SlateStone Wealth, LLC Diversified Active

CIK: 0001764049 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: Apr 28, 2020

Total Value ($000): $351,555 (100.0% shares, 0.0% debt)

Holdings (175)

— SPDR S&P 500 ETF Tr 6.3%
Value ($000) $22,238 Shares 86,276 Est. Cost $250.29 Unrealized —
— Innovator S&P Power Buffer ETF 5.9%
Value ($000) $20,726 Shares 956,435 Est. Cost $21.67 Unrealized —
— Invesco QQQ Ser 1 4.8%
Value ($000) $17,007 Shares 89,322 Est. Cost $154.26 Unrealized —
AAPL Apple Inc 4.6%
Value ($000) $16,233 Shares 63,836 Est. Cost $45.93 Unrealized +54.7%
VOO Vanguard S&P 500 ETF 3.0%
Value ($000) $10,453 Shares 44,140 Est. Cost $229.81 Unrealized —
VYM Vanguard High Div Yield 2.5%
Value ($000) $8,922 Shares 126,103 Est. Cost $78.63 Unrealized —
AOM iShares Moderate Alloc ETF 2.3%
Value ($000) $8,168 Shares 222,319 Est. Cost $35.76 Unrealized —
PEP PepsiCo Inc 2.2%
Value ($000) $7,812 Shares 65,042 Est. Cost $112.69 Unrealized +0.1%
AMZN Amazon.com Inc 2.1%
Value ($000) $7,330 Shares 3,760 Est. Cost $84.02 Unrealized +15.2%
— Visa Inc Cl A 1.8%
Value ($000) $6,468 Shares 40,147 Est. Cost $138.28 Unrealized —
— Alphabet Inc Cap Stock Cl A 1.8%
Value ($000) $6,200 Shares 5,336 Est. Cost $1071.97 Unrealized —
— SPDR S&P Mid Cap 400 ETF 1.7%
Value ($000) $5,954 Shares 22,651 Est. Cost $302.68 Unrealized —
MSFT Microsoft Corp 1.5%
Value ($000) $5,448 Shares 34,539 Est. Cost $105.98 Unrealized +47.5%
— Invesco Exchng Traded Fund Tr 1.5%
Value ($000) $5,391 Shares 251,205 Est. Cost $25.61 Unrealized —
— SPDR Portfolio Agrgte 1.5%
Value ($000) $5,385 Shares 178,179 Est. Cost $29.18 Unrealized —
— Vaneck Vectors ETF Tr Gold Min 1.5%
Value ($000) $5,286 Shares 229,406 Est. Cost $23.31 Unrealized —
— JPMorgan Exchange Traded Fund 1.5%
Value ($000) $5,211 Shares 104,909 Est. Cost $50.28 Unrealized —
IWF iShares Russell 1000 Growth ET 1.4%
Value ($000) $5,017 Shares 33,302 Est. Cost $151.36 Unrealized —
— SPDR Portfolio Tl Stock 1.4%
Value ($000) $4,830 Shares 153,577 Est. Cost $32.11 Unrealized —
— Nuveen AMT Free Quality Muni I 1.4%
Value ($000) $4,779 Shares 352,942 Est. Cost $13.54 Unrealized —
— Alphabet Inc Cap Stock Cl C 1.3%
Value ($000) $4,720 Shares 4,059 Est. Cost $1095.40 Unrealized —
— Costco Wholesale Corp 1.3%
Value ($000) $4,686 Shares 16,436 Est. Cost $208.24 Unrealized —
APH Amphenol Corp Cl A 1.2%
Value ($000) $4,129 Shares 56,655 Est. Cost $24.08 Unrealized -6.4%
WMT Wal-Mart Inc 1.2%
Value ($000) $4,090 Shares 35,999 Est. Cost $30.55 Unrealized +15.8%
— Ark ETF Tr Innovation ETF 1.0%
Value ($000) $3,563 Shares 80,968 Est. Cost $37.58 Unrealized —
— Ares Capital Corp 1.0%
Value ($000) $3,519 Shares 326,435 Est. Cost $18.55 Unrealized —
IWD iShares Russell 1000 Val ETF 1.0%
