — | COM | 67074C103 |
| MTH | MERITAGE HOMES CORP | 10,816 | $432 | 0.1% | $21.80 | 0.0% | COM | 59001A102 |
| OLP | ONE LIBERTY PPTYS INC | 15,482 | $430 | 0.1% | $9.03 | — | COM | 682406103 |
| — | S&W SEED CO | 173,721 | $426 | 0.1% | $3.74 | — | COM | 785135104 |
| — | IMMUNOMEDICS INC | 20,384 | $425 | 0.1% | $22.92 | — | COM | 452907108 |
| — | ANTERO MIDSTREAM GP LP | 25,000 | $423 | 0.1% | $16.92 | — | COM SHS REPSTG | 03675Y103 |
| — | SPECTRUM PHARMACEUTICALS INC | 24,737 | $416 | 0.1% | $20.06 | — | COM | 84763A108 |
| VUG | VANGUARD INDEX FDS | 2,578 | $415 | 0.1% | $131.19 | — | GROWTH ETF | 922908736 |
| — | VERASTEM INC | 57,251 | $415 | 0.1% | $7.25 | — | COM | 92337C104 |
| PBE | INVESCO EXCHANGE TRADED FD T | 6,982 | $415 | 0.1% | $55.33 | — | DYNMC BIOTECH | 46137V787 |
| EXTR | EXTREME NETWORKS INC | 75,000 | $411 | 0.1% | $7.09 | 0.0% | COM | 30226D106 |
| — | LADENBURG THALMAN FIN SVCS I | 150,000 | $405 | 0.1% | $1.78 | — | COM | 50575Q102 |
| — | APOLLO TACTICAL INCOME FD IN | 26,082 | $405 | 0.1% | $14.12 | — | COM | 037638103 |
| NMFC | NEW MTN FIN CORP | 30,000 | $405 | 0.1% | $5.20 | +18.9% | COM | 647551100 |
| — | KBL MERGER CORP IV | 40,000 | $404 | 0.1% | $9.95 | — | COM | 48242A104 |
| — | XPERI CORP | 25,979 | $386 | 0.1% | $14.86 | — | COM | 98421B100 |
| CMF | ISHARES TR | 6,382 | $370 | 0.1% | $59.07 | — | CALIF MUN BD ETF | 464288356 |
| EEM | ISHARES TR | 8,427 | $362 | 0.1% | $39.06 | — | MSCI EMG MKT ETF | 464287234 |
| VEU | VANGUARD INTL EQUITY INDEX F | 6,612 | $344 | 0.1% | $44.86 | — | ALLWRLD EX US | 922042775 |
| — | GLOBAL SHIP LEASE INC NEW | 301,934 | $332 | 0.1% | $1.21 | — | SHS A | Y27183105 |
| XLE | SELECT SECTOR SPDR TR | 4,378 | $332 | 0.1% | $75.83 | — | ENERGY | 81369Y506 |
| STC | STEWART INFORMATION SVCS COR | 7,124 | $321 | 0.1% | $43.07 | +4.0% | COM | 860372101 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $320 | 0.1% | $201277.39 | +53.9% | CL A | 084670108 |
| MXI | ISHARES TR | 4,754 | $320 | 0.1% | $48.20 | — | GLOBAL MATER ETF | 464288695 |
| — | PLURISTEM THERAPEUTICS INC | 246,409 | $320 | 0.1% | $1.30 | — | COM | 72940R102 |
| COST | COSTCO WHSL CORP NEW | 1,335 | $314 | 0.1% | $146.79 | +38.4% | COM | 22160K105 |
| VTV | VANGUARD INDEX FDS | 2,833 | $314 | 0.1% | $103.18 | — | VALUE ETF | 922908744 |
| ATEN | A10 NETWORKS INC | 51,500 | $313 | 0.1% | $6.11 | +3.4% | COM | 002121101 |
| XLY | SELECT SECTOR SPDR TR | 2,668 | $313 | 0.1% | $88.83 | — | SBI CONS DISCR | 81369Y407 |
| MRAM | EVERSPIN TECHNOLOGIES INC | 40,000 | $307 | 0.1% | $12.81 | -31.3% | COM | 30041T104 |
| IWF | ISHARES TR | 1,965 | $307 | 0.1% | $121.20 | — | RUS 1000 GRW ETF | 464287614 |
| HD | HOME DEPOT INC | 1,360 | $282 | 0.1% | $127.21 | +32.0% | COM | 437076102 |
| DIS | DISNEY WALT CO | 2,298 | $269 | 0.1% | $99.55 | +7.0% | COM DISNEY | 254687106 |
