Rosenthal {-} Henry Capital Advisors, Inc. Diversified Active

Location: Mishawaka, IN

CIK: 0001697539 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Oct 27, 2025

Total Value: $104M (100.0% shares, 0.0% debt)

Holdings (39)

TBBK Bancorp Inc 11.7%

Value $12.22M Shares 163,126 Est. Cost $11.60 Unrealized +501.0%

KRE S&P Regional Banks 8.0%

Value $8.331M Shares 131,610 Est. Cost $56.60 Unrealized —

WTFC Wintrust Finacial Corp 4.6%

Value $4.742M Shares 35,803 Est. Cost $44.16 Unrealized +199.1%

CASH Meta Finl Group Inc 3.7%

Value $3.891M Shares 52,576 Est. Cost $25.32 Unrealized +207.3%

ESQ Esquire Finacial Hoildings Inc 3.7%

Value $3.882M Shares 38,037 Est. Cost $48.21 Unrealized +103.6%

BANF BancFirst Corp 3.2%

Value $3.301M Shares 26,105 Est. Cost $39.43 Unrealized +224.9%

SPFI South Plains Financial Inc 3.0%

Value $3.145M Shares 81,373 Est. Cost $27.64 Unrealized +41.3%

SYBT Stock Yds Bancorp Inc 3.0%

Value $3.144M Shares 44,923 Est. Cost $39.67 Unrealized +94.6%

CCB Coastal Financial Corp 3.0%

Value $3.138M Shares 29,013 Est. Cost $47.56 Unrealized +122.9%

HBT HBT Financial 3.0%

Value $3.12M Shares 92,547 Est. Cost $24.34 Unrealized +5.4%

— CommerceWest Bank 2.9%

Value $3.059M Shares 88,377 Est. Cost $17.57 Unrealized —

LKFN Lakeland Finl Corp 2.6%

Value $2.751M Shares 42,854 Est. Cost $33.50 Unrealized +90.1%

FRME First Merchants Corp 2.6%

Value $2.717M Shares 72,064 Est. Cost $30.62 Unrealized +28.2%

NRIM Northrim Bancorp Inc 2.5%

Value $2.599M Shares 120,000 Est. Cost $19.27 Unrealized +16.3%

UNTY Unity Bancorp Inc 2.4%

Value $2.541M Shares 52,000 Est. Cost $21.77 Unrealized +132.5%

FFIN First Financial Bankshares Inc 2.4%

Value $2.526M Shares 75,054 Est. Cost $27.44 Unrealized +29.6%

VBNK Versabank New 2.3%

Value $2.445M Shares 200,226 Est. Cost $6796.15 Unrealized —

FBIZ First Bus Finl Svcs Inc Wis 2.2%

Value $2.307M Shares 45,000 Est. Cost $17.36 Unrealized +190.6%

GABC German Amern Bancorp Inc 2.2%

Value $2.285M Shares 58,199 Est. Cost $25.09 Unrealized +57.7%

TOWN TowneBank Portsmouth VA 2.1%

Value $2.143M Shares 62,000 Est. Cost $28.94 Unrealized +23.8%

FBK FB Financial Corp 2.1%

Value $2.142M Shares 38,433 Est. Cost $43.87 Unrealized +14.8%

— Seacost BKG Corporation 2.0%

Value $2.06M Shares 67,704 Est. Cost $12908.61 Unrealized —

CNOB ConnectOne Bancorp Inc 2.0%

Value $2.032M Shares 81,893 Est. Cost $17.36 Unrealized +39.5%

MBWM Mercantile Bank Corp 1.9%

Value $2.025M Shares 45,000 Est. Cost $22.44 Unrealized +108.8%

BANR Banner Corporation 1.9%

Value $2.022M Shares 30,877 Est. Cost $36.23 Unrealized +78.2%

TCBX Third Coast Bancshares 1.9%

Value $1.936M Shares 51,000 Est. Cost $18.68 Unrealized +103.2%

HTBK Heritage Commerce Corp 1.8%

Value $1.887M Shares 190,055 Est. Cost $8.91 Unrealized +12.7%

OBK Origin Bancorp 1.7%

Value $1.815M Shares 52,579 Est. Cost $31.76 Unrealized +16.6%

— Northeast Community Bancorp Inc 1.7%

Value $1.803M Shares 87,647 Est. Cost $12320.26 Unrealized —

ORRF Orrstown Financial Services 1.6%

Value $1.668M Shares 49,100 Est. Cost $33.35 Unrealized 0.0%

BWB Bridgewater Bancshares Inc. 1.5%

Value $1.595M Shares 90,614 Est. Cost $12.90 Unrealized +26.7%

SRCE 1st Source Corp 1.5%

Value $1.539M Shares 25,000 Est. Cost $41764.49 Unrealized —

PFS Provident Financial Services 1.3%

Value $1.33M Shares 68,962 Est. Cost $18.52 Unrealized 0.0%

MYFW First Western Financial 1.2%

