Ethos Financial Group, LLC Diversified Active

CIK: 0001954242 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: Apr 20, 2023

Total Value ($000): $321,261 (100.0% shares, 0.0% debt)

Holdings (193)

SCHB Schwab US Broad Market ETF 5.7%
Value ($000) $18,313 Shares 382,724 Est. Cost $45.32 Unrealized —
BIL SPDR Bloomberg Barclays 13 MNTH T Bill ETF New 5.1%
Value ($000) $16,460 Shares 179,268 Est. Cost $91.54 Unrealized —
VT Vanguard Total World Stock ETF 4.0%
Value ($000) $12,957 Shares 140,701 Est. Cost $88.59 Unrealized —
VTIP Vanguard Short Inflation Prot ETF IV 3.8%
Value ($000) $12,136 Shares 253,862 Est. Cost $46.68 Unrealized —
SCHV Schwab US Large Cap Value ETF 3.6%
Value ($000) $11,663 Shares 177,847 Est. Cost $66.01 Unrealized —
SGOL Abrdn Physical Gold Shares ETF 3.1%
Value ($000) $10,099 Shares 535,239 Est. Cost $17.53 Unrealized —
DBMF Imgp Dbi Managed Futures STRTGY ETF 2.9%
Value ($000) $9,459 Shares 359,769 Est. Cost $29.10 Unrealized —
SHV iShares Short Treasury Bond ETF 2.9%
Value ($000) $9,454 Shares 85,553 Est. Cost $109.92 Unrealized —
BTAL Agfiq U.S. Market Neutral AntiBeta Fund 2.7%
Value ($000) $8,639 Shares 423,522 Est. Cost $21.41 Unrealized —
TIP iShares TIPS Bond ETF 2.7%
Value ($000) $8,616 Shares 78,149 Est. Cost $106.55 Unrealized —
SCHX Schwab US Large Cap ETF 2.4%
Value ($000) $7,840 Shares 162,083 Est. Cost $45.30 Unrealized —
GBIL Goldman Sachs Acces Treas 0 1 YR ETF 2.4%
Value ($000) $7,770 Shares 77,594 Est. Cost $100.02 Unrealized —
TRSTX T. Rowe Price Ultra Shor TTerm Bond I 2.3%
Value ($000) $7,385 Shares 1,498,018 Est. Cost $4.93 Unrealized —
FNDF Schwab Fundamental Inl Large Com ETF 2.3%
Value ($000) $7,249 Shares 231,806 Est. Cost $31.27 Unrealized —
VGSH Vanguard Short Term Treasury ETF IV 2.2%
Value ($000) $7,224 Shares 123,406 Est. Cost $57.77 Unrealized —
LBAY Leatherback LNG SHRT Altern YLD ETF 2.2%
Value ($000) $7,045 Shares 258,386 Est. Cost $29.05 Unrealized —
DBEF Xtrackers MSCI EAFE Hedged Equity Et 2.1%
Value ($000) $6,885 Shares 195,593 Est. Cost $32.29 Unrealized —
AAPL Apple 2.1%
Value ($000) $6,781 Shares 41,122 Est. Cost $140.77 Unrealized +3.4%
SHY iShares 13 Year Treasry Bond ETF 2.1%
Value ($000) $6,689 Shares 81,411 Est. Cost $81.19 Unrealized —
XLE Energy Select Sector SPDR ETF 2.0%
Value ($000) $6,505 Shares 78,529 Est. Cost $87.36 Unrealized —
IVAL Alpha Archtct Intr Quntv Val ETF 1.9%
Value ($000) $6,253 Shares 266,591 Est. Cost $23.54 Unrealized —
PDBC Invsc Actvly MNG Optm YD DVRS ETF 1.8%
Value ($000) $5,745 Shares 403,977 Est. Cost $14.78 Unrealized —
STIP iShares 05 Year TIPS Bond ETF 1.5%
Value ($000) $4,872 Shares 49,099 Est. Cost $96.96 Unrealized —
QVAL Alpha Archtct US Quntv Val ETF 1.5%