| ON | ON SEMICONDUCTOR CORP | 14,600 | $269 | 0.1% | $13.41 | +59.4% | COM | 682189105 |
| — | APOLLO INVT CORP | 48,006 | $261 | 0.1% | $5.23 | — | COM | 03761U106 |
| EWZ | ISHARES INC | 7,640 | $258 | 0.1% | $32.94 | — | MSCI BRAZIL ETF | 464286400 |
| — | MAXWELL TECHNOLOGIES INC | 70,000 | $244 | 0.1% | $4.10 | — | COM | 577767106 |
| ILF | ISHARES TR | 7,612 | $239 | 0.1% | $34.67 | — | LATN AMER 40 ETF | 464287390 |
| SNAP | SNAP INC | 27,314 | $232 | 0.1% | $15.49 | -25.0% | CL A | 83304A106 |
| PFE | PFIZER INC | 5,150 | $227 | 0.1% | $22.57 | +22.5% | COM | 717081103 |
| — | ARES DYNAMIC CR ALLOCATION F | 14,489 | $225 | 0.1% | $13.45 | — | COM | 04014F102 |
| — | TWITTER INC | 7,700 | $219 | 0.1% | $24.62 | — | COM | 90184L102 |
| — | NUVEEN MTG OPPORTUNITY TERM | 9,083 | $218 | 0.1% | $22.73 | — | COM | 670735109 |
| AMZN | AMAZON COM INC | 108 | $216 | 0.1% | $56.02 | +67.9% | COM | 023135106 |
| — | SYMANTEC CORP | 10,000 | $213 | 0.1% | $21.30 | — | COM | 871503108 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 12,982 | $212 | 0.1% | $6.37 | +99.0% | COM | 42824C109 |
| GOOG | ALPHABET INC | 175 | $209 | 0.1% | $46.62 | +27.5% | CAP STK CL C | 02079K107 |
| — | BLACKSTONE GSO FLTING RTE FU | 10,000 | $180 | 0.1% | $14.90 | — | COM | 09256U105 |
| — | FLOTEK INDS INC DEL | 75,000 | $180 | 0.1% | $2.79 | — | COM | 343389102 |
| — | GARRISON CAP INC | 21,501 | $178 | 0.1% | $12.02 | — | COM | 366554103 |
| — | THL CR INC | 21,000 | $169 | 0.0% | $11.03 | — | COM | 872438106 |
| SRTS | SENSUS HEATLHCARE INC | 20,000 | $168 | 0.0% | $7.24 | 0.0% | COM | 81728J109 |
| HFFG | HF FOODS GROUP INC | 11,000 | $166 | 0.0% | $12.27 | 0.0% | COM | 40417F109 |
| SIGA | SIGA TECHNOLOGIES INC | 21,709 | $150 | 0.0% | $4.02 | +33.6% | COM | 826917106 |
| — | VITAMIN SHOPPE INC | 171,000 | $147 | 0.0% | $0.73 | — | NOTE 2.250%12/0 | 92849EAB7 |
| — | J JILL INC | 20,000 | $124 | 0.0% | $7.65 | — | COM | 46620W102 |
| — | SANOFI | 200,017 | $106 | 0.0% | $0.50 | — | RIGHT 12/31/2020 | 80105N113 |
| — | OPGEN INC | 50,000 | $102 | 0.0% | $1.78 | — | COM NEW | 68373L208 |
| — | GSV CAP CORP | 14,600 | $101 | 0.0% | $5.70 | — | COM | 36191J101 |
| APPS | DIGITAL TURBINE INC | 65,850 | $82 | 0.0% | $1.44 | -3.7% | COM NEW | 25400W102 |
| — | FRANCESCAS HLDGS CORP | 20,000 | $74 | 0.0% | $3.70 | — | COM | 351793104 |
| — | SEACHANGE INTL INC | 38,000 | $68 | 0.0% | $1.79 | — | COM | 811699107 |
| — | TUESDAY MORNING CORP | 19,592 | $63 | 0.0% | $3.05 | — | COM NEW | 899035505 |
| — | GOPRO INC | 50,000 | $47 | 0.0% | $0.92 | — | NOTE 3.500% 4/1 | 38268TAB9 |
| — | KBL MERGER CORP IV | 40,000 | $18 | 0.0% | $0.33 | — | RIGHT 03/22/2019 | 48242A120 |
| — | KBL MERGER CORP IV | 40,000 | $8 | 0.0% | $0.30 | — | *W EXP 01/15/202 | 48242A112 |
| — | HORIZON GLOBAL CORP | 10,000 | $7 | 0.0% | $0.70 | — | NOTE 2.750% 7/0 | 44052WAA2 |