Rosenthal | Henry Capital Advisors, Inc. Diversified Active

CIK: 0001697539 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Oct 27, 2025

Total Value ($000): $104,081 (100.0% shares, 0.0% debt)

Holdings (39)

TBBK Bancorp Inc 11.7%

Value ($000) $12,217 Shares 163,126 Est. Cost $11.60 Unrealized +501.0%

KRE S&P Regional Banks 8.0%

Value ($000) $8,331 Shares 131,610 Est. Cost $56.60 Unrealized —

WTFC Wintrust Finacial Corp 4.6%

Value ($000) $4,742 Shares 35,803 Est. Cost $44.16 Unrealized +199.1%

CASH Meta Finl Group Inc 3.7%

Value ($000) $3,891 Shares 52,576 Est. Cost $25.32 Unrealized +207.3%

ESQ Esquire Finacial Hoildings Inc 3.7%

Value ($000) $3,882 Shares 38,037 Est. Cost $48.21 Unrealized +103.6%

BANF BancFirst Corp 3.2%

Value ($000) $3,301 Shares 26,105 Est. Cost $39.43 Unrealized +224.9%

SPFI South Plains Financial Inc 3.0%

Value ($000) $3,145 Shares 81,373 Est. Cost $27.64 Unrealized +41.3%

SYBT Stock Yds Bancorp Inc 3.0%

Value ($000) $3,144 Shares 44,923 Est. Cost $39.67 Unrealized +94.6%

CCB Coastal Financial Corp 3.0%

Value ($000) $3,138 Shares 29,013 Est. Cost $47.56 Unrealized +122.9%

HBT HBT Financial 3.0%

Value ($000) $3,120 Shares 92,547 Est. Cost $24.34 Unrealized +5.4%

— CommerceWest Bank 2.9%

Value ($000) $3,059 Shares 88,377 Est. Cost $17.57 Unrealized —

LKFN Lakeland Finl Corp 2.6%

Value ($000) $2,751 Shares 42,854 Est. Cost $33.50 Unrealized +90.1%

FRME First Merchants Corp 2.6%

Value ($000) $2,717 Shares 72,064 Est. Cost $30.62 Unrealized +28.2%

NRIM Northrim Bancorp Inc 2.5%

Value ($000) $2,599 Shares 120,000 Est. Cost $19.27 Unrealized +16.3%

UNTY Unity Bancorp Inc 2.4%

Value ($000) $2,541 Shares 52,000 Est. Cost $21.77 Unrealized +132.5%

FFIN First Financial Bankshares Inc 2.4%

Value ($000) $2,526 Shares 75,054 Est. Cost $27.44 Unrealized +29.6%

VBNK Versabank New 2.3%

Value ($000) $2,445 Shares 200,226 Est. Cost $6795.31 Unrealized —

FBIZ First Bus Finl Svcs Inc Wis 2.2%

Value ($000) $2,307 Shares 45,000 Est. Cost $17.36 Unrealized +190.6%

GABC German Amern Bancorp Inc 2.2%

Value ($000) $2,285 Shares 58,199 Est. Cost $25.09 Unrealized +57.7%

TOWN TowneBank Portsmouth VA 2.1%

Value ($000) $2,143 Shares 62,000 Est. Cost $28.94 Unrealized +23.8%

FBK FB Financial Corp 2.1%

Value ($000) $2,142 Shares 38,433 Est. Cost $43.87 Unrealized +14.8%

— Seacost BKG Corporation 2.0%

Value ($000) $2,060 Shares 67,704 Est. Cost $12908.61 Unrealized —

CNOB ConnectOne Bancorp Inc 2.0%

Value ($000) $2,032 Shares 81,893 Est. Cost $17.36 Unrealized +39.5%

MBWM Mercantile Bank Corp 1.9%

Value ($000) $2,025 Shares 45,000 Est. Cost $22.44 Unrealized +108.8%

BANR Banner Corporation 1.9%

Value ($000) $2,022 Shares 30,877 Est. Cost $36.23 Unrealized +78.2%

TCBX Third Coast Bancshares 1.9%

Value ($000) $1,936 Shares 51,000 Est. Cost $18.68 Unrealized +103.2%

HTBK Heritage Commerce Corp 1.8%

Value ($000) $1,887 Shares 190,055 Est. Cost $8.91 Unrealized +12.7%

OBK Origin Bancorp 1.7%

Value ($000) $1,815 Shares 52,579 Est. Cost $31.76 Unrealized +16.6%

— Northeast Community Bancorp Inc 1.7%

Value ($000) $1,803 Shares 87,647 Est. Cost $12320.26 Unrealized —

ORRF Orrstown Financial Services 1.6%

Value ($000) $1,668 Shares 49,100 Est. Cost $33.35 Unrealized 0.0%

BWB Bridgewater Bancshares Inc. 1.5%

Value ($000) $1,595 Shares 90,614 Est. Cost $12.90 Unrealized +26.7%

SRCE 1st Source Corp 1.5%

Value ($000) $1,539 Shares 25,000 Est. Cost $41764.49 Unrealized —

PFS Provident Financial Services 1.3%

