CIK: 0001389223 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Oct 26, 2023
Total Value ($000): $215 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 71,721 | $12 | 5.7% | $85.13 | +113.0% | COM | 037833100 |
| IGM | Ishares North American Tech ETF | 27,453 | $10 | 4.9% | $114.14 | — | COM | 464287549 |
| AMZN | Amazon Com Inc | 59,820 | $8 | 3.5% | $119.79 | +11.9% | COM | 023135106 |
| GOOGL | Alphabet Inc. Class A | 56,047 | $7 | 3.4% | $106.34 | +20.7% | COM | 02079K305 |
| VUG | Vanguard Growth ETF | 23,220 | $6 | 2.9% | $124.60 | — | COM | 922908736 |
| NVDA | Nvidia Corp. | 14,027 | $6 | 2.8% | $17.25 | +159.6% | COM | 67066G104 |
| MSFT | Microsoft Corp | 18,067 | $6 | 2.6% | $59.88 | +442.1% | COM | 594918104 |
| VTI | Vanguard Total Stock Market ETF | 25,770 | $5 | 2.5% | $120.55 | — | COM | 922908769 |
| CAT | Caterpillar Inc | 16,843 | $5 | 2.1% | $62.09 | +321.1% | COM | 149123101 |
| PH | Parker Hannifin Corp. | 11,647 | $5 | 2.1% | $149.40 | +162.0% | COM | 701094104 |
| IWF | Ishares Russell 1000 Growth ETF | 16,350 | $4 | 2.0% | $123.67 | — | COM | 464287614 |
| IGV | Ishares North American Tech Software ETF | 12,595 | $4 | 2.0% | $155.93 | — | COM | 464287515 |
| DE | Deere & Co | 10,465 | $4 | 1.8% | $91.71 | +333.9% | COM | 244199105 |
| — | General Electric Co | 35,262 | $4 | 1.8% | $9.48 | — | COM | 369604103 |
| PEP | Pepsico Inc. | 22,941 | $4 | 1.8% | $86.48 | +93.3% | COM | 713448108 |
| XLK | SPDR Fd Technology | 22,550 | $4 | 1.7% | $72.47 | — | COM | 81369Y803 |
| MA | Mastercard Inc. | 9,294 | $4 | 1.7% | $92.63 | +327.7% | Cl. A | 57636Q104 |
| KLAC | KLA Corporation | 7,955 | $4 | 1.7% | $337.92 | +38.9% | COM | 482480100 |
| JPM | JP Morgan Chase & Co | 20,240 | $4 | 1.7% | $44.59 | +219.1% | COM | 46625H100 |
| NOW | Servicenow Inc. | 6,465 | $4 | 1.7% | $93.22 | +22.4% | COM | 81762P102 |
| MGK | Vanguard Mega Cap Growth ETF | 15,750 | $4 | 1.7% | $143.27 | — | COM | 921910816 |
| DHR | Danaher Corp. | 13,578 | $3 | 1.6% | $99.73 | +120.8% | COM | 235851102 |
| VLO | Valero Energy Corp. | 23,520 | $3 | 1.5% | $105.92 | +15.3% | COM | 91913Y100 |
| EOG | EOG Resources Inc. | 25,359 | $3 | 1.5% | $73.31 | +59.8% | COM | 26875P101 |
| JNJ | Johnson & Johnson | 20,240 | $3 | 1.5% | $69.90 | +119.3% | COM | 478160104 |
| APD | Air Products & Chemicals Inc | 10,107 | $3 | 1.3% | $203.65 | +35.0% | COM | 009158106 |
| EMR | Emerson Electric Co. | 29,650 | $3 | 1.3% | $84.53 | +7.8% | COM | 291011104 |
| IWP | Ishares Russell Mid-Cap Growth ETF | 30,180 | $3 | 1.3% | $101.33 | — | COM | 464287481 |
| XLY | Consumer Discretionary Select Sector SPDR | 16,600 | $3 | 1.2% | $120.71 | — | COM | 81369Y407 |
| VV | Vanguard Large-Cap ETF | 13,461 | $3 | 1.2% | $109.25 | — | COM | 922908637 |
