Location: Grosse Pointe Farms, MI
CIK: 0001640335 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 1, 2017
Total Value: $139M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 29,659 | $5.023M | 3.6% | $167.31 | -0.6% | Stock | 084670702 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | 161,221 | $4.366M | 3.1% | $28.03 | — | Stock | 293792107 |
| — | EATON VANCE TX MGD DIV EQ INCM COM | 383,996 | $4.331M | 3.1% | $11.08 | — | CEF | 27828N102 |
| — | CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT | 320,205 | $3.759M | 2.7% | $11.17 | — | CEF | 128125101 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 45,220 | $3.611M | 2.6% | $79.72 | — | ETF | 921937827 |
| — | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | 50,557 | $3.603M | 2.6% | $76.91 | — | Stock | 559080106 |
| — | ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT | 161,741 | $3.298M | 2.4% | $20.39 | — | Stock | 29278N103 |
| — | EATON VANCE TAX MNGD GBL DV EQ COM | 358,796 | $3.29M | 2.4% | $8.53 | — | CEF | 27829F108 |
| MS | MORGAN STANLEY COM NEW | 62,600 | $2.79M | 2.0% | $33.54 | 0.0% | Stock | 617446448 |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | 35,642 | $2.786M | 2.0% | $77.75 | — | ETF | 921946406 |
| MPLX | MPLX LP COM UNIT REP LTD | 82,510 | $2.756M | 2.0% | $36.08 | — | Stock | 55336V100 |
| — | ALERIAN MLP ETF | 229,381 | $2.743M | 2.0% | $12.66 | — | ETF | 00162Q866 |
| — | ONEOK PARTNERS LP UNIT LTD PARTN | 47,608 | $2.431M | 1.7% | $51.69 | — | Stock | 68268N103 |
| — | WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR | 60,180 | $2.414M | 1.7% | $40.84 | — | Stock | 96949L105 |
| — | ALLIANZGI NFJ DIVID INT & PREM COM | 176,095 | $2.305M | 1.7% | $12.90 | — | CEF | 01883A107 |
| — | BUCKEYE PARTNERS L P UNIT LTD PARTN | 36,029 | $2.303M | 1.7% | $68.55 | — | Stock | 118230101 |
| PAA | PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN | 77,343 | $2.032M | 1.5% | $3893.25 | — | Stock | 726503105 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND ETF | 17,990 | $1.895M | 1.4% | $105.23 | — | ETF | 464288646 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 21,286 | $1.704M | 1.2% | $79.85 | — | ETF | 92206C409 |
| IWN | ISHARES RUSSELL 2000 VALUE ETF | 13,780 | $1.638M | 1.2% | $115.28 | — | ETF | 464287630 |
| — | EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN | 21,095 | $1.574M | 1.1% | $76.91 | — | Stock | 26885B100 |
| ET | ENERGY TRANSFER EQUITY L P COM UT LTD PTN | 84,360 | $1.515M | 1.1% | $19.72 | — | Stock | 29273V100 |
| — | WESTERN GAS PARTNERS LP COM UNIT LP IN | 26,547 | $1.485M | 1.1% | $60.44 | — | Stock | 958254104 |
| — | TALLGRASS ENERGY PARTNERS LP COM UNIT | 29,443 | $1.475M | 1.1% | $53.21 | — | Stock | 874697105 |