Value $1.269M Shares 55,113 Est. Cost $20.45 Unrealized +11.6%

BFC Bank First Corp 1.2%

Value $1.262M Shares 10,400 Est. Cost $94.13 Unrealized +31.3%

— Triumph Bancorp Inc 1.2%

Value $1.201M Shares 24,000 Est. Cost $78304.36 Unrealized —

NBHC National Bank Holdings Corp 1.0%

Value $1.008M Shares 26,075 Est. Cost $42.66 Unrealized -10.3%

FCCO First Community Corporation 1.0%

Value $997K Shares 35,326 Est. Cost $26.09 Unrealized 0.0%

— Chain Bridge Bancorp 0.2%

Value $206K Shares 6,302 Est. Cost $32.73 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
TBBK	Bancorp Inc	163,126	$12.22M	11.7%	$11.60	+501.0%	COM	05969A105
KRE	S&P Regional Banks	131,610	$8.331M	8.0%	$56.60	—	ETF	78464A698
WTFC	Wintrust Finacial Corp	35,803	$4.742M	4.6%	$44.16	+199.1%	COM	97650W108
CASH	Meta Finl Group Inc	52,576	$3.891M	3.7%	$25.32	+207.3%	COM	59100U108
ESQ	Esquire Finacial Hoildings Inc	38,037	$3.882M	3.7%	$48.21	+103.6%	COM	29667J101
BANF	BancFirst Corp	26,105	$3.301M	3.2%	$39.43	+224.9%	COM	05945F103
SPFI	South Plains Financial Inc	81,373	$3.145M	3.0%	$27.64	+41.3%	COM	83946P107
SYBT	Stock Yds Bancorp Inc	44,923	$3.144M	3.0%	$39.67	+94.6%	COM	861025104
CCB	Coastal Financial Corp	29,013	$3.138M	3.0%	$47.56	+122.9%	COM	19046P209
HBT	HBT Financial	92,547	$3.12M	3.0%	$24.34	+5.4%	COM	404111106
—	CommerceWest Bank	88,377	$3.059M	2.9%	$17.57	—	COM	20084T103
LKFN	Lakeland Finl Corp	42,854	$2.751M	2.6%	$33.50	+90.1%	COM	511656100
FRME	First Merchants Corp	72,064	$2.717M	2.6%	$30.62	+28.2%	COM	320817109
NRIM	Northrim Bancorp Inc	120,000	$2.599M	2.5%	$19.27	+16.3%	COM	666762109
UNTY	Unity Bancorp Inc	52,000	$2.541M	2.4%	$21.77	+132.5%	COM	913290102
FFIN	First Financial Bankshares Inc	75,054	$2.526M	2.4%	$27.44	+29.6%	COM	32020R109
VBNK	Versabank New	200,226	$2.445M	2.3%	$6796.15	—	COM	92512J106
FBIZ	First Bus Finl Svcs Inc Wis	45,000	$2.307M	2.2%	$17.36	+190.6%	COM	319390100
GABC	German Amern Bancorp Inc	58,199	$2.285M	2.2%	$25.09	+57.7%	COM	373865104
TOWN	TowneBank Portsmouth VA	62,000	$2.143M	2.1%	$28.94	+23.8%	COM	89214P109
FBK	FB Financial Corp	38,433	$2.142M	2.1%	$43.87	+14.8%	COM	30257X104
—	Seacost BKG Corporation	67,704	$2.06M	2.0%	$12908.61	—	COM	811707306
CNOB	ConnectOne Bancorp Inc	81,893	$2.032M	2.0%	$17.36	+39.5%	COM	20786W107
MBWM	Mercantile Bank Corp	45,000	$2.025M	1.9%	$22.44	+108.8%	COM	587376104
BANR	Banner Corporation	30,877	$2.022M	1.9%	$36.23	+78.2%	COM	06652V208
TCBX	Third Coast Bancshares	51,000	$1.936M	1.9%	$18.68	+103.2%	COM	88422P109
HTBK	Heritage Commerce Corp	190,055	$1.887M	1.8%	$8.91	+12.7%	COM	426927109
OBK	Origin Bancorp	52,579	$1.815M	1.7%	$31.76	+16.6%	COM	68621T102
—	Northeast Community Bancorp Inc	87,647	$1.803M	1.7%	$12320.26	—	COM	664112109
ORRF	Orrstown Financial Services	49,100	$1.668M	1.6%	$33.35	0.0%	COM	687380105
BWB	Bridgewater Bancshares Inc.	90,614	$1.595M	1.5%	$12.90	+26.7%	COM	108621103
SRCE	1st Source Corp	25,000	$1.539M	1.5%	$41764.49	—	COM	336901103
PFS	Provident Financial Services	68,962	$1.33M	1.3%	$18.52	0.0%	COM	74386T105
MYFW	First Western Financial	55,113	$1.269M	1.2%	$20.45	+11.6%	COM	33751L105
BFC	Bank First Corp	10,400	$1.262M	1.2%	$94.13	+31.3%	COM	06211J100
—	Triumph Bancorp Inc	24,000	$1.201M	1.2%	$78304.36	—	COM	89679e300
NBHC	National Bank Holdings Corp	26,075	$1.008M	1.0%	$42.66	-10.3%	COM	633707104
FCCO	First Community Corporation	35,326	$997K	1.0%	$26.09	0.0%	COM	319835104
—	Chain Bridge Bancorp	6,302	$206K	0.2%	$32.73	—	COM	157297103