Value ($000) $3,486 Shares 35,147 Est. Cost $123.49 Unrealized —
MUB iShares National Muni ETF 0.9%
Value ($000) $3,315 Shares 29,336 Est. Cost $113.12 Unrealized —
— UnitedHealth Group Inc 0.9%
Value ($000) $3,273 Shares 13,123 Est. Cost $248.90 Unrealized —
— JPMorgan Chase & Co 0.9%
Value ($000) $3,174 Shares 35,258 Est. Cost $101.35 Unrealized —
— Alibaba Group Holding Ltd Sp A 0.9%
Value ($000) $3,119 Shares 16,038 Est. Cost $183.88 Unrealized —
HD Home Depot Inc 0.9%
Value ($000) $3,082 Shares 16,507 Est. Cost $161.98 Unrealized +17.4%
EEM iShares MSCI Emerg Mkt ETF 0.9%
Value ($000) $3,051 Shares 89,392 Est. Cost $40.63 Unrealized —
DIS Disney Walt Co Disney 0.9%
Value ($000) $3,041 Shares 31,482 Est. Cost $111.63 Unrealized +10.7%
— WisdomTree Yield Enhanced US A 0.8%
Value ($000) $2,975 Shares 57,605 Est. Cost $51.32 Unrealized —
HON Honeywell Intl Inc 0.8%
Value ($000) $2,702 Shares 20,191 Est. Cost $118.12 Unrealized +15.6%
IBB iShares NASDAQ Biotech 0.8%
Value ($000) $2,699 Shares 25,050 Est. Cost $96.42 Unrealized —
JNJ Johnson & Johnson 0.8%
Value ($000) $2,691 Shares 20,517 Est. Cost $113.16 Unrealized +6.2%
RODM Lattice Strategies Tr Hartford 0.7%
Value ($000) $2,598 Shares 117,863 Est. Cost $29.37 Unrealized —
VTV Vanguard Value ETF 0.7%
Value ($000) $2,584 Shares 29,014 Est. Cost $119.86 Unrealized —
— iShares Gold Trust 0.7%
Value ($000) $2,451 Shares 162,671 Est. Cost $15.07 Unrealized —
— Zoetis Inc Cl A 0.7%
Value ($000) $2,379 Shares 20,212 Est. Cost $87.76 Unrealized —
PFE Pfizer Inc 0.7%
Value ($000) $2,341 Shares 71,725 Est. Cost $29.73 Unrealized -13.1%
— Adobe Inc 0.6%
Value ($000) $2,205 Shares 6,928 Est. Cost $246.73 Unrealized —
— M & T Bank Corp 0.6%
Value ($000) $2,119 Shares 20,492 Est. Cost $169.77 Unrealized —
— Merck & Co Inc 0.6%
Value ($000) $2,051 Shares 26,658 Est. Cost $81.92 Unrealized —
— Invesco Exchange Traded Fund T 0.6%
Value ($000) $2,014 Shares 67,300 Est. Cost $36.57 Unrealized —
— MasterCard Incorporated Cl A 0.5%
Value ($000) $1,891 Shares 7,827 Est. Cost $229.48 Unrealized —
NKE Nike Inc Cl B 0.5%
Value ($000) $1,881 Shares 22,736 Est. Cost $72.79 Unrealized +18.0%
— Innovator S&P Power Buffer ETF 0.5%
Value ($000) $1,831 Shares 73,050 Est. Cost $25.07 Unrealized —
— Paypal Holdings Inc 0.5%
Value ($000) $1,810 Shares 18,906 Est. Cost $91.55 Unrealized —
— iShares USA Quality Fctr 0.5%
Value ($000) $1,807 Shares 22,298 Est. Cost $84.24 Unrealized —
PG Procter And Gamble Co 0.5%
Value ($000) $1,769 Shares 16,074 Est. Cost $78.18 Unrealized +32.8%
VTI Vanguard Total Stock Mkt 0.5%
Value ($000) $1,767 Shares 13,704 Est. Cost $127.62 Unrealized —
— FedEx Corp 0.5%
Value ($000) $1,755 Shares 14,474 Est. Cost $163.35 Unrealized —
— SPDR Gold Trust Gold 0.5%