| — | KAYNE ANDERSON MDSTM ENERGY FD COM | 96,892 | $1.468M | 1.1% | $16.48 | — | CEF | 48661E108 |
| — | EATON VANCE LTD DUR INCOME FD COM | 101,893 | $1.437M | 1.0% | $13.86 | — | CEF | 27828H105 |
| — | BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER | 79,391 | $1.43M | 1.0% | $18.11 | — | Stock | 096627104 |
| — | PHILLIPS 66 PARTNERS LP COM UNIT REP INT | 28,866 | $1.427M | 1.0% | $51.25 | — | Stock | 718549207 |
| — | KAYNE ANDERSON MLP INVT CO COM | 75,630 | $1.426M | 1.0% | $21.01 | — | CEF | 486606106 |
| — | SHELL MIDSTREAM PARTNERS L P UNIT LTD INT | 45,745 | $1.386M | 1.0% | $32.10 | — | Stock | 822634101 |
| — | EATON VANCE RISK MNGD DIV EQTY COM | 142,878 | $1.339M | 1.0% | $9.08 | — | CEF | 27829G106 |
| — | BLACKROCK MUNIYLD MICH QLTY FD COM | 82,059 | $1.151M | 0.8% | $13.63 | — | CEF | 09254V105 |
| EFAV | ISHARES EDGE MSCI MIN VOL EAFE ETF | 16,574 | $1.148M | 0.8% | $66.99 | — | ETF | 46429B689 |
| — | ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN | 34,586 | $1.148M | 0.8% | $33.17 | — | Stock | 03673L103 |
| — | NUVEEN MICHIGAN QLT MUN INC FD COM | 82,379 | $1.129M | 0.8% | $13.48 | — | CEF | 670979103 |
| — | MID CON ENERGY PARTNERS LP COM UNIT REPST | 792,872 | $1.078M | 0.8% | $1.36 | — | Stock | 59560V109 |
| — | ENBRIDGE ENERGY PARTNERS L P COM | 67,290 | $1.077M | 0.8% | $19.01 | — | Stock | 29250R106 |
| — | UNITED TECHNOLOGIES CORP COM | 8,632 | $1.054M | 0.8% | $112.23 | — | Stock | 913017109 |
| AAPL | APPLE INC COM | 7,213 | $1.039M | 0.7% | $30.44 | +12.7% | Stock | 037833100 |
| WMB | WILLIAMS COS INC DEL COM | 33,595 | $1.017M | 0.7% | $18.66 | 0.0% | Stock | 969457100 |
| — | RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN | 49,905 | $995K | 0.7% | $25.22 | — | Stock | 762819100 |
| WFC | WELLS FARGO CO NEW COM | 17,795 | $986K | 0.7% | $44.36 | -4.9% | Stock | 949746101 |
| — | BLACKROCK LTD DURATION INC TR COM SHS | 61,999 | $978K | 0.7% | $15.62 | — | CEF | 09249W101 |
| — | HI-CRUSH PARTNERS LP COM UNIT LTD | 88,216 | $957K | 0.7% | $15.98 | — | Stock | 428337109 |
| MSFT | MICROSOFT CORP COM | 13,131 | $905K | 0.6% | $42.20 | +47.7% | Stock | 594918104 |
| BIV | VANGUARD INTERMEDIATE-TERM BOND INDEX FUND | 10,287 | $870K | 0.6% | $42455.64 | — | ETF | 921937819 |
| — | VOYA GLBL EQTY DIV & PREM OPP COM | 108,581 | $821K | 0.6% | $7.35 | — | CEF | 92912T100 |
| — | DOUBLELINE INCOME SOLUTIONS FD COM | 39,527 | $816K | 0.6% | $20.08 | — | CEF | 258622109 |
| — | TESORO LOGISTICS LP COM UNIT LP | 15,161 | $784K | 0.6% | $53.32 | — | Stock | 88160T107 |
| — | NUVEEN HIGH INCOME NOVEMBER 20 COM | 77,500 | $784K | 0.6% | $10.12 | — | CEF | 67077N106 |
| UNP | UNION PAC CORP COM | 6,921 | $754K | 0.5% | $86.82 | +3.8% | Stock | 907818108 |