Value ($000) $1,330 Shares 68,962 Est. Cost $18.52 Unrealized 0.0%

MYFW First Western Financial 1.2%

Value ($000) $1,269 Shares 55,113 Est. Cost $20.45 Unrealized +11.6%

BFC Bank First Corp 1.2%

Value ($000) $1,262 Shares 10,400 Est. Cost $94.13 Unrealized +31.3%

— Triumph Bancorp Inc 1.2%

Value ($000) $1,201 Shares 24,000 Est. Cost $78304.36 Unrealized —

NBHC National Bank Holdings Corp 1.0%

Value ($000) $1,008 Shares 26,075 Est. Cost $42.66 Unrealized -10.3%

FCCO First Community Corporation 1.0%

Value ($000) $997 Shares 35,326 Est. Cost $26.09 Unrealized 0.0%

— Chain Bridge Bancorp 0.2%

Value ($000) $206 Shares 6,302 Est. Cost $32.73 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TBBK	Bancorp Inc	163,126	$12,217	11.7%	$11.60	+501.0%	COM	05969A105
KRE	S&P Regional Banks	131,610	$8,331	8.0%	$56.60	—	ETF	78464A698
WTFC	Wintrust Finacial Corp	35,803	$4,742	4.6%	$44.16	+199.1%	COM	97650W108
CASH	Meta Finl Group Inc	52,576	$3,891	3.7%	$25.32	+207.3%	COM	59100U108
ESQ	Esquire Finacial Hoildings Inc	38,037	$3,882	3.7%	$48.21	+103.6%	COM	29667J101
BANF	BancFirst Corp	26,105	$3,301	3.2%	$39.43	+224.9%	COM	05945F103
SPFI	South Plains Financial Inc	81,373	$3,145	3.0%	$27.64	+41.3%	COM	83946P107
SYBT	Stock Yds Bancorp Inc	44,923	$3,144	3.0%	$39.67	+94.6%	COM	861025104
CCB	Coastal Financial Corp	29,013	$3,138	3.0%	$47.56	+122.9%	COM	19046P209
HBT	HBT Financial	92,547	$3,120	3.0%	$24.34	+5.4%	COM	404111106
—	CommerceWest Bank	88,377	$3,059	2.9%	$17.57	—	COM	20084T103
LKFN	Lakeland Finl Corp	42,854	$2,751	2.6%	$33.50	+90.1%	COM	511656100
FRME	First Merchants Corp	72,064	$2,717	2.6%	$30.62	+28.2%	COM	320817109
NRIM	Northrim Bancorp Inc	120,000	$2,599	2.5%	$19.27	+16.3%	COM	666762109
UNTY	Unity Bancorp Inc	52,000	$2,541	2.4%	$21.77	+132.5%	COM	913290102
FFIN	First Financial Bankshares Inc	75,054	$2,526	2.4%	$27.44	+29.6%	COM	32020R109
VBNK	Versabank New	200,226	$2,445	2.3%	$6795.31	—	COM	92512J106
FBIZ	First Bus Finl Svcs Inc Wis	45,000	$2,307	2.2%	$17.36	+190.6%	COM	319390100
GABC	German Amern Bancorp Inc	58,199	$2,285	2.2%	$25.09	+57.7%	COM	373865104
TOWN	TowneBank Portsmouth VA	62,000	$2,143	2.1%	$28.94	+23.8%	COM	89214P109
FBK	FB Financial Corp	38,433	$2,142	2.1%	$43.87	+14.8%	COM	30257X104
—	Seacost BKG Corporation	67,704	$2,060	2.0%	$12908.61	—	COM	811707306
CNOB	ConnectOne Bancorp Inc	81,893	$2,032	2.0%	$17.36	+39.5%	COM	20786W107
MBWM	Mercantile Bank Corp	45,000	$2,025	1.9%	$22.44	+108.8%	COM	587376104
BANR	Banner Corporation	30,877	$2,022	1.9%	$36.23	+78.2%	COM	06652V208
TCBX	Third Coast Bancshares	51,000	$1,936	1.9%	$18.68	+103.2%	COM	88422P109
HTBK	Heritage Commerce Corp	190,055	$1,887	1.8%	$8.91	+12.7%	COM	426927109
OBK	Origin Bancorp	52,579	$1,815	1.7%	$31.76	+16.6%	COM	68621T102
—	Northeast Community Bancorp Inc	87,647	$1,803	1.7%	$12320.26	—	COM	664112109
ORRF	Orrstown Financial Services	49,100	$1,668	1.6%	$33.35	0.0%	COM	687380105
BWB	Bridgewater Bancshares Inc.	90,614	$1,595	1.5%	$12.90	+26.7%	COM	108621103
SRCE	1st Source Corp	25,000	$1,539	1.5%	$41764.49	—	COM	336901103
PFS	Provident Financial Services	68,962	$1,330	1.3%	$18.52	0.0%	COM	74386T105
MYFW	First Western Financial	55,113	$1,269	1.2%	$20.45	+11.6%	COM	33751L105
BFC	Bank First Corp	10,400	$1,262	1.2%	$94.13	+31.3%	COM	06211J100
—	Triumph Bancorp Inc	24,000	$1,201	1.2%	$78304.36	—	COM	89679e300
NBHC	National Bank Holdings Corp	26,075	$1,008	1.0%	$42.66	-10.3%	COM	633707104
FCCO	First Community Corporation	35,326	$997	1.0%	$26.09	0.0%	COM	319835104
—	Chain Bridge Bancorp	6,302	$206	0.2%	$32.73	—	COM	157297103