| KO | Coca Cola Co. | 46,970 | $3 | 1.2% | $52.16 | +6.8% | COM | 191216100 |
| — | SPDR S&P 600 Small Cap ETF | 70,682 | $3 | 1.2% | $28.24 | — | COM | 78464A813 |
| AXP | American Express Co. | 17,290 | $3 | 1.2% | $142.37 | +11.6% | COM | 025816109 |
| IHI | Ishares US Medical Devices ETF | 50,700 | $2 | 1.1% | $83.19 | — | COM | 464288810 |
| SPY | SPDR S&P 500 ETF Trust | 5,392 | $2 | 1.1% | $185.25 | — | COM | 78462F103 |
| STT | State Street Corp. | 32,550 | $2 | 1.0% | $65.58 | -1.1% | COM | 857477103 |
| — | JM Smucker Company | 17,415 | $2 | 1.0% | $135.41 | — | COM | 832669640 |
| IWM | Ishares Russell 2000 ETF | 11,465 | $2 | 0.9% | $172.63 | — | COM | 464287655 |
| MKC | McCormick & Co. Inc. | 25,602 | $2 | 0.9% | $58.70 | +33.9% | COM | 579780206 |
| PFF | Ishares US Preferred Stock ETF | 59,450 | $2 | 0.8% | $36.52 | — | COM | 464288687 |
| T | AT&T Corp | 103,144 | $2 | 0.7% | $14.05 | -7.8% | COM | 00206R102 |
| QQQ | Invesco QQQ Trust, Series 1 | 4,310 | $2 | 0.7% | $175.94 | — | COM | 46090E103 |
| — | Blackrock Capital Allocation Trust | 101,750 | $1 | 0.7% | $15.91 | — | COM | 09260U109 |
| UNP | Union Pacific Corp. | 7,191 | $1 | 0.7% | $208.79 | -1.3% | COM | 907818108 |
| MDY | SPDR S&P Midcap 400 | 3,150 | $1 | 0.7% | $313.40 | — | COM | 78467Y107 |
| COST | Costco Wholesale Corp | 2,454 | $1 | 0.6% | $253.40 | +110.0% | COM | 22160K105 |
| VZ | Verizon Communications Inc. | 41,650 | $1 | 0.6% | $35.86 | -19.2% | COM | 92343V104 |
| GXO | GXO Logistics Inc. | 23,000 | $1 | 0.6% | $75.70 | -17.4% | COM | 36262G101 |
| XT | Exponential Technologies ETF | 25,425 | $1 | 0.6% | $33.28 | — | COM | 46434V381 |
| — | Canadian Pacific Railway Ltd. | 17,787 | $1 | 0.6% | $69.83 | — | COM | 13645T100 |
| TIP | Ishares TIPS Bond ETF | 11,600 | $1 | 0.6% | $116.94 | — | COM | 464287176 |
| GOOG | Alphabet Inc. Class C | 8,982 | $1 | 0.5% | $107.46 | +20.1% | COM | 02079K107 |
| — | Nuveen Muni Value Fund Inc. | 137,500 | $1 | 0.5% | $9.72 | — | COM | 670928100 |
| VOT | Vanguard Mid Cap Growth ETF | 5,820 | $1 | 0.5% | $98.30 | — | COM | 922908538 |
| BAC | Bank of America Corp | 39,700 | $1 | 0.5% | $15.83 | +75.7% | COM | 060505104 |
| PFE | Pfizer Inc | 31,400 | $1 | 0.5% | $26.58 | +15.0% | COM | 717081103 |
| GEHC | GE Healthcare Technologies Inc. | 15,217 | $1 | 0.5% | $77.40 | -6.4% | COM | 36266G107 |
| AMGN | Amgen Inc | 3,680 | $1 | 0.5% | $95.76 | +142.1% | COM | 031162100 |
| IYY | Ishares Dow Jones US ETF | 9,000 | $1 | 0.4% | $93.99 | — | COM | 464287846 |
| SDY | SPDR Ser Tr S&P Dividend | 7,740 | $1 | 0.4% | $80.74 | — | COM | 78464A763 |
| — | Duke Energy Corp Dep 5.75 | 35,895 | $1 | 0.4% | $23.83 | — | Preferred | 26441C501 |
| VXF | Vanguard Extended Market ETF | 5,950 | $1 | 0.4% | $88.26 | — | COM | 922908652 |
| NFLX | Netflix Inc | 1,961 | $1 | 0.3% | $11.67 | +263.1% | COM | 64110L106 |
| — | JP Morgan Chase & Co Prfrd Ser L | 37,750 | $1 | 0.3% | $23.68 | — | Preferred | 48128B549 |
| ED | Consolidated Edison | 8,533 | $1 | 0.3% | $40.86 | +105.3% | COM | 209115104 |
| XOM | Exxon Mobil Corp. | 6,188 | $1 | 0.3% | $45.13 | +123.8% | COM | 30231G102 |
| ROBO | Robo Global Robotics & Automation | 14,175 | $1 | 0.3% | $36.90 | — | COM | 301505707 |
| IBB | Ishares Biotechnology ETF | 5,765 | $1 | 0.3% | $177.59 | — | COM | 464287556 |
| — | Nuveen Preferred & Income Securities Fd | 113,600 | $1 | 0.3% | $7.83 | — | COM | 67072C105 |
| XLE | Energy Select Sector SPDR ETF | 7,550 | $1 | 0.3% | $53.76 | — | COM | 81369Y506 |
| MRK | Merck & Co New | 6,550 | $1 | 0.3% | $33.07 | +201.9% | COM | 58933Y105 |
| IWS | Ishares Russell Mid-Cap Value ETF | 6,095 | $1 | 0.3% | $64.97 | — | COM | 464287473 |
| XLP | Consumer Staples Select Sector SPDR | 9,050 | $1 | 0.3% | $52.79 | — | COM | 81369Y308 |
| VTIP | Vanguard Short Term Inflation Protected ETF | 13,000 | $1 | 0.3% | $49.77 | — | COM | 922020805 |
| — | Blackstone Group LP | 5,728 | $1 | 0.3% | $36.47 | — | COM | 09253U108 |
| SMH | Vaneck Semiconductor ETF | 4,190 | $1 | 0.3% | $139.89 | — | COM | 92189F676 |
| IRM | Iron Mountain Inc. | 9,950 | $1 | 0.3% | $37.70 | +49.4% | COM | 46284V101 |
| VYM | Vanguard High Div Yield | 5,566 | $1 | 0.3% | $66.65 | — | COM | 921946406 |
| FDX | Fedex Corp. | 2,110 | $1 | 0.3% | $116.22 | +112.3% | COM | 31428X106 |
| CRM | Salesforce.com Inc | 2,752 | $1 | 0.3% | $63.97 | +233.7% | COM | 79466L302 |
| TTD | Trade Desk, Inc. (THE) | 7,000 | $1 | 0.3% | $58.61 | +37.9% | COM | 88339J105 |
| BA | Boeing Co | 2,739 | $1 | 0.2% | $144.63 | +51.3% | COM | 097023105 |
| GILD | Gilead Sciences Inc | 7,000 | $1 | 0.2% | $50.00 | +41.4% | COM | 375558103 |
| PG | Procter & Gamble Co. | 3,566 | $1 | 0.2% | $59.30 | +143.0% | COM | 742718109 |
| — | Nuveen NY AMT-Free Quality Incm. | 54,000 | $1 | 0.2% | $12.65 | — | COM | 670656107 |
| DIS | Disney Walt Co | 6,115 | $0 | 0.2% | $99.25 | -15.9% | COM | 254687106 |
| — | Flaherty & Crumrine Dynamic Pfd | 27,900 | $0 | 0.2% | $22.16 | — | Preferred | 33848W106 |
| — | US Bancorp Prefrd Ser M | 29,075 | $0 | 0.2% | $23.23 | — | Preferred | 902973718 |
| NVO | Novo Nordisk A S | 4,965 | $0 | 0.2% | $0.11 | — | ADR | 670100205 |
| IWR | Ishares Russell Mid-Cap ETF | 6,301 | $0 | 0.2% | $74.29 | — | COM | 464287499 |
| XBI | SPDR S&P Biotech ETF | 5,665 | $0 | 0.2% | $97.54 | — | COM | 78464A870 |
| — | Blackrock Muni Inc TR | 46,500 | $0 | 0.2% | $10.85 | — | COM | 09248F109 |
| — | First Trust Intermediate Duration Pfd Incm. | 26,750 | $0 | 0.2% | $21.75 | — | COM | 33718W103 |
| — | Wells Fargo & Co Dep Sh Cl A | 21,000 | $0 | 0.2% | $19.33 | — | Preferred | 94988U128 |
| SO | Southern Company | 6,000 | $0 | 0.2% | $49.91 | +27.8% | COM | 842587107 |
| — | Pimco Dynamic Income Fd | 22,184 | $0 | 0.2% | $25.91 | — | COM | 72201Y101 |
| VTV | Vanguard Value ETF | 2,734 | $0 | 0.2% | $76.93 | — | COM | 922908744 |
| — | Nuveen AMT-Free Municipal Credit Incm Fd. | 36,000 | $0 | 0.2% | $15.71 | — | COM | 67071L106 |
| WBD | Warner Bros. Discovery, Inc. | 33,916 | $0 | 0.2% | $16.36 | -23.7% | COM | 934423104 |
| — | JP Morgan Chase & Co Prfrd Ser D | 15,200 | $0 | 0.2% | $0.03 | — | Preferred | 48128B655 |
| — | Rivernorth Flexible Municipal Incm Fd II | 28,500 | $0 | 0.2% | $14.77 | — | COM | 76883Y107 |
| VO | Vanguard Mid-Cap ETF | 1,647 | $0 | 0.2% | $125.14 | — | COM | 922908629 |
| MMM | 3M Company | 3,595 | $0 | 0.2% | $79.56 | 0.0% | COM | 88579Y101 |
| LMT | Lockheed Martin Corp. | 800 | $0 | 0.2% | $371.35 | +11.8% | COM | 539830109 |
| IXJ | Ishares Global Healthcare ETF | 3,950 | $0 | 0.2% | $80.88 | — | COM | 464287325 |
| EQT | EQT Corporation | 7,820 | $0 | 0.1% | $34.70 | +15.2% | COM | 26884L109 |
| XLF | Financial Sector SPDR ETF | 9,450 | $0 | 0.1% | $21.34 | — | COM | 81369Y605 |
| SLB | Schlumberger Ltd. | 5,350 | $0 | 0.1% | $26.77 | +103.3% | COM | 806857108 |
| SPSB | SPDR Portfolio Short Term Corp. Bond Fund | 10,000 | $0 | 0.1% | $30.10 | — | COM | 78464A474 |
| IDV | Ishares International Select Dividend ETF | 11,500 | $0 | 0.1% | $31.74 | — | COM | 464288448 |
| ABT | Abbott Labs | 2,993 | $0 | 0.1% | $84.96 | +18.2% | COM | 002824100 |
| INTC | Intel Corp. | 7,567 | $0 | 0.1% | $30.72 | +11.4% | COM | 458140100 |
| AEP | American Electrical Power Inc | 3,500 | $0 | 0.1% | $37.14 | +100.2% | COM | 025537101 |
| SYY | Sysco Corp. | 3,900 | $0 | 0.1% | $45.18 | +48.4% | COM | 871829107 |
| XLU | SPDR Fd Utilities | 4,200 | $0 | 0.1% | $43.30 | — | COM | 81369Y886 |
| GLD | SPDR Gold Trust | 1,435 | $0 | 0.1% | $157.50 | — | COM | 78463V107 |
| RTX | Raytheon Technologies Corp. | 3,419 | $0 | 0.1% | $58.30 | +39.4% | COM | 75513E101 |
| OKE | Oneok Inc | 3,175 | $0 | 0.1% | $57.97 | 0.0% | COM | 682680103 |
| — | Pimco Access Income Fund | 14,500 | $0 | 0.1% | $15.83 | — | COM | 72203T100 |
| QYLD | Global X Nasdaq 100 Cover ETF | 11,500 | $0 | 0.1% | $22.17 | — | COM | 37954Y483 |
| — | Blackrock Science and Technology Term Tr | 11,550 | $0 | 0.1% | $0.02 | — | COM | 09260K101 |
| — | Blackrock Muniyield New York Quality Fd | 20,000 | $0 | 0.1% | $8.25 | — | COM | 09255E102 |
| — | Angel Oak DFS Inc TR | 14,074 | $0 | 0.1% | $19.03 | — | COM | 03462A102 |
| — | Organicell Regenerative Medecine, Inc. | 30,000 | $0 | 0.0% | $0.07 | — | COM | 68621D107 |