| LNG | CHENIERE ENERGY INC COM NEW | 15,055 | $733K | 0.5% | $46.11 | +3.4% | Stock | 16411R208 |
| — | BLACKROCK ENHANCED GBL DIV TR COM | 54,231 | $719K | 0.5% | $12.39 | — | CEF | 092501105 |
| GILD | GILEAD SCIENCES INC COM | 10,135 | $717K | 0.5% | $49.26 | -1.9% | Stock | 375558103 |
| EFA | ISHARES MSCI EAFE ETF | 10,941 | $713K | 0.5% | $26681.18 | — | ETF | 464287465 |
| GS | GOLDMAN SACHS GROUP INC COM | 3,200 | $710K | 0.5% | $173.57 | +6.4% | Stock | 38141G104 |
| CFG | CITIZENS FINL GROUP INC COM | 19,512 | $696K | 0.5% | $25.79 | -2.5% | Stock | 174610105 |
| — | CINER RES LP COM UNIT LTD | 25,314 | $694K | 0.5% | $28.54 | — | Stock | 172464109 |
| TWI | TITAN INTL INC ILL COM | 57,000 | $685K | 0.5% | $10.65 | 0.0% | Stock | 88830M102 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 12,278 | $684K | 0.5% | $39.90 | 0.0% | Stock | 110122108 |
| — | VOYA ASIA PAC DIVID EQUITY IN COM | 64,345 | $677K | 0.5% | $10.14 | — | CEF | 92912J102 |
| CB | CHUBB LIMITED COM | 4,643 | $675K | 0.5% | $114.91 | +5.2% | Stock | H1467J104 |
| — | NUVEEN ENERGY MLP TOTL RTRNFD COM | 50,154 | $663K | 0.5% | $13.64 | — | CEF | 67074U103 |
| — | CONE MIDSTREAM PARTNERS LP COM UNIT REPST | 34,925 | $662K | 0.5% | $23.60 | — | Stock | 206812109 |
| III | INFORMATION SERVICES GROUP INC COM | 159,911 | $657K | 0.5% | $3.05 | 0.0% | Stock | 45675Y104 |
| MA | MASTERCARD INCORPORATED CL A | 5,329 | $647K | 0.5% | $85.06 | +32.9% | Stock | 57636Q104 |
| JPM | JPMORGAN CHASE & CO COM | 7,083 | $647K | 0.5% | $59.17 | +15.8% | Stock | 46625H100 |
| PG | PROCTER AND GAMBLE CO COM | 7,287 | $635K | 0.5% | $66.25 | +5.9% | Stock | 742718109 |
| — | PRICELINE GRP INC COM NEW | 330 | $617K | 0.4% | $1780.35 | — | Stock | 741503403 |
| TRGP | TARGA RES CORP COM | 13,562 | $613K | 0.4% | $35.33 | 0.0% | Stock | 87612G101 |
| AGG | ISHARES CORE U.S. AGGREGATE BOND ETF | 5,403 | $592K | 0.4% | $33822.84 | — | ETF | 464287226 |
| — | NUVEEN AMT FREE MUN CR INC FD COM | 38,675 | $586K | 0.4% | $14.61 | — | CEF | 67071L106 |
| — | COLONY NORTHSTAR INC CL A COM | 40,903 | $576K | 0.4% | $12.90 | — | REIT | 19625W104 |
| EOG | EOG RES INC COM | 6,323 | $572K | 0.4% | $74.24 | -7.5% | Stock | 26875P101 |
| CHKP | CHECK POINT SOFTWARE TECH LTD ORD | 5,197 | $567K | 0.4% | $98.01 | +10.2% | Stock | M22465104 |
| COST | COSTCO WHSL CORP NEW COM | 3,444 | $551K | 0.4% | $142.87 | +5.7% | Stock | 22160K105 |
| — | GENERAL ELECTRIC CO COM | 19,838 | $536K | 0.4% | $25.91 | — | Stock | 369604103 |
| DEM | WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | 12,797 | $525K | 0.4% | $40.87 | — | ETF | 97717W315 |
| GOOG | ALPHABET INC CAP STK CL C | 578 | $525K | 0.4% | $36.26 | +25.3% | Stock | 02079K107 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 4,480 | $522K | 0.4% | $101040.72 | — | ETF | 464287598 |