Value ($000) $1,717 Shares 11,599 Est. Cost $142.94 Unrealized —
— BlackRock Inc 0.5%
Value ($000) $1,698 Shares 3,860 Est. Cost $395.84 Unrealized —
— SPDR S&P Biotech ETF 0.5%
Value ($000) $1,695 Shares 21,886 Est. Cost $72.42 Unrealized —
— Vanguard Health Care ETF 0.5%
Value ($000) $1,636 Shares 9,850 Est. Cost $191.78 Unrealized —
HSY Hershey Co 0.5%
Value ($000) $1,625 Shares 12,260 Est. Cost $94.90 Unrealized +35.4%
VWO Vanguard FTSE Emerg Mkt ETF 0.4%
Value ($000) $1,544 Shares 46,033 Est. Cost $38.11 Unrealized —
— Alteryx Inc Cl A 0.4%
Value ($000) $1,447 Shares 15,200 Est. Cost $99.89 Unrealized —
— AT&T Inc 0.4%
Value ($000) $1,441 Shares 49,424 Est. Cost $34.79 Unrealized —
— Nextera Energy Inc 0.4%
Value ($000) $1,431 Shares 5,949 Est. Cost $193.22 Unrealized —
LMT Lockheed Martin Corp 0.4%
Value ($000) $1,408 Shares 4,154 Est. Cost $321.95 Unrealized +4.0%
AOK iShares Conser Alloc ETF 0.4%
Value ($000) $1,369 Shares 40,521 Est. Cost $32.74 Unrealized —
— IIVI Inc 0.4%
Value ($000) $1,348 Shares 47,295 Est. Cost $28.50 Unrealized —
ADP Automatic Data Processing Inc 0.4%
Value ($000) $1,328 Shares 9,715 Est. Cost $124.27 Unrealized +14.2%
VEU Vanguard FTSE All World ex-US 0.4%
Value ($000) $1,319 Shares 32,152 Est. Cost $45.76 Unrealized —
BRK/B Berkshire Hathaway Inc Cl B 0.4%
Value ($000) $1,290 Shares 7,056 Est. Cost $209.26 Unrealized +1.6%
— Invesco Exchng Traded Fund Tr 0.4%
Value ($000) $1,262 Shares 48,003 Est. Cost $34.13 Unrealized —
— Facebook Inc Cl A 0.4%
Value ($000) $1,250 Shares 7,490 Est. Cost $179.09 Unrealized —
HEI Heico Corp 0.3%
Value ($000) $1,191 Shares 15,960 Est. Cost $109.32 Unrealized 0.0%
RSG Republic Services Inc 0.3%
Value ($000) $1,176 Shares 15,667 Est. Cost $71.75 Unrealized +15.8%
BAC Bank America Corp 0.3%
Value ($000) $1,162 Shares 54,770 Est. Cost $23.71 Unrealized +9.3%
CVX Chevron Corp 0.3%
Value ($000) $1,159 Shares 15,999 Est. Cost $85.67 Unrealized -11.3%
DHR Danaher Corp 0.3%
Value ($000) $1,157 Shares 8,361 Est. Cost $99.39 Unrealized +32.1%
SBUX Starbucks Corp 0.3%
Value ($000) $1,132 Shares 17,224 Est. Cost $53.65 Unrealized +32.3%
— Innovator S&P Power Buffer ETF 0.3%
Value ($000) $1,124 Shares 46,746 Est. Cost $24.04 Unrealized —
APD Air Prods & Chems Inc 0.3%
Value ($000) $1,087 Shares 5,447 Est. Cost $133.93 Unrealized +47.1%
ALL Allstate Corp 0.3%
Value ($000) $1,076 Shares 11,730 Est. Cost $79.26 Unrealized +18.9%
— Crowdstrike Holdings Inc Cl A 0.3%
Value ($000) $1,062 Shares 19,080 Est. Cost $55.66 Unrealized —
— Invesco Exchange Traded Fund T 0.3%
Value ($000) $1,049 Shares 10,480 Est. Cost $126.78 Unrealized —
QCOM Qualcomm Inc 0.3%
Value ($000) $1,040 Shares 15,367 Est. Cost $72.12 Unrealized -0.3%
SAP Sap SE Sp ADR 0.3%
