Rosenthal {-} Henry Capital Advisors, Inc. Diversified Active

Location: Mishawaka, IN

CIK: 0001697539 · Show all filings

Period: Q4 2025 (← Previous) (Next →)

Filing Date: Jan 28, 2026

Total Value: $108M (100.0% shares, 0.0% debt)

Holdings (40)

TBBK Bancorp Inc 10.2%

Value $11.01M Shares 163,126 Est. Cost $11.60 Unrealized +494.9%

KRE S&P Regional Banks 7.9%

Value $8.53M Shares 131,610 Est. Cost $56.60 Unrealized —

WTFC Wintrust Finacial Corp 4.6%

Value $5.006M Shares 35,803 Est. Cost $44.16 Unrealized +201.2%

ESQ Esquire Finacial Hoildings Inc 3.6%

Value $3.882M Shares 38,037 Est. Cost $48.21 Unrealized +109.7%

CASH Meta Finl Group Inc 3.5%

Value $3.733M Shares 52,576 Est. Cost $25.32 Unrealized +182.9%

CCB Coastal Financial Corp 3.1%

Value $3.325M Shares 29,013 Est. Cost $47.56 Unrealized +129.4%

HBT HBT Financial 3.0%

Value $3.248M Shares 92,547 Est. Cost $24.34 Unrealized +1.4%

NRIM Northrim Bancorp Inc 3.0%

Value $3.193M Shares 120,000 Est. Cost $19.27 Unrealized +22.5%

— CommerceWest Bank 2.9%

Value $3.162M Shares 88,377 Est. Cost $17.57 Unrealized —

SPFI South Plains Financial Inc 2.9%

Value $3.157M Shares 81,373 Est. Cost $27.64 Unrealized +38.5%

VBNK Versabank New 2.8%

Value $2.999M Shares 200,226 Est. Cost $6796.15 Unrealized —

SYBT Stock Yds Bancorp Inc 2.7%

Value $2.918M Shares 44,923 Est. Cost $39.67 Unrealized +69.4%

BANF BancFirst Corp 2.6%

Value $2.768M Shares 26,105 Est. Cost $39.43 Unrealized +185.7%

FRME First Merchants Corp 2.5%

Value $2.701M Shares 72,064 Est. Cost $30.62 Unrealized +20.1%

UNTY Unity Bancorp Inc 2.5%

Value $2.689M Shares 52,000 Est. Cost $21.77 Unrealized +128.3%

LKFN Lakeland Finl Corp 2.3%

Value $2.445M Shares 42,854 Est. Cost $33.50 Unrealized +75.5%

FBIZ First Bus Finl Svcs Inc Wis 2.3%

Value $2.443M Shares 45,000 Est. Cost $17.36 Unrealized +198.7%

HTBK Heritage Commerce Corp 2.1%

Value $2.283M Shares 189,785 Est. Cost $8.91 Unrealized +21.8%

GABC German Amern Bancorp Inc 2.1%

Value $2.28M Shares 58,199 Est. Cost $25.09 Unrealized +55.5%

FFIN First Financial Bankshares Inc 2.1%

Value $2.242M Shares 75,054 Est. Cost $27.44 Unrealized +14.3%

MBWM Mercantile Bank Corp 2.0%

Value $2.164M Shares 45,000 Est. Cost $22.44 Unrealized +104.4%

CNOB ConnectOne Bancorp Inc 2.0%

Value $2.147M Shares 81,893 Est. Cost $17.36 Unrealized +44.3%

FBK FB Financial Corp 2.0%

Value $2.145M Shares 38,433 Est. Cost $43.87 Unrealized +26.8%

— Seacost BKG Corporation 2.0%

Value $2.127M Shares 67,704 Est. Cost $12908.61 Unrealized —

TOWN TowneBank Portsmouth VA 1.9%

Value $2.069M Shares 62,000 Est. Cost $28.94 Unrealized +16.3%

— Northeast Community Bancorp Inc 1.8%

Value $1.982M Shares 87,647 Est. Cost $12320.26 Unrealized —

OBK Origin Bancorp 1.8%

Value $1.977M Shares 52,579 Est. Cost $31.76 Unrealized +12.8%

TCBX Third Coast Bancshares 1.8%

Value $1.939M Shares 51,000 Est. Cost $18.68 Unrealized +104.8%

BANR Banner Corporation 1.8%

Value $1.935M Shares 30,877 Est. Cost $36.23 Unrealized +72.4%

ORRF Orrstown Financial Services 1.6%

Value $1.739M Shares 49,100 Est. Cost $33.35 Unrealized +3.6%

BWB Bridgewater Bancshares Inc. 1.5%

Value $1.588M Shares 90,614 Est. Cost $12.90 Unrealized +34.6%

SRCE 1st Source Corp 1.4%

Value $1.562M Shares 25,000 Est. Cost $41764.49 Unrealized —

CBK Commercial Bancgroup Inc 1.4%

Value $1.535M Shares 62,500 Est. Cost $24.55 Unrealized 0.0%

— Triumph Bancorp Inc 1.4%

Value $1.503M Shares 24,000 Est. Cost $78304.36 Unrealized —

MYFW First Western Financial 1.4%