| ORCL | ORACLE CORP COM | 10,384 | $521K | 0.4% | $35.86 | +11.8% | Stock | 68389X105 |
| CVS | CVS HEALTH CORP COM | 6,266 | $504K | 0.4% | $60.59 | -0.4% | Stock | 126650100 |
| QCOM | QUALCOMM INC COM | 7,200 | $498K | 0.4% | $44.24 | 0.0% | Stock | 747525103 |
| ZBH | ZIMMER BIOMET HLDGS INC COM | 3,866 | $496K | 0.4% | $106.84 | +3.4% | Stock | 98956P102 |
| VNQ | VANGUARD REIT ETF | 5,958 | $496K | 0.4% | $80205.54 | — | ETF | 922908553 |
| LLY | LILLY ELI & CO COM | 5,862 | $482K | 0.3% | $69.54 | +2.5% | Stock | 532457108 |
| TXN | TEXAS INSTRS INC COM | 6,160 | $474K | 0.3% | $60.64 | +4.1% | Stock | 882508104 |
| MDT | MEDTRONIC PLC SHS | 5,207 | $462K | 0.3% | $63.39 | +6.7% | Stock | G5960L103 |
| BAC | BANK AMER CORP COM | 18,731 | $454K | 0.3% | $19.38 | -1.4% | Stock | 060505104 |
| — | PRAXAIR INC COM | 3,350 | $444K | 0.3% | $118.72 | — | Stock | 74005P104 |
| ODFL | OLD DOMINION FGHT LINES INC COM | 4,522 | $431K | 0.3% | $28.45 | -0.4% | Stock | 679580100 |
| — | CURRENCYSHARES BRITISH POUND STERLING TRUST | 3,388 | $430K | 0.3% | $122.20 | — | ETF | 23129S106 |
| USB | US BANCORP DEL COM NEW | 8,260 | $429K | 0.3% | $38.07 | -2.9% | Stock | 902973304 |
| — | FIRST TR SR FLOATING RATE 2022 COM SHS | 42,500 | $429K | 0.3% | $10.09 | — | CEF | 33740K101 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 10,046 | $416K | 0.3% | $10060.24 | — | ETF | 464287234 |
| AMP | AMERIPRISE FINL INC COM | 3,228 | $411K | 0.3% | $103.84 | +3.3% | Stock | 03076C106 |
| AMZN | AMAZON COM INC COM | 424 | $410K | 0.3% | $44.16 | +8.0% | Stock | 023135106 |
| — | PIONEER NAT RES CO COM | 2,554 | $408K | 0.3% | $186.39 | — | Stock | 723787107 |
| GOOGL | ALPHABET INC CAP STK CL A | 439 | $408K | 0.3% | $37.34 | +24.3% | Stock | 02079K305 |
| TJX | TJX COS INC NEW COM | 5,508 | $398K | 0.3% | $34.01 | -1.8% | Stock | 872540109 |
| SLB | SCHLUMBERGER LTD COM | 5,964 | $393K | 0.3% | $63.35 | -11.9% | Stock | 806857108 |
| UNH | UNITEDHEALTH GROUP INC COM | 2,115 | $392K | 0.3% | $152.68 | 0.0% | Stock | 91324P102 |
| XOM | EXXON MOBIL CORP COM | 4,842 | $391K | 0.3% | $55.56 | -0.2% | Stock | 30231G102 |
| ORLY | O REILLY AUTOMOTIVE INC NEW COM | 1,723 | $378K | 0.3% | $15.46 | +5.6% | Stock | 67103H107 |
| CL | COLGATE PALMOLIVE CO COM | 5,044 | $374K | 0.3% | $53.88 | +12.5% | Stock | 194162103 |
| — | GOLDMAN SACHS MLP INC OPP FD COM SHS | 38,750 | $373K | 0.3% | $10.66 | — | CEF | 38147W103 |
| LEN | LENNAR CORP CL A | 6,822 | $364K | 0.3% | $41.41 | +8.6% | Stock | 526057104 |
| — | MACQUARIE INFRASTRUCTURE CORP COM | 4,594 | $360K | 0.3% | $80.53 | — | Stock | 55608B105 |