Value ($000) $4,747 Shares 140,332 Est. Cost $32.46 Unrealized —
XOM ExxonMobil 1.4%
Value ($000) $4,423 Shares 40,333 Est. Cost $96.28 Unrealized +4.1%
VWO Vanguard FTSE Emerging Markets ETF 1.3%
Value ($000) $4,284 Shares 106,032 Est. Cost $39.23 Unrealized —
JPST JPMorgan Ultra Short Income ETF 1.1%
Value ($000) $3,637 Shares 72,209 Est. Cost $50.38 Unrealized —
MOAT Vaneck Morningstar Wide Moat ETF 1.1%
Value ($000) $3,412 Shares 46,211 Est. Cost $65.17 Unrealized —
IVV iShares Core S&P 500 ETF 1.0%
Value ($000) $3,344 Shares 8,134 Est. Cost $384.85 Unrealized —
USMV iShares MSCI USA Min Vol FCTR ETF 1.0%
Value ($000) $3,064 Shares 42,125 Est. Cost $72.23 Unrealized —
QUAL iShares MSCI USA QLTY Fact ETF 0.9%
Value ($000) $3,036 Shares 24,474 Est. Cost $117.86 Unrealized —
MSFT Microsoft 0.9%
Value ($000) $3,020 Shares 11,459 Est. Cost $234.53 Unrealized +6.4%
USBLX Usaa Growth And Tax Stra Tegy 0.9%
Value ($000) $2,810 Shares 121,823 Est. Cost $23.07 Unrealized —
SCHE Schwab Emerging Markets Equity ETF 0.8%
Value ($000) $2,432 Shares 99,171 Est. Cost $24.52 Unrealized —
JPM JPMorgan Chase 0.7%
Value ($000) $2,205 Shares 16,911 Est. Cost $117.65 Unrealized +8.9%
USFR Wisdomtree Floating Rate Treasry ETF 0.7%
Value ($000) $2,126 Shares 42,286 Est. Cost $50.27 Unrealized —
MLPA Global X MLP ETF 0.6%
Value ($000) $2,030 Shares 48,807 Est. Cost $41.29 Unrealized —
KRBN Kraneshares Global Carbon STG ETF 0.6%
Value ($000) $1,918 Shares 48,447 Est. Cost $36.39 Unrealized —
RSP Invesco S&P 500 Equal Weight ETF 0.6%
Value ($000) $1,851 Shares 12,797 Est. Cost $142.00 Unrealized —
AMZN Amazon.Com Inc 0.5%
Value ($000) $1,744 Shares 16,882 Est. Cost $98.78 Unrealized -2.2%
SCHM Charles Schwab US MC ETF 0.5%
Value ($000) $1,584 Shares 23,346 Est. Cost $67.85 Unrealized —
SWPPX Schwab S&P 500 Index FD 0.4%
Value ($000) $1,423 Shares 22,528 Est. Cost $63.16 Unrealized —
QMOM Alpha Archtct US Quntv MTNM ETF 0.4%
Value ($000) $1,389 Shares 30,810 Est. Cost $46.50 Unrealized —
JNJ Johnson & Johnson 0.4%
Value ($000) $1,317 Shares 8,500 Est. Cost $156.73 Unrealized -5.6%
VIG Vanguard Dividend Appreciation ETF 0.4%
Value ($000) $1,175 Shares 7,629 Est. Cost $159.03 Unrealized —
BXSL Blackstone Secd Lending 0.4%
Value ($000) $1,140 Shares 44,646 Est. Cost $16.76 Unrealized +7.0%
ALB Albemarle Corp 0.3%
Value ($000) $1,104 Shares 4,983 Est. Cost $254.58 Unrealized -7.4%
VTI Vanguard Total Stock Market ETF 0.3%
Value ($000) $1,093 Shares 5,354 Est. Cost $193.05 Unrealized —
WMT WalMart 0.3%
Value ($000) $1,045 Shares 7,026 Est. Cost $45.67 Unrealized +0.3%
NSTLX Neuberger Berman Strat Incm Inst 0.3%
Value ($000) $1,034 Shares 106,913 Est. Cost $9.67 Unrealized —
GIOIX Guggenheim Macro Oppty Inst 0.3%