Value ($000) $1,029 Shares 9,308 Est. Cost $100.75 Unrealized —
IVV IShares Core S&P 500 ETF 0.3%
Value ($000) $980 Shares 3,791 Est. Cost $283.83 Unrealized —
— AbbVie Inc 0.3%
Value ($000) $953 Shares 12,502 Est. Cost $89.75 Unrealized —
FDL First Trust Morningstar Div Le 0.3%
Value ($000) $943 Shares 42,228 Est. Cost $30.64 Unrealized —
— United Technologies Corp 0.3%
Value ($000) $907 Shares 9,619 Est. Cost $117.14 Unrealized —
LLY Lilly Eli & Co 0.2%
Value ($000) $864 Shares 6,230 Est. Cost $114.19 Unrealized +12.2%
— Datadog Inc Cl A 0.2%
Value ($000) $844 Shares 23,450 Est. Cost $37.55 Unrealized —
— SPDR Portfolio Devlpd 0.2%
Value ($000) $833 Shares 34,776 Est. Cost $28.39 Unrealized —
AOR iShares Growth Allocat ETF 0.2%
Value ($000) $777 Shares 18,783 Est. Cost $42.68 Unrealized —
INTC Intel Corp 0.2%
Value ($000) $774 Shares 14,294 Est. Cost $45.51 Unrealized +15.0%
MCD McDonalds Corp 0.2%
Value ($000) $736 Shares 4,450 Est. Cost $156.32 Unrealized +9.9%
— Century Bancorp Inc MA Cl A No 0.2%
Value ($000) $702 Shares 11,284 Est. Cost $67.71 Unrealized —
TIP iShares TIPS Bond ETF 0.2%
Value ($000) $696 Shares 5,902 Est. Cost $117.93 Unrealized —
— Exxon Mobil Corp 0.2%
Value ($000) $692 Shares 18,224 Est. Cost $66.89 Unrealized —
— Cisco Systems Inc 0.2%
Value ($000) $678 Shares 17,241 Est. Cost $46.68 Unrealized —
ABT Abbott Laboratories 0.2%
Value ($000) $665 Shares 8,433 Est. Cost $64.27 Unrealized +17.2%
— Verizon Communications Inc 0.2%
Value ($000) $660 Shares 12,269 Est. Cost $58.18 Unrealized —
— ProShares S&P 500 Dv Arist 0.2%
Value ($000) $653 Shares 11,326 Est. Cost $75.59 Unrealized —
— iShares Core Intl Aggr 0.2%
Value ($000) $633 Shares 11,570 Est. Cost $54.51 Unrealized —
— NVIDIA Corp 0.2%
Value ($000) $605 Shares 2,295 Est. Cost $252.62 Unrealized —
— iShares Sht Mat Bond ETF 0.2%
Value ($000) $598 Shares 12,337 Est. Cost $50.30 Unrealized —
— Novartis A G 0.2%
Value ($000) $595 Shares 7,220 Est. Cost $86.24 Unrealized —
— SPDR Portfolio Interm 0.2%
Value ($000) $588 Shares 17,287 Est. Cost $34.95 Unrealized —
— Aberdeen Std Gold ETF Tr Physc 0.2%
Value ($000) $574 Shares 37,870 Est. Cost $14.62 Unrealized —
FNDA Schwab Schwab Fdt US SC 0.2%
Value ($000) $562 Shares 21,728 Est. Cost $25.87 Unrealized —
— SPDR Portfolio Emg MK 0.2%
Value ($000) $560 Shares 19,682 Est. Cost $34.35 Unrealized —
ECL Ecolab Inc 0.2%
Value ($000) $559 Shares 3,587 Est. Cost $181.08 Unrealized -2.6%
— iShares Ibonds Dec2021 0.2%
Value ($000) $559 Shares 21,914 Est. Cost $25.78 Unrealized —
— iShares Ibonds Dec2022 0.2%
Value ($000) $559 Shares 21,510 Est. Cost $26.17 Unrealized —
AMGN Amgen Inc 0.2%
Value ($000) $551 Shares 2,715 Est. Cost $161.12 Unrealized +13.1%
— Invesco Exchng Traded Fund Tr 0.2%
Value ($000) $538 Shares 20,846 Est. Cost $26.27 Unrealized —
SCHV Schwab US Large Cap Value ETF 0.1%
Value ($000) $520 Shares 11,749 Est. Cost $60.11 Unrealized —
— iShares Ibonds Sep2020 0.1%
Value ($000) $507 Shares 19,972 Est. Cost $25.54 Unrealized —
— Blackstone REIT Inc Cl D 0.1%
Value ($000) $505 Shares 44,778 Est. Cost $11.29 Unrealized —
CVS CVS Health Corp 0.1%
Value ($000) $494 Shares 8,318 Est. Cost $55.31 Unrealized 0.0%
— Medtronic PLC 0.1%
Value ($000) $469 Shares 5,196 Est. Cost $112.96 Unrealized —
EXPD Expeditors Intl Wash Inc 0.1%
Value ($000) $457 Shares 6,845 Est. Cost $64.48 Unrealized +3.1%
BDX Becton Dickinson & Co 0.1%
Value ($000) $442 Shares 1,922 Est. Cost $210.78 Unrealized +6.7%
NSRGY Nestle S A 0.1%
Value ($000) $437 Shares 4,245 Est. Cost $85.31 Unrealized —
ASH Ashland Global Holdings Inc 0.1%
Value ($000) $418 Shares 8,340 Est. Cost $68.28 Unrealized -9.2%
— Comcast Corp Cl A 0.1%
Value ($000) $388 Shares 11,287 Est. Cost $38.03 Unrealized —
CSX CSX Corp 0.1%
Value ($000) $379 Shares 6,609 Est. Cost $20.91 Unrealized +3.1%
— iShares Min Vol USA ETF 0.1%
Value ($000) $372 Shares 6,892 Est. Cost $65.65 Unrealized —
— iShares Min Vol EAFE ETF 0.1%
Value ($000) $365 Shares 5,883 Est. Cost $74.55 Unrealized —
— Consolidated Water Co Inc 0.1%
Value ($000) $348 Shares 21,237 Est. Cost $16.33 Unrealized —
MS Morgan Stanley 0.1%
Value ($000) $346 Shares 10,170 Est. Cost $34.17 Unrealized +14.6%
SYK Stryker Corp 0.1%
Value ($000) $345 Shares 2,073 Est. Cost $182.08 Unrealized +0.7%
— ServiceNow Inc 0.1%
Value ($000) $338 Shares 1,178 Est. Cost $286.93 Unrealized —
— Invesco Exchng Traded Fund Tr 0.1%
Value ($000) $328 Shares 9,902 Est. Cost $50.89 Unrealized —
— Raytheon Co 0.1%
Value ($000) $327 Shares 2,486 Est. Cost $170.61 Unrealized —
— Booking Holdings Inc 0.1%
Value ($000) $323 Shares 240 Est. Cost $1744.00 Unrealized —
BIDU Baidu Inc Sp ADR A 0.1%
Value ($000) $323 Shares 3,200 Est. Cost $161.31 Unrealized —
IOO IShares Global 100 ETF 0.1%
Value ($000) $321 Shares 7,190 Est. Cost $43.52 Unrealized —
— Elastic NV Ord 0.1%
Value ($000) $318 Shares 5,700 Est. Cost $82.39 Unrealized —
BMY Bristol-Myers Squibb Co 0.1%
Value ($000) $312 Shares 5,609 Est. Cost $45.19 Unrealized +7.5%
— Jones Lang LaSalle Inc Propert 0.1%
Value ($000) $301 Shares 24,770 Est. Cost $12.37 Unrealized —
GBTC Grayscale Bitcoin Tr Btc 0.1%
Value ($000) $285 Shares 40,000 Est. Cost $7.66 Unrealized —
— Roku Inc Cl A 0.1%
Value ($000) $277 Shares 3,166 Est. Cost $87.49 Unrealized —
AXP American Express Co 0.1%
Value ($000) $277 Shares 3,240 Est. Cost $100.30 Unrealized +7.3%
TLT iShares 20 Yr Tr Bond ETF 0.1%
Value ($000) $272 Shares 1,650 Est. Cost $164.85 Unrealized —
— SSGA SPDR ETFS Europe I PLC UC 0.1%
Value ($000) $264 Shares 1,000 Est. Cost $264.00 Unrealized —
IJR iShares S&P Smallcap ETF 0.1%
Value ($000) $263 Shares 4,682 Est. Cost $73.63 Unrealized —
— Tencent Holdings Ltd ADR 0.1%
Value ($000) $258 Shares 5,246 Est. Cost $45.86 Unrealized —
— Invesco Exch Trd Slf Index Fun 0.1%
Value ($000) $257 Shares 12,211 Est. Cost $21.26 Unrealized —
— SPDR Portfolio MD ETF 0.1%
Value ($000) $251 Shares 9,902 Est. Cost $29.41 Unrealized —
— W P Carey Inc 0.1%
Value ($000) $250 Shares 4,300 Est. Cost $78.68 Unrealized —
— Vaneck Vectors ETF Tr Jr Gold 0.1%
Value ($000) $249 Shares 8,850 Est. Cost $42.26 Unrealized —
AOA iShares Aggressive Alloc ETF 0.1%
Value ($000) $247 Shares 5,206 Est. Cost $58.07 Unrealized —
— Exelon Corp 0.1%
Value ($000) $246 Shares 6,676 Est. Cost $45.58 Unrealized —
MU Micron Technology Inc 0.1%
Value ($000) $237 Shares 5,625 Est. Cost $50.73 Unrealized 0.0%
— 3M Co 0.1%
Value ($000) $228 Shares 1,672 Est. Cost $176.37 Unrealized —
USB US Bancorp Del 0.1%
Value ($000) $225 Shares 6,518 Est. Cost $43.25 Unrealized -13.9%
AJG Gallagher Arthur J & Co 0.1%
Value ($000) $222 Shares 2,720 Est. Cost $70.56 Unrealized +26.7%
IWV iShares Russell 3000 ETF 0.1%
Value ($000) $220 Shares 1,481 Est. Cost $173.61 Unrealized —
DVY iShares Select Div ETF 0.1%
Value ($000) $217 Shares 2,956 Est. Cost $105.65 Unrealized —
KO Coca-Cola Co 0.1%
Value ($000) $215 Shares 4,834 Est. Cost $39.16 Unrealized +14.9%
IP International Paper Co 0.1%
Value ($000) $203 Shares 6,525 Est. Cost $30.46 Unrealized -6.4%
AFL Aflac Inc 0.1%
Value ($000) $201 Shares 5,866 Est. Cost $40.88 Unrealized -3.0%
ESRT Empire State Realty Trust Inc 0.1%
Value ($000) $195 Shares 21,797 Est. Cost $14.22 Unrealized —
— General Electric Co 0.1%
Value ($000) $186 Shares 23,376 Est. Cost $9.67 Unrealized —
ESBA Empire State Realty OP LP 0.0%
Value ($000) $153 Shares 17,206 Est. Cost $14.18 Unrealized —
— Facebook Inc Cl A 0.0%
Value ($000) $133 Shares 800 Est. Cost $179.09 Unrealized —
— Plug Power Inc 0.0%
Value ($000) $120 Shares 34,000 Est. Cost $3.15 Unrealized —
— New Residential Inv Corp 0.0%
Value ($000) $70 Shares 13,933 Est. Cost $14.91 Unrealized —
— Flexshopper Inc 0.0%
Value ($000) $69 Shares 54,000 Est. Cost $2.54 Unrealized —
— Aldeyra Therapeutics Inc 0.0%
Value ($000) $30 Shares 11,964 Est. Cost $5.85 Unrealized —
— Sorrento Therapeutics Inc 0.0%
Value ($000) $22 Shares 12,000 Est. Cost $3.42 Unrealized —
— Kushco Holdings Inc 0.0%
Value ($000) $14 Shares 20,879 Est. Cost $0.67 Unrealized —
— Fashion Hse Holding Inc 0.0%
Value ($000) $0 Shares 50,000 Est. Cost — Unrealized —
— Royal Mines & Minerals Corp 0.0%
Value ($000) $0 Shares 50,000 Est. Cost — Unrealized —
— Rightscorp Inc 0.0%
Value ($000) $0 Shares 200,000 Est. Cost — Unrealized —