| CCI | CROWN CASTLE INTL CORP NEW COM | 3,543 | $355K | 0.3% | $68.42 | 0.0% | REIT | 22822V101 |
| CSCO | CISCO SYS INC COM | 11,217 | $351K | 0.3% | $22.47 | +11.5% | Stock | 17275R102 |
| — | EATON VANCE SH TM DR DIVR INCM COM | 24,795 | $348K | 0.2% | $14.12 | — | CEF | 27828V104 |
| — | VTTI ENERGY PARTNERS LP COM UNIT RP LT | 17,604 | $346K | 0.2% | $19.01 | — | Stock | Y9384M101 |
| BK | BANK NEW YORK MELLON CORP COM | 6,764 | $345K | 0.2% | $36.97 | +2.7% | Stock | 064058100 |
| — | TORTOISE ENERGY INFRA CORP COM | 11,264 | $342K | 0.2% | $34.90 | — | CEF | 89147L100 |
| CMS | CMS ENERGY CORP COM | 7,260 | $336K | 0.2% | $33.35 | +7.5% | Stock | 125896100 |
| — | BLACKROCK ENHANCED EQT DIV TR COM | 37,100 | $326K | 0.2% | $8.56 | — | CEF | 09251A104 |
| PM | PHILIP MORRIS INTL INC COM | 2,757 | $324K | 0.2% | $65.59 | +13.2% | Stock | 718172109 |
| NFLX | NETFLIX INC COM | 2,134 | $319K | 0.2% | $15.38 | 0.0% | Stock | 64110L106 |
| V | VISA INC COM CL A | 3,379 | $317K | 0.2% | $80.89 | +8.1% | Stock | 92826C839 |
| COP | CONOCOPHILLIPS COM | 7,013 | $308K | 0.2% | $36.57 | -3.0% | Stock | 20825C104 |
| MUB | ISHARES NATIONAL MUNI BOND ETF | 2,753 | $303K | 0.2% | $102331.52 | — | ETF | 464288414 |
| LYB | LYONDELLBASELL INDUSTRIES N V SHS - A - | 3,582 | $302K | 0.2% | $54.20 | -8.1% | Stock | N53745100 |
| ABT | ABBOTT LABS COM | 6,164 | $300K | 0.2% | $36.93 | +5.3% | Stock | 002824100 |
| DHR | DANAHER CORP DEL COM | 3,506 | $296K | 0.2% | $71.26 | +0.7% | Stock | 235851102 |
| NEE | NEXTERA ENERGY INC COM | 2,087 | $292K | 0.2% | $25.15 | +9.5% | Stock | 65339F101 |
| — | NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT | 19,500 | $291K | 0.2% | $14.41 | — | CEF | 67070X101 |
| SYK | STRYKER CORP COM | 2,060 | $286K | 0.2% | $114.51 | +9.0% | Stock | 863667101 |
| — | ALLIANZGI EQUITY & CONV INCOME COM | 14,420 | $285K | 0.2% | $19.32 | — | CEF | 018829101 |
| — | GLAXOSMITHKLINE PLC SPONSORED ADR | 6,620 | $285K | 0.2% | $43.05 | — | ADR | 37733W105 |
| JCI | JOHNSON CTLS INTL PLC SHS | 6,520 | $283K | 0.2% | $34.49 | -0.4% | Stock | G51502105 |
| NOC | NORTHROP GRUMMAN CORP COM | 1,101 | $283K | 0.2% | $205.95 | +5.6% | Stock | 666807102 |
| PFE | PFIZER INC COM | 8,344 | $281K | 0.2% | $20.34 | +6.2% | Stock | 717081103 |
| O | REALTY INCOME CORP COM | 5,000 | $276K | 0.2% | $36.61 | 0.0% | REIT | 756109104 |
| — | BLACKROCK 2022 GBL INCM OPP COM | 26,000 | $261K | 0.2% | $10.04 | — | CEF | 09258P104 |
| INGR | INGREDION INC COM | 2,180 | $260K | 0.2% | $122.30 | -2.9% | Stock | 457187102 |
| CSB | VICTORY CEMP US SMALL CAP HIGH DIVIDEND 100 VOLATILITY WEIGHTED INDEX | 6,400 | $259K | 0.2% | $40.47 | — | ETF | 92647N873 |
| CDL | VICTORYSHARES US LARGE CAP HIGH DIV VOLATILITY WTD ETF | 6,078 | $257K | 0.2% | $42.28 | — | ETF | 92647N865 |