Value $1.478M Shares 55,113 Est. Cost $20.45 Unrealized +16.6%

PFS Provident Financial Services 1.3%

Value $1.362M Shares 68,962 Est. Cost $18.52 Unrealized +2.7%

— Chain Bridge Bancorp 1.3%

Value $1.358M Shares 39,200 Est. Cost $34.33 Unrealized —

BFC Bank First Corp 1.2%

Value $1.267M Shares 10,400 Est. Cost $94.13 Unrealized +34.9%

FCCO First Community Corporation 1.0%

Value $1.047M Shares 35,326 Est. Cost $26.09 Unrealized +7.8%

NBHC National Bank Holdings Corp 0.9%

Value $991K Shares 26,075 Est. Cost $42.66 Unrealized -12.1%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
TBBK	Bancorp Inc	163,126	$11.01M	10.2%	$11.60	+494.9%	COM	05969A105
KRE	S&P Regional Banks	131,610	$8.53M	7.9%	$56.60	—	ETF	78464A698
WTFC	Wintrust Finacial Corp	35,803	$5.006M	4.6%	$44.16	+201.2%	COM	97650W108
ESQ	Esquire Finacial Hoildings Inc	38,037	$3.882M	3.6%	$48.21	+109.7%	COM	29667J101
CASH	Meta Finl Group Inc	52,576	$3.733M	3.5%	$25.32	+182.9%	COM	59100U108
CCB	Coastal Financial Corp	29,013	$3.325M	3.1%	$47.56	+129.4%	COM	19046P209
HBT	HBT Financial	92,547	$3.248M	3.0%	$24.34	+1.4%	COM	404111106
NRIM	Northrim Bancorp Inc	120,000	$3.193M	3.0%	$19.27	+22.5%	COM	666762109
—	CommerceWest Bank	88,377	$3.162M	2.9%	$17.57	—	COM	20084T103
SPFI	South Plains Financial Inc	81,373	$3.157M	2.9%	$27.64	+38.5%	COM	83946P107
VBNK	Versabank New	200,226	$2.999M	2.8%	$6796.15	—	COM	92512J106
SYBT	Stock Yds Bancorp Inc	44,923	$2.918M	2.7%	$39.67	+69.4%	COM	861025104
BANF	BancFirst Corp	26,105	$2.768M	2.6%	$39.43	+185.7%	COM	05945F103
FRME	First Merchants Corp	72,064	$2.701M	2.5%	$30.62	+20.1%	COM	320817109
UNTY	Unity Bancorp Inc	52,000	$2.689M	2.5%	$21.77	+128.3%	COM	913290102
LKFN	Lakeland Finl Corp	42,854	$2.445M	2.3%	$33.50	+75.5%	COM	511656100
FBIZ	First Bus Finl Svcs Inc Wis	45,000	$2.443M	2.3%	$17.36	+198.7%	COM	319390100
HTBK	Heritage Commerce Corp	189,785	$2.283M	2.1%	$8.91	+21.8%	COM	426927109
GABC	German Amern Bancorp Inc	58,199	$2.28M	2.1%	$25.09	+55.5%	COM	373865104
FFIN	First Financial Bankshares Inc	75,054	$2.242M	2.1%	$27.44	+14.3%	COM	32020R109
MBWM	Mercantile Bank Corp	45,000	$2.164M	2.0%	$22.44	+104.4%	COM	587376104
CNOB	ConnectOne Bancorp Inc	81,893	$2.147M	2.0%	$17.36	+44.3%	COM	20786W107
FBK	FB Financial Corp	38,433	$2.145M	2.0%	$43.87	+26.8%	COM	30257X104
—	Seacost BKG Corporation	67,704	$2.127M	2.0%	$12908.61	—	COM	811707306
TOWN	TowneBank Portsmouth VA	62,000	$2.069M	1.9%	$28.94	+16.3%	COM	89214P109
—	Northeast Community Bancorp Inc	87,647	$1.982M	1.8%	$12320.26	—	COM	664112109
OBK	Origin Bancorp	52,579	$1.977M	1.8%	$31.76	+12.8%	COM	68621T102
TCBX	Third Coast Bancshares	51,000	$1.939M	1.8%	$18.68	+104.8%	COM	88422P109
BANR	Banner Corporation	30,877	$1.935M	1.8%	$36.23	+72.4%	COM	06652V208
ORRF	Orrstown Financial Services	49,100	$1.739M	1.6%	$33.35	+3.6%	COM	687380105
BWB	Bridgewater Bancshares Inc.	90,614	$1.588M	1.5%	$12.90	+34.6%	COM	108621103
SRCE	1st Source Corp	25,000	$1.562M	1.4%	$41764.49	—	COM	336901103
CBK	Commercial Bancgroup Inc	62,500	$1.535M	1.4%	$24.55	0.0%	COM	20112C106
—	Triumph Bancorp Inc	24,000	$1.503M	1.4%	$78304.36	—	COM	89679e300
MYFW	First Western Financial	55,113	$1.478M	1.4%	$20.45	+16.6%	COM	33751L105
PFS	Provident Financial Services	68,962	$1.362M	1.3%	$18.52	+2.7%	COM	74386T105
—	Chain Bridge Bancorp	39,200	$1.358M	1.3%	$34.33	—	COM	157297103
BFC	Bank First Corp	10,400	$1.267M	1.2%	$94.13	+34.9%	COM	06211J100
FCCO	First Community Corporation	35,326	$1.047M	1.0%	$26.09	+7.8%	COM	319835104
NBHC	National Bank Holdings Corp	26,075	$991K	0.9%	$42.66	-12.1%	COM	633707104