Value ($000) $1,013 Shares 42,198 Est. Cost $24.01 Unrealized —
MBOX Ea Ser TR Freedom Day Dividend ETF 0.3%
Value ($000) $1,013 Shares 40,605 Est. Cost $25.57 Unrealized —
V Visa Inc Class A 0.3%
Value ($000) $988 Shares 4,382 Est. Cost $198.01 Unrealized +10.0%
BRK/B Berkshire Hathaway Class B 0.3%
Value ($000) $986 Shares 3,192 Est. Cost $297.54 Unrealized +3.6%
HD Home Depot 0.3%
Value ($000) $966 Shares 3,272 Est. Cost $281.22 Unrealized +1.2%
GOOGL Alphabet Inc. Class A 0.3%
Value ($000) $940 Shares 9,061 Est. Cost $94.32 Unrealized +1.0%
LMT Lockheed Martin Corp 0.3%
Value ($000) $940 Shares 1,988 Est. Cost $426.55 Unrealized +1.6%
TPL Texas Pacific Land Corp 0.3%
Value ($000) $902 Shares 530 Est. Cost $255.92 Unrealized -21.3%
VZ Verizon 0.3%
Value ($000) $851 Shares 21,874 Est. Cost $30.99 Unrealized +5.5%
PRIVX Private Shares FD A 0.3%
Value ($000) $845 Shares 20,641 Est. Cost $40.94 Unrealized —
NEE Nextera Energy Inc 0.3%
Value ($000) $835 Shares 10,774 Est. Cost $73.71 Unrealized -4.1%
CVX Chevron Corp. 0.2%
Value ($000) $801 Shares 4,910 Est. Cost $153.11 Unrealized -3.0%
MOOD Relative Sentiment Tacticl Allcn ETF 0.2%
Value ($000) $790 Shares 31,276 Est. Cost $24.65 Unrealized —
SCHD Schwab US Dividend Equity ETF 0.2%
Value ($000) $776 Shares 10,608 Est. Cost $75.45 Unrealized —
— Bank Of America 4 PFD PFD Ser 4 0.2%
Value ($000) $757 Shares 34,844 Est. Cost $21.73 Unrealized —
DGRO iShares Core Dividend Growth ETF 0.2%
Value ($000) $746 Shares 14,918 Est. Cost $50.03 Unrealized —
COST Costco Wholesale Co 0.2%
Value ($000) $719 Shares 1,432 Est. Cost $468.85 Unrealized +0.5%
NVDA Nvidia Corp 0.2%
Value ($000) $678 Shares 2,440 Est. Cost $14.65 Unrealized +47.6%
PG Procter & Gamble 0.2%
Value ($000) $666 Shares 4,479 Est. Cost $129.79 Unrealized +2.6%
PSDTX Putnam Ultra Short Durat Ion Income A 0.2%
Value ($000) $634 Shares 63,379 Est. Cost $10.00 Unrealized —
GLD SPDR Gold Shares ETF 0.2%
Value ($000) $629 Shares 3,434 Est. Cost $169.64 Unrealized —
LLDYX Lord Abbett Short Durati On Income I 0.2%
Value ($000) $627 Shares 162,729 Est. Cost $3.85 Unrealized —
MCD McDonald's 0.2%
Value ($000) $612 Shares 2,189 Est. Cost $245.25 Unrealized +2.1%
UNP Union Pacific Corp 0.2%
Value ($000) $573 Shares 2,849 Est. Cost $190.16 Unrealized -0.4%
MA Mastercard Inc Class A 0.2%
Value ($000) $573 Shares 1,576 Est. Cost $323.40 Unrealized +10.5%
TGT Target Corp 0.2%
Value ($000) $555 Shares 3,348 Est. Cost $140.92 Unrealized +5.5%
VFIAX Vanguard 500 Index Admir Al 0.2%
Value ($000) $547 Shares 1,442 Est. Cost $379.16 Unrealized —
ABBV Abbvie Inc 0.2%
Value ($000) $537 Shares 3,370 Est. Cost $137.22 Unrealized +0.7%
— The Goldman Sach 4 PFD PFD Ser D 0.2%
Value ($000) $533 Shares 25,749 Est. Cost $20.71 Unrealized —
AGTHX American Funds Growth Fu ND Of Amer A 0.2%
Value ($000) $517 Shares 9,401 Est. Cost $55.02 Unrealized —
KAMAX Advisors PFD TR KNSNGTN MNGD A 0.2%
Value ($000) $512 Shares 52,619 Est. Cost $9.73 Unrealized —
ADI Analog Devices Inc 0.2%
Value ($000) $501 Shares 2,539 Est. Cost $147.75 Unrealized +15.4%
UNH UnitedHealth Group 0.2%
Value ($000) $499 Shares 1,056 Est. Cost $500.41 Unrealized -8.6%
VONE Vanguard Russell 1000 ETF IV 0.2%
Value ($000) $493 Shares 2,644 Est. Cost $174.26 Unrealized —
— CMS Energy Cor 5.875PFD Due 030179 0.2%
Value ($000) $484 Shares 19,945 Est. Cost $24.29 Unrealized —
CMCSA Comcast Corp Class A 0.2%
Value ($000) $482 Shares 12,727 Est. Cost $30.06 Unrealized +15.2%
— Morgan Stanley 4 PFD PFD Ser A 0.1%
Value ($000) $477 Shares 22,736 Est. Cost $20.99 Unrealized —
BFST Business First Bancshare 0.1%
Value ($000) $456 Shares 26,631 Est. Cost $21.14 Unrealized -12.8%
HON Honeywell Intl Inc 0.1%
Value ($000) $449 Shares 2,351 Est. Cost $178.76 Unrealized -1.2%
DE Deere & Co 0.1%
Value ($000) $447 Shares 1,078 Est. Cost $388.70 Unrealized +2.2%
— Truist Finl C 4.75 PFD PFD Ser R 0.1%
Value ($000) $444 Shares 20,971 Est. Cost $21.19 Unrealized —
BND Vanguard Total Bond Market ETF 0.1%
Value ($000) $433 Shares 5,862 Est. Cost $73.83 Unrealized —
SPY SPDR S&P 500 ETF 0.1%
Value ($000) $429 Shares 1,046 Est. Cost $387.32 Unrealized —
MRK Merck & Co. Inc. 0.1%
Value ($000) $421 Shares 3,928 Est. Cost $92.80 Unrealized +6.3%
VGIT Vanguard ItmTerm Treasury ETF 0.1%
Value ($000) $419 Shares 6,984 Est. Cost $58.63 Unrealized —
AMGN Amgen Inc. 0.1%
Value ($000) $418 Shares 1,728 Est. Cost $242.73 Unrealized -7.7%
PFE Pfizer 0.1%
Value ($000) $413 Shares 10,126 Est. Cost $40.19 Unrealized -9.1%
WEC W E C Energy Group Inc 0.1%
Value ($000) $412 Shares 4,347 Est. Cost $82.72 Unrealized +1.0%
KR Kroger Co 0.1%
Value ($000) $401 Shares 8,127 Est. Cost $42.86 Unrealized +0.1%
ENB Enbridge Inc F 0.1%
Value ($000) $399 Shares 10,468 Est. Cost $31.84 Unrealized +1.9%
CSCO Cisco Systems 0.1%
Value ($000) $396 Shares 7,572 Est. Cost $41.47 Unrealized +8.2%
ITW Illinois Tool Works 0.1%
Value ($000) $394 Shares 1,610 Est. Cost $197.50 Unrealized +10.2%
AGG iShares Core US Aggregate Bond ETF 0.1%
Value ($000) $388 Shares 3,897 Est. Cost $96.99 Unrealized —
AVGO Broadcom Inc 0.1%
Value ($000) $379 Shares 591 Est. Cost $47.61 Unrealized +21.0%
TXN Texas Instruments 0.1%
Value ($000) $377 Shares 2,026 Est. Cost $151.91 Unrealized +6.2%
GOOG Alphabet Inc. Class C 0.1%
Value ($000) $366 Shares 3,518 Est. Cost $94.73 Unrealized +1.2%
DRLL Strive U S Energy ETF 0.1%
Value ($000) $363 Shares 13,066 Est. Cost $29.85 Unrealized —
LUBAX Lord Abbett Ultra Short Bond A 0.1%
Value ($000) $359 Shares 36,364 Est. Cost $9.87 Unrealized —
AMT Amern Tower Corp REIT 0.1%
Value ($000) $355 Shares 1,740 Est. Cost $186.90 Unrealized +1.4%
ALGN Align Technology Inc 0.1%
Value ($000) $354 Shares 1,059 Est. Cost $295.03 Unrealized 0.0%
NEU Newmarket Corporatn 0.1%
Value ($000) $348 Shares 948 Est. Cost $289.43 Unrealized +13.5%
— The Southern Co 4.95PFD Due 013080 0.1%
Value ($000) $346 Shares 15,311 Est. Cost $22.60 Unrealized —
— Citizens Finl GR 5 PFD PFD 0.1%
Value ($000) $341 Shares 17,012 Est. Cost $20.06 Unrealized —
XLV Select Sector Health Care SPDR ETF 0.1%
Value ($000) $341 Shares 2,636 Est. Cost $135.85 Unrealized —
AWK American Water Works 0.1%
Value ($000) $320 Shares 2,183 Est. Cost $135.19 Unrealized +2.8%
META Meta Platforms Inc Class A 0.1%
Value ($000) $316 Shares 1,489 Est. Cost $169.12 Unrealized 0.0%
MMM 3M 0.1%
Value ($000) $315 Shares 3,002 Est. Cost $84.88 Unrealized 0.0%
PINS Pinterest Inc Class A 0.1%
Value ($000) $312 Shares 11,453 Est. Cost $23.85 Unrealized +8.6%
QQQ Invsc QQQ Trust SRS 1 ETF 0.1%
Value ($000) $310 Shares 965 Est. Cost $264.51 Unrealized —
FCX Freeport Mcmoran Inc 0.1%
Value ($000) $304 Shares 7,426 Est. Cost $33.48 Unrealized +19.4%
PFF iShares Preferred Income Sec ETF 0.1%
Value ($000) $302 Shares 9,722 Est. Cost $30.32 Unrealized —
— Athene Holdi 5.625 PFD PFD Ser B 0.1%
Value ($000) $302 Shares 15,000 Est. Cost $20.12 Unrealized —
— BlackRock Inc 0.1%
Value ($000) $300 Shares 448 Est. Cost $710.08 Unrealized —
ARCC Ares Capital Corp 0.1%
Value ($000) $293 Shares 16,016 Est. Cost $13.85 Unrealized +3.5%
LEAD Siren ETF TR Divcon Leaders Divid ETF 0.1%
Value ($000) $289 Shares 5,442 Est. Cost $49.67 Unrealized —
IWL iShares Russell Top 200 ETF 0.1%
Value ($000) $283 Shares 2,907 Est. Cost $97.31 Unrealized —
SUSA iShares MSCI USA Esg Select ETF 0.1%
Value ($000) $279 Shares 3,183 Est. Cost $87.77 Unrealized —
— Metlife Inc 4.75 PFD PFD Ser F 0.1%
Value ($000) $272 Shares 12,500 Est. Cost $21.77 Unrealized —
F Ford Motor Co 0.1%
Value ($000) $264 Shares 20,919 Est. Cost $10.07 Unrealized +1.3%
ADP Auto Data Processing 0.1%
Value ($000) $261 Shares 1,167 Est. Cost $228.71 Unrealized -7.5%
MFIC Apollo Investment Co 0.1%
Value ($000) $260 Shares 22,849 Est. Cost $7.81 Unrealized +7.6%
INTU Intuit Inc 0.1%
Value ($000) $254 Shares 570 Est. Cost $388.88 Unrealized +3.7%
IBM IBM 0.1%
Value ($000) $250 Shares 1,903 Est. Cost $123.05 Unrealized -1.9%
TRBCX T Rowe Price Blue Chip Growth FD Inv 0.1%
Value ($000) $249 Shares 2,064 Est. Cost $120.49 Unrealized —
VGHAX Vanguard Health Care FD Admiral Share 0.1%
Value ($000) $248 Shares 2,868 Est. Cost $86.43 Unrealized —
RTX Raytheon Technologies Co 0.1%
Value ($000) $248 Shares 2,529 Est. Cost $88.15 Unrealized +4.7%
SBUX Starbucks Corp 0.1%
Value ($000) $247 Shares 2,375 Est. Cost $87.55 Unrealized +10.9%
— Ginkgo Bioworks HLDGS In Class A 0.1%
Value ($000) $246 Shares 185,299 Est. Cost $1.69 Unrealized —
LLY Lilly Eli & Co 0.1%
Value ($000) $244 Shares 710 Est. Cost $345.79 Unrealized -4.6%
PRHSX T Rowe Price Health Sciences Fund Inv 0.1%
Value ($000) $244 Shares 2,778 Est. Cost $87.76 Unrealized —
— AT&T Inc. 5 PFD PFD Ser A 0.1%
Value ($000) $244 Shares 10,750 Est. Cost $22.66 Unrealized —
— BlackRock High Yield Muni FD Inst CL 0.1%
Value ($000) $242 Shares 27,342 Est. Cost $8.85 Unrealized —
PSX Phillips 66 0.1%
Value ($000) $242 Shares 2,385 Est. Cost $91.39 Unrealized +0.3%
— Activision Blizzard 0.1%
Value ($000) $242 Shares 2,823 Est. Cost $76.55 Unrealized —
PRSMX T Rowe Price Summit Muni Interm Fund Inv 0.1%
Value ($000) $239 Shares 21,104 Est. Cost $11.32 Unrealized —
T AT&T 0.1%
Value ($000) $237 Shares 12,334 Est. Cost $16.36 Unrealized 0.0%
SLV iShares Silver Trust ETF 0.1%
Value ($000) $237 Shares 10,729 Est. Cost $22.02 Unrealized —
BA Boeing 0.1%
Value ($000) $237 Shares 1,116 Est. Cost $163.57 Unrealized +27.0%
MDLZ Mondelez Intl Class A 0.1%
Value ($000) $232 Shares 3,321 Est. Cost $61.12 Unrealized 0.0%
AMLP Alps Alerian MLP ETF New 0.1%
Value ($000) $232 Shares 6,000 Est. Cost $38.07 Unrealized —
PEP Pepsico Inc 0.1%
Value ($000) $231 Shares 1,265 Est. Cost $160.81 Unrealized -1.3%
C Citigroup Inc 0.1%
Value ($000) $229 Shares 4,894 Est. Cost $40.56 Unrealized +9.2%
SCHO Schwab Short Term US Treasury ETF 0.1%
Value ($000) $226 Shares 4,639 Est. Cost $48.24 Unrealized —
— Public Storag 3.95 PFD PFD Ser Q 0.1%
Value ($000) $226 Shares 12,500 Est. Cost $18.09 Unrealized —
ACN Accenture PLC F Class A 0.1%
Value ($000) $226 Shares 791 Est. Cost $264.08 Unrealized -1.0%
— Kimco Realty 5.125 PFD PFD 0.1%
Value ($000) $224 Shares 11,242 Est. Cost $19.90 Unrealized —
INTC Intel 0.1%
Value ($000) $221 Shares 6,761 Est. Cost $26.65 Unrealized +3.3%
QCOM Qualcomm Inc 0.1%
Value ($000) $221 Shares 1,730 Est. Cost $108.85 Unrealized +6.9%
MS Morgan Stanley 0.1%
Value ($000) $221 Shares 2,512 Est. Cost $84.81 Unrealized 0.0%
PAYX Paychex Inc 0.1%
Value ($000) $218 Shares 1,903 Est. Cost $106.54 Unrealized -2.1%
BNDW Vanguard Total World Bond ETF IV 0.1%
Value ($000) $216 Shares 3,129 Est. Cost $67.05 Unrealized —
— Federal Realty I 5 PFD PFD Ser C 0.1%
Value ($000) $216 Shares 10,000 Est. Cost $21.58 Unrealized —
XLK Technology Select Sector SPDR ETF 0.1%
Value ($000) $210 Shares 1,393 Est. Cost $151.01 Unrealized —
BIP Brookfield Infrastruc LP 0.1%
Value ($000) $210 Shares 6,210 Est. Cost $31.04 Unrealized —
PSN Parsons Corp 0.1%
Value ($000) $208 Shares 4,648 Est. Cost $46.08 Unrealized -4.7%
BP BP PLC F Sponsored ADR 0.1%
Value ($000) $207 Shares 5,453 Est. Cost $37.94 Unrealized —
BAC Bank of America 0.1%
Value ($000) $206 Shares 7,203 Est. Cost $31.71 Unrealized -3.6%
— Lixte Biotech HLDG 0.1%
Value ($000) $205 Shares 248,084 Est. Cost $0.51 Unrealized —
FCNTX Fidelity Contrafund 0.1%
Value ($000) $203 Shares 15,247 Est. Cost $13.29 Unrealized —
— Pioneer Multi Asset Ultr Ashort Incm Y 0.1%
Value ($000) $202 Shares 21,225 Est. Cost $9.54 Unrealized —
JKHY Henry Jack & Assoc 0.1%
Value ($000) $202 Shares 1,342 Est. Cost $177.18 Unrealized -9.4%
ANWPX American FD New Perspective CL A 0.1%
Value ($000) $202 Shares 3,865 Est. Cost $52.14 Unrealized —
— First Republic 5.5 PFD PFD Ser I 0.1%
Value ($000) $198 Shares 31,546 Est. Cost $6.27 Unrealized —
PHYS Sprott Physical Gold Etv 0.1%
Value ($000) $191 Shares 12,329 Est. Cost $14.10 Unrealized —
— PS Business P 5.25 PFD PFD 0.1%
Value ($000) $188 Shares 13,616 Est. Cost $13.83 Unrealized —
— PIMCO Dynamic Income Opp 0.1%
Value ($000) $188 Shares 15,000 Est. Cost $12.90 Unrealized —
— Nuveen Municipal Value C 0.1%
Value ($000) $176 Shares 19,939 Est. Cost $8.60 Unrealized —
— Brookfield Fin 4.5 PFD PFD 0.0%
Value ($000) $147 Shares 10,000 Est. Cost $14.71 Unrealized —
ET Energy Transfer LP 0.0%
Value ($000) $146 Shares 11,731 Est. Cost $11.87 Unrealized —
PAA Plains All American P LP 0.0%
Value ($000) $134 Shares 10,753 Est. Cost $11.76 Unrealized —
FKLAX Franklin La Tax Free Inc M FD CL A1 0.0%
Value ($000) $126 Shares 12,414 Est. Cost $10.11 Unrealized —
URGN Urogen Pharma LTD F 0.0%
Value ($000) $97 Shares 10,500 Est. Cost $9.47 Unrealized -2.8%
FFRHX Fidelity Adv Floating Rate High Incm FD 0.0%
Value ($000) $94 Shares 10,353 Est. Cost $9.08 Unrealized —
AG Put First Majestic Silve 0.0%
Value ($000) $72 Shares 10,050 Est. Cost $8.65 Unrealized -15.6%
— Digital Media Solutions Class A 0.0%
Value ($000) $48 Shares 42,461 Est. Cost $1.34 Unrealized —
CCO Clear Channel Outdr 0.0%
Value ($000) $36 Shares 29,760 Est. Cost $1.26 Unrealized +17.1%
NWBO NW Biotherapeutics 0.0%
Value ($000) $14 Shares 22,200 Est. Cost $0.68 Unrealized 0.0%
— Tellurian Investments In 0.0%
Value ($000) $12 Shares 10,000 Est. Cost $1.23 Unrealized —
CPWR Ocean Thermal Energy 0.0%
Value ($000) $0 Shares 37,000 Est. Cost $0.01 Unrealized 0.0%
BIEL Bioelectronics Corp 0.0%
Value ($000) $0 Shares 20,000 Est. Cost $0.00 Unrealized 0.0%
LTNC Labor Smart Inc 0.0%
Value ($000) $0 Shares 16,835 Est. Cost $0.00 Unrealized 0.0%
— Iota Communications Inc 0.0%
Value ($000) $0 Shares 20,746 Est. Cost — Unrealized —
USMJ North American Cannabis 0.0%
Value ($000) $0 Shares 999,900 Est. Cost $0.00 Unrealized 0.0%