| MRK | MERCK & CO INC COM | 4,003 | $257K | 0.2% | $46.06 | +1.0% | Stock | 58933Y105 |
| — | POWERSHARES QQQ TRUST, SERIES 1 | 1,857 | $256K | 0.2% | $115043.14 | — | ETF | 73935A104 |
| AIG | AMERICAN INTL GROUP INC COM NEW | 3,999 | $250K | 0.2% | $51.16 | -2.7% | Stock | 026874784 |
| GIS | GENERAL MLS INC COM | 4,516 | $250K | 0.2% | $44.62 | -5.9% | Stock | 370334104 |
| JNJ | JOHNSON & JOHNSON COM | 1,873 | $248K | 0.2% | $83.79 | +19.8% | Stock | 478160104 |
| SRE | SEMPRA ENERGY COM | 2,183 | $246K | 0.2% | $42.82 | 0.0% | Stock | 816851109 |
| HPE | HEWLETT PACKARD ENTERPRISE CO COM | 14,756 | $245K | 0.2% | $10.32 | +3.9% | Stock | 42824C109 |
| — | CALAMOS GBL DYN INCOME FUND COM | 28,500 | $243K | 0.2% | $7.81 | — | CEF | 12811L107 |
| AMGN | AMGEN INC COM | 1,400 | $241K | 0.2% | $125.35 | 0.0% | Stock | 031162100 |
| MMM | 3M CO COM | 1,150 | $239K | 0.2% | $104.52 | +19.3% | Stock | 88579Y101 |
| HUBB | HUBBELL INC COM | 2,088 | $236K | 0.2% | $99.81 | -3.0% | Stock | 443510607 |
| MO | ALTRIA GROUP INC COM | 3,150 | $235K | 0.2% | $38.56 | +1.9% | Stock | 02209S103 |
| — | ALLERGAN PLC SHS | 941 | $229K | 0.2% | $243.36 | — | Stock | G0177J108 |
| PAGP | PLAINS GP HLDGS L P LTD PARTNR INT A | 8,607 | $225K | 0.2% | $31.31 | — | Stock | 72651A207 |
| NKE | NIKE INC CL B | 3,798 | $224K | 0.2% | $48.25 | 0.0% | Stock | 654106103 |
| OXY | OCCIDENTAL PETE CORP DEL COM | 3,710 | $222K | 0.2% | $48.52 | 0.0% | Stock | 674599105 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 1,761 | $210K | 0.2% | $104902.58 | — | ETF | 464287614 |
| TRV | TRAVELERS COMPANIES INC COM | 1,600 | $202K | 0.1% | $101.88 | 0.0% | Stock | 89417E109 |
| MDLZ | MONDELEZ INTL INC CL A | 4,676 | $202K | 0.1% | $36.67 | 0.0% | Stock | 609207105 |
| — | ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN | 11,870 | $189K | 0.1% | $16.68 | — | Stock | 292480100 |
| — | NUVEEN NEW JERSEY QULT MUN FD COM | 12,118 | $166K | 0.1% | $13.29 | — | CEF | 67069Y102 |
| — | BLACKROCK MUNIHLDGS NJ QLTY FD COM | 11,000 | $159K | 0.1% | $14.18 | — | CEF | 09254X101 |
| XHITX | INVESCO HIGH INCOME 2023 TARGE COM | 15,000 | $151K | 0.1% | $10.07 | — | CEF | 46135X108 |
| — | TEKLA WORLD HEALTHCARE FD BEN INT SHS | 10,000 | $151K | 0.1% | $15.10 | — | CEF | 87911L108 |
| — | ANNALY CAP MGMT INC COM | 10,500 | $127K | 0.1% | $12.10 | — | REIT | 035710409 |
| — | KAYNE ANDERSON ENRGY TTL RT FD COM | 11,447 | $127K | 0.1% | $12.67 | — | CEF | 48660P104 |
| — | GLOBALSTAR INC COM | 30,033 | $64,000 | 0.0% | $1.60 | — | Stock | 378973408 |
| — | ECLIPSE RES CORP COM | 15,000 | $43,000 | 0.0% | $2.87 | — | Stock | 27890G100 |
| — | FIRST NBC BK HLDG CO COM | 10,100 | $1,000 | 0.0% | $0.10 | — | Stock | 